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NYSE · USD

SO

SOUTHERN CO

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Tapewire entity
1308
SEC CIK
0000092122
Parsed reports
1,218

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202603
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2020 Filed Jan 2, 2020 21:54 UTC GrantDeferred Stock Units · Derivative 1,138.1476 $63.70 Strike: $0.00 $72,500.00
Disclosure

SEC source: 0001209191-20-000358 · doc4.xml · derivative · entry 1

SMITH WILLIAM G JR · CIK 0000909019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,233.6361

Underlying: Southern Company Common Stock · 1,138.1476 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 21:53 UTC GrantDeferred Stock Units · Derivative 627.9435 $63.70 Strike: $0.00 $40,000.00
Disclosure

SEC source: 0001209191-20-000355 · doc4.xml · derivative · entry 1

Moniz Ernest J · CIK 0001265177 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187.7796

Underlying: Southern Company Common Stock · 627.9435 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 21:52 UTC GrantDeferred Stock Units · Derivative 627.9435 $63.70 Strike: $0.00 $40,000.00
Disclosure

SEC source: 0001209191-20-000352 · doc4.xml · derivative · entry 1

Klein Dale E. · CIK 0001493467 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,298.2291

Underlying: Southern Company Common Stock · 627.9435 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 21:48 UTC GrantDeferred Stock Units · Derivative 1,138.1476 $63.70 Strike: $0.00 $72,500.00
Disclosure

SEC source: 0001209191-20-000347 · doc4.xml · derivative · entry 1

GRAIN DAVID J · CIK 0001249303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,331.3319

Underlying: Southern Company Common Stock · 1,138.1476 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 21:44 UTC
BOSCIA JON ADirector
GrantDeferred Stock Units · Derivative 627.9435 $63.70 Strike: $0.00 $40,000.00
Disclosure

SEC source: 0001209191-20-000335 · doc4.xml · derivative · entry 1

BOSCIA JON A · CIK 0001157628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,975.9977

Underlying: Southern Company Common Stock · 627.9435 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 21:46 UTC GrantDeferred Stock Units · Derivative 886.9702 $63.70 Strike: $0.00 $56,500.00
Disclosure

SEC source: 0001209191-20-000344 · doc4.xml · derivative · entry 1

EARLEY ANTHONY F JR · CIK 0001167316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,270.8104

Underlying: Southern Company Common Stock · 886.9702 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 21:45 UTC GrantDeferred Stock Units · Derivative 1,059.6546 $63.70 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-20-000339 · doc4.xml · derivative · entry 1

Clark Henry A III · CIK 0001474932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,562.9111

Underlying: Southern Company Common Stock · 1,059.6546 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 21:43 UTC GrantDeferred Stock Units · Derivative 1,059.6546 $63.70 Strike: $0.00 $67,500.00
Disclosure

SEC source: 0001209191-20-000330 · doc4.xml · derivative · entry 1

BARANCO JUANITA P · CIK 0001198001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,269.9795

Underlying: Southern Company Common Stock · 1,059.6546 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
January 02, 2020 Filed Jan 2, 2020 21:42 UTC GrantDeferred Stock Units · Derivative 627.9435 $63.70 Strike: $0.00 $40,000.00
Disclosure

SEC source: 0001209191-20-000327 · doc4.xml · derivative · entry 1

Akella Janaki · CIK 0001763595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,255.5126

Underlying: Southern Company Common Stock · 627.9435 shares

Expires not disclosed

F1 · derivative.exercise_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

F1 · derivative.expiration_date: Acquired pursuant to Southern's Deferred Compensation Plan, payable in stock only upon termination. There is no exercise or expiration date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Exercise / conversionSouthern Co Restricted Stock Units · Derivative 8,184 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001051 · doc4.xml · derivative · entry 3

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,552

Underlying: Southern Company Common Stock · 8,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · price: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.exercise_date: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

F3 · derivative.expiration_date: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Additional units will be acquired with deemed dividends. Shares will be withheld upon vesting to satisfy tax requirements.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Tax withholdingSouthern Company Common Stock 3,978 $63.70 $253,398.60
Disclosure

SEC source: 0001209191-20-001051 · doc4.xml · nonDerivative · entry 2

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,564.1563

F2 · shares: Shares withheld to satisfy required state and federal tax withholding requirements.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Exercise / conversionSouthern Company Common Stock 8,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-001051 · doc4.xml · nonDerivative · entry 1

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,542.1563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Includes 586 accrued dividend equivalent units. Shares will be withheld upon vesting to satisfy tax requirements.

