SNPS

SEC source: 0001517737-23-000030 · edgardoc.xml · nonDerivative · entry 1

SCHWARZ JOHN · CIK 0001184223 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,940

F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

SEC source: 0001517737-23-000029 · edgardoc.xml · nonDerivative · entry 1

Sargent Jeannine P · CIK 0001331845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,697

F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

SEC source: 0001517737-23-000028 · edgardoc.xml · nonDerivative · entry 1

JOHNSON MERCEDES · CIK 0001225110 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,697

F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

SEC source: 0001517737-23-000027 · edgardoc.xml · nonDerivative · entry 1

CHIZEN BRUCE R · CIK 0001032834 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,862

F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

SEC source: 0001517737-23-000026 · edgardoc.xml · nonDerivative · entry 1

CHAFFIN JANICE · CIK 0001202443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,322

F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

SEC source: 0001517737-23-000025 · edgardoc.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 986

F1 · date: The shares subject to the Award will vest on the date immediately preceding the first Annual Meeting following the Date of Grant, subject to the Eligible Director's continued Board service through such date.

F2 · kind: Automatic award under the Synopsys 2017 Non-Employee Directors Equity Incentive Plan.

SEC source: 0001517737-23-000015 · edgardoc.xml · derivative · entry 3

Kankanwadi Sudhindra · CIK 0001652437 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,895

Underlying: Common Stock · 4,000 shares

Expires 2023-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001517737-23-000015 · edgardoc.xml · nonDerivative · entry 2

Kankanwadi Sudhindra · CIK 0001652437 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,758

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $391.42 to $391.68. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001517737-23-000015 · edgardoc.xml · nonDerivative · entry 1

Kankanwadi Sudhindra · CIK 0001652437 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001517737-23-000010 · edgardoc.xml · nonDerivative · entry 1

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,421

F1 · kind: Acquisition of stock under Synopsys, Inc Employee Stock Purchase Plan

SEC source: 0001517737-23-000009 · edgardoc.xml · nonDerivative · entry 1

Ghazi Sassine · CIK 0001822289 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,647

F1 · kind: Acquisition of stock under Synopsys, Inc Employee Stock Purchase Plan

SEC source: 0001517737-23-000008 · edgardoc.xml · nonDerivative · entry 1

Kankanwadi Sudhindra · CIK 0001652437 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,758

F1 · kind: Acquisition of stock under Synopsys, Inc Employee Stock Purchase Plan

SEC source: 0001517737-23-000007 · edgardoc.xml · nonDerivative · entry 1

MAHONEY RICHARD S. · CIK 0001693085 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35

F1 · kind: Acquisition of stock under Synopsys, Inc Employee Stock Purchase Plan

SEC source: 0001517737-23-000002 · edgardoc.xml · nonDerivative · entry 1

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,147

F1 · kind: Acquisition of stock under Synopsys, Inc Employee Stock Purchase Plan

SEC source: 0001199719-23-000018 · edgardoc.xml · derivative · entry 3

Kankanwadi Sudhindra · CIK 0001652437 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,895

Underlying: Common Stock · 4,000 shares

Expires 2023-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-23-000018 · edgardoc.xml · nonDerivative · entry 2

Kankanwadi Sudhindra · CIK 0001652437 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,723

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $360.53 to $361.54. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-23-000018 · edgardoc.xml · nonDerivative · entry 1

Kankanwadi Sudhindra · CIK 0001652437 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-23-000015 · edgardoc.xml · derivative · entry 2

Ghazi Sassine · CIK 0001822289 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

Underlying: Common Stock · 5,290 shares

Expires 2027-03-15

F3 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant under the Synopsys, Inc. 2006 Employee Equity Incentive Plan.

F4 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments, subject to continued service through each vesting date.

SEC source: 0001199719-23-000015 · edgardoc.xml · derivative · entry 1

Ghazi Sassine · CIK 0001822289 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,897

Underlying: Common Stock · 15,897 shares

Expires 2030-02-17

F1 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan.

F2 · derivative.exercise_date: 1/4 of the grant becomes exercisable on the date shown with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-23-000016 · edgardoc.xml · derivative · entry 2

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,054

Underlying: Common Stock · 7,054 shares

Expires 2027-03-15

F3 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant under the Synopsys, Inc. 2006 Employee Equity Incentive Plan.

F4 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments, subject to continued service through each vesting date.

SEC source: 0001199719-23-000016 · edgardoc.xml · derivative · entry 1

DE GEUS AART · CIK 0001249802 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,196

Underlying: Common Stock · 21,196 shares

Expires 2030-02-17

F1 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan.

F2 · derivative.exercise_date: 1/4 of the grant becomes exercisable on the date shown with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-23-000014 · edgardoc.xml · derivative · entry 2

Glaser Shelagh · CIK 0001865504 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,174

Underlying: Common Stock · 3,174 shares

Expires 2027-03-15

F3 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant under the Synopsys, Inc. 2006 Employee Equity Incentive Plan.

F4 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments, subject to continued service through each vesting date.

SEC source: 0001199719-23-000014 · edgardoc.xml · derivative · entry 1

Glaser Shelagh · CIK 0001865504 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,538

Underlying: Common Stock · 9,538 shares

Expires 2030-02-17

F1 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan.

F2 · derivative.exercise_date: 1/4 of the grant becomes exercisable on the date shown with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-23-000013 · edgardoc.xml · derivative · entry 2

Kankanwadi Sudhindra · CIK 0001652437 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,174

Underlying: Common Stock · 3,174 shares

Expires 2027-03-15

F3 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant under the Synopsys, Inc. 2006 Employee Equity Incentive Plan.

