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Nasdaq · USD

SNDX

Syndax Pharmaceuticals Inc

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4578
SEC CIK
0001395937
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2021 Filed Sep 22, 2021 20:50 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 31,455 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-006060 · primarydocument.xml · derivative · entry 7

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,455 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:50 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 31,455 $19.24 $605,046.36
Disclosure

SEC source: 0001562180-21-006060 · primarydocument.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F2 · price: The sale price ranged from $19.00 to $19.92

Read SEC document
September 20, 2021 Filed Sep 22, 2021 20:50 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 31,455 $7.20 $226,476.00
Disclosure

SEC source: 0001562180-21-006060 · primarydocument.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:35 UTC
Morrison BriggsDirector · Chief Executive Officer
Exercise / conversionStock Options (Right to buy) · Derivative 70,262 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-006038 · primarydocument.xml · derivative · entry 5

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,262 shares

Expires 2025-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:35 UTC
Morrison BriggsDirector · Chief Executive Officer
SaleCommon Stock 70,262 $20.07 $1,410,017.82
Disclosure

SEC source: 0001562180-21-006038 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,336

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F2 · price: The sale prices ranged from $20.00 to $20.32.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 20:35 UTC
Morrison BriggsDirector · Chief Executive Officer
Exercise / conversionCommon Stock 70,262 $7.20 $505,886.40
Disclosure

SEC source: 0001562180-21-006038 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:32 UTC GrantStock Options (Right to buy) · Derivative 35,000 $19.36 Strike: $19.36 $677,600.00
Disclosure

SEC source: 0001562180-21-006002 · primarydocument.xml · derivative · entry 1

Huber Martin H. Jr. · CIK 0001653276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2031-09-15

F1 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest monthly over a three-year period.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:16 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 44,349 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-005948 · primarydocument.xml · derivative · entry 6

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,349 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:16 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 44,349 $19.15 $849,394.22
Disclosure

SEC source: 0001562180-21-005948 · primarydocument.xml · nonDerivative · entry 4

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F3 · price: The sale prices ranged from $19.00 to $19.31

Read SEC document
September 14, 2021 Filed Sep 15, 2021 20:16 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 44,349 $7.20 $319,312.80
Disclosure

SEC source: 0001562180-21-005948 · primarydocument.xml · nonDerivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:16 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 16,651 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-005948 · primarydocument.xml · derivative · entry 5

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,651 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:16 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 16,651 $19.02 $316,638.75
Disclosure

SEC source: 0001562180-21-005948 · primarydocument.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F2 · price: The sale prices ranged from $19.00 to $19.10

Read SEC document
September 13, 2021 Filed Sep 15, 2021 20:16 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 16,651 $7.20 $119,887.20
Disclosure

SEC source: 0001562180-21-005948 · primarydocument.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:32 UTC Exercise / conversionStock Options (Right to buy) · Derivative 15,635 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001562180-21-005491 · primarydocument.xml · derivative · entry 3

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2029-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:32 UTC SaleCommon Stock 15,635 $15.75 $246,327.86
Disclosure

SEC source: 0001562180-21-005491 · primarydocument.xml · nonDerivative · entry 2

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sale reported in this Form 4, the Reporting Person has a total of 77,682 options to purchase shares of common stock that are vested and immediately exercisable and a total of 0 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $15.58 to $15.94.

Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:32 UTC Exercise / conversionCommon Stock 15,635 $7.88 $123,203.80
Disclosure

SEC source: 0001562180-21-005491 · primarydocument.xml · nonDerivative · entry 1

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:46 UTC Exercise / conversionStock Options (Right to buy) · Derivative 11,926 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-003670 · primarydocument.xml · derivative · entry 6

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2025-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:46 UTC Exercise / conversionStock Options (Right to buy) · Derivative 1,683 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001562180-21-003670 · primarydocument.xml · derivative · entry 5

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2029-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:46 UTC SaleCommon Stock 1,683 $18.65 $31,384.92
Disclosure