F1 · price: The RSU award, granted on May 23, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Includes 586 accrued dividend equivalent units. Shares will be withheld upon vesting to satisfy tax requirements.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 22:18 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 17.7262 $63.86 Strike: $0.00 $1,132.00
Disclosure

SEC source: 0001209191-19-061827 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,278.5052

Underlying: Southern Company Common Stock · 17.7262 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:06 UTC
FANNING THOMAS APresident, CEO & Chairman
Exercise / conversionOption Right to Buy · Derivative 1,025,454 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001209191-19-061605 · doc4.xml · derivative · entry 10

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 1,025,454 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Options exercised and sold pursuant to a 10b5-1 trading plan entered into on October 31, 2019 for estate and financial planning purposes. As a result of the transactions, Mr. Fanning increased his ownership of Southern Company common stock by 270,597 shares. Mr. Fanning significantly exceeds his share ownership requirements.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:06 UTC
FANNING THOMAS APresident, CEO & Chairman
Exercise / conversionOption Right to Buy · Derivative 714,297 $0.00 Strike: $44.06 $0.00
Disclosure

SEC source: 0001209191-19-061605 · doc4.xml · derivative · entry 9

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 714,297 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Options exercised and sold pursuant to a 10b5-1 trading plan entered into on October 31, 2019 for estate and financial planning purposes. As a result of the transactions, Mr. Fanning increased his ownership of Southern Company common stock by 270,597 shares. Mr. Fanning significantly exceeds his share ownership requirements.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:06 UTC
FANNING THOMAS APresident, CEO & Chairman
Exercise / conversionOption Right to Buy · Derivative 597,345 $0.00 Strike: $44.42 $0.00
Disclosure

SEC source: 0001209191-19-061605 · doc4.xml · derivative · entry 8

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 597,345 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Options exercised and sold pursuant to a 10b5-1 trading plan entered into on October 31, 2019 for estate and financial planning purposes. As a result of the transactions, Mr. Fanning increased his ownership of Southern Company common stock by 270,597 shares. Mr. Fanning significantly exceeds his share ownership requirements.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:06 UTC
FANNING THOMAS APresident, CEO & Chairman
SaleSouthern Company Common Stock 597,345 $62.99 $37,626,761.55
Disclosure

SEC source: 0001209191-19-061605 · doc4.xml · nonDerivative · entry 6

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,290.073

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.41 to $63.63, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:06 UTC
FANNING THOMAS APresident, CEO & Chairman
Exercise / conversionSouthern Company Common Stock 597,345 $44.42 $26,534,064.90
Disclosure

SEC source: 0001209191-19-061605 · doc4.xml · nonDerivative · entry 5

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078,635.073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:06 UTC
FANNING THOMAS APresident, CEO & Chairman
SaleSouthern Company Common Stock 637,454 $62.99 $40,153,227.46
Disclosure

SEC source: 0001209191-19-061605 · doc4.xml · nonDerivative · entry 4

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,290.073

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.41 to $63.63, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:06 UTC
FANNING THOMAS APresident, CEO & Chairman
Exercise / conversionSouthern Company Common Stock 714,297 $44.06 $31,471,925.82
Disclosure

SEC source: 0001209191-19-061605 · doc4.xml · nonDerivative · entry 3

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118,744.073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:06 UTC
FANNING THOMAS APresident, CEO & Chairman
SaleSouthern Company Common Stock 831,700 $62.99 $52,388,783.00
Disclosure

SEC source: 0001209191-19-061605 · doc4.xml · nonDerivative · entry 2

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,447.073

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.41 to $63.63, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:06 UTC
FANNING THOMAS APresident, CEO & Chairman
Exercise / conversionSouthern Company Common Stock 1,025,454 $41.28 $42,330,741.12
Disclosure

SEC source: 0001209191-19-061605 · doc4.xml · nonDerivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,236,147.073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:35 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
Exercise / conversionOption Right to Buy · Derivative 25,000 $0.00 Strike: $42.16 $0.00
Disclosure

