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SNOW

Snowflake Inc.

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2425
SEC CIK
0001640147
Parsed reports
801

Last 12 months

Inside the activity.

0 purchase rows · 414 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025047
Jan 2026020
Feb 2026019
Mar 2026035
Apr 202608
May 2026044
Jun 2026045
Jul 2026099
Aug 2026033
Sep 2026038
Oct 202609

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass B Common Stock · Derivative 595,607 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 24

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 595,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F8 · ownership.nature: The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass B Common Stock · Derivative 2,755 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 23

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F7 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass B Common Stock · Derivative 9,686 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 21

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F6 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass B Common Stock · Derivative 2,755 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 19

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F5 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass B Common Stock · Derivative 9,686 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 17

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F4 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass B Common Stock · Derivative 2,755 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 15

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass B Common Stock · Derivative 9,686 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 13

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F2 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass B Common Stock · Derivative 101,541 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · derivative · entry 11

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 101,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass A Common Stock 160,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 9

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 160,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F9 · ownership.nature: The shares are held by the Scarpelli Family Trust for which the Reporting Person is a trustee.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass A Common Stock 595,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 8

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 595,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F8 · ownership.nature: The shares are held by the Michael P. Scarpelli 2019 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass A Common Stock 2,755 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 7

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 2,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F7 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass A Common Stock 9,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 6

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 9,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F6 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 3 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass A Common Stock 2,755 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 5

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 2,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F5 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass A Common Stock 9,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 4

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 9,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F4 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 2 dated 12/29/2020 for which the Reporting Persons' child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass A Common Stock 2,755 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 3

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 2,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable Non-Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass A Common Stock 9,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 2

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 9,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F2 · ownership.nature: The shares are held by the 2020 Fintail Irrevocable GST Exempt Trust f/b/o Child 1 dated 12/29/2020 for which the Reporting Person's child is the beneficiary.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:33 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass A Common Stock 101,541 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000040 · wf-form4_161481439664959.xml · nonDerivative · entry 1

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC
Slootman FrankDirector · CEO and Chairman
OtherStock Option (Right to Buy) · Derivative 41,291 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 12

Slootman Frank · CIK 0001402348 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,291

Underlying: Class A Common Stock · 41,291 shares

Expires 2029-05-28

F6 · kind: In connection with the automatic conversion described in footnote 1, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock.

F8 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on April 26, 2019, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC
Slootman FrankDirector · CEO and Chairman
OtherStock Option (Right to Buy) · Derivative 41,291 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 11

Slootman Frank · CIK 0001402348 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 41,291 shares

Expires 2029-05-28

F6 · kind: In connection with the automatic conversion described in footnote 1, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock.

F8 · derivative.exercise_date: The shares subject to the option vest in 48 equal monthly installments beginning on April 26, 2019, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC
Slootman FrankDirector · CEO and Chairman
OtherStock Option (Right to Buy) · Derivative 13,677,476 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 10

Slootman Frank · CIK 0001402348 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,677,476

Underlying: Class A Common Stock · 13,677,476 shares

Expires 2029-05-28

F6 · kind: In connection with the automatic conversion described in footnote 1, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock.

F7 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC
Slootman FrankDirector · CEO and Chairman
OtherStock Option (Right to Buy) · Derivative 13,677,476 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 9

Slootman Frank · CIK 0001402348 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 13,677,476 shares

Expires 2029-05-28

F6 · kind: In connection with the automatic conversion described in footnote 1, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock.

F7 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to Reporting Person's continuous service through each such vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC
Slootman FrankDirector · CEO and Chairman
ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 8

Slootman Frank · CIK 0001402348 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: The shares are held by the Slootman Family 2019 Extended Family Trust for which Reporting Person is a trustee.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC
Slootman FrankDirector · CEO and Chairman
ConversionClass B Common Stock · Derivative 1,349,106 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 7

Slootman Frank · CIK 0001402348 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,349,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F2 · ownership.nature: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC
Slootman FrankDirector · CEO and Chairman
ConversionClass B Common Stock · Derivative 74,367 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · derivative · entry 5

