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Nasdaq · USD

SNDX

Syndax Pharmaceuticals Inc

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4578
SEC CIK
0001395937
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionStock Options (Right to buy) · Derivative 2,914 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · derivative · entry 14

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,914 shares

Expires 2029-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionStock Options (Right to buy) · Derivative 647 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · derivative · entry 13

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 647 shares

Expires 2028-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
SaleCommon Stock 647 $25.07 $16,220.74
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 4

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 102,899 options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $25.00 to $25.215.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionCommon Stock 647 $8.93 $5,777.71
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 3

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
SaleCommon Stock 2,914 $25.07 $73,056.02
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 2

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 102,899 options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $25.00 to $25.215.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionCommon Stock 2,914 $7.88 $22,962.32
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 1

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionStock Options (Right to buy) · Derivative 29,606 $0.00 Strike: $8.77 $0.00
Disclosure

SEC source: 0001562180-22-007012 · primarydocument.xml · derivative · entry 7

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,606 shares

Expires 2027-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 29,606 $25.02 $740,756.92
Disclosure

SEC source: 0001562180-22-007012 · primarydocument.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 690,759 options to purchase shares of common stock that are vested and immediately exercisable and a total of 485,001 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $25.00 to $25.15.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 29,606 $8.77 $259,644.62
Disclosure

SEC source: 0001562180-22-007012 · primarydocument.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2022 Filed Sep 21, 2022 20:18 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionStock Options (Right to buy) · Derivative 59,649 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001562180-22-006788 · primarydocument.xml · derivative · entry 6

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,649 shares

Expires 2025-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 20, 2022 Filed Sep 21, 2022 20:18 UTC
Morrison BriggsDirector · President, Head of R&D
SaleCommon Stock 59,649 $23.25 $1,387,012.23
Disclosure

SEC source: 0001562180-22-006788 · primarydocument.xml · nonDerivative · entry 4

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 774,958 options to purchase shares of common stock that are vested and immediately exercisable and a total of 370,042 options to purchase shares of common stock that have not yet vested.

F3 · price: The sale prices ranged from $22.60 to $23.75

Read SEC document
September 20, 2022 Filed Sep 21, 2022 20:18 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionCommon Stock 59,649 $10.90 $650,174.10
Disclosure

SEC source: 0001562180-22-006788 · primarydocument.xml · nonDerivative · entry 3

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 20:18 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionStock Options (Right to buy) · Derivative 114,339 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001562180-22-006788 · primarydocument.xml · derivative · entry 5

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 114,339 shares

Expires 2025-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 19, 2022 Filed Sep 21, 2022 20:18 UTC
Morrison BriggsDirector · President, Head of R&D
SaleCommon Stock 114,339 $23.03 $2,633,044.23
Disclosure

SEC source: 0001562180-22-006788 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 774,958 options to purchase shares of common stock that are vested and immediately exercisable and a total of 370,042 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $22.50 to $23.35

Read SEC document
September 19, 2022 Filed Sep 21, 2022 20:18 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionCommon Stock 114,339 $10.90 $1,246,295.10
Disclosure

SEC source: 0001562180-22-006788 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2022 Filed Sep 16, 2022 17:34 UTC Exercise / conversionStock Options (Right to buy) · Derivative 5,419 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001562180-22-006705 · primarydocument.xml · derivative · entry 9

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,419 shares

Expires 2024-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 16, 2022 Filed Sep 16, 2022 17:34 UTC Exercise / conversionStock Options (Right to buy) · Derivative 6,556 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001562180-22-006705 · primarydocument.xml · derivative · entry 8

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,556 shares

Expires 2024-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 16, 2022 Filed Sep 16, 2022 17:34 UTC SaleCommon Stock 6,556 $23.43 $153,624.78
Disclosure

SEC source: 0001562180-22-006705 · primarydocument.xml · nonDerivative · entry 6

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,763

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 192,600 options to purchase shares of common stock that are vested and immediately exercisable and no unvested options to purchase shares of common stock.