SEC source: 0001209191-19-061133 · doc4.xml · derivative · entry 4

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Southern Company Common Stock · 25,000 shares

Expires 2024-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:35 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
SaleSouthern Company Common Stock 25,000 $64.16 $1,604,000.00
Disclosure

SEC source: 0001209191-19-061133 · doc4.xml · nonDerivative · entry 2

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,655

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:35 UTC
Kerr, II James YEVP, Chief Legal Officer & CCO
Exercise / conversionSouthern Company Common Stock 25,000 $42.16 $1,054,000.00
Disclosure

SEC source: 0001209191-19-061133 · doc4.xml · nonDerivative · entry 1

Kerr, II James Y · CIK 0001601624 · EVP, Chief Legal Officer & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC
Connally Stan WExecutive Vice President, SCS
Exercise / conversionOption Right to Buy · Derivative 60,038 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001209191-19-061130 · doc4.xml · derivative · entry 10

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 60,038 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC
Connally Stan WExecutive Vice President, SCS
Exercise / conversionOption Right to Buy · Derivative 34,092 $0.00 Strike: $41.28 $0.00
Disclosure

SEC source: 0001209191-19-061130 · doc4.xml · derivative · entry 9

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,038

Underlying: Southern Company Common Stock · 34,092 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC
Connally Stan WExecutive Vice President, SCS
Exercise / conversionOption Right to Buy · Derivative 23,958 $0.00 Strike: $44.06 $0.00
Disclosure

SEC source: 0001209191-19-061130 · doc4.xml · derivative · entry 8

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 23,958 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC
Connally Stan WExecutive Vice President, SCS
SaleSouthern Company Common Stock 60,038 $63.52 $3,813,613.76
Disclosure

SEC source: 0001209191-19-061130 · doc4.xml · nonDerivative · entry 6

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,503.053

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $64.00, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC
Connally Stan WExecutive Vice President, SCS
Exercise / conversionSouthern Company Common Stock 60,038 $41.28 $2,478,368.64
Disclosure

SEC source: 0001209191-19-061130 · doc4.xml · nonDerivative · entry 5

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,541.053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC
Connally Stan WExecutive Vice President, SCS
SaleSouthern Company Common Stock 34,092 $63.52 $2,165,523.84
Disclosure

SEC source: 0001209191-19-061130 · doc4.xml · nonDerivative · entry 4

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,503.053

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $64.00, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC
Connally Stan WExecutive Vice President, SCS
Exercise / conversionSouthern Company Common Stock 34,092 $41.28 $1,407,317.76
Disclosure

SEC source: 0001209191-19-061130 · doc4.xml · nonDerivative · entry 3

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,595.053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC
Connally Stan WExecutive Vice President, SCS
SaleSouthern Company Common Stock 23,958 $63.52 $1,521,812.16
Disclosure

SEC source: 0001209191-19-061130 · doc4.xml · nonDerivative · entry 2

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,503.053

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $64.00, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:33 UTC
Connally Stan WExecutive Vice President, SCS
Exercise / conversionSouthern Company Common Stock 23,958 $44.06 $1,055,589.48
Disclosure

SEC source: 0001209191-19-061130 · doc4.xml · nonDerivative · entry 1

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,461.053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 21:36 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 18.2169 $62.14 Strike: $0.00 $1,132.00
Disclosure

SEC source: 0001209191-19-059657 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,260.779

Underlying: Southern Company Common Stock · 18.2169 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

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December 04, 2019 Filed Dec 5, 2019 21:35 UTC
Connally Stan WExecutive Vice President, SCS
Exercise / conversionOption Right to Buy · Derivative 42,947 $0.00 Strike: $44.06 $0.00
Disclosure

SEC source: 0001209191-19-059313 · doc4.xml · derivative · entry 7

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,958

Underlying: Southern Company Common Stock · 42,974 shares

Expires 2023-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:35 UTC
Connally Stan WExecutive Vice President, SCS
Exercise / conversionOption Right to Buy · Derivative 16,053 $0.00 Strike: $44.42 $0.00
Disclosure

SEC source: 0001209191-19-059313 · doc4.xml · derivative · entry 6

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 16,053 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:35 UTC
Connally Stan WExecutive Vice President, SCS
SaleSouthern Company Common Stock 42,947 $62.58 $2,687,623.26
Disclosure

