Last 12 months
Inside the activity.
0 purchase rows · 414 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 17 |
| Dec 2025 | 0 | 47 |
| Jan 2026 | 0 | 20 |
| Feb 2026 | 0 | 19 |
| Mar 2026 | 0 | 35 |
| Apr 2026 | 0 | 8 |
| May 2026 | 0 | 44 |
| Jun 2026 | 0 | 45 |
| Jul 2026 | 0 | 99 |
| Aug 2026 | 0 | 33 |
| Sep 2026 | 0 | 38 |
| Oct 2026 | 0 | 9 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 595,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 24 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 595,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F8 · ownership.nature: The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 2,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 23 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 2,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F7 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 9,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 21 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 9,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F6 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 2,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 19 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 2,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F5 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 9,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 17 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 9,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F4 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 2,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 15 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 2,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 9,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 13 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 9,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 101,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 11 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 101,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass A Common Stock | 160,558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 9 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 160,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F9 · ownership.nature: The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass A Common Stock | 595,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 8 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 595,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F8 · ownership.nature: The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass A Common Stock | 2,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 7 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F7 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass A Common Stock | 9,686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 6 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 9,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F6 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass A Common Stock | 2,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 5 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F5 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass A Common Stock | 9,686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 4 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 9,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F4 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass A Common Stock | 2,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 3 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass A Common Stock | 9,686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 2 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 9,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass A Common Stock | 101,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 1 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:34 UTC |
Slootman FrankDirector · CEO and Chairman
|
OtherStock Option (Right to Buy) · Derivative | 41,291 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 12 Slootman Frank · CIK 0001402348 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,291 Underlying: Class A Common Stock · 41,291 shares Expires 2029-05-28 F6 · kind: In connection with the automatic conversion described in footnote 1, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock. F8 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on April 26, 2019, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:34 UTC |
Slootman FrankDirector · CEO and Chairman
|
OtherStock Option (Right to Buy) · Derivative | 41,291 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 11 Slootman Frank · CIK 0001402348 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 41,291 shares Expires 2029-05-28 F6 · kind: In connection with the automatic conversion described in footnote 1, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock. F8 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on April 26, 2019, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:34 UTC |
Slootman FrankDirector · CEO and Chairman
|
OtherStock Option (Right to Buy) · Derivative | 13,677,476 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 10 Slootman Frank · CIK 0001402348 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,677,476 Underlying: Class A Common Stock · 13,677,476 shares Expires 2029-05-28 F6 · kind: In connection with the automatic conversion described in footnote 1, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock. F7 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:34 UTC |
Slootman FrankDirector · CEO and Chairman
|
OtherStock Option (Right to Buy) · Derivative | 13,677,476 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 9 Slootman Frank · CIK 0001402348 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 13,677,476 shares Expires 2029-05-28 F6 · kind: In connection with the automatic conversion described in footnote 1, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock. F7 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to Reporting Person's continuous service through each such vesting date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:34 UTC |
Slootman FrankDirector · CEO and Chairman
|
ConversionClass B Common Stock · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 8 Slootman Frank · CIK 0001402348 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: The shares are held by the Slootman Family 2019 Extended Family Trust for which Reporting Person is a trustee. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:34 UTC |
Slootman FrankDirector · CEO and Chairman
|
ConversionClass B Common Stock · Derivative | 1,349,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 7 Slootman Frank · CIK 0001402348 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 1,349,106 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:34 UTC |
Slootman FrankDirector · CEO and Chairman
|
ConversionClass B Common Stock · Derivative | 74,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 5 Slootman Frank · CIK 0001402348 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 74,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:34 UTC |
Slootman FrankDirector · CEO and Chairman
|
ConversionClass A Common Stock | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · nonDerivative · entry 3 Slootman Frank · CIK 0001402348 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F3 · ownership.nature: The shares are held by the Slootman Family 2019 Extended Family Trust for which Reporting Person is a trustee. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:34 UTC |
Slootman FrankDirector · CEO and Chairman
|
ConversionClass A Common Stock | 1,349,106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · nonDerivative · entry 2 Slootman Frank · CIK 0001402348 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 1,349,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. F2 · ownership.nature: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:34 UTC |
Slootman FrankDirector · CEO and Chairman
|
ConversionClass A Common Stock | 74,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · nonDerivative · entry 1 Slootman Frank · CIK 0001402348 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 18:08 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
Makan Divesh10% owner
Griffith William J.G.10% owner
|
ConversionClass B Common Stock · Derivative | 5,025,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009778 · doc4.xml · derivative · entry 6 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF Disclosed balance after: 0 Underlying: Class A Common Stock · 5,025,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI. F5 · kind: On March 1, 2021, ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF") converted in the aggregate 5,025,665 shares of the Issuer's Class B Common Stock into 5,025,665 shares of the Issuer's Class A Common Stock. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI. F6 · ownership.direct: The shares are held by ICONIQ SF. F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 18:08 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
Makan Divesh10% owner
Griffith William J.G.10% owner
|
ConversionClass B Common Stock · Derivative | 10,131,243 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009778 · doc4.xml · derivative · entry 5 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners III-B, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 10,131,243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI. F3 · kind: On March 1, 2021, ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B") converted in the aggregate 10,131,243 shares of the Issuer's Class B Common Stock into 10,131,243 shares of the Issuer's Class A Common Stock. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI. F4 · ownership.direct: The shares are held by ICONIQ III-B. F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 18:08 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
Makan Divesh10% owner
Griffith William J.G.10% owner
|
ConversionClass B Common Stock · Derivative | 9,481,629 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009778 · doc4.xml · derivative · entry 4 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,481,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI. F1 · kind: On March 1, 2021, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") converted in the aggregate 9,481,629 shares of the Issuer's Class B Common Stock into 9,481,629 shares of the Issuer's Class A Common Stock. F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI. F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI. F2 · ownership.direct: The shares are held by ICONIQ III. F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 18:08 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
Makan Divesh10% owner
Griffith William J.G.10% owner
|
ConversionClass A Common Stock | 5,025,665 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009778 · doc4.xml · nonDerivative · entry 3 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF Disclosed balance after: 6,421,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: On March 1, 2021, ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF") converted in the aggregate 5,025,665 shares of the Issuer's Class B Common Stock into 5,025,665 shares of the Issuer's Class A Common Stock. F5 · price: On March 1, 2021, ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF") converted in the aggregate 5,025,665 shares of the Issuer's Class B Common Stock into 5,025,665 shares of the Issuer's Class A Common Stock. F6 · ownership.direct: The shares are held by ICONIQ SF. F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 18:08 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
Makan Divesh10% owner
Griffith William J.G.10% owner
|
ConversionClass A Common Stock | 10,131,243 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009778 · doc4.xml · nonDerivative · entry 2 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners III-B, L.P. Disclosed balance after: 12,944,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On March 1, 2021, ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B") converted in the aggregate 10,131,243 shares of the Issuer's Class B Common Stock into 10,131,243 shares of the Issuer's Class A Common Stock. F3 · price: On March 1, 2021, ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B") converted in the aggregate 10,131,243 shares of the Issuer's Class B Common Stock into 10,131,243 shares of the Issuer's Class A Common Stock. F4 · ownership.direct: The shares are held by ICONIQ III-B. F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 18:08 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