F3 · price: The sale prices ranged from $22.96 to $24.07

Read SEC document
September 16, 2022 Filed Sep 16, 2022 17:34 UTC Exercise / conversionCommon Stock 6,556 $6.35 $41,630.60
Disclosure

SEC source: 0001562180-22-006705 · primarydocument.xml · nonDerivative · entry 5

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2022 Filed Sep 16, 2022 17:34 UTC SaleCommon Stock 5,419 $23.43 $126,981.80
Disclosure

SEC source: 0001562180-22-006705 · primarydocument.xml · nonDerivative · entry 4

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,763

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 192,600 options to purchase shares of common stock that are vested and immediately exercisable and no unvested options to purchase shares of common stock.

F3 · price: The sale prices ranged from $22.96 to $24.07

Read SEC document
September 16, 2022 Filed Sep 16, 2022 17:34 UTC Exercise / conversionCommon Stock 5,419 $6.32 $34,248.08
Disclosure

SEC source: 0001562180-22-006705 · primarydocument.xml · nonDerivative · entry 3

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionStock Options (Right to buy) · Derivative 71,966 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · derivative · entry 12

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,966 shares

Expires 2025-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 16, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionStock Options (Right to buy) · Derivative 53,034 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · derivative · entry 11

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,034 shares

Expires 2025-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 16, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
SaleCommon Stock 53,034 $23.22 $1,231,422.96
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · nonDerivative · entry 8

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 948,946 options to purchase shares of common stock that are vested and immediately exercisable and a total of 245,042 options to purchase shares of common stock that have not yet vested.

F4 · price: The sale prices ranged from $22.96 to $23.99

Read SEC document
September 16, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionCommon Stock 53,034 $10.90 $578,070.60
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · nonDerivative · entry 7

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
SaleCommon Stock 71,966 $23.22 $1,671,014.54
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · nonDerivative · entry 6

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 948,946 options to purchase shares of common stock that are vested and immediately exercisable and a total of 245,042 options to purchase shares of common stock that have not yet vested.

F4 · price: The sale prices ranged from $22.96 to $23.99

Read SEC document
September 16, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionCommon Stock 71,966 $7.20 $518,155.20
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · nonDerivative · entry 5

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 17:34 UTC Exercise / conversionStock Options (Right to buy) · Derivative 66,840 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001562180-22-006705 · primarydocument.xml · derivative · entry 7

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,840 shares

Expires 2024-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 17:34 UTC SaleCommon Stock 66,840 $24.20 $1,617,380.95
Disclosure

SEC source: 0001562180-22-006705 · primarydocument.xml · nonDerivative · entry 2

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,763

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 192,600 options to purchase shares of common stock that are vested and immediately exercisable and no unvested options to purchase shares of common stock.

F2 · price: The sale prices ranged from $23.37 to $24.64

Read SEC document
September 15, 2022 Filed Sep 16, 2022 17:34 UTC Exercise / conversionCommon Stock 66,840 $6.32 $422,428.80
Disclosure

SEC source: 0001562180-22-006705 · primarydocument.xml · nonDerivative · entry 1

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionStock Options (Right to buy) · Derivative 66,775 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · derivative · entry 10

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,775 shares

Expires 2025-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
SaleCommon Stock 66,775 $24.20 $1,616,035.13
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · nonDerivative · entry 4

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 948,946 options to purchase shares of common stock that are vested and immediately exercisable and a total of 245,042 options to purchase shares of common stock that have not yet vested.

F3 · price: The sale prices ranged from $23.36 to $24.64

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionCommon Stock 66,775 $7.20 $480,780.00
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · nonDerivative · entry 3

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionStock Options (Right to buy) · Derivative 87,645 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · derivative · entry 9

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,645 shares

Expires 2025-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
SaleCommon Stock 87,645 $23.80 $2,085,854.59
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 948,946 options to purchase shares of common stock that are vested and immediately exercisable and a total of 245,042 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $23.36 to $24.01

Read SEC document
September 14, 2022 Filed Sep 16, 2022 21:34 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionCommon Stock 87,645 $7.20 $631,044.00
Disclosure

