Tapewire

Nasdaq · USD

SNDX

Syndax Pharmaceuticals Inc

Export transactions ↓
Tapewire entity
4578
SEC CIK
0001395937
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2023 Filed Feb 3, 2023 21:56 UTC GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000946 · primarydocument.xml · nonDerivative · entry 1

Huber Martin H. Jr. · CIK 0001653276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:55 UTC GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000945 · primarydocument.xml · nonDerivative · entry 1

Meury William · CIK 0001536778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:59 UTC
Ordentlich PeterChief Scientific Officer
SaleCommon Stock 69 $28.43 $1,961.54
Disclosure

SEC source: 0001562180-23-000950 · primarydocument.xml · nonDerivative · entry 2

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 31, 2023 Filed Feb 3, 2023 21:59 UTC
Ordentlich PeterChief Scientific Officer
OtherCommon Stock 69 $17.32 $1,195.08
Disclosure

SEC source: 0001562180-23-000950 · primarydocument.xml · nonDerivative · entry 1

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

F1 · kind: The Reporting Person is voluntarily filing this Form 4 to report the acquisition of 69 shares by the Reporting Person on 01/31/2023 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 13, 2023 Filed Jan 13, 2023 16:44 UTC Exercise / conversionStock Options (Right to buy) · Derivative 5,000 $0.00 Strike: $13.58 $0.00
Disclosure

SEC source: 0001562180-23-000413 · primarydocument.xml · derivative · entry 9

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
January 13, 2023 Filed Jan 13, 2023 16:44 UTC Exercise / conversionStock Options (Right to buy) · Derivative 10,000 $0.00 Strike: $13.58 $0.00
Disclosure

SEC source: 0001562180-23-000413 · primarydocument.xml · derivative · entry 8

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
January 13, 2023 Filed Jan 13, 2023 16:44 UTC SaleCommon Stock 5,000 $27.00 $135,000.00
Disclosure

SEC source: 0001562180-23-000413 · primarydocument.xml · nonDerivative · entry 6

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of no options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

Read SEC document
January 13, 2023 Filed Jan 13, 2023 16:44 UTC Exercise / conversionCommon Stock 5,000 $13.58 $67,900.00
Disclosure

SEC source: 0001562180-23-000413 · primarydocument.xml · nonDerivative · entry 5

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2023 Filed Jan 13, 2023 16:44 UTC SaleCommon Stock 10,000 $27.00 $270,000.00
Disclosure

SEC source: 0001562180-23-000413 · primarydocument.xml · nonDerivative · entry 4

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of no options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

Read SEC document
January 13, 2023 Filed Jan 13, 2023 16:44 UTC Exercise / conversionCommon Stock 10,000 $13.58 $135,800.00
Disclosure

SEC source: 0001562180-23-000413 · primarydocument.xml · nonDerivative · entry 3

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 16:44 UTC Exercise / conversionStock Options (Right to buy) · Derivative 24,000 $0.00 Strike: $9.47 $0.00
Disclosure

SEC source: 0001562180-23-000413 · primarydocument.xml · derivative · entry 7

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2030-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 16:44 UTC SaleCommon Stock 24,000 $26.74 $641,781.60
Disclosure

SEC source: 0001562180-23-000413 · primarydocument.xml · nonDerivative · entry 2

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of no options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $26.50 to $26.93.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 16:44 UTC Exercise / conversionCommon Stock 24,000 $9.47 $227,280.00
Disclosure

SEC source: 0001562180-23-000413 · primarydocument.xml · nonDerivative · entry 1

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 5, 2022 21:41 UTC
Sabus Steve MChief Commercial Officer
GrantStock Options (Right to buy) · Derivative 220,000 $25.44 Strike: $25.44 $5,596,800.00
Disclosure

SEC source: 0001562180-22-008056 · primarydocument.xml · derivative · entry 1

Sabus Steve M · CIK 0001930884 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 220,000 shares