Slootman Frank · CIK 0001402348 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 74,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.exercise_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F1 · derivative.expiration_date: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC
Slootman FrankDirector · CEO and Chairman
ConversionClass A Common Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · nonDerivative · entry 3

Slootman Frank · CIK 0001402348 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F3 · ownership.nature: The shares are held by the Slootman Family 2019 Extended Family Trust for which Reporting Person is a trustee.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC
Slootman FrankDirector · CEO and Chairman
ConversionClass A Common Stock 1,349,106 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · nonDerivative · entry 2

Slootman Frank · CIK 0001402348 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 1,349,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

F2 · ownership.nature: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:34 UTC
Slootman FrankDirector · CEO and Chairman
ConversionClass A Common Stock 74,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001640147-21-000041 · wf-form4_161481444093374.xml · nonDerivative · entry 1

Slootman Frank · CIK 0001402348 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 18:08 UTC
Makan Divesh10% owner
ConversionClass B Common Stock · Derivative 5,025,665 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009778 · doc4.xml · derivative · entry 6

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner

ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner

ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner

ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,025,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.

F5 · kind: On March 1, 2021, ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF") converted in the aggregate 5,025,665 shares of the Issuer's Class B Common Stock into 5,025,665 shares of the Issuer's Class A Common Stock.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.

F6 · ownership.direct: The shares are held by ICONIQ SF.

F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III.

F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 18:08 UTC
Makan Divesh10% owner
ConversionClass B Common Stock · Derivative 10,131,243 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009778 · doc4.xml · derivative · entry 5

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner

ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner

ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner

ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners III-B, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,131,243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.

F3 · kind: On March 1, 2021, ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B") converted in the aggregate 10,131,243 shares of the Issuer's Class B Common Stock into 10,131,243 shares of the Issuer's Class A Common Stock.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.

F4 · ownership.direct: The shares are held by ICONIQ III-B.

F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III.

F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 18:08 UTC
Makan Divesh10% owner
ConversionClass B Common Stock · Derivative 9,481,629 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009778 · doc4.xml · derivative · entry 4

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner

ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner

ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner

ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,481,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.

F1 · kind: On March 1, 2021, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") converted in the aggregate 9,481,629 shares of the Issuer's Class B Common Stock into 9,481,629 shares of the Issuer's Class A Common Stock.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.

F2 · ownership.direct: The shares are held by ICONIQ III.

F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III.

F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 18:08 UTC
Makan Divesh10% owner
ConversionClass A Common Stock 5,025,665 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009778 · doc4.xml · nonDerivative · entry 3

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner

ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner

ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner

ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF

Disclosed balance after: 6,421,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: On March 1, 2021, ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF") converted in the aggregate 5,025,665 shares of the Issuer's Class B Common Stock into 5,025,665 shares of the Issuer's Class A Common Stock.

F5 · price: On March 1, 2021, ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF") converted in the aggregate 5,025,665 shares of the Issuer's Class B Common Stock into 5,025,665 shares of the Issuer's Class A Common Stock.

F6 · ownership.direct: The shares are held by ICONIQ SF.

F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III.

F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 18:08 UTC
Makan Divesh10% owner
ConversionClass A Common Stock 10,131,243 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009778 · doc4.xml · nonDerivative · entry 2

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner

ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner

ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner

ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners III-B, L.P.

Disclosed balance after: 12,944,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On March 1, 2021, ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B") converted in the aggregate 10,131,243 shares of the Issuer's Class B Common Stock into 10,131,243 shares of the Issuer's Class A Common Stock.

F3 · price: On March 1, 2021, ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B") converted in the aggregate 10,131,243 shares of the Issuer's Class B Common Stock into 10,131,243 shares of the Issuer's Class A Common Stock.

F4 · ownership.direct: The shares are held by ICONIQ III-B.

F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III.

F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 18:08 UTC
Makan Divesh10% owner
ConversionClass A Common Stock 9,481,629 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009778 · doc4.xml · nonDerivative · entry 1

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner

ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner

ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner

ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,114,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 1, 2021, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") converted in the aggregate 9,481,629 shares of the Issuer's Class B Common Stock into 9,481,629 shares of the Issuer's Class A Common Stock.

F1 · price: On March 1, 2021, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") converted in the aggregate 9,481,629 shares of the Issuer's Class B Common Stock into 9,481,629 shares of the Issuer's Class A Common Stock.

F2 · ownership.direct: The shares are held by ICONIQ III.

F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ GP III") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ GP III. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III.

F8 · ownership.direct: Each of ICONIQ GP III, ICONIQ Parent GP III, Makan, and Griffith disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 18:14 UTC ConversionClass B Common Stock · Derivative 421,256 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009782 · doc4.xml · derivative · entry 9

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners IV, L.P. · CIK 0001761434 · 10% owner

ICONIQ Strategic Partners IV-B, L.P. · CIK 0001761522 · 10% owner

ICONIQ Strategic Partners IV GP, L.P. · CIK 0001785120 · 10% owner

ICONIQ Strategic Partners IV TT GP, Ltd. · CIK 0001788795 · 10% owner

Jacobson Matthew · CIK 0001783518 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners IV-B, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 421,256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.

F3 · kind: On March 1, 2021, ICONIQ Strategic Partners IV-B, L.P. ("ICONIQ IV-B") converted in the aggregate 421,256 shares of the Issuer's Class B Common Stock into 421,256 shares of the Issuer's Class A Common Stock.

F10 · derivative.exercise_date: The shares are held directly by Griffith.

F10 · derivative.expiration_date: The shares are held directly by Griffith.

F4 · ownership.direct: The shares are held by ICONIQ IV-B.

F7 · ownership.direct: ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Divesh Makan ("Makan"), William J.G. Griffith ("Griffith") and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole equity holders and directors of ICONIQ Parent GP V.

F8 · ownership.direct: Each of ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 18:14 UTC ConversionClass B Common Stock · Derivative 254,245 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009782 · doc4.xml · derivative · entry 8

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners IV, L.P. · CIK 0001761434 · 10% owner

ICONIQ Strategic Partners IV-B, L.P. · CIK 0001761522 · 10% owner

ICONIQ Strategic Partners IV GP, L.P. · CIK 0001785120 · 10% owner

ICONIQ Strategic Partners IV TT GP, Ltd. · CIK 0001788795 · 10% owner

Jacobson Matthew · CIK 0001783518 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners IV, L.P.

Disclosed balance after: 0

Underlying: Class A Common Stock · 254,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock, and has no expiration date. Additionally, the shares of Class B Common Stock will convert automatically into Class A Common Stock on a 1:1 basis upon the following: (1) sale or transfer of such shares of Class B Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation (the "COI"), (2) on the final conversion date, as defined in the COI, and (3) as otherwise set forth in the COI.

F1 · kind: On March 1, 2021, ICONIQ Strategic Partners IV, L.P. ("ICONIQ IV") converted in the aggregate 254,245 shares of the Issuer's Class B Common Stock into 254,245 shares of the Issuer's Class A Common Stock.

F10 · derivative.exercise_date: The shares are held directly by Griffith.

F10 · derivative.expiration_date: The shares are held directly by Griffith.

F2 · ownership.direct: The shares are held by ICONIQ IV.

F7 · ownership.direct: ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Divesh Makan ("Makan"), William J.G. Griffith ("Griffith") and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole equity holders and directors of ICONIQ Parent GP V.

F8 · ownership.direct: Each of ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 18:14 UTC ConversionClass A Common Stock 421,256 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009782 · doc4.xml · nonDerivative · entry 2

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners IV, L.P. · CIK 0001761434 · 10% owner

ICONIQ Strategic Partners IV-B, L.P. · CIK 0001761522 · 10% owner

ICONIQ Strategic Partners IV GP, L.P. · CIK 0001785120 · 10% owner

ICONIQ Strategic Partners IV TT GP, Ltd. · CIK 0001788795 · 10% owner

Jacobson Matthew · CIK 0001783518 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners IV-B, L.P.

Disclosed balance after: 692,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On March 1, 2021, ICONIQ Strategic Partners IV-B, L.P. ("ICONIQ IV-B") converted in the aggregate 421,256 shares of the Issuer's Class B Common Stock into 421,256 shares of the Issuer's Class A Common Stock.

