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SONIDA SENIOR LIVING, INC.

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4563
SEC CIK
0001043000
Parsed reports
370

Last 12 months

Inside the activity.

4 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2019 Filed May 15, 2019 21:01 UTC GrantCommon Stock 19,947 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013576 · doc4.xml · nonDerivative · entry 1

KRUEGER JILL M · CIK 0001285453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,672

F1 · shares: Shares scheduled to vest in full on May 14, 2020, which is the first anniversary of the grant date.

Read SEC document
May 14, 2019 Filed May 15, 2019 21:01 UTC
REID MICHAELDirector
GrantCommon Stock 19,947 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013575 · doc4.xml · nonDerivative · entry 1

REID MICHAEL · CIK 0001216200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,272

F1 · shares: Shares scheduled to vest in full on May 14, 2020, which is the first anniversary of the grant date.

Read SEC document
May 14, 2019 Filed May 15, 2019 20:48 UTC GrantCommon Stock 19,947 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013568 · doc4.xml · nonDerivative · entry 1

Hornbake E. Rodney · CIK 0001520645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,172

F1 · shares: Shares scheduled to vest in full on May 14, 2020, which is the first anniversary of the grant date.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:48 UTC
BRICKMAN DAVID RSVP Gen. Counsel & Secretary
GrantCommon Stock 33,943 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013895 · doc4.xml · nonDerivative · entry 2

BRICKMAN DAVID R · CIK 0001257152 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,271

F2 · shares: Represents shares of performance-based restricted stock granted on May 14, 2019 under the Plan, which vest subject to the satisfaction of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:48 UTC
BRICKMAN DAVID RSVP Gen. Counsel & Secretary
GrantCommon Stock 22,628 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013895 · doc4.xml · nonDerivative · entry 1

BRICKMAN DAVID R · CIK 0001257152 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,328

F1 · shares: Represents shares of restricted stock granted on May 14, 2019 under the Company's 2019 Omnibus Stock and Incentive Plan (the "Plan"), which vest in three installments of 33%, 33% and 34% on May 14, 2020, May 14, 2021 and May 14, 2022, respectively.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:38 UTC
Fryar MichaelSVP-Chief Revenue Officer
GrantCommon Stock 19,954 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013880 · doc4.xml · nonDerivative · entry 2

Fryar Michael · CIK 0001768962 · SVP-Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,805

F2 · shares: Represents shares of performance-based restricted stock granted on May 14, 2019 under the Plan, which vest subject to the satisfaction of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:38 UTC
Fryar MichaelSVP-Chief Revenue Officer
GrantCommon Stock 13,303 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013880 · doc4.xml · nonDerivative · entry 1

Fryar Michael · CIK 0001768962 · SVP-Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,851

F1 · shares: Represents shares of restricted stock granted on May 14, 2019 under the Company's 2019 Omnibus Stock and Incentive Plan (the "Plan"), which vest in three installments of 33%, 33% and 34% on May 14, 2020, May 14, 2021 and May 14, 2022, respectively.

Read SEC document
May 14, 2019 Filed May 17, 2019 01:04 UTC
Levin Ross BDirector
GrantRestricted Stock Units · Derivative 19,947 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-009302 · form4.xml · derivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,947

Underlying: Common Stock · 19,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSU stock without the payment of additional consideration.

F2 · derivative.exercise_date: The Restricted Stock Units vest one year after the date of grant. The reporting person has elected that vested Restricted Stock Units will settle on the earlier of his separation date and his death or disability.

F2 · derivative.expiration_date: The Restricted Stock Units vest one year after the date of grant. The reporting person has elected that vested Restricted Stock Units will settle on the earlier of his separation date and his death or disability.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:41 UTC
HOLLISTER ROBERT FProperty Controller
GrantCommon Stock 4,740 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013883 · doc4.xml · nonDerivative · entry 1

HOLLISTER ROBERT F · CIK 0001257203 · Property Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,597

F1 · shares: Represents shares of restricted stock granted on May 14, 2019 under the Company's 2019 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on May 14, 2020, May 14, 2021 and May 14, 2022, respectively.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:48 UTC
HENDRICKSON CAREY PExecutive Vice President & CFO
GrantCommon Stock 61,972 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013896 · doc4.xml · nonDerivative · entry 2

HENDRICKSON CAREY P · CIK 0001482760 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,526

F2 · shares: Represents shares of performance-based restricted stock granted on May 14, 2019 under the Plan, which vest subject to the satisfaction of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:48 UTC
HENDRICKSON CAREY PExecutive Vice President & CFO
GrantCommon Stock 41,314 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013896 · doc4.xml · nonDerivative · entry 1

HENDRICKSON CAREY P · CIK 0001482760 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,554

F1 · shares: Represents shares of restricted stock granted on May 14, 2019 under the Company's 2019 Omnibus Stock and Incentive Plan (the "Plan"), which vest in three installments of 33%, 33% and 34% on May 14, 2020, May 14, 2021 and May 14, 2022, respectively.

Read SEC document
May 14, 2019 Filed May 17, 2019 01:01 UTC
Isaac Paul JDirector · 10% owner
GrantRestricted Stock Units · Derivative 19,947 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-009300 · form4.xml · derivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,947

Underlying: Common Stock · 19,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSU stock without the payment of additional consideration.

F2 · derivative.exercise_date: The Restricted Stock Units vest one year after the date of grant. The reporting person has elected that vested Restricted Stock Units will settle on the earlier of his separation date and his death or disability.

F2 · derivative.expiration_date: The Restricted Stock Units vest one year after the date of grant. The reporting person has elected that vested Restricted Stock Units will settle on the earlier of his separation date and his death or disability.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:50 UTC
Burnell CaroleVP-Operations
GrantCommon Stock 6,115 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013898 · doc4.xml · nonDerivative · entry 1

Burnell Carole · CIK 0001773066 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,140

F1 · shares: Represents shares of restricted stock granted on May 14, 2019 under the Company's 2019 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on May 14, 2020, May 14, 2021 and May 14, 2022, respectively.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:45 UTC
BEATHARD DAVID WSVP - Operations
GrantCommon Stock 6,388 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013891 · doc4.xml · nonDerivative · entry 1

BEