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Nasdaq · USD

SNDX

Syndax Pharmaceuticals Inc

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Tapewire entity
4578
SEC CIK
0001395937
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2025 Filed May 19, 2025 20:02 UTC PurchaseCommon Stock 5,000 $8.99 $44,950.00
Disclosure

SEC source: 0000950170-25-074297 · ownership.xml · nonDerivative · entry 1

Huber Martin H. Jr. · CIK 0001653276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,000

Read SEC document
May 16, 2025 Filed May 19, 2025 16:03 UTC
Botwood Nicholas A.J.Head of R&D, CMO
PurchaseCommon Stock 11,765 $9.00 $105,826.18
Disclosure

SEC source: 0000950170-25-074301 · ownership.xml · nonDerivative · entry 1

Botwood Nicholas A.J. · CIK 0002066784 · Head of R&D, CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,165

Read SEC document
March 14, 2025 Filed Mar 17, 2025 10:01 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionStock options (Right to buy) · Derivative 6,074 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0000950170-25-039787 · ownership.xml · derivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,074 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 10:01 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,074 $7.20 $43,732.80
Disclosure

SEC source: 0000950170-25-039787 · ownership.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:10 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionStock options (Right to buy) · Derivative 7,814 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0000950170-25-034634 · ownership.xml · derivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,814 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:10 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 7,814 $15.05 $117,563.97
Disclosure

SEC source: 0000950170-25-034634 · ownership.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300,121

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person solely covering equity grants with expiration dates prior to September 10, 2025. Following the sales reported in this Form 4, the Reporting Person has a total of 1,321,245 options to purchase shares of common stock that are vested and immediately exercisable and a total of 805,428 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $15.00 to $15.27

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:10 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 7,814 $7.20 $56,260.80
Disclosure

SEC source: 0000950170-25-034634 · ownership.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 307,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:13 UTC
Gallagher NeilPresident, Head of R&D
SaleCommon Stock 4,618 $15.50 $71,597.47
Disclosure

SEC source: 0000950170-25-018993 · ownership.xml · nonDerivative · entry 1

Gallagher Neil · CIK 0001972849 · President, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,095

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:16 UTC
Goldan Keith A.Chief Financial Officer
SaleCommon Stock 3,777 $15.50 $58,558.61
Disclosure

SEC source: 0000950170-25-019005 · ownership.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,746

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:15 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 13,288 $15.50 $206,017.15
Disclosure

SEC source: 0000950170-25-019000 · ownership.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,121

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:45 UTC
Gallagher NeilPresident, Head of R&D
GrantStock Options (Right to buy) · Derivative 110,500 $14.65 Strike: $14.65 $1,618,825.00
Disclosure

SEC source: 0000950170-25-016391 · ownership.xml · derivative · entry 3

Gallagher Neil · CIK 0001972849 · President, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,500

Underlying: Common Stock · 110,500 shares

Expires 2035-02-05

F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:45 UTC
Gallagher NeilPresident, Head of R&D
GrantCommon Stock 23,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016391 · ownership.xml · nonDerivative · entry 2

Gallagher Neil · CIK 0001972849 · President, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,713

F2 · shares: Award of RSUs, representing the right to receive one share of Common Stock for each RSU. The number of shares of Common Stock acquired upon vesting of the RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, subject to the Reporting Person's continued service as an employee, consultant, director or officer of the Company.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:45 UTC
Gallagher NeilPresident, Head of R&D
GrantCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016391 · ownership.xml · nonDerivative · entry 1

Gallagher Neil · CIK 0001972849 · President, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,313

F1 · shares: Award of restricted stock units ("RSUs"), representing the right to receive one share of Common Stock for each RSU. One third (1/3rd) of the shares of Common Stock subject to such RSU shall vest annually on the anniversary of the Vesting Commencement Date, during the Reporting Person's continued service as an employee, consultant, director or officer of the Company over the three (3) years following the date of grant, until all of the shares subject to such RSU are fully vested.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:35 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016357 · ownership.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:44 UTC
Goldan Keith A.Chief Financial Officer
GrantStock Options (Right to buy) · Derivative 110,500 $14.65 Strike: $14.65 $1,618,825.00
Disclosure

SEC source: 0000950170-25-016389 · ownership.xml · derivative · entry 3

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,500

Underlying: Common Stock · 110,500 shares

Expires 2035-02-05

F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:44 UTC
Goldan Keith A.Chief Financial Officer
GrantCommon Stock 23,400 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016389 · ownership.xml · nonDerivative · entry 2

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,523

F2 · shares: Award of RSUs, representing the right to receive one share of Common Stock for each RSU. The number of shares of Common Stock acquired upon vesting of the RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, subject to the Reporting Person's continued service as an employee, consultant, director or officer of the Company.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:44 UTC
Goldan Keith A.Chief Financial Officer
GrantCommon Stock 18,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016389 · ownership.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,123

