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Nasdaq · USD

SNDX

Syndax Pharmaceuticals Inc

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4578
SEC CIK
0001395937
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2023 Filed Aug 3, 2023 13:12 UTC Exercise / conversionStock Options (Right to buy) · Derivative 24,000 $0.00 Strike: $9.47 $0.00
Disclosure

SEC source: 0001562180-23-006130 · primarydocument.xml · derivative · entry 7

Meury William · CIK 0001536778 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2030-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 13:12 UTC SaleCommon Stock 24,000 $20.45 $490,912.80
Disclosure

SEC source: 0001562180-23-006130 · primarydocument.xml · nonDerivative · entry 6

Meury William · CIK 0001536778 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,000

F3 · price: The sale prices ranged from $20.2950 to $20.89.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 13:12 UTC Exercise / conversionCommon Stock 24,000 $9.47 $227,280.00
Disclosure

SEC source: 0001562180-23-006130 · primarydocument.xml · nonDerivative · entry 5

Meury William · CIK 0001536778 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 13:12 UTC SaleCommon Stock 24,000 $20.46 $490,951.20
Disclosure

SEC source: 0001562180-23-006130 · primarydocument.xml · nonDerivative · entry 4

Meury William · CIK 0001536778 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,000

F2 · price: The sale prices ranged from $20.30 to $20.97.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 13:12 UTC Exercise / conversionCommon Stock 24,000 $7.88 $189,120.00
Disclosure

SEC source: 0001562180-23-006130 · primarydocument.xml · nonDerivative · entry 3

Meury William · CIK 0001536778 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 13:12 UTC SaleCommon Stock 35,000 $20.46 $715,946.00
Disclosure

SEC source: 0001562180-23-006130 · primarydocument.xml · nonDerivative · entry 2

Meury William · CIK 0001536778 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,000

F1 · price: The sale prices ranged from $20.29 to $21.00.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 13:12 UTC Exercise / conversionCommon Stock 35,000 $7.11 $248,850.00
Disclosure

SEC source: 0001562180-23-006130 · primarydocument.xml · nonDerivative · entry 1

Meury William · CIK 0001536778 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2023 Filed Feb 9, 2024 21:05 UTC
Goldan Keith A.Chief Financial Officer
OtherCommon Stock 862 $18.12 $15,619.44
Disclosure

SEC source: 0001562180-24-001222 · primarydocument.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,490

F1 · kind: The Reporting Person is voluntarily filing this Form 4 to report the acquisition of 862 shares by the Reporting Person on 07/31/2023 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 10, 2023 Filed Jul 11, 2023 13:23 UTC Exercise / conversionStock Options (Right to buy) · Derivative 52,855 $0.00 Strike: $8.77 $0.00
Disclosure

SEC source: 0001562180-23-005845 · primarydocument.xml · derivative · entry 3

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,855 shares

Expires 2027-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 10, 2023 Filed Jul 11, 2023 13:23 UTC SaleCommon Stock 52,855 $20.40 $1,078,067.58
Disclosure

SEC source: 0001562180-23-005845 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: Following the sales reported in this Form 4, the Reporting Person has a total of 601,143 options to purchase shares of common stock that are vested and immediately exercisable and a total of 258,729 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $20.11 to $20.71.

Read SEC document
July 10, 2023 Filed Jul 11, 2023 13:23 UTC Exercise / conversionCommon Stock 52,855 $8.77 $463,538.35
Disclosure

SEC source: 0001562180-23-005845 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:20 UTC
Goldan Keith A.Chief Financial Officer
SaleCommon Stock 577 $22.31 $12,872.87
Disclosure

SEC source: 0001562180-23-005152 · primarydocument.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,628

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 21:32 UTC Exercise / conversionStock Options (Right to buy) · Derivative 24,582 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-23-005057 · primarydocument.xml · derivative · entry 6

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,582 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 21:32 UTC Exercise / conversionStock Options (Right to buy) · Derivative 28,273 $0.00 Strike: $8.77 $0.00
Disclosure

SEC source: 0001562180-23-005057 · primarydocument.xml · derivative · entry 5

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,273 shares

Expires 2027-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 21:32 UTC SaleCommon Stock 28,273 $21.18 $598,796.69
Disclosure

SEC source: 0001562180-23-005057 · primarydocument.xml · nonDerivative · entry 4

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: Following the sales reported in this Form 4, the Reporting Person has a total of 643,144 options to purchase shares of common stock that are vested and immediately exercisable and a total of 269,583 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $20.94 to $21.58.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 21:32 UTC SaleCommon Stock 24,582 $21.18 $520,624.64
Disclosure

SEC source: 0001562180-23-005057 · primarydocument.xml · nonDerivative · entry 3

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,109

F1 · kind: Following the sales reported in this Form 4, the Reporting Person has a total of 643,144 options to purchase shares of common stock that are vested and immediately exercisable and a total of 269,583 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $20.94 to $21.58.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 21:32 UTC Exercise / conversionCommon Stock 28,273 $8.77 $247,954.21
Disclosure

SEC source: 0001562180-23-005057 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 21:32 UTC Exercise / conversionCommon Stock 24,582 $6.38 $156,833.16
Disclosure

SEC source: 0001562180-23-005057 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2023 Filed May 10, 2023 20:11 UTC Exercise / conversionStock Options (Right to buy) · Derivative 52,855 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-23-004032 · primarydocument.xml · derivative · entry 3

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,855 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
May 09, 2023 Filed May 10, 2023 20:11 UTC SaleCommon Stock 52,855 $21.41 $1,131,477.56
Disclosure

SEC source: 0001562180-23-004032 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: Following the sales reported in this Form 4, the Reporting Person has a total of 685,144 options to purchase shares of common stock that are vested and immediately exercisable and a total of 280,438 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $20.78 to $22.99.

Read SEC document
May 09, 2023 Filed May 10, 2023 20:11 UTC Exercise / conversionCommon Stock 52,855 $6.38 $337,214.90
Disclosure

SEC source: 0001562180-23-004032 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:02 UTC
Gallagher NeilPresident, Head of R&D
GrantStock Options (Right to buy) · Derivative 250,000 $19.35 Strike: $19.35 $4,837,500.00
Disclosure

SEC source: 0001562180-23-003520 · primarydocument.xml · derivative · entry 1

Gallagher Neil · CIK 0001972849 · President, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2033-04-10

F1 · derivative.exercise_date: Twenty five percent (25%) of the total number of shares underlying the option shall vest on April 10, 2024, and one-thirty-sixth (1/36th) of the remaining shares underlying the option shall vest monthly thereafter on the last day of each month, subject to the reporting person's continuous service on the relevant vesting dates.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:03 UTC Exercise / conversionStock Options (Right to buy) · Derivative 52,855 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-23-003521 · primarydocument.xml · derivative · entry 3

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,855 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:03 UTC SaleCommon Stock 52,855 $19.53 $1,032,237.01
Disclosure

SEC source: 0001562180-23-003521 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: Following the sales reported in this Form 4, the Reporting Person has a total of 727,145 options to purchase shares of common stock that are vested and immediately exercisable and a total of 291,292 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $19.28 to $20.11.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:03 UTC Exercise / conversionCommon Stock 52,855 $6.38 $337,214.90
Disclosure

SEC source: 0001562180-23-003521 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:42 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionStock Option (Right to Buy) · Derivative 52,854 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-23-002770 · primarydocument.xml · derivative · entry 3

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,854 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:42 UTC
Morrison BriggsDirector · President, Head of R&D
SaleCommon Stock 52,854 $22.53 $1,190,673.77
Disclosure

SEC source: 0001562180-23-002770 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 822,000 options to purchase shares of common stock that are vested and immediately exercisable and a total of 302,146 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $22.05 to $23.10.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:42 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionCommon Stock 52,854 $6.38 $337,208.52
Disclosure

SEC source: 0001562180-23-002770 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:09 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 7,572 $25.84 Strike: $6.38 $195,688.50
Disclosure

SEC source: 0001562180-23-001533 · primarydocument.xml · derivative · entry 6

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,572 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:09 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionStock Options (Right to buy) · Derivative 17,428 $25.84 Strike: $7.20 $450,404.00
Disclosure

SEC source: 0001562180-23-001533 · primarydocument.xml · derivative · entry 5

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,428 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:09 UTC
Ordentlich PeterChief Scientific Officer
SaleCommon Stock 17,428 $25.84 $450,404.00
Disclosure

SEC source: 0001562180-23-001533 · primarydocument.xml · nonDerivative · entry 4

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 443,841 options to purchase shares of common stock that are vested and immediately exercisable and a total of 202,500 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $25.53 to $26.10.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:09 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionCommon Stock 17,428 $7.20 $125,481.60
Disclosure

SEC source: 0001562180-23-001533 · primarydocument.xml · nonDerivative · entry 3

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:09 UTC
Ordentlich PeterChief Scientific Officer
SaleCommon Stock 7,572 $25.84 $195,688.50
Disclosure