SEC source: 0001562180-21-003670 · primarydocument.xml · nonDerivative · entry 4

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sale reported in this Form 4, the Reporting Person has a total of 93,317 options to purchase shares of common stock that are vested and immediately exercisable and a total of 0 options to purchase shares of common stock that have not yet vested.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:46 UTC SaleCommon Stock 11,926 $18.65 $222,398.43
Disclosure

SEC source: 0001562180-21-003670 · primarydocument.xml · nonDerivative · entry 3

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,683

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sale reported in this Form 4, the Reporting Person has a total of 93,317 options to purchase shares of common stock that are vested and immediately exercisable and a total of 0 options to purchase shares of common stock that have not yet vested.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:46 UTC Exercise / conversionCommon Stock 1,683 $7.88 $13,262.04
Disclosure

SEC source: 0001562180-21-003670 · primarydocument.xml · nonDerivative · entry 2

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:46 UTC Exercise / conversionCommon Stock 11,926 $7.20 $85,867.20
Disclosure

SEC source: 0001562180-21-003670 · primarydocument.xml · nonDerivative · entry 1

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 20:15 UTC
Meyers Michael L.SVP, Chief Medical Officer
PurchaseCommon Stock 500 $15.46 $7,730.00
Disclosure

SEC source: 0001562180-21-002976 · primarydocument.xml · nonDerivative · entry 1

Meyers Michael L. · CIK 0001664204 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,666

Read SEC document
April 22, 2021 Filed Apr 22, 2021 17:06 UTC PurchaseCommon Stock 13,967 $14.11 $197,077.16
Disclosure

SEC source: 0001562180-21-002912 · primarydocument.xml · nonDerivative · entry 1

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,300

F1 · price: The purchase prices ranged from $13.98 to $14.29.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:16 UTC Exercise / conversionStock Options (Right to buy) · Derivative 10,167 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001562180-21-001909 · primarydocument.xml · derivative · entry 6

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2024-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:16 UTC Exercise / conversionStock Options (Right to buy) · Derivative 74 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-001909 · primarydocument.xml · derivative · entry 5

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2025-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:16 UTC SaleCommon Stock 74 $24.31 $1,799.10
Disclosure

SEC source: 0001562180-21-001909 · primarydocument.xml · nonDerivative · entry 4

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sale reported in this Form 4, the Reporting Person has a total of 106,926 options to purchase shares of common stock that are vested and immediately exercisable and a total of 0 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $23.84 to $25.15.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:16 UTC SaleCommon Stock 10,167 $24.31 $247,182.14
Disclosure

SEC source: 0001562180-21-001909 · primarydocument.xml · nonDerivative · entry 3

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,074

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sale reported in this Form 4, the Reporting Person has a total of 106,926 options to purchase shares of common stock that are vested and immediately exercisable and a total of 0 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $23.84 to $25.15.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:16 UTC Exercise / conversionCommon Stock 74 $7.20 $532.80
Disclosure

SEC source: 0001562180-21-001909 · primarydocument.xml · nonDerivative · entry 2

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:16 UTC Exercise / conversionCommon Stock 10,167 $6.35 $64,560.45
Disclosure

SEC source: 0001562180-21-001909 · primarydocument.xml · nonDerivative · entry 1

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:23 UTC
Morrison BriggsDirector · Chief Executive Officer
Exercise / conversionStock Options (Right to buy) · Derivative 35,156 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-001044 · primarydocument.xml · derivative · entry 3

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,156 shares

Expires 2025-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:23 UTC
Morrison BriggsDirector · Chief Executive Officer
SaleCommon Stock 35,156 $20.55 $722,403.07
Disclosure

SEC source: 0001562180-21-001044 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,336

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule10b5-1 plan adopted by the Reporting Person. Following the sale reported in this Form 4, the Reporting Person has a total of 1,161,507 options to purchase shares of common stock that are vested and immediately exercisable and a total of 518,334 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $20.00 to $20.93.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:23 UTC
Morrison BriggsDirector · Chief Executive Officer
Exercise / conversionCommon Stock 35,156 $7.20 $253,123.20
Disclosure