F3 · price: On March 1, 2021, ICONIQ Strategic Partners IV-B, L.P. ("ICONIQ IV-B") converted in the aggregate 421,256 shares of the Issuer's Class B Common Stock into 421,256 shares of the Issuer's Class A Common Stock.

F4 · ownership.direct: The shares are held by ICONIQ IV-B.

F7 · ownership.direct: ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Divesh Makan ("Makan"), William J.G. Griffith ("Griffith") and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole equity holders and directors of ICONIQ Parent GP V.

F8 · ownership.direct: Each of ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 18:14 UTC ConversionClass A Common Stock 254,245 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-009782 · doc4.xml · nonDerivative · entry 1

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners IV, L.P. · CIK 0001761434 · 10% owner

ICONIQ Strategic Partners IV-B, L.P. · CIK 0001761522 · 10% owner

ICONIQ Strategic Partners IV GP, L.P. · CIK 0001785120 · 10% owner

ICONIQ Strategic Partners IV TT GP, Ltd. · CIK 0001788795 · 10% owner

Jacobson Matthew · CIK 0001783518 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners IV, L.P.

Disclosed balance after: 418,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 1, 2021, ICONIQ Strategic Partners IV, L.P. ("ICONIQ IV") converted in the aggregate 254,245 shares of the Issuer's Class B Common Stock into 254,245 shares of the Issuer's Class A Common Stock.

F1 · price: On March 1, 2021, ICONIQ Strategic Partners IV, L.P. ("ICONIQ IV") converted in the aggregate 254,245 shares of the Issuer's Class B Common Stock into 254,245 shares of the Issuer's Class A Common Stock.

F2 · ownership.direct: The shares are held by ICONIQ IV.

F7 · ownership.direct: ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Divesh Makan ("Makan"), William J.G. Griffith ("Griffith") and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole equity holders and directors of ICONIQ Parent GP V.

F8 · ownership.direct: Each of ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:20 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass B Common Stock · Derivative 22,938 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000016 · wf-form4_161472357933971.xml · derivative · entry 4

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,864

Underlying: Class A Common Stock · 22,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:20 UTC
Scarpelli MichaelChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 11,261 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001640147-21-000016 · wf-form4_161472357933971.xml · derivative · entry 3

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,802

Underlying: Class A Common Stock · 11,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:20 UTC
Scarpelli MichaelChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 11,261 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001640147-21-000016 · wf-form4_161472357933971.xml · derivative · entry 2

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,679,299

Underlying: Class B Common Stock · 11,261 shares

Expires 2029-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on August 19, 2019, subject to Reporting Person's continuous service through each such vesting date.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F4 · derivative.underlying: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:20 UTC
Scarpelli MichaelChief Financial Officer
ConversionClass A Common Stock 22,938 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000016 · wf-form4_161472357933971.xml · nonDerivative · entry 1

Scarpelli Michael · CIK 0001402349 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The number of shares reported reflects the acquisition on February 26, 2021 of 416 shares of the Issuer's Class A Common Stock pursuant to the Snowflake Inc 2020 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of September 15, 2020 through February 26, 2021.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:46 UTC
GERSTNER BRAD10% owner
ConversionClass B Common Stock · Derivative 4,485,227 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-030247 · tm218363-1_form4.xml · derivative · entry 3

GERSTNER BRAD · CIK 0001775157 · 10% owner

Altimeter Capital Management, LP · CIK 0001541617 · 10% owner

Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,729,505

Underlying: Class A Common Stock · 4,485,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F6 · derivative.exercise_price: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F6 · derivative.exercise_date: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of each Reporting Person into Class A Common Stock on a 1-for-1 basis and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F6 · derivative.expiration_date: (Continued from footnote 6) Each share of Class B Common Stock held by each Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of such Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F7 · ownership.nature: A portion of these shares are directly owned by APPF I, APPF II, AGSF, APF, AGPF III, and AGPF IV in the amounts of 8,270,851, 2,826,875, 1,236,651, 6,529,753, 3,284,775, and 580,600, respectively. Each of the Altimeter Fund GPs has delegated share voting and investment power to the Investment Manager. The sole general partner of the Investment Manager is the General Partner, and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares.

