Tapewire

Nasdaq · USD

SNDX

Syndax Pharmaceuticals Inc

Export transactions ↓
Tapewire entity
4578
SEC CIK
0001395937
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 08, 2026 Filed Jul 9, 2026 20:54 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionStock Option (Right to buy) · Derivative 32,375 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001193125-26-299803 · ownership.xml · derivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,375 shares

Expires 2029-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 08, 2026 Filed Jul 9, 2026 20:54 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 32,375 $24.24 $784,776.48
Disclosure

SEC source: 0001193125-26-299803 · ownership.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 484,843

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 1,564,551 options to purchase shares of common stock that are vested and immediately exercisable and a total of 813,949 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $24.00 to $24.43

Read SEC document
July 08, 2026 Filed Jul 9, 2026 20:54 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 32,375 $6.38 $206,552.50
Disclosure

SEC source: 0001193125-26-299803 · ownership.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 517,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2026 Filed Jun 12, 2026 17:09 UTC
Botwood Nicholas A.J.Head of R&D, CMO
Exercise / conversionStock options (Right to buy) · Derivative 31,235 $0.00 Strike: $13.82 $0.00
Disclosure

SEC source: 0001193125-26-269694 · ownership.xml · derivative · entry 6

Botwood Nicholas A.J. · CIK 0002066784 · Head of R&D, CMO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,235 shares

Expires 2035-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares sold in this transaction were fully vested.

Read SEC document
June 12, 2026 Filed Jun 12, 2026 17:09 UTC
Botwood Nicholas A.J.Head of R&D, CMO
SaleCommon Stock 31,235 $18.14 $566,602.90
Disclosure

SEC source: 0001193125-26-269694 · ownership.xml · nonDerivative · entry 4

Botwood Nicholas A.J. · CIK 0002066784 · Head of R&D, CMO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,885

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 16,537 options to purchase shares of common stock that are vested and immediately exercisable and a total of 289,413 options to purchase shares of common stock that have not yet vested.

F3 · price: These transactions were executed in multiple trades at prices ranging from $18.00 to $18.32. The price reported above reflects the weighted-average sale price of all transactions executed on that date.

Read SEC document
June 12, 2026 Filed Jun 12, 2026 17:09 UTC
Botwood Nicholas A.J.Head of R&D, CMO
Exercise / conversionCommon Stock 31,235 $13.82 $431,667.70
Disclosure

SEC source: 0001193125-26-269694 · ownership.xml · nonDerivative · entry 3

Botwood Nicholas A.J. · CIK 0002066784 · Head of R&D, CMO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 17:09 UTC
Botwood Nicholas A.J.Head of R&D, CMO
Exercise / conversionStock options (Right to buy) · Derivative 22,515 $0.00 Strike: $13.82 $0.00
Disclosure

SEC source: 0001193125-26-269694 · ownership.xml · derivative · entry 5

Botwood Nicholas A.J. · CIK 0002066784 · Head of R&D, CMO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,515 shares

Expires 2035-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares sold in this transaction were fully vested.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 17:09 UTC
Botwood Nicholas A.J.Head of R&D, CMO
SaleCommon Stock 34,280 $18.00 $617,040.00
Disclosure

SEC source: 0001193125-26-269694 · ownership.xml · nonDerivative · entry 2

Botwood Nicholas A.J. · CIK 0002066784 · Head of R&D, CMO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,885

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person. Following the sales reported in this Form 4, the Reporting Person has a total of 16,537 options to purchase shares of common stock that are vested and immediately exercisable and a total of 289,413 options to purchase shares of common stock that have not yet vested.

F2 · price: These transactions were executed in multiple trades at prices ranging from $17.31 to $18.10. The price reported above reflects the weighted-average sale price of all transactions executed on that date.

