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Nasdaq · USD

SNDX

Syndax Pharmaceuticals Inc

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4578
SEC CIK
0001395937
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2021 Filed Dec 22, 2021 18:25 UTC Exercise / conversionCommon Stock 24,000 $7.88 $189,120.00
Disclosure

SEC source: 0001562180-21-007866 · primarydocument.xml · nonDerivative · entry 3

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 16,000 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · derivative · entry 12

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 45,000 $0.00 Strike: $8.77 $0.00
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · derivative · entry 11

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2027-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 45,000 $20.29 $912,960.00
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · nonDerivative · entry 8

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 596,031 options to purchase shares of common stock that are vested and immediately exercisable and a total of 335,209 options to purchase shares of common stock that have not yet vested.

F4 · price: The sale prices ranged from $19.17 to $21.01

Read SEC document
December 20, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 45,000 $8.77 $394,650.00
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · nonDerivative · entry 7

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 16,000 $20.29 $324,608.00
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · nonDerivative · entry 6

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 596,031 options to purchase shares of common stock that are vested and immediately exercisable and a total of 335,209 options to purchase shares of common stock that have not yet vested.

F4 · price: The sale prices ranged from $19.17 to $21.01

Read SEC document
December 20, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 16,000 $6.38 $102,080.00
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · nonDerivative · entry 5

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 18:25 UTC Exercise / conversionStock Options (Right to buy) · Derivative 20,000 $0.00 Strike: $7.08 $0.00
Disclosure

SEC source: 0001562180-21-007866 · primarydocument.xml · derivative · entry 5

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2027-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 18:25 UTC SaleCommon Stock 20,000 $21.01 $420,250.00
Disclosure

SEC source: 0001562180-21-007866 · primarydocument.xml · nonDerivative · entry 2

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 63,000 options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $21.00 to $21.0238.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 18:25 UTC Exercise / conversionCommon Stock 20,000 $7.08 $141,600.00
Disclosure

SEC source: 0001562180-21-007866 · primarydocument.xml · nonDerivative · entry 1

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 23:44 UTC
Morrison BriggsDirector · Chief Executive Officer
Exercise / conversionStock Options (Right to buy) · Derivative 35,156 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001562180-21-007810 · primarydocument.xml · derivative · entry 3

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,156 shares

Expires 2025-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 23:44 UTC
Morrison BriggsDirector · Chief Executive Officer
SaleCommon Stock 35,156 $20.00 $703,120.00
Disclosure

SEC source: 0001562180-21-007810 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,336

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 1,305,602 options to purchase shares of common stock that are vested and immediately exercisable and a total of 339,083 options to purchase shares of common stock that have not yet vested.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 23:44 UTC
Morrison BriggsDirector · Chief Executive Officer
Exercise / conversionCommon Stock 35,156 $10.90 $383,200.40
Disclosure

SEC source: 0001562180-21-007810 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 1,676 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · derivative · entry 10

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,676 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 1,676 $19.02 $31,877.18
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · nonDerivative · entry 4

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 596,031 options to purchase shares of common stock that are vested and immediately exercisable and a total of 335,209 options to purchase shares of common stock that have not yet vested.

F3 · price: The sale prices ranged from $19.00 to $19.06.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 1,676 $6.38 $10,692.88
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · nonDerivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 22,715 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · derivative · entry 9

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,715 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 22,715 $19.08 $433,399.93
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 596,031 options to purchase shares of common stock that are vested and immediately exercisable and a total of 335,209 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $19.00 to $19.30.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 23:44 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 22,715 $6.38 $144,921.70
Disclosure

SEC source: 0001562180-21-007809 · primarydocument.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:35 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 34,564 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-21-007710 · primarydocument.xml · derivative · entry 6

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,564 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:35 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 2,045 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-007710 · primarydocument.xml · derivative · entry 5

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,045 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:35 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 34,564 $19.05 $658,554.80
Disclosure

SEC source: 0001562180-21-007710 · primarydocument.xml · nonDerivative · entry 4

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 681,422 options to purchase shares of common stock that are vested and immediately exercisable and a total of 335,209 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $19.00 to $19.49.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:35 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 34,564 $6.38 $220,518.32
Disclosure

SEC source: 0001562180-21-007710 · primarydocument.xml · nonDerivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:35 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 2,045 $19.05 $38,963.79
Disclosure

SEC source: 0001562180-21-007710 · primarydocument.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 681,422 options to purchase shares of common stock that are vested and immediately exercisable and a total of 335,209 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $19.00 to $19.49.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 22:35 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 2,045 $7.20 $14,724.00
Disclosure

SEC source: 0001562180-21-007710 · primarydocument.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:06 UTC Exercise / conversionStock Options (Right to buy) · Derivative 30 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001562180-21-007180 · primarydocument.xml · derivative · entry 6

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2029-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:06 UTC Exercise / conversionStock Options (Right to buy) · Derivative 14,000 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0001562180-21-007180 · primarydocument.xml · derivative · entry 5

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2028-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:06 UTC SaleCommon Stock 30 $18.03 $540.97
Disclosure