Makan Divesh10% owner
Griffith William J.G.10% owner
|
ConversionClass A Common Stock | 9,481,629 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009778 · doc4.xml · nonDerivative · entry 1 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,114,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 1, 2021, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") converted in the aggregate 9,481,629 shares of the Issuer's Class B Common Stock into 9,481,629 shares of the Issuer's Class A Common Stock. F1 · price: On March 1, 2021, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") converted in the aggregate 9,481,629 shares of the Issuer's Class B Common Stock into 9,481,629 shares of the Issuer's Class A Common Stock. F2 · ownership.direct: The shares are held by ICONIQ III. F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 18:14 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
ICONIQ Strategic Partners IV, L.P.10% owner
ICONIQ Strategic Partners IV-B, L.P.10% owner
Jacobson Matthew10% owner
|
ConversionClass B Common Stock · Derivative | 421,256 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009782 · doc4.xml · derivative · entry 9 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners IV, L.P. · CIK 0001761434 · 10% owner ICONIQ Strategic Partners IV-B, L.P. · CIK 0001761522 · 10% owner ICONIQ Strategic Partners IV GP, L.P. · CIK 0001785120 · 10% owner ICONIQ Strategic Partners IV TT GP, Ltd. · CIK 0001788795 · 10% owner Jacobson Matthew · CIK 0001783518 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners IV-B, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 421,256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI. F3 · kind: On March 1, 2021, ICONIQ Strategic Partners IV-B, L.P. ("ICONIQ IV-B") converted in the aggregate 421,256 shares of the Issuer's Class B Common Stock into 421,256 shares of the Issuer's Class A Common Stock. F10 · derivative.exercise_date: The shares are held directly by Griffith. F10 · derivative.expiration_date: The shares are held directly by Griffith. F4 · ownership.direct: The shares are held by ICONIQ IV-B. F7 · ownership.direct: ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Divesh Makan ("Makan"), William J.G. Griffith ("Griffith") and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole equity holders and directors of ICONIQ Parent GP V. F8 · ownership.direct: Each of ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 18:14 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
ICONIQ Strategic Partners IV, L.P.10% owner
ICONIQ Strategic Partners IV-B, L.P.10% owner
Jacobson Matthew10% owner
|
ConversionClass B Common Stock · Derivative | 254,245 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-009782 · doc4.xml · derivative · entry 8 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners IV, L.P. · CIK 0001761434 · 10% owner ICONIQ Strategic Partners IV-B, L.P. · CIK 0001761522 · 10% owner ICONIQ Strategic Partners IV GP, L.P. · CIK 0001785120 · 10% owner ICONIQ Strategic Partners IV TT GP, Ltd. · CIK 0001788795 · 10% owner Jacobson Matthew · CIK 0001783518 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners IV, L.P. Disclosed balance after: 0 Underlying: Class A Common Stock · 254,245 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI. F1 · kind: On March 1, 2021, ICONIQ Strategic Partners IV, L.P. ("ICONIQ IV") converted in the aggregate 254,245 shares of the Issuer's Class B Common Stock into 254,245 shares of the Issuer's Class A Common Stock. F10 · derivative.exercise_date: The shares are held directly by Griffith. F10 · derivative.expiration_date: The shares are held directly by Griffith. F2 · ownership.direct: The shares are held by ICONIQ IV. F7 · ownership.direct: ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Divesh Makan ("Makan"), William J.G. Griffith ("Griffith") and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole equity holders and directors of ICONIQ Parent GP V. F8 · ownership.direct: Each of ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 18:14 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
ICONIQ Strategic Partners IV, L.P.10% owner
ICONIQ Strategic Partners IV-B, L.P.10% owner
Jacobson Matthew10% owner
|
ConversionClass A Common Stock | 421,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-009782 · doc4.xml · nonDerivative · entry 2 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners IV, L.P. · CIK 0001761434 · 10% owner ICONIQ Strategic Partners IV-B, L.P. · CIK 0001761522 · 10% owner ICONIQ Strategic Partners IV GP, L.P. · CIK 0001785120 · 10% owner ICONIQ Strategic Partners IV TT GP, Ltd. · CIK 0001788795 · 10% owner Jacobson Matthew · CIK 0001783518 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners IV-B, L.P. Disclosed balance after: 692,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On March 1, 2021, ICONIQ Strategic Partners IV-B, L.P. ("ICONIQ IV-B") converted in the aggregate 421,256 shares of the Issuer's Class B Common Stock into 421,256 shares of the Issuer's Class A Common Stock. F3 · price: On March 1, 2021, ICONIQ Strategic Partners IV-B, L.P. ("ICONIQ IV-B") converted in the aggregate 421,256 shares of the Issuer's Class B Common Stock into 421,256 shares of the Issuer's Class A Common Stock. F4 · ownership.direct: The shares are held by ICONIQ IV-B. F7 · ownership.direct: ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Divesh Makan ("Makan"), William J.G. Griffith ("Griffith") and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole equity holders and directors of ICONIQ Parent GP V. F8 · ownership.direct: Each of ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 18:14 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
ICONIQ Strategic Partners IV, L.P.10% owner
ICONIQ Strategic Partners IV-B, L.P.10% owner
Jacobson Matthew10% owner
|
ConversionClass A Common Stock | 254,245 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-009782 · doc4.xml · nonDerivative · entry 1 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners IV, L.P. · CIK 0001761434 · 10% owner ICONIQ Strategic Partners IV-B, L.P. · CIK 0001761522 · 10% owner ICONIQ Strategic Partners IV GP, L.P. · CIK 0001785120 · 10% owner ICONIQ Strategic Partners IV TT GP, Ltd. · CIK 0001788795 · 10% owner Jacobson Matthew · CIK 0001783518 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners IV, L.P. Disclosed balance after: 418,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 1, 2021, ICONIQ Strategic Partners IV, L.P. ("ICONIQ IV") converted in the aggregate 254,245 shares of the Issuer's Class B Common Stock into 254,245 shares of the Issuer's Class A Common Stock. F1 · price: On March 1, 2021, ICONIQ Strategic Partners IV, L.P. ("ICONIQ IV") converted in the aggregate 254,245 shares of the Issuer's Class B Common Stock into 254,245 shares of the Issuer's Class A Common Stock. F2 · ownership.direct: The shares are held by ICONIQ IV. F7 · ownership.direct: ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Divesh Makan ("Makan"), William J.G. Griffith ("Griffith") and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole equity holders and directors of ICONIQ Parent GP V. F8 · ownership.direct: Each of ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:20 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass B Common Stock · Derivative | 22,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000016 · wf-form4_161472357933971.xml · derivative · entry 4 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,864 Underlying: Class A Common Stock · 22,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:20 UTC |
Scarpelli MichaelChief Financial Officer
|
Exercise / conversionClass B Common Stock · Derivative | 11,261 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001640147-21-000016 · wf-form4_161472357933971.xml · derivative · entry 3 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,802 Underlying: Class A Common Stock · 11,261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:20 UTC |
Scarpelli MichaelChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,261 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001640147-21-000016 · wf-form4_161472357933971.xml · derivative · entry 2 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,679,299 Underlying: Class B Common Stock · 11,261 shares Expires 2029-08-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to Reporting Person's continuous service through each such vesting date. F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F4 · derivative.underlying: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:20 UTC |
Scarpelli MichaelChief Financial Officer
|
ConversionClass A Common Stock | 22,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000016 · wf-form4_161472357933971.xml · nonDerivative · entry 1 Scarpelli Michael · CIK 0001402349 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The number of shares reported reflects the acquisition on February 26, 2021 of 416 shares of the Issuer's Class A Common Stock pursuant to the Snowflake Inc 2020 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of September 15, 2020 through February 26, 2021. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 19:46 UTC |
GERSTNER BRAD10% owner
Altimeter Capital Management, LP10% owner
|
ConversionClass B Common Stock · Derivative | 4,485,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030247 · tm218363-1_form4.xml · derivative · entry 3 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,729,505 Underlying: Class A Common Stock · 4,485,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_price: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.exercise_date: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F6 · derivative.expiration_date: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F7 · ownership.nature: A portion of these shares are directly owned by APPF I, APPF II, AGSF, APF, AGPF III, and AGPF IV in the amounts of 8,270,851, 2,826,875, 1,236,651, 6,529,753, 3,284,775, and 580,600, respectively. Each of the Altimeter Fund GPs has delegated share voting and investment power to the Investment Manager. The sole general partner of the Investment Manager is the General Partner, and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. F8 · ownership.nature: (Continued from footnote 7) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and each of the Altimeter Entities, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 19:46 UTC |
GERSTNER BRAD10% owner
Altimeter Capital Management, LP10% owner
|
ConversionClass A Common Stock | 4,485,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-030247 · tm218363-1_form4.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,476,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: A portion of these shares are directly owned by Altimeter Private Partners Fund I, L.P. ("APPF I"), Altimeter Private Partners Fund II, L.P. ("APPF II"), and Altimeter Growth Sierra Fund, L.P. ("AGSF"), Altimeter Partners Fund, L.P. ("APF"), Altimeter Growth Partners Fund III, L.P. ("AGPF III"), and Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively, the "Altimeter Entities") in the amounts of 3,759,477, 1,284,943, 562,114, 2,596,584, 1,094,924, and 193,533 respectively. Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, and Altimeter Growth Sierra General Partner, LLC is the general partner of AGSF, Altimeter General Partner, LLC is the general partner of APF, Altimeter Growth General Partner III, LLC is the general partner of AGPF III, and Altimeter Growth General Partner IV, LLC is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs"). F2 · ownership.nature: (Continued from footnote 1) A portion of these shares are directly owned by Altimeter Private General Partner, LLC, Altimeter Private General Partner II, LLC, and Altimeter Growth Sierra General Partner, LLC, in the amounts of 743,289, 211,156, and 30,948 and each of Altimeter Fund GPs has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. F3 · ownership.nature: (Continued from footnote 2) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter entities and the Altimeter Fund GPs, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities and Altimeter Fund GPs except to the extent of any pecuniary interest therein. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:30 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