F4 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments, subject to continued service through each vesting date.

SEC source: 0001199719-23-000013 · edgardoc.xml · derivative · entry 1

Kankanwadi Sudhindra · CIK 0001652437 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180

Underlying: Common Stock · 3,180 shares

Expires 2030-02-17

F1 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan.

F2 · derivative.exercise_date: 1/4 of the grant becomes exercisable on the date shown with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-23-000012 · edgardoc.xml · derivative · entry 2

MAHONEY RICHARD S. · CIK 0001693085 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,174

Underlying: Common Stock · 3,174 shares

Expires 2027-03-15

F3 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant under the Synopsys, Inc. 2006 Employee Equity Incentive Plan.

F4 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments, subject to continued service through each vesting date.

SEC source: 0001199719-23-000012 · edgardoc.xml · derivative · entry 1

MAHONEY RICHARD S. · CIK 0001693085 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,538

Underlying: Common Stock · 9,538 shares

Expires 2030-02-17

F1 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan.

F2 · derivative.exercise_date: 1/4 of the grant becomes exercisable on the date shown with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-23-000011 · edgardoc.xml · derivative · entry 13

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,623

Underlying: Common Stock · 1,623 shares

Expires 2027-03-15

F6 · kind: The Compensation Committee of the Board of Directors approved a restricted stock unit grant under the Synopsys, Inc. 2006 Employee Equity Incentive Plan.

F7 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments, subject to continued service through each vesting date.

SEC source: 0001199719-23-000011 · edgardoc.xml · derivative · entry 12

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,875

Underlying: Common Stock · 4,875 shares

Expires 2030-02-17

F5 · kind: Grant to reporting person to buy shares of common stock under the Synopsys, Inc 2006 Employee Equity Incentive Plan.

F4 · derivative.exercise_date: 1/4 of the grant becomes exercisable on the date shown with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-23-000011 · edgardoc.xml · derivative · entry 11

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,556

Underlying: Common Stock · 569 shares

Expires 2027-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 1/4 of the grant becomes exercisable on the date shown with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-23-000011 · edgardoc.xml · derivative · entry 10

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,288

Underlying: Common Stock · 1,572 shares

Expires 2026-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 1/4 of the grant becomes exercisable on the date shown with the remainder becoming exercisable in a series of 12 equal quarterly installments thereafter, subject to continued service through each vesting date.

SEC source: 0001199719-23-000011 · edgardoc.xml · derivative · entry 9

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,323 shares

Expires 2025-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001199719-23-000011 · edgardoc.xml · nonDerivative · entry 8

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,112

F2 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $350.83 to $357.39. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-23-000011 · edgardoc.xml · nonDerivative · entry 7

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-23-000011 · edgardoc.xml · nonDerivative · entry 6

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,112

F2 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $350.83 to $357.39. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-23-000011 · edgardoc.xml · nonDerivative · entry 5

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-23-000011 · edgardoc.xml · nonDerivative · entry 4

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,112

F2 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $350.83 to $357.39. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-23-000011 · edgardoc.xml · nonDerivative · entry 3

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-23-000004 · edgardoc.xml · derivative · entry 3

Ghazi Sassine · CIK 0001822289 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,136 shares

Expires 2023-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001199719-23-000004 · edgardoc.xml · nonDerivative · entry 2

Ghazi Sassine · CIK 0001822289 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,609

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $323.33 to $332.18. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-23-000004 · edgardoc.xml · nonDerivative · entry 1

Ghazi Sassine · CIK 0001822289 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-23-000002 · edgardoc.xml · derivative · entry 3

Ghazi Sassine · CIK 0001822289 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,136

Underlying: Common Stock · 29,136 shares

Expires 2023-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001199719-23-000002 · edgardoc.xml · nonDerivative · entry 2

Ghazi Sassine · CIK 0001822289 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,609

F1 · price: Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $315.44 to $326.33. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001199719-23-000002 · edgardoc.xml · nonDerivative · entry 1

Ghazi Sassine · CIK 0001822289 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001199719-23-000011 · edgardoc.xml · nonDerivative · entry 2

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,112

F1 · price: Gift

SEC source: 0001199719-23-000011 · edgardoc.xml · nonDerivative · entry 1

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,212

F1 · price: Gift

SEC source: 0001199719-22-000103 · edgardoc.xml · nonDerivative · entry 10

Kankanwadi Sudhindra · CIK 0001652437 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,723

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001199719-22-000103 · edgardoc.xml · nonDerivative · entry 9

Kankanwadi Sudhindra · CIK 0001652437 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,274

F2 · shares: Represents one tranche of a performance-based restricted stock award granted on October 18, 2019 for which a non-GAAP operating margin goal for the fiscal year ended October 29, 2022 was determined by the Compensation Committee to have been achieved on December 9, 2022. All of the stock units subject to this tranche vested on December 9, 2022.

SEC source: 0001199719-22-000102 · edgardoc.xml · derivative · entry 16

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,522

Underlying: Common Stock · 587 shares

Expires 2024-12-08

F3 · derivative.exercise_date: 25% of the units vest on the date shown followed by three equal annual installments.

SEC source: 0001199719-22-000102 · edgardoc.xml · nonDerivative · entry 12

RUNKEL JOHN F JR · CIK 0001206990 · GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,862

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the restricted stock unit award. The Compensation Committee approved the disposition of shares by the reporting person and the amount retained by the Company was not in excess of the amount of the tax liability.