SEC source: 0001562180-22-006706 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:14 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 22,846 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001562180-22-006334 · primarydocument.xml · derivative · entry 7

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,846 shares

Expires 2024-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:14 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 2,154 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001562180-22-006334 · primarydocument.xml · derivative · entry 6

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,154 shares

Expires 2024-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

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August 24, 2022 Filed Aug 26, 2022 20:14 UTC
Ordentlich PeterChief Scientific Officer
SaleCommon Stock 2,154 $25.04 $53,926.90
Disclosure

SEC source: 0001562180-22-006334 · primarydocument.xml · nonDerivative · entry 5

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 255,647 options to purchase shares of common stock that are vested and immediately exercisable and a total of 148,194 options to purchase shares of common stock that have not yet vested.

F3 · price: The sale prices ranged from $25.00 to $25.18.

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August 24, 2022 Filed Aug 26, 2022 20:14 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionCommon Stock 2,154 $6.35 $13,677.90
Disclosure

SEC source: 0001562180-22-006334 · primarydocument.xml · nonDerivative · entry 4

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2022 Filed Aug 26, 2022 20:14 UTC
Ordentlich PeterChief Scientific Officer
SaleCommon Stock 22,846 $25.04 $571,965.60
Disclosure

SEC source: 0001562180-22-006334 · primarydocument.xml · nonDerivative · entry 3

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 255,647 options to purchase shares of common stock that are vested and immediately exercisable and a total of 148,194 options to purchase shares of common stock that have not yet vested.

F3 · price: The sale prices ranged from $25.00 to $25.18.

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August 24, 2022 Filed Aug 26, 2022 20:14 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionCommon Stock 22,846 $6.32 $144,386.72
Disclosure

SEC source: 0001562180-22-006334 · primarydocument.xml · nonDerivative · entry 2

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 05, 2022 Filed Aug 9, 2022 16:05 UTC Exercise / conversionStock Options (Right to buy) · Derivative 14,000 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0001562180-22-005979 · primarydocument.xml · derivative · entry 6

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2028-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

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August 05, 2022 Filed Aug 9, 2022 16:05 UTC Exercise / conversionStock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $9.63 $0.00
Disclosure

SEC source: 0001562180-22-005979 · primarydocument.xml · derivative · entry 5

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

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August 05, 2022 Filed Aug 9, 2022 16:05 UTC SaleCommon Stock 14,000 $23.02 $322,222.60
Disclosure

SEC source: 0001562180-22-005979 · primarydocument.xml · nonDerivative · entry 4

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 39,000 options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $23.00 to $23.12

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August 05, 2022 Filed Aug 9, 2022 16:05 UTC Exercise / conversionCommon Stock 14,000 $8.93 $125,020.00
Disclosure

SEC source: 0001562180-22-005979 · primarydocument.xml · nonDerivative · entry 3

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 16:05 UTC SaleCommon Stock 10,000 $23.02 $230,159.00
Disclosure

SEC source: 0001562180-22-005979 · primarydocument.xml · nonDerivative · entry 2

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 39,000 options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $23.00 to $23.12

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August 05, 2022 Filed Aug 9, 2022 16:05 UTC Exercise / conversionCommon Stock 10,000 $9.63 $96,300.00
Disclosure

SEC source: 0001562180-22-005979 · primarydocument.xml · nonDerivative · entry 1

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 29, 2022 Filed Aug 26, 2022 20:14 UTC
Ordentlich PeterChief Scientific Officer
OtherCommon Stock 265 $14.12 $3,741.80
Disclosure

SEC source: 0001562180-22-006334 · primarydocument.xml · nonDerivative · entry 1

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265

F1 · kind: The Reporting Person is voluntarily filing this Form 4 to report the acquisition of 265 shares by the Reporting Person on 07/29/2022 pursuant to the Issuer's Employee Stock Purchase Plan.

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July 25, 2022 Filed Jul 27, 2022 22:42 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionStock Options (Right to buy) · Derivative 11,838 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-22-005761 · primarydocument.xml · derivative · entry 6

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,838 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests periodically upon the Issuer achieving certain milestones.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.