Makan Divesh10% owner
Griffith William J.G.10% owner
Jacobson Matthew10% owner
|
OtherClass A Common Stock | 279,447 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-001312 · doc4.xml · nonDerivative · entry 3 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Jacobson Matthew · CIK 0001783518 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF Disclosed balance after: 1,395,774 F5 · kind: On January 7, 2021, ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF") distributed, for no consideration, in the aggregate 279,447 shares of the Issuer's Class A Common Stock (the "ICONIQ SF Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ SF Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ SF Shares it received in the distribution by ICONIQ SF to its partners, representing each such partner's pro rata interest in such ICONIQ SF Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F5 · price: On January 7, 2021, ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF") distributed, for no consideration, in the aggregate 279,447 shares of the Issuer's Class A Common Stock (the "ICONIQ SF Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ SF Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ SF Shares it received in the distribution by ICONIQ SF to its partners, representing each such partner's pro rata interest in such ICONIQ SF Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F6 · ownership.direct: The shares are held by ICONIQ SF. F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ III GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole F8 · ownership.direct: (Continued from footnote 7), holders and directors of ICONIQ Parent GP V. F9 · ownership.direct: Each of ICONIQ III GP, ICONIQ Parent GP III, ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:30 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
Makan Divesh10% owner
Griffith William J.G.10% owner
Jacobson Matthew10% owner
|
OtherClass A Common Stock | 563,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-001312 · doc4.xml · nonDerivative · entry 2 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Jacobson Matthew · CIK 0001783518 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By ICONIQ Strategic Partners III-B, L.P. Disclosed balance after: 2,813,743 F3 · kind: On January 7, 2021, ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B") distributed, for no consideration, in the aggregate 563,337 shares of the Issuer's Class A Common Stock (the "ICONIQ III-B Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ III-B Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III-B Shares it received in the distribution by ICONIQ III-B to its partners, representing each such partner's pro rata interest in such ICONIQ III-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · price: On January 7, 2021, ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B") distributed, for no consideration, in the aggregate 563,337 shares of the Issuer's Class A Common Stock (the "ICONIQ III-B Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ III-B Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III-B Shares it received in the distribution by ICONIQ III-B to its partners, representing each such partner's pro rata interest in such ICONIQ III-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · ownership.direct: The shares are held by ICONIQ III-B. F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ III GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole F8 · ownership.direct: (Continued from footnote 7), holders and directors of ICONIQ Parent GP V. F9 · ownership.direct: Each of ICONIQ III GP, ICONIQ Parent GP III, ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 21:30 UTC |
ICONIQ Strategic Partners III, L.P.10% owner
Makan Divesh10% owner
Griffith William J.G.10% owner
Jacobson Matthew10% owner
|
OtherClass A Common Stock | 527,216 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-001312 · doc4.xml · nonDerivative · entry 1 ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner Makan Divesh · CIK 0001688143 · 10% owner Griffith William J.G. · CIK 0001688124 · 10% owner Jacobson Matthew · CIK 0001783518 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,633,327 F1 · kind: On January 7, 2021, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") distributed, for no consideration, in the aggregate 527,216 shares of the Issuer's Class A Common Stock (the "ICONIQ III Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ III Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III Shares it received in the distribution by ICONIQ III to its partners, representing each such partner's pro rata interest in such ICONIQ III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F1 · price: On January 7, 2021, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") distributed, for no consideration, in the aggregate 527,216 shares of the Issuer's Class A Common Stock (the "ICONIQ III Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ III Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III Shares it received in the distribution by ICONIQ III to its partners, representing each such partner's pro rata interest in such ICONIQ III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.direct: The shares are held by ICONIQ III. F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ III GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole F8 · ownership.direct: (Continued from footnote 7), holders and directors of ICONIQ Parent GP V. F9 · ownership.direct: Each of ICONIQ III GP, ICONIQ Parent GP III, ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 18:18 UTC |
GERSTNER BRAD10% owner
Altimeter Capital Management, LP10% owner
|