F1 · shares: Award of restricted stock units ("RSUs"), representing the right to receive one share of Common Stock for each RSU. One third (1/3rd) of the shares of Common Stock subject to such RSU shall vest annually on the anniversary of the Vesting Commencement Date, during the Reporting Person's continued service as an employee, consultant, director or officer of the Company over the three (3) years following the date of grant, until all of the shares subject to such RSU are fully vested.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 16:41 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016380 · ownership.xml · nonDerivative · entry 1

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,763

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:37 UTC
Katkin KeithDirector
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016363 · ownership.xml · nonDerivative · entry 1

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 16:32 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016346 · ownership.xml · nonDerivative · entry 1

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:42 UTC
Metzger Michael ADirector · Chief Executive Officer
GrantStock Options (Right to buy) · Derivative 364,000 $14.65 Strike: $14.65 $5,332,600.00
Disclosure

SEC source: 0000950170-25-016384 · ownership.xml · derivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,000

Underlying: Common Stock · 364,000 shares

Expires 2035-02-05

F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:42 UTC
Metzger Michael ADirector · Chief Executive Officer
GrantCommon Stock 89,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016384 · ownership.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,409

F2 · shares: Award of RSUs, representing the right to receive one share of Common Stock for each RSU. The number of shares of Common Stock acquired upon vesting of the RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, subject to the Reporting Person's continued service as an employee, consultant, director or officer of the Company.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:42 UTC
Metzger Michael ADirector · Chief Executive Officer
GrantCommon Stock 60,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016384 · ownership.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,409

F1 · shares: Award of restricted stock units ("RSUs"), representing the right to receive one share of Common Stock for each RSU. One third (1/3rd) of the shares of Common Stock subject to such RSU shall vest annually on the anniversary of the Vesting Commencement Date, during the Reporting Person's continued service as an employee, consultant, director or officer of the Company over the three (3) years following the date of grant, until all of the shares subject to such RSU are fully vested.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:39 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016374 · ownership.xml · nonDerivative · entry 1

Rizo Aleksandra · CIK 0001766210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:38 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016369 · ownership.xml · nonDerivative · entry 1

Meury William · CIK 0001536778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:34 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-016351 · ownership.xml · nonDerivative · entry 1

Huber Martin H. Jr. · CIK 0001653276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 13:26 UTC
Goldan Keith A.Chief Financial Officer
PurchaseCommon Stock 1,250 $20.03 $25,037.25
Disclosure

SEC source: 0001562180-24-005118 · primarydocument.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,623

Read SEC document
May 15, 2024 Filed May 16, 2024 20:04 UTC GrantStock Options (Right to buy) · Derivative 35,000 $0.00 Strike: $21.94 $0.00
Disclosure

SEC source: 0001562180-24-004087 · primarydocument.xml · derivative · entry 1

Rizo Aleksandra · CIK 0001766210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2034-05-15

F1 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest monthly over a three-year period.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC
Gallagher NeilPresident, Head of R&D
GrantStock Options (Right to buy) · Derivative 69,375 $22.28 Strike: $22.28 $1,545,675.00
Disclosure

SEC source: 0001562180-24-001221 · primarydocument.xml · derivative · entry 3

Gallagher Neil · CIK 0001972849 · President, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,375

Underlying: Common Stock · 69,375 shares

Expires 2034-02-07

F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC
Gallagher NeilPresident, Head of R&D
GrantCommon Stock 13,125 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001221 · primarydocument.xml · nonDerivative · entry 2

Gallagher Neil · CIK 0001972849 · President, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,813

F2 · shares: Award of RSUs, representing the right to receive one share of Common Stock for each RSU. The number of shares of Common Stock acquired upon vesting of the RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, subject to the Reporting Person's continued service as an employee, consultant, director or officer of the Company.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC
Gallagher NeilPresident, Head of R&D
GrantCommon Stock 34,688 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001221 · primarydocument.xml · nonDerivative · entry 1

Gallagher Neil · CIK 0001972849 · President, Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,688

F1 · shares: Award of restricted stock units ("RSUs"), representing the right to receive one share of Common Stock for each RSU. One third (1/3rd) of the shares of Common Stock subject to such RSU shall vest annually on the anniversary of the Vesting Commencement Date, during the Reporting Person's continued service as an employee, consultant, director or officer of the Company over the three (3) years following the date of grant, until all of the shares subject to such RSU are fully vested.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:04 UTC GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001219 · primarydocument.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC
Goldan Keith A.Chief Financial Officer
GrantStock Options (Right to buy) · Derivative 70,000 $22.28 Strike: $22.28 $1,559,600.00
Disclosure

SEC source: 0001562180-24-001222 · primarydocument.xml · derivative · entry 5

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2034-02-07

F5 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC
Goldan Keith A.Chief Financial Officer
GrantCommon Stock 11,700 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001222 · primarydocument.xml · nonDerivative · entry 4