F8 · ownership.nature: (Continued from footnote 7) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and each of the Altimeter Entities, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary interest therein.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:46 UTC
GERSTNER BRAD10% owner
ConversionClass A Common Stock 4,485,227 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-030247 · tm218363-1_form4.xml · nonDerivative · entry 1

GERSTNER BRAD · CIK 0001775157 · 10% owner

Altimeter Capital Management, LP · CIK 0001541617 · 10% owner

Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,476,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: A portion of these shares are directly owned by Altimeter Private Partners Fund I, L.P. ("APPF I"), Altimeter Private Partners Fund II, L.P. ("APPF II"), and Altimeter Growth Sierra Fund, L.P. ("AGSF"), Altimeter Partners Fund, L.P. ("APF"), Altimeter Growth Partners Fund III, L.P. ("AGPF III"), and Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively, the "Altimeter Entities") in the amounts of 3,759,477, 1,284,943, 562,114, 2,596,584, 1,094,924, and 193,533 respectively. Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, and Altimeter Growth Sierra General Partner, LLC is the general partner of AGSF, Altimeter General Partner, LLC is the general partner of APF, Altimeter Growth General Partner III, LLC is the general partner of AGPF III, and Altimeter Growth General Partner IV, LLC is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs").

F2 · ownership.nature: (Continued from footnote 1) A portion of these shares are directly owned by Altimeter Private General Partner, LLC, Altimeter Private General Partner II, LLC, and Altimeter Growth Sierra General Partner, LLC, in the amounts of 743,289, 211,156, and 30,948 and each of Altimeter Fund GPs has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares.

F3 · ownership.nature: (Continued from footnote 2) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter entities and the Altimeter Fund GPs, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities and the Altimeter Fund GPs. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities and Altimeter Fund GPs except to the extent of any pecuniary interest therein.

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January 07, 2021 Filed Jan 11, 2021 21:30 UTC
Makan Divesh10% owner
OtherClass A Common Stock 279,447 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-001312 · doc4.xml · nonDerivative · entry 3

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner

ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner

ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner

ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Jacobson Matthew · CIK 0001783518 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners III Co-Invest, L.P., Series SF

Disclosed balance after: 1,395,774

F5 · kind: On January 7, 2021, ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF") distributed, for no consideration, in the aggregate 279,447 shares of the Issuer's Class A Common Stock (the "ICONIQ SF Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ SF Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ SF Shares it received in the distribution by ICONIQ SF to its partners, representing each such partner's pro rata interest in such ICONIQ SF Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F5 · price: On January 7, 2021, ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF") distributed, for no consideration, in the aggregate 279,447 shares of the Issuer's Class A Common Stock (the "ICONIQ SF Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ SF Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ SF Shares it received in the distribution by ICONIQ SF to its partners, representing each such partner's pro rata interest in such ICONIQ SF Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6 · ownership.direct: The shares are held by ICONIQ SF.

F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ III GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole

F8 · ownership.direct: (Continued from footnote 7), holders and directors of ICONIQ Parent GP V.

F9 · ownership.direct: Each of ICONIQ III GP, ICONIQ Parent GP III, ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:30 UTC
Makan Divesh10% owner
OtherClass A Common Stock 563,337 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-001312 · doc4.xml · nonDerivative · entry 2

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner

ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner

ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner

ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Jacobson Matthew · CIK 0001783518 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By ICONIQ Strategic Partners III-B, L.P.

Disclosed balance after: 2,813,743

F3 · kind: On January 7, 2021, ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B") distributed, for no consideration, in the aggregate 563,337 shares of the Issuer's Class A Common Stock (the "ICONIQ III-B Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ III-B Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III-B Shares it received in the distribution by ICONIQ III-B to its partners, representing each such partner's pro rata interest in such ICONIQ III-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F3 · price: On January 7, 2021, ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B") distributed, for no consideration, in the aggregate 563,337 shares of the Issuer's Class A Common Stock (the "ICONIQ III-B Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ III-B Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III-B Shares it received in the distribution by ICONIQ III-B to its partners, representing each such partner's pro rata interest in such ICONIQ III-B Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.direct: The shares are held by ICONIQ III-B.

F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ III GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole

F8 · ownership.direct: (Continued from footnote 7), holders and directors of ICONIQ Parent GP V.