Read SEC document
June 11, 2026 Filed Jun 12, 2026 17:09 UTC
Botwood Nicholas A.J.Head of R&D, CMO
Exercise / conversionCommon Stock 22,515 $13.82 $311,157.30
Disclosure

SEC source: 0001193125-26-269694 · ownership.xml · nonDerivative · entry 1

Botwood Nicholas A.J. · CIK 0002066784 · Head of R&D, CMO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 20:30 UTC
Goldan Keith A.Chief Financial Officer
SaleCommon Stock 1,177 $18.99 $22,351.23
Disclosure

SEC source: 0001193125-26-253603 · ownership.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,252

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 20:30 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 6,847 $18.99 $130,024.53
Disclosure

SEC source: 0001193125-26-253601 · ownership.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,843

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 13:59 UTC
Goldan Keith A.Chief Financial Officer
SaleCommon Stock 3,410 $21.03 $71,705.48
Disclosure

SEC source: 0001193125-26-043813 · ownership.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,429

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 14:00 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 17,159 $21.03 $360,819.45
Disclosure

SEC source: 0001193125-26-043814 · ownership.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,690

F1 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 06, 2026 Filed Feb 6, 2026 22:53 UTC
Goldan Keith A.Chief Financial Officer
SaleCommon Stock 2,082 $20.62 $42,930.84
Disclosure

SEC source: 0001193125-26-041497 · ownership.xml · nonDerivative · entry 4

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,839

F4 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 06, 2026 Filed Feb 6, 2026 22:54 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 7,412 $20.62 $152,835.44
Disclosure

SEC source: 0001193125-26-041500 · ownership.xml · nonDerivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 508,849

F3 · kind: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 16:50 UTC
Botwood Nicholas A.J.Head of R&D, CMO
GrantStock Options (Right to buy) · Derivative 144,700 $20.43 Strike: $20.43 $2,956,221.00
Disclosure

SEC source: 0001193125-26-041334 · ownership.xml · derivative · entry 3

Botwood Nicholas A.J. · CIK 0002066784 · Head of R&D, CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,700

Underlying: Common Stock · 144,700 shares

Expires 2036-02-04

F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 16:50 UTC
Botwood Nicholas A.J.Head of R&D, CMO
GrantCommon Stock 36,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041334 · ownership.xml · nonDerivative · entry 2

Botwood Nicholas A.J. · CIK 0002066784 · Head of R&D, CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,165

F2 · shares: Award of RSUs, representing the right to receive one share of Common Stock for each RSU. The number of shares of Common Stock acquired upon vesting of the RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, subject to the Reporting Person's continued service as an employee, consultant, director or officer of the Company.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 16:50 UTC
Botwood Nicholas A.J.Head of R&D, CMO
GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041334 · ownership.xml · nonDerivative · entry 1

Botwood Nicholas A.J. · CIK 0002066784 · Head of R&D, CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,165

F1 · shares: Award of restricted stock units ("RSUs"), representing the right to receive one share of Common Stock for each RSU. One third (1/3rd) of the shares of Common Stock subject to such RSU shall vest annually on the anniversary of the Vesting Commencement Date, during the Reporting Person's continued service as an employee, consultant, director or officer of the Company over the three (3) years following the date of grant, until all of the shares subject to such RSU are fully vested.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 22:16 UTC GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041412 · ownership.xml · nonDerivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 22:53 UTC
Goldan Keith A.Chief Financial Officer
GrantStock Options (Right to buy) · Derivative 118,000 $20.43 Strike: $20.43 $2,410,740.00
Disclosure

SEC source: 0001193125-26-041497 · ownership.xml · derivative · entry 5

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,000

Underlying: Common Stock · 118,000 shares

Expires 2036-02-04

F5 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 22:53 UTC
Goldan Keith A.Chief Financial Officer
GrantCommon Stock 30,750 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041497 · ownership.xml · nonDerivative · entry 3

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,921

F3 · shares: Award of RSUs, representing the right to receive one share of Common Stock for each RSU. The number of shares of Common Stock acquired upon vesting of the RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, subject to the Reporting Person's continued service as an employee, consultant, director or officer of the Company.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 22:53 UTC
Goldan Keith A.Chief Financial Officer
GrantCommon Stock 21,500 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041497 · ownership.xml · nonDerivative · entry 2

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,171

F2 · shares: Award of restricted stock units ("RSUs"), representing the right to receive one share of Common Stock for each RSU. One third (1/3rd) of the shares of Common Stock subject to such RSU shall vest annually on the anniversary of the Vesting Commencement Date, during the Reporting Person's continued service as an employee, consultant, director or officer of the Company over the three (3) years following the date of grant, until all of the shares subject to such RSU are fully vested.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 16:14 UTC GrantCommon Stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041200 · ownership.xml · nonDerivative · entry 1

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,763

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:13 UTC
Katkin KeithDirector
GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041192 · ownership.xml · nonDerivative · entry 1

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 22:54 UTC
Metzger Michael ADirector · Chief Executive Officer
GrantStock Options (Right to buy) · Derivative 440,000 $20.43 Strike: $20.43 $8,989,200.00
Disclosure

SEC source: 0001193125-26-041500 · ownership.xml · derivative · entry 4

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,000

Underlying: Common Stock · 440,000 shares

Expires 2036-02-04

F4 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest monthly over a four-year period.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 22:54 UTC
Metzger Michael ADirector · Chief Executive Officer
GrantCommon Stock 144,600 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041500 · ownership.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516,261

F2 · shares: Award of RSUs, representing the right to receive one share of Common Stock for each RSU. The number of shares of Common Stock acquired upon vesting of the RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, subject to the Reporting Person's continued service as an employee, consultant, director or officer of the Company.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 22:54 UTC
Metzger Michael ADirector · Chief Executive Officer
GrantCommon Stock 73,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041500 · ownership.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,661

F1 · shares: Award of restricted stock units ("RSUs"), representing the right to receive one share of Common Stock for each RSU. One third (1/3rd) of the shares of Common Stock subject to such RSU shall vest annually on the anniversary of the Vesting Commencement Date, during the Reporting Person's continued service as an employee, consultant, director or officer of the Company over the three (3) years following the date of grant, until all of the shares subject to such RSU are fully vested.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:55 UTC GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041344 · ownership.xml · nonDerivative · entry 1

Huber Martin H. Jr. · CIK 0001653276 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 16:06 UTC GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041167 · ownership.xml · nonDerivative · entry 1

Legault Pierre · CIK 0001391045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 21:13 UTC GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-041194 · ownership.xml · nonDerivative · entry 1

Rizo Aleksandra · CIK 0001766210 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,000

F1 · shares: Award of Restricted Stock Units that vests one year from the date of grant. The shares underlying such Restricted Stock Units will not be delivered to the Reporting Person and may not be transferred or sold until the earlier of a separation from service, death, disability or change in control.

Read SEC document
January 30, 2026 Filed Feb 6, 2026 22:53 UTC
Goldan Keith A.Chief Financial Officer
OtherCommon Stock 1,219 $8.48 $10,337.12
Disclosure

SEC source: 0001193125-26-041497 · ownership.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,671

F1 · kind: The Reporting Person is voluntarily filing this Form 4 to report the acquisition of 1,219 shares by the Reporting Person on 1/30/2026 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 01, 2025 Filed Dec 1, 2025 21:30 UTC
Goldan Keith A.Chief Financial Officer
GiftCommon Stock 1,224 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-303941 · ownership.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,452

Read SEC document
September 08, 2025 Filed Sep 8, 2025 22:45 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionStock options (Right to buy) · Derivative 157,307 $0.00 Strike: $10.90 $0.00
Disclosure

SEC source: 0000950170-25-113659 · ownership.xml · derivative · entry 3

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 157,307 shares

Expires 2025-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option is fully vested.

Read SEC document
September 08, 2025 Filed Sep 8, 2025 22:45 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 157,307 $16.41 $2,582,021.37
Disclosure

SEC source: 0000950170-25-113659 · ownership.xml · nonDerivative · entry 2

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 298,661

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person solely covering equity grants with expiration dates prior to September 10, 2025. Following the sales reported in this Form 4, the Reporting Person has a total of 1,319,634 options to purchase shares of common stock that are vested and immediately exercisable and a total of 651,241 options to purchase shares of common stock that have not yet vested.

F2 · price: The sale prices ranged from $16.21 to $17.06.

Read SEC document
September 08, 2025 Filed Sep 8, 2025 22:45 UTC
Metzger Michael ADirector · Chief Executive Officer
Exercise / conversionCommon Stock 157,307 $10.90 $1,714,646.30
Disclosure

SEC source: 0000950170-25-113659 · ownership.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 455,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2025 Filed Aug 18, 2025 17:02 UTC Exercise / conversionStock Options (Right to buy) · Derivative 19,200 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0000950170-25-109815 · ownership.xml · derivative · entry 10

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,200 shares

Expires 2025-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
August 18, 2025 Filed Aug 18, 2025 17:02 UTC SaleCommon Stock 19,200 $15.84 $304,170.24
Disclosure

SEC source: 0000950170-25-109815 · ownership.xml · nonDerivative · entry 6

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,763

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person solely covering equity grants with expiration dates prior to August 21, 2025. Following the sales reported in this Form 4, the Reporting Person has a total of 135,000 options to purchase shares of common stock that are vested and immediately exercisable and no unvested options to purchase shares of common stock.

F4 · price: The sale prices ranged from $15.61 to $16.00.

Read SEC document
August 18, 2025 Filed Aug 18, 2025 17:02 UTC Exercise / conversionCommon Stock 19,200 $7.20 $138,240.00
Disclosure

SEC source: 0000950170-25-109815 · ownership.xml · nonDerivative · entry 5

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 17:02 UTC Exercise / conversionStock Options (Right to buy) · Derivative 4,800 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0000950170-25-109815 · ownership.xml · derivative · entry 9

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,800 shares

Expires 2025-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 17:02 UTC Exercise / conversionStock Options (Right to buy) · Derivative 14,400 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0000950170-25-109815 · ownership.xml · derivative · entry 8

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,400 shares

Expires 2025-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 17:02 UTC SaleCommon Stock 19,200 $15.54 $298,408.32
Disclosure

SEC source: 0000950170-25-109815 · ownership.xml · nonDerivative · entry 4

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,763

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person solely covering equity grants with expiration dates prior to August 21, 2025. Following the sales reported in this Form 4, the Reporting Person has a total of 135,000 options to purchase shares of common stock that are vested and immediately exercisable and no unvested options to purchase shares of common stock.

F3 · price: The sale prices ranged from $14.88 to $15.91.

Read SEC document
August 15, 2025 Filed Aug 18, 2025 17:02 UTC Exercise / conversionCommon Stock 19,200 $7.20 $138,240.00
Disclosure

SEC source: 0000950170-25-109815 · ownership.xml · nonDerivative · entry 3

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 17:02 UTC Exercise / conversionStock Options (Right to buy) · Derivative 19,200 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0000950170-25-109815 · ownership.xml · derivative · entry 7

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,200 shares

Expires 2025-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option is fully vested.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 17:02 UTC SaleCommon Stock 19,200 $14.19 $272,520.96
Disclosure

SEC source: 0000950170-25-109815 · ownership.xml · nonDerivative · entry 2

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,763

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person solely covering equity grants with expiration dates prior to August 21, 2025. Following the sales reported in this Form 4, the Reporting Person has a total of 135,000 options to purchase shares of common stock that are vested and immediately exercisable and no unvested options to purchase shares of common stock.

F2 · price: The sale prices ranged from $13.30 to $14.80.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 17:02 UTC Exercise / conversionCommon Stock 19,200 $7.20 $138,240.00
Disclosure

SEC source: 0000950170-25-109815 · ownership.xml · nonDerivative · entry 1

Podlesak Dennis · CIK 0001314595 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2025 Filed Aug 7, 2025 21:30 UTC
Goldan Keith A.Chief Financial Officer
OtherCommon Stock 1,226 $8.43 $10,335.18
Disclosure

SEC source: 0000950170-25-105258 · ownership.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,676

F1 · kind: The Reporting Person is voluntarily filing this Form 4 to report the acquisition of 1,226 shares by the Reporting Person on 07/31/2025 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 20:30 UTC
Goldan Keith A.Chief Financial Officer
SaleCommon Stock 1,296 $9.29 $12,033.36
Disclosure

SEC source: 0000950170-25-096948 · ownership.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,450

F1 · price: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 20:30 UTC
Metzger Michael ADirector · Chief Executive Officer
SaleCommon Stock 7,534 $9.29 $69,953.19
Disclosure

SEC source: 0000950170-25-096947 · ownership.xml · nonDerivative · entry 1

Metzger Michael A · CIK 0001507220 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,661

F1 · price: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
May 19, 2025 Filed May 19, 2025 20:04 UTC
Goldan Keith A.Chief Financial Officer
PurchaseCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-074304 · ownership.xml · nonDerivative · entry 1

Goldan Keith A. · CIK 0001495411 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,746

F1 · price: The purchase prices ranged from $8.8465 to $9.2825.

Read SEC document
May 19, 2025 Filed May 19, 2025 20:01 UTC
Katkin KeithDirector
PurchaseCommon Stock 10,000 $9.11 $91,120.00
Disclosure

SEC source: 0000950170-25-074289 · ownership.xml · nonDerivative · entry 1

Katkin Keith · CIK 0001314596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.