SEC source: 0001562180-21-007180 · primarydocument.xml · nonDerivative · entry 4

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F2 · price: The sale prices ranged from $18.03 to $19.03.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:06 UTC Exercise / conversionCommon Stock 30 $7.88 $236.40
Disclosure

SEC source: 0001562180-21-007180 · primarydocument.xml · nonDerivative · entry 3

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:06 UTC SaleCommon Stock 14,000 $18.03 $252,452.20
Disclosure

SEC source: 0001562180-21-007180 · primarydocument.xml · nonDerivative · entry 2

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F2 · price: The sale prices ranged from $18.03 to $19.03.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:06 UTC Exercise / conversionCommon Stock 14,000 $8.93 $125,020.00
Disclosure

SEC source: 0001562180-21-007180 · primarydocument.xml · nonDerivative · entry 1

Egros Fabrice · CIK 0001597085 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 20:11 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 16,296 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-006652 · primarydocument.xml · derivative · entry 6

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,296 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 20:11 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 16,296 $19.20 $312,824.53
Disclosure

SEC source: 0001562180-21-006652 · primarydocument.xml · nonDerivative · entry 4

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F3 · price: The sales price ranged from $19.01 to $19.33

Read SEC document
October 26, 2021 Filed Oct 27, 2021 20:11 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 16,296 $7.20 $117,331.20
Disclosure

SEC source: 0001562180-21-006652 · primarydocument.xml · nonDerivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 20:11 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 44,704 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-006652 · primarydocument.xml · derivative · entry 5

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,704 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 20:11 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 44,704 $19.13 $855,335.04
Disclosure

SEC source: 0001562180-21-006652 · primarydocument.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F2 · price: The share price ranged from $19.00 to $19.48

Read SEC document
October 25, 2021 Filed Oct 27, 2021 20:11 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 44,704 $7.20 $321,868.80
Disclosure

SEC source: 0001562180-21-006652 · primarydocument.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 16:09 UTC OtherCommon Stock 463 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006357 · primarydocument.xml · nonDerivative · entry 1

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,763

F1 · kind: Represents shares of Common Stock of the Issuer received from One Palmer Square Associates VIII, L.L.C. through a pro-rata distribution for no consideration.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 20:36 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 24,437 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-006136 · primarydocument.xml · derivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,437 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 20:36 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 24,437 $19.51 $476,831.85
Disclosure

SEC source: 0001562180-21-006136 · primarydocument.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F2 · price: The sales price ranged from $19.02 to $19.96

Read SEC document
September 27, 2021 Filed Sep 28, 2021 20:36 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 24,437 $7.20 $175,946.40
Disclosure

SEC source: 0001562180-21-006136 · primarydocument.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 22, 2021 Filed Sep 22, 2021 20:50 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 300 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-006060 · primarydocument.xml · derivative · entry 9

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

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September 22, 2021 Filed Sep 22, 2021 20:50 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 300 $19.02 $5,706.00
Disclosure

SEC source: 0001562180-21-006060 · primarydocument.xml · nonDerivative · entry 6

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F4 · price: The sale prices ranged from $19.00 to $19.06

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September 22, 2021 Filed Sep 22, 2021 20:50 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 300 $7.20 $2,160.00
Disclosure

SEC source: 0001562180-21-006060 · primarydocument.xml · nonDerivative · entry 5

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 20:50 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionStock Options (Right to buy) · Derivative 4,808 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-006060 · primarydocument.xml · derivative · entry 8

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,808 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

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September 21, 2021 Filed Sep 22, 2021 20:50 UTC
Metzger Michael ADirector · President and COO
SaleCommon Stock 4,808 $19.16 $92,108.30
Disclosure

SEC source: 0001562180-21-006060 · primarydocument.xml · nonDerivative · entry 4

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

F3 · price: The sale prices ranged from $19.02 to $19.31

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September 21, 2021 Filed Sep 22, 2021 20:50 UTC
Metzger Michael ADirector · President and COO
Exercise / conversionCommon Stock 4,808 $7.20 $34,617.60
Disclosure

SEC source: 0001562180-21-006060 · primarydocument.xml · nonDerivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Sep 21, 2021 20:35 UTC
Morrison BriggsDirector · Chief Executive Officer
Exercise / conversionStock Options (Right to buy) · Derivative 50 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-21-006038 · primarydocument.xml · derivative · entry 6

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50 shares

Expires 2025-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

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September 20, 2021 Filed Sep 21, 2021 20:35 UTC
Morrison BriggsDirector · Chief Executive Officer
SaleCommon Stock 50 $20.00 $1,000.00
Disclosure

SEC source: 0001562180-21-006038 · primarydocument.xml · nonDerivative · entry 4

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,336

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.

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September 20, 2021 Filed Sep 21, 2021 20:35 UTC
Morrison BriggsDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50 $7.20 $360.00
Disclosure

SEC source: 0001562180-21-006038 · primarydocument.xml · nonDerivative · entry 3

Morrison Briggs · CIK 0001654430 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.