F9 · ownership.direct: Each of ICONIQ III GP, ICONIQ Parent GP III, ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:30 UTC
Makan Divesh10% owner
OtherClass A Common Stock 527,216 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-001312 · doc4.xml · nonDerivative · entry 1

ICONIQ Strategic Partners III, L.P. · CIK 0001678064 · 10% owner

ICONIQ Strategic Partners III-B, L.P. · CIK 0001678109 · 10% owner

ICONIQ Strategic Partners III Co-Invest, L.P. (Series SF) · CIK 0001731868 · 10% owner

ICONIQ Strategic Partners III GP, L.P. · CIK 0001766963 · 10% owner

ICONIQ Strategic Partners III TT GP, Ltd. · CIK 0001788796 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Griffith William J.G. · CIK 0001688124 · 10% owner

Jacobson Matthew · CIK 0001783518 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,633,327

F1 · kind: On January 7, 2021, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") distributed, for no consideration, in the aggregate 527,216 shares of the Issuer's Class A Common Stock (the "ICONIQ III Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ III Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III Shares it received in the distribution by ICONIQ III to its partners, representing each such partner's pro rata interest in such ICONIQ III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F1 · price: On January 7, 2021, ICONIQ Strategic Partners III, L.P. ("ICONIQ III") distributed, for no consideration, in the aggregate 527,216 shares of the Issuer's Class A Common Stock (the "ICONIQ III Shares") to its limited partners and to ICONIQ III GP, representing each such partner's pro rata interest in such ICONIQ III Shares. On the same date, ICONIQ III GP distributed, for no consideration, the ICONIQ III Shares it received in the distribution by ICONIQ III to its partners, representing each such partner's pro rata interest in such ICONIQ III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.direct: The shares are held by ICONIQ III.

F7 · ownership.direct: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ III GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. Makan, Griffith and Matthew Jacobson ("Jacobson") are the sole equity holders and directors of ICONIQ Parent GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole

F8 · ownership.direct: (Continued from footnote 7), holders and directors of ICONIQ Parent GP V.

F9 · ownership.direct: Each of ICONIQ III GP, ICONIQ Parent GP III, ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 18:18 UTC
GERSTNER BRAD10% owner
OtherClass A Common Stock 74,837 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003088 · tm212829d1_4.xml · nonDerivative · entry 2

GERSTNER BRAD · CIK 0001775157 · 10% owner

Altimeter Capital Management, LP · CIK 0001541617 · 10% owner

Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,837

F1 · kind: Altimeter Private Partners Fund I, L.P. ("APPF I") made a pro rata distribution for no consideration of an aggregate of 3,007,582 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner, LLC, its limited partners, and Bradley Gerstner. Altimeter Private Partners Fund II, L.P. ("APPF II") made a pro rata distribution for no consideration of an aggregate of 1,027,954 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner II, LLC, its limited partners, and Bradley Gerstner. Altimeter Growth Sierra Fund, L.P. ("AGSF") made a pro rata distribution for no consideration of an aggregate of 449,691 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Growth Sierra General Partner, LLC, and its limited partners.

F5 · ownership.direct: As a result of the pro rata distributions for no consideration discussed above made by each of APPF I and APPF II, Bradley Gerstner received 74,837 shares of Class A Common Stock of the Issuer. Mr. Gerstner holds these shares directly.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 18:18 UTC
GERSTNER BRAD10% owner
OtherClass A Common Stock 4,485,227 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003088 · tm212829d1_4.xml · nonDerivative · entry 1

GERSTNER BRAD · CIK 0001775157 · 10% owner

Altimeter Capital Management, LP · CIK 0001541617 · 10% owner

Altimeter Capital Management General Partner, LLC · CIK 0001825200 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,991,741

F1 · kind: Altimeter Private Partners Fund I, L.P. ("APPF I") made a pro rata distribution for no consideration of an aggregate of 3,007,582 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner, LLC, its limited partners, and Bradley Gerstner. Altimeter Private Partners Fund II, L.P. ("APPF II") made a pro rata distribution for no consideration of an aggregate of 1,027,954 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Private General Partner II, LLC, its limited partners, and Bradley Gerstner. Altimeter Growth Sierra Fund, L.P. ("AGSF") made a pro rata distribution for no consideration of an aggregate of 449,691 shares of Class A Common Stock of the Issuer to its general partner, Altimeter Growth Sierra General Partner, LLC, and its limited partners.

