SNPS

SEC source: 0001199719-17-000012 · edgardoc.xml · nonDerivative · entry 1

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-17-000011 · edgardoc.xml · derivative · entry 3

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,113

Underlying: Common Stock · 10,000 shares

Expires 2021-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: Option vests in 16 equal quarterly installments beginning on the date shown.

SEC source: 0001199719-17-000011 · edgardoc.xml · nonDerivative · entry 2

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $69.14 to 70.46. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-17-000011 · edgardoc.xml · nonDerivative · entry 1

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-17-000007 · edgardoc.xml · derivative · entry 2

JOHNSON MERCEDES · CIK 0001225110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,838

Underlying: Common Stock · 30,000 shares

Expires 2024-02-14

F1 · kind: Grant to reporting person to buy shares of common stock under the 2005 Non-Employee Directors Equity Incentive Plan

F3 · derivative.exercise_date: Grant vests in four (4) successive equal installments on the date immediately preceding each of the first four (4) Annual Meetings following the grant date.

SEC source: 0001199719-17-000007 · edgardoc.xml · derivative · entry 1

JOHNSON MERCEDES · CIK 0001225110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838

Underlying: Common Stock · 838 shares

Expires 2024-02-14

F1 · kind: Grant to reporting person to buy shares of common stock under the 2005 Non-Employee Directors Equity Incentive Plan

F2 · derivative.exercise_date: Exercisable in 36 equal monthly installments beginning one month from grant date

SEC source: 0001199719-17-000002 · edgardoc.xml · nonDerivative · entry 1

BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,601

F1 · price: Gift

SEC source: 0001199719-16-000189 · edgardoc.xml · derivative · entry 5

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,259

Underlying: Common Stock · 2,087 shares

Expires 2019-12-08

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000189 · edgardoc.xml · derivative · entry 4

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,346

Underlying: Common Stock · 8,346 shares

Expires 2019-12-08

F4 · kind: On 12/15/15 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $377,500, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 10/29/16. The performance criteria were met.

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000189 · edgardoc.xml · derivative · entry 3

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,832

Underlying: Common Stock · 32,832 shares

Expires 2023-12-15

F2 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $377,500, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F3 · derivative.exercise_date: Option vests in 16 equal quarterly installments beginning on the date shown.

SEC source: 0001199719-16-000189 · edgardoc.xml · nonDerivative · entry 2

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-16-000189 · edgardoc.xml · nonDerivative · entry 1

RUNKEL JOHN F JR · CIK 0001206990 · General Counsel &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-16-000186 · edgardoc.xml · derivative · entry 5

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,018

Underlying: Common Stock · 9,673 shares

Expires 2019-12-08

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000186 · edgardoc.xml · derivative · entry 4

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,691

Underlying: Common Stock · 38,691 shares

Expires 2019-12-08

F4 · kind: On 12/15/15 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $1,750,000, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 10/29/16. The performance criteria were met.

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000186 · edgardoc.xml · derivative · entry 3

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,899

Underlying: Common Stock · 160,899 shares

Expires 2023-12-15

F2 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $1,850,000, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F3 · derivative.exercise_date: Option vests in 16 equal quarterly installments beginning on the date shown.

SEC source: 0001199719-16-000186 · edgardoc.xml · nonDerivative · entry 2

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,486

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-16-000186 · edgardoc.xml · nonDerivative · entry 1

CHAN CHI-FOON · CIK 0001249834 · Director · Co-CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-16-000187 · edgardoc.xml · derivative · entry 5

Logan Joseph W · CIK 0001373606 · EVP, Sales & Corp Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,680

Underlying: Common Stock · 4,560 shares

Expires 2019-12-08

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000187 · edgardoc.xml · derivative · entry 4

Logan Joseph W · CIK 0001373606 · EVP, Sales & Corp Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,240

Underlying: Common Stock · 18,240 shares

Expires 2019-12-08

F4 · kind: On 12/15/15 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $825,000, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 10/29/16. The performance criteria were met.

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000187 · edgardoc.xml · derivative · entry 3

Logan Joseph W · CIK 0001373606 · EVP, Sales & Corp Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,973

Underlying: Common Stock · 86,973 shares

Expires 2023-12-15

F2 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $1,000,000, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F3 · derivative.exercise_date: Option vests in 16 equal quarterly installments beginning on the date shown.

SEC source: 0001199719-16-000187 · edgardoc.xml · nonDerivative · entry 2

Logan Joseph W · CIK 0001373606 · EVP, Sales & Corp Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,793

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-16-000187 · edgardoc.xml · nonDerivative · entry 1

Logan Joseph W · CIK 0001373606 · EVP, Sales & Corp Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-16-000190 · edgardoc.xml · derivative · entry 2

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,313

Underlying: Common Stock · 3,313 shares

Expires 2020-12-08

F3 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant value of $200,000, with the number of restricted stock units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning December 8, 2017.