SEC source: 0001209191-19-059313 · doc4.xml · nonDerivative · entry 4

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,503.053

F1 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.31 to $62.75, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

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December 04, 2019 Filed Dec 5, 2019 21:35 UTC
Connally Stan WExecutive Vice President, SCS
Exercise / conversionSouthern Company Common Stock 42,947 $44.06 $1,892,244.82
Disclosure

SEC source: 0001209191-19-059313 · doc4.xml · nonDerivative · entry 3

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,450.053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:35 UTC
Connally Stan WExecutive Vice President, SCS
SaleSouthern Company Common Stock 16,053 $62.58 $1,004,596.74
Disclosure

SEC source: 0001209191-19-059313 · doc4.xml · nonDerivative · entry 2

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,503.053

F1 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.31 to $62.75, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:35 UTC
Connally Stan WExecutive Vice President, SCS
Exercise / conversionSouthern Company Common Stock 16,053 $44.42 $713,074.26
Disclosure

SEC source: 0001209191-19-059313 · doc4.xml · nonDerivative · entry 1

Connally Stan W · CIK 0001498337 · Executive Vice President, SCS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,556.053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 21:40 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
SaleSouthern Company Common Stock 2,000 $62.08 $124,160.00
Disclosure

SEC source: 0001209191-19-059081 · doc4.xml · nonDerivative · entry 1

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,772.1563

F1 · security: Shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 23:26 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 17.9996 $62.89 Strike: $0.00 $1,131.99
Disclosure

SEC source: 0001209191-19-057992 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,242.5621

Underlying: Southern Company Common Stock · 17.9996 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 22:08 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 18.4786 $61.26 Strike: $0.00 $1,132.00
Disclosure

SEC source: 0001209191-19-056085 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,224.5625

Underlying: Southern Company Common Stock · 18.4786 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:40 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
SaleSouthern Company Common Stock 2,000 $62.22 $124,440.00
Disclosure

SEC source: 0001209191-19-055245 · doc4.xml · nonDerivative · entry 1

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,772.1563

F1 · security: Shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
October 25, 2019 Filed Oct 28, 2019 23:03 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 18.4515 $61.35 Strike: $0.00 $1,132.00
Disclosure

SEC source: 0001209191-19-054275 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,206.0839

Underlying: Southern Company Common Stock · 18.4515 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 20:51 UTC
FANNING THOMAS APresident, CEO & Chairman
GrantPhantom Stock Units · Derivative 18.4005 $61.52 Strike: $0.00 $1,132.00
Disclosure

SEC source: 0001209191-19-053177 · doc4.xml · derivative · entry 1

FANNING THOMAS A · CIK 0001227464 · President, CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,898.7825

Underlying: Southern Company Common Stock · 18.4005 shares

Expires not disclosed

F1 · security: Each share of phantom stock represents the right to receive one share of Southern Company common stock or the cash value thereof. Includes phantom stock units acquired as if reinvested in the dividend reinvestment plan. There is no exercise or expiration date.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of Mr. Fanning's employment with The Southern Company. Mr. Fanning may transfer his phantom stock account into an alternative investment account at any time.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 21:13 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
Exercise / conversionOption Right to Buy · Derivative 121,533 $44.42 Strike: $44.42 $5,398,495.86
Disclosure

SEC source: 0001209191-19-052783 · doc4.xml · derivative · entry 4

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Southern Company Common Stock · 121,533 shares

Expires 2022-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Options were exercised and shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 21:13 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
SaleSouthern Company Common Stock 2,000 $61.87 $123,740.00
Disclosure

SEC source: 0001209191-19-052783 · doc4.xml · nonDerivative · entry 3

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,772.1563

F2 · security: Shares were sold pursuant to a Rule 10b5-1 plan.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.71 to $61.95, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 21:13 UTC
Kuczynski Stephen EPres. & CEO, Southern Nuclear
SaleSouthern Company Common Stock 121,533 $61.87 $7,519,246.71
Disclosure

SEC source: 0001209191-19-052783 · doc4.xml · nonDerivative · entry 2

Kuczynski Stephen E · CIK 0001524757 · Pres. & CEO, Southern Nuclear

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,772.1563

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.71 to $61.95, inclusive. The reporting person undertakes to provide to Southern Company, any security holder of Southern Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.