F2 · ownership.nature: A portion of these shares are directly owned by Altimeter Partners Fund, L.P. ("APF"), APPF I, APPF II, Altimeter Growth Partners Fund III, L.P. ("AGPF III"), AGSF, Altimeter Growth Partners Fund IV, L.P. ("AGPF IV") (collectively, the "Altimeter Entities") in the amounts of 2,596,584, 751,895, 256,989, 1,094,924, 112,423, and 193,533 respectively. Altimeter General Partner, LLC is the general partner of APF, Altimeter Private General Partner, LLC is the general partner of APPF I, Altimeter Private General Partner II, LLC is the general partner of APPF II, Altimeter Growth General Partner III, LLC is the general partner of AGFPF III, Altimeter Growth Sierra General Partner, LLC is the general partner of AGSF, and Altimeter Growth General Partner IV is the general partner of AGPF IV (collectively, the "Altimeter Fund GPs").

F3 · ownership.nature: (Continued from footnote 2) As a result of the pro rata distributions for no consideration discussed above made by each of APPF I, APPF II and AGSF, a portion of these shares are directly owned by Altimeter Private General Partner, LLC, Altimeter Private General Partner II, LLC, and Altimeter Growth Sierra General Partner, LLC in the amounts of 743,289, 211,156, and 30,948 respectively. Each of the Altimeter Fund GPs has delegated share voting and investment power to Altimeter Capital Management, LP (the "Investment Manager"). The sole general partner of the Investment Manager is Altimeter Capital General Partner, LLC (the "General Partner"), and Bradley Gerstner is the sole managing principal of the Investment Manager and the General Partner, and may be deemed to share voting and investment power over these shares.

F4 · ownership.nature: (Continued from footnote 3) Because of the relationship between the Investment Manager, the General Partner and Bradley Gerstner and the Altimeter Entities, each of the Investment Manager, the General Partner and Bradley Gerstner may be deemed to beneficially own the securities reported herein to the extent of its direct or indirect pecuniary interests in the Altimeter Entities. Each of the Investment Manager, the General Partner and Bradley Gerstner disclaims any beneficial ownership of the securities held by the Altimeter Entities except to the extent of any pecuniary

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January 07, 2021 Filed Mar 3, 2021 23:29 UTC
GARRETT MARKDirector
ConversionClass B Common Stock · Derivative 134,018 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000032 · wf-form4_161481414549438.xml · derivative · entry 2

GARRETT MARK · CIK 0001246215 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Limited Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 134,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At the time of this transaction, each share of Class B Common Stock was convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and had no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share would have automatically converted into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3 · derivative.exercise_price: At the time of this transaction, each share of Class B Common Stock held by the Reporting Person was automatically convertible into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Subsequent to this transaction, the shares of Class B Common Stock were automatically converted into Class A Common Stock as described in footnote 4.

F2 · derivative.exercise_date: At the time of this transaction, each share of Class B Common Stock was convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and had no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share would have automatically converted into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3 · derivative.exercise_date: At the time of this transaction, each share of Class B Common Stock held by the Reporting Person was automatically convertible into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Subsequent to this transaction, the shares of Class B Common Stock were automatically converted into Class A Common Stock as described in footnote 4.

F2 · derivative.expiration_date: At the time of this transaction, each share of Class B Common Stock was convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and had no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share would have automatically converted into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3 · derivative.expiration_date: At the time of this transaction, each share of Class B Common Stock held by the Reporting Person was automatically convertible into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. Subsequent to this transaction, the shares of Class B Common Stock were automatically converted into Class A Common Stock as described in footnote 4.

F1 · ownership.nature: The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner.

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January 07, 2021 Filed Mar 3, 2021 23:29 UTC
GARRETT MARKDirector
ConversionClass A Common Stock 134,018 $0.00 $0.00
Disclosure

SEC source: 0001640147-21-000032 · wf-form4_161481414549438.xml · nonDerivative · entry 1

GARRETT MARK · CIK 0001246215 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Limited Partnership

Disclosed balance after: 134,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.