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,373

F4 · shares: Award of RSUs, representing the right to receive one share of Common Stock for each RSU. The number of shares of Common Stock acquired upon vesting of the RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, subject to the Reporting Person's continued service as an employee, consultant, director or officer of the Company.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC
Goldan Keith A.Chief Financial Officer
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001222 · primarydocument.xml · nonDerivative · entry 3

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,673

F3 · shares: Award of restricted stock units ("RSUs"), representing the right to receive one share of Common Stock for each RSU. One third (1/3rd) of the shares of Common Stock subject to such RSU shall vest annually on the anniversary of the Vesting Commencement Date, during the Reporting Person's continued service as an employee, consultant, director or officer of the Company over the three (3) years following the date of grant, until all of the shares subject to such RSU are fully vested.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 16:04 UTC GrantCommon Stock 34,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001215 · primarydocument.xml · nonDerivative · entry 1

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,763

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:04 UTC
Katkin KeithDirector
GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001218 · primarydocument.xml · nonDerivative · entry 1

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 16:04 UTC GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001214 · primarydocument.xml · nonDerivative · entry 1

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC
Metzger Michael ADirector · Chief Executive Officer
GrantStock Options (Right to buy) · Derivative 214,500 $22.28 Strike: $22.28 $4,779,060.00
Disclosure

SEC source: 0001562180-24-001223 · primarydocument.xml · derivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,500

Underlying: Common Stock · 214,500 shares

Expires 2034-02-07

F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC
Metzger Michael ADirector · Chief Executive Officer
GrantCommon Stock 39,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001223 · primarydocument.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,909

F2 · shares: Award of RSUs, representing the right to receive one share of Common Stock for each RSU. The number of shares of Common Stock acquired upon vesting of the RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, subject to the Reporting Person's continued service as an employee, consultant, director or officer of the Company.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 21:05 UTC
Metzger Michael ADirector · Chief Executive Officer
GrantCommon Stock 107,250 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001223 · primarydocument.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,909

F1 · shares: Award of restricted stock units ("RSUs"), representing the right to receive one share of Common Stock for each RSU. One third (1/3rd) of the shares of Common Stock subject to such RSU shall vest annually on the anniversary of the Vesting Commencement Date, during the Reporting Person's continued service as an employee, consultant, director or officer of the Company over the three (3) years following the date of grant, until all of the shares subject to such RSU are fully vested.

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February 07, 2024 Filed Feb 9, 2024 21:04 UTC GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001220 · primarydocument.xml · nonDerivative · entry 1

Huber Martin H. Jr. · CIK 0001653276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

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February 07, 2024 Filed Feb 9, 2024 21:04 UTC GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001217 · primarydocument.xml · nonDerivative · entry 1

Meury William · CIK 0001536778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

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February 07, 2024 Filed Feb 9, 2024 21:04 UTC GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001216 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,836

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

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January 31, 2024 Filed Feb 9, 2024 21:05 UTC
Goldan Keith A.Chief Financial Officer
OtherCommon Stock 1,183 $17.42 $20,607.86
Disclosure

SEC source: 0001562180-24-001222 · primarydocument.xml · nonDerivative · entry 2

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,673

F2 · kind: The Reporting Person is voluntarily filing this Form 4 to report the acquisition of 1,183 shares by the Reporting Person on 01/31/2024 pursuant to the Issuer's Employee Stock Purchase Plan.

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August 09, 2023 Filed Aug 10, 2023 10:50 UTC Exercise / conversionStock Options (Right to buy) · Derivative 52,855 $0.00 Strike: $8.77 $0.00
Disclosure

SEC source: 0001562180-23-006262 · primarydocument.xml · derivative · entry 3

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This option is fully vested.

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August 09, 2023 Filed Aug 10, 2023 10:50 UTC SaleCommon Stock 52,855 $18.27 $965,401.86
Disclosure

SEC source: 0001562180-23-006262 · primarydocument.xml · nonDerivative · entry 2

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,836

F1 · kind: Following the sales reported in this Form 4, the Reporting Person has a total of 559,142 options to purchase shares of common stock that are vested and immediately exercisable and a total of 247,875 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $18.02 to $18.41.

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August 09, 2023 Filed Aug 10, 2023 10:50 UTC Exercise / conversionCommon Stock 52,855 $8.77 $463,538.35
Disclosure

SEC source: 0001562180-23-006262 · primarydocument.xml · nonDerivative · entry 1

Morrison Briggs · CIK 0001654430 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 02, 2023 Filed Aug 3, 2023 13:12 UTC Exercise / conversionStock Options (Right to buy) · Derivative 35,000 $0.00 Strike: $7.11 $0.00
Disclosure

SEC source: 0001562180-23-006130 · primarydocument.xml · derivative · entry 9

Meury William · CIK 0001536778 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2028-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

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August 02, 2023 Filed Aug 3, 2023 13:12 UTC Exercise / conversionStock Options (Right to buy) · Derivative 24,000 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001562180-23-006130 · primarydocument.xml · derivative · entry 8

Meury William · CIK 0001536778 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,000 shares

Expires 2029-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.