SEC source: 0001562180-21-001044 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:22 UTC
Karydas DaphneChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 95,000 $0.00 Strike: $21.36 $0.00
Disclosure

SEC source: 0001562180-21-000933 · primarydocument.xml · derivative · entry 1

Karydas Daphne · CIK 0001816952 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2031-02-03

F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:18 UTC GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000926 · primarydocument.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 16:18 UTC GrantCommon Stock 29,333 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000930 · primarydocument.xml · nonDerivative · entry 1

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,333

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:18 UTC
Katkin KeithDirector
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000927 · primarydocument.xml · nonDerivative · entry 1

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 16:18 UTC GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000928 · primarydocument.xml · nonDerivative · entry 1

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:22 UTC
Metzger Michael ADirector · President and COO
GrantStock Option (Right to Buy) · Derivative 160,000 $0.00 Strike: $21.36 $0.00
Disclosure

SEC source: 0001562180-21-000935 · primarydocument.xml · derivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2031-02-03

F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:22 UTC
Ordentlich PeterChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $21.36 $0.00
Disclosure

SEC source: 0001562180-21-000934 · primarydocument.xml · derivative · entry 1

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2031-02-03

F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:21 UTC
Morrison BriggsDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 195,000 $0.00 Strike: $21.36 $0.00
Disclosure

SEC source: 0001562180-21-000932 · primarydocument.xml · derivative · entry 2

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 195,000 shares

Expires 2031-02-03

F2 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:21 UTC
Meyers Michael L.SVP, Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $21.36 $0.00
Disclosure

SEC source: 0001562180-21-000931 · primarydocument.xml · derivative · entry 3

Meyers Michael L. · CIK 0001664204 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2031-02-03

F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:18 UTC GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000925 · primarydocument.xml · nonDerivative · entry 1

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

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February 03, 2021 Filed Feb 5, 2021 21:18 UTC GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000929 · primarydocument.xml · nonDerivative · entry 1

Meury William · CIK 0001536778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

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February 01, 2021 Filed Feb 3, 2021 22:53 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 15,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-000869 · primarydocument.xml · derivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

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February 01, 2021 Filed Feb 3, 2021 22:53 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 15,000 $20.19 $302,799.00
Disclosure

SEC source: 0001562180-21-000869 · primarydocument.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sale reported in this Form 4, the Reporting Person has a total of 732,490 options to purchase shares of common stock that are vested and immediately exercisable and a total of 343,750 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $20.00 to $20.44.

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February 01, 2021 Filed Feb 3, 2021 22:53 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 15,000 $7.20 $108,000.00
Disclosure

SEC source: 0001562180-21-000869 · primarydocument.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2021 Filed Feb 5, 2021 21:21 UTC
Morrison BriggsDirector · Chief Executive Officer
OtherCommon Stock 1,771 $12.00 $21,252.00
Disclosure

SEC source: 0001562180-21-000932 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,336

F1 · kind: The Reporting Person is voluntarily filing this Form 4 to report the acquisition of 1,771 shares by the Reporting Person on 01/31/2021 pursuant to the Issuer's Employee Stock Purchase Plan.

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January 31, 2021 Filed Feb 5, 2021 21:21 UTC
Meyers Michael L.SVP, Chief Medical Officer
OtherCommon Stock 1,771 $12.00 $21,252.00
Disclosure

SEC source: 0001562180-21-000931 · primarydocument.xml · nonDerivative · entry 2

Meyers Michael L. · CIK 0001664204 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,166

F2 · kind: The Reporting Person is voluntarily filing this Form 4 to report the acquisition of 1,771 shares by the Reporting Person on 01/31/2021 pursuant to the Issuer's Employee Stock Purchase Plan.

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December 01, 2020 Filed Dec 3, 2020 23:05 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-20-007070 · primarydocument.xml · derivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.