Expires 2032-12-05

F1 · derivative.exercise_date: Twenty five percent (25%) of the total number of shares underlying the option shall vest on December 5, 2023, and one-thirty-sixth (1/36th) of the remaining shares underlying the option shall vest monthly thereafter on the last day of each month, subject to the reporting person's continuous service on the relevant vesting dates.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 22:01 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 17,200 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-22-008017 · primarydocument.xml · derivative · entry 9

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,200 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 22:01 UTC
Ordentlich PeterChief Scientific Officer
SaleCommon Stock 17,200 $25.05 $430,935.68
Disclosure

SEC source: 0001562180-22-008017 · primarydocument.xml · nonDerivative · entry 6

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 255,925 options to purchase shares of common stock that are vested and immediately exercisable and a total of 122,916 options to purchase shares of common stock that have not yet vested.

F3 · price: The sale prices ranged from $25.00 to $25.19.

Read SEC document
December 02, 2022 Filed Dec 2, 2022 22:01 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionCommon Stock 17,200 $6.38 $109,736.00
Disclosure

SEC source: 0001562180-22-008017 · primarydocument.xml · nonDerivative · entry 5

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:01 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 3,772 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001562180-22-008017 · primarydocument.xml · derivative · entry 8

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,772 shares

Expires 2024-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:01 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 4,028 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-22-008017 · primarydocument.xml · derivative · entry 7

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,028 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:01 UTC
Ordentlich PeterChief Scientific Officer
SaleCommon Stock 4,028 $25.01 $100,745.92
Disclosure

SEC source: 0001562180-22-008017 · primarydocument.xml · nonDerivative · entry 4

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 255,925 options to purchase shares of common stock that are vested and immediately exercisable and a total of 122,916 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $25.00 to $25.03.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:01 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionCommon Stock 4,028 $6.38 $25,698.64
Disclosure

SEC source: 0001562180-22-008017 · primarydocument.xml · nonDerivative · entry 3

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:01 UTC
Ordentlich PeterChief Scientific Officer
SaleCommon Stock 3,772 $25.01 $94,343.00
Disclosure

SEC source: 0001562180-22-008017 · primarydocument.xml · nonDerivative · entry 2

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 255,925 options to purchase shares of common stock that are vested and immediately exercisable and a total of 122,916 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $25.00 to $25.03.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:01 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionCommon Stock 3,772 $6.35 $23,952.20
Disclosure

SEC source: 0001562180-22-008017 · primarydocument.xml · nonDerivative · entry 1

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 20:05 UTC
Katkin KeithDirector
Exercise / conversionStock Options (Right to buy) · Derivative 20,782 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001562180-22-007125 · primarydocument.xml · derivative · entry 6

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,782 shares

Expires 2029-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 20:05 UTC
Katkin KeithDirector
Exercise / conversionStock Options (Right to buy) · Derivative 9,117 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0001562180-22-007125 · primarydocument.xml · derivative · entry 5

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,117 shares

Expires 2028-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 20:05 UTC
Katkin KeithDirector
SaleCommon Stock 9,117 $25.90 $236,138.51
Disclosure

SEC source: 0001562180-22-007125 · primarydocument.xml · nonDerivative · entry 4

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 73,000 options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $25.0000 to $26.4600.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 20:05 UTC
Katkin KeithDirector
Exercise / conversionCommon Stock 9,117 $8.93 $81,414.81
Disclosure

SEC source: 0001562180-22-007125 · primarydocument.xml · nonDerivative · entry 3

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 20:05 UTC
Katkin KeithDirector
SaleCommon Stock 20,782 $25.90 $538,272.50
Disclosure

SEC source: 0001562180-22-007125 · primarydocument.xml · nonDerivative · entry 2

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 73,000 options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $25.0000 to $26.4600.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 20:05 UTC
Katkin KeithDirector
Exercise / conversionCommon Stock 20,782 $7.88 $163,762.16
Disclosure

SEC source: 0001562180-22-007125 · primarydocument.xml · nonDerivative · entry 1

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 20:05 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionStock Options (Right to buy) · Derivative 16,231 $0.00 Strike: $8.77 $0.00
Disclosure

SEC source: 0001562180-22-007124 · primarydocument.xml · derivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,231 shares

Expires 2027-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 20:05 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 16,231 $25.29 $410,507.96
Disclosure

SEC source: 0001562180-22-007124 · primarydocument.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 674,528 options to purchase shares of common stock that are vested and immediately exercisable and a total of 485,001 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $25.1500 to $25.4350.