OtherClass A Common Stock | 74,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-003088 · tm212829d1_4.xml · nonDerivative · entry 2 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,837 F1 · kind: Altimeter Private Partners Fund I, L.P. ("APPF I") made a pro rata distribution for no consideration of an aggregate of 3,007,582 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner, LLC, its limited partners, and Bradley Gerstner. Altimeter Private Partners Fund II, L.P. ("APPF II") made a pro rata distribution for no consideration of an aggregate of 1,027,954 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner II, LLC, its limited partners, and Bradley Gerstner. Altimeter Growth Sierra Fund, L.P. ("AGSF") made a pro rata distribution for no consideration of an aggregate of 449,691 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Growth Sierra General Partner, LLC, and its limited partners. F5 · ownership.direct: As a result of the pro rata distributions for no consideration discussed above made by each of APPF I and APPF II, Bradley Gerstner received 74,837 shares of Class A Common Stock of the Issuer. Mr. Gerstner holds these shares directly. Read SEC document |
| January 07, 2021 Filed Jan 11, 2021 18:18 UTC |
GERSTNER BRAD10% owner
Altimeter Capital Management, LP10% owner
|
OtherClass A Common Stock | 4,485,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-003088 · tm212829d1_4.xml · nonDerivative · entry 1 GERSTNER BRAD · CIK 0001775157 · 10% owner Altimeter Capital Management, LP · CIK 0001541617 · 10% owner Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,991,741 F1 · kind: Altimeter Private Partners Fund I, L.P. ("APPF I") made a pro rata distribution for no consideration of an aggregate of 3,007,582 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner, LLC, its limited partners, and Bradley Gerstner. Altimeter Private Partners Fund II, L.P. ("APPF II") made a pro rata distribution for no consideration of an aggregate of 1,027,954 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner II, LLC, its limited partners, and Bradley Gerstner. Altimeter Growth Sierra Fund, L.P. ("AGSF") made a pro rata distribution for no consideration of an aggregate of 449,691 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Growth Sierra General Partner, LLC, and its limited partners. F2 · ownership.nature: A portion of these shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), APPF I, APPF II, Altimeter Growth Partners Fund III, L.P. ("AGPF III"), AGSF, Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively, the "Altimeter Entities") in the amounts of 2,596,584, 751,895, 256,989, 1,094,924, 112,423, and 193,533 respectively. Altimeter General Partner, LLC is the general partner of APF, Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, Altimeter Growth General Partner III, LLC is the general partner of AGFPF III, Altimeter Growth Sierra General Partner, LLC is the general partner of AGSF, and Altimeter Growth General Partner IV is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs"). F3 · ownership.nature: (Continued from footnote 2) As a result of the pro rata distributions for no consideration discussed above made by each of APPF I, APPF II and AGSF, a portion of these shares are directly owned by Altimeter Private General Partner, LLC, Altimeter Private General Partner II, LLC, and Altimeter Growth Sierra General Partner, LLC in the amounts of 743,289, 211,156, and 30,948 respectively. Each of the Altimeter Fund GPs has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares. F4 · ownership.nature: (Continued from footnote 3) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter Entities, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary Read SEC document |
| January 07, 2021 Filed Mar 3, 2021 23:29 UTC |
GARRETT MARKDirector
|
ConversionClass B Common Stock · Derivative | 134,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000032 · wf-form4_161481414549438.xml · derivative · entry 2 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Limited Partnership Disclosed balance after: 0 Underlying: Class A Common Stock · 134,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: At the time of this transaction, each share of Class B Common Stock was convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and had no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share would have automatically converted into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3 · derivative.exercise_price: At the time of this transaction, each share of Class B Common Stock held by the Reporting Person was automatically convertible into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Subsequent to this transaction, the shares of Class B Common Stock were automatically converted into Class A Common Stock as described in footnote 4. F2 · derivative.exercise_date: At the time of this transaction, each share of Class B Common Stock was convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and had no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share would have automatically converted into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3 · derivative.exercise_date: At the time of this transaction, each share of Class B Common Stock held by the Reporting Person was automatically convertible into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Subsequent to this transaction, the shares of Class B Common Stock were automatically converted into Class A Common Stock as described in footnote 4. F2 · derivative.expiration_date: At the time of this transaction, each share of Class B Common Stock was convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and had no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share would have automatically converted into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3 · derivative.expiration_date: At the time of this transaction, each share of Class B Common Stock held by the Reporting Person was automatically convertible into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Subsequent to this transaction, the shares of Class B Common Stock were automatically converted into Class A Common Stock as described in footnote 4. F1 · ownership.nature: The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner. Read SEC document |
| January 07, 2021 Filed Mar 3, 2021 23:29 UTC |
GARRETT MARKDirector
|
ConversionClass A Common Stock | 134,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001640147-21-000032 · wf-form4_161481414549438.xml · nonDerivative · entry 1 GARRETT MARK · CIK 0001246215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Limited Partnership Disclosed balance after: 134,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.