SEC source: 0001562180-23-001533 · primarydocument.xml · nonDerivative · entry 2

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 443,841 options to purchase shares of common stock that are vested and immediately exercisable and a total of 202,500 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $25.53 to $26.10.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:09 UTC
Ordentlich PeterChief Scientific Officer
Exercise / conversionCommon Stock 7,572 $6.38 $48,309.36
Disclosure

SEC source: 0001562180-23-001533 · primarydocument.xml · nonDerivative · entry 1

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionStock Options (Right to buy) · Derivative 5,959 $27.64 Strike: $6.38 $164,697.23
Disclosure

SEC source: 0001562180-23-001118 · primarydocument.xml · derivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,959 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 5,959 $27.64 $164,697.23
Disclosure

SEC source: 0001562180-23-001118 · primarydocument.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,659

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 735,987 options to purchase shares of common stock that are vested and immediately exercisable and a total of 809,583 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $27.50 to $27.84.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:49 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,959 $6.38 $38,018.42
Disclosure

SEC source: 0001562180-23-001118 · primarydocument.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:49 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionStock Options (Right to buy) · Derivative 52,854 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001562180-23-001117 · primarydocument.xml · derivative · entry 3

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,854 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:49 UTC
Morrison BriggsDirector · President, Head of R&D
SaleCommon Stock 52,854 $26.83 $1,417,908.97
Disclosure

SEC source: 0001562180-23-001117 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 811,146 options to purchase shares of common stock that are vested and immediately exercisable and a total of 313,000 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $26.49 to $27.91.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:49 UTC
Morrison BriggsDirector · President, Head of R&D
Exercise / conversionCommon Stock 52,854 $6.38 $337,208.52
Disclosure

SEC source: 0001562180-23-001117 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:52 UTC GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000942 · primarydocument.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 22:00 UTC
Goldan Keith A.Chief Financial Officer
GrantStock Options (Right to buy) · Derivative 110,000 $28.55 Strike: $28.55 $3,140,500.00
Disclosure

SEC source: 0001562180-23-000953 · primarydocument.xml · derivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2033-02-02

F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

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February 02, 2023 Filed Feb 3, 2023 16:57 UTC GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000947 · primarydocument.xml · nonDerivative · entry 1

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,763

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

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February 02, 2023 Filed Feb 3, 2023 21:52 UTC
Katkin KeithDirector
GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000943 · primarydocument.xml · nonDerivative · entry 1

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

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February 02, 2023 Filed Feb 3, 2023 16:54 UTC GrantCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000944 · primarydocument.xml · nonDerivative · entry 1

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

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February 02, 2023 Filed Feb 3, 2023 22:02 UTC
Metzger Michael ADirector · Chief Executive Officer
GrantStock Options (Right to buy) · Derivative 410,000 $28.55 Strike: $28.55 $11,705,500.00
Disclosure

SEC source: 0001562180-23-000956 · primarydocument.xml · derivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Stock · 410,000 shares

Expires 2033-02-02

F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

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February 02, 2023 Filed Feb 3, 2023 22:02 UTC
Morrison BriggsDirector · President, Head of R&D
GrantStock Options (Right to buy) · Derivative 32,000 $28.55 Strike: $28.55 $913,600.00
Disclosure

SEC source: 0001562180-23-000955 · primarydocument.xml · derivative · entry 1

Morrison Briggs · CIK 0001654430 · Director · President, Head of R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2033-02-02

F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

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February 02, 2023 Filed Feb 3, 2023 22:01 UTC
Madigan CatherineChief Medical Officer
GrantStock Options (Right to buy) · Derivative 110,000 $28.55 Strike: $28.55 $3,140,500.00
Disclosure

SEC source: 0001562180-23-000954 · primarydocument.xml · derivative · entry 1

Madigan Catherine · CIK 0001914577 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2033-02-02

F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

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February 02, 2023 Filed Feb 3, 2023 21:59 UTC
Ordentlich PeterChief Scientific Officer
GrantStock Options (Right to buy) · Derivative 90,000 $28.55 Strike: $28.55 $2,569,500.00
Disclosure

SEC source: 0001562180-23-000950 · primarydocument.xml · derivative · entry 3

Ordentlich Peter · CIK 0001594274 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2033-02-02

F2 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

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February 02, 2023 Filed Feb 3, 2023 21:58 UTC
Nolte AlexanderChief Accounting Officer
GrantStock Options (Right to buy) · Derivative 17,000 $28.55 Strike: $28.55 $485,350.00
Disclosure

SEC source: 0001562180-23-000948 · primarydocument.xml · derivative · entry 1

Nolte Alexander · CIK 0001891979 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2033-02-02

F1 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.