SEC source: 0001199719-16-000190 · edgardoc.xml · derivative · entry 1

Kankanwadi Sudhindra · CIK 0001652437 · VP and Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,395

Underlying: Common Stock · 17,395 shares

Expires 2023-12-15

F1 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $200,000, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F2 · derivative.exercise_date: Option vests in 16 equal quarterly installments beginning on the date shown.

SEC source: 0001199719-16-000188 · edgardoc.xml · derivative · entry 5

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001

Underlying: Common Stock · 2,667 shares

Expires 2019-12-08

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000188 · edgardoc.xml · derivative · entry 4

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

Underlying: Common Stock · 10,668 shares

Expires 2019-12-08

F4 · kind: On 12/15/15 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $482,500, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 10/29/16. The performance criteria were met.

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000188 · edgardoc.xml · derivative · entry 3

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,835

Underlying: Common Stock · 47,835 shares

Expires 2023-12-15

F2 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $550,000, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F3 · derivative.exercise_date: Option vests in 16 equal quarterly installments beginning on the date shown.

SEC source: 0001199719-16-000188 · edgardoc.xml · nonDerivative · entry 2

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,292

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-16-000188 · edgardoc.xml · nonDerivative · entry 1

Pham Trac · CIK 0001627340 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-16-000185 · edgardoc.xml · derivative · entry 4

BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001

Underlying: Common Stock · 2,667 shares

Expires 2019-12-08

F3 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000185 · edgardoc.xml · derivative · entry 3

BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

Underlying: Common Stock · 10,668 shares

Expires 2019-12-08

F2 · kind: On 12/15/15 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $482,500, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 10/29/16. The performance criteria were met.

F3 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000185 · edgardoc.xml · nonDerivative · entry 2

BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,280

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-16-000185 · edgardoc.xml · nonDerivative · entry 1

BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-16-000184 · edgardoc.xml · derivative · entry 8

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,018

Underlying: Common Stock · 9,673 shares

Expires 2019-12-08

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000184 · edgardoc.xml · derivative · entry 7

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,691

Underlying: Common Stock · 38,691 shares

Expires 2019-12-08

F4 · kind: On 12/15/15 the Compensation Committee of the Board of Directors approved a Restricted Stock Unit grant value of $1,750,000, with the number of granted Restricted Stock Units to be determined by dividing that amount by the closing price of Synopsys common stock on the grant date. The vesting of such Restricted Stock Units was based on satisfaction of certain performance criteria for the fiscal year ending 10/29/16. The performance criteria were met.

F5 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-16-000184 · edgardoc.xml · derivative · entry 6

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,899

Underlying: Common Stock · 160,899 shares

Expires 2023-12-15

F2 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan. The Compensation Committee of the Board of Directors approved an option grant value of $1,850,000, with the number of shares subject to the option to be determined by dividing that amount by the fair value of an option to acquire a share of Synopsys common stock on the grant date using the Black-Scholes option pricing model.

F3 · derivative.exercise_date: Option vests in 16 equal quarterly installments beginning on the date shown.

SEC source: 0001199719-16-000184 · edgardoc.xml · nonDerivative · entry 2

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,940

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-16-000184 · edgardoc.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-16-000176 · edgardoc.xml · derivative · entry 12

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,730

Underlying: Common Stock · 7,365 shares

Expires 2018-12-08

SEC source: 0001199719-16-000176 · edgardoc.xml · derivative · entry 11

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,725

Underlying: Common Stock · 8,725 shares

Expires 2017-12-08

SEC source: 0001199719-16-000176 · edgardoc.xml · derivative · entry 10

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,325 shares

Expires 2016-12-08

SEC source: 0001199719-16-000176 · edgardoc.xml · nonDerivative · entry 6

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,315

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-16-000176 · edgardoc.xml · nonDerivative · entry 5

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,159

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-16-000176 · edgardoc.xml · nonDerivative · entry 4

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,712

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the award holder and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-16-000176 · edgardoc.xml · nonDerivative · entry 3

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-16-000176 · edgardoc.xml · nonDerivative · entry 2

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-16-000176 · edgardoc.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-16-000175 · edgardoc.xml · derivative · entry 9

BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,481

Underlying: Common Stock · 3,241 shares

Expires 2018-12-08

SEC source: 0001199719-16-000175 · edgardoc.xml · derivative · entry 8

BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires 2017-12-08

SEC source: 0001199719-16-000175 · edgardoc.xml · derivative · entry 7

BEATTIE BRIAN M · CIK 0001231490 · EVP, Business Ops. & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,575 shares

Expires 2016-12-08