Read SEC document
October 06, 2022 Filed Oct 7, 2022 20:05 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 16,231 $8.77 $142,345.87
Disclosure

SEC source: 0001562180-22-007124 · primarydocument.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionStock Options (Right to buy) · Derivative 137 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · derivative · entry 18

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 137 shares

Expires 2029-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 04, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionStock Options (Right to buy) · Derivative 223 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · derivative · entry 17

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 223 shares

Expires 2028-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 04, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
SaleCommon Stock 223 $25.00 $5,575.00
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 12

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 102,899 options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F3 · price: The sale price was $25.00.

Read SEC document
October 04, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionCommon Stock 223 $8.93 $1,991.39
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 11

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
SaleCommon Stock 137 $25.00 $3,425.00
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 10

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 102,899 options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F3 · price: The sale price was $25.00.

Read SEC document
October 04, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionCommon Stock 137 $7.88 $1,079.56
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 9

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2022 Filed Oct 4, 2022 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionStock Options (Right to buy) · Derivative 1,280 $0.00 Strike: $8.77 $0.00
Disclosure

SEC source: 0001562180-22-007012 · primarydocument.xml · derivative · entry 9

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,280 shares

Expires 2027-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 04, 2022 Filed Oct 4, 2022 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 1,280 $25.02 $32,026.37
Disclosure

SEC source: 0001562180-22-007012 · primarydocument.xml · nonDerivative · entry 6

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 690,759 options to purchase shares of common stock that are vested and immediately exercisable and a total of 485,001 options to purchase shares of common stock that have not yet vested.

F3 · price: The sale prices ranged from $25.00 to $25.03.

Read SEC document
October 04, 2022 Filed Oct 4, 2022 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,280 $8.77 $11,225.60
Disclosure

SEC source: 0001562180-22-007012 · primarydocument.xml · nonDerivative · entry 5

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionStock Options (Right to buy) · Derivative 167 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · derivative · entry 16

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 167 shares

Expires 2029-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionStock Options (Right to buy) · Derivative 13 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · derivative · entry 15

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13 shares

Expires 2028-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
SaleCommon Stock 13 $25.00 $325.00
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 8

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 102,899 options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F3 · price: The sale price was $25.00.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionCommon Stock 13 $8.93 $116.09
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 7

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
SaleCommon Stock 167 $25.00 $4,175.00
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 6

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 102,899 options to purchase shares of common stock that are vested and immediately exercisable and there are no options to purchase shares of common stock that have not yet vested.

F3 · price: The sale price was $25.00.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 21:49 UTC
Katkin KeithDirector
Exercise / conversionCommon Stock 167 $7.88 $1,315.96
Disclosure

SEC source: 0001562180-22-007011 · primarydocument.xml · nonDerivative · entry 5

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionStock Options (Right to buy) · Derivative 2,883 $0.00 Strike: $8.77 $0.00
Disclosure

SEC source: 0001562180-22-007012 · primarydocument.xml · derivative · entry 8

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,883 shares

Expires 2027-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 2,883 $25.01 $72,106.71
Disclosure

SEC source: 0001562180-22-007012 · primarydocument.xml · nonDerivative · entry 4

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 690,759 options to purchase shares of common stock that are vested and immediately exercisable and a total of 485,001 options to purchase shares of common stock that have not yet vested.

F3 · price: The sale prices ranged from $25.00 to $25.03.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,883 $8.77 $25,283.91
Disclosure

SEC source: 0001562180-22-007012 · primarydocument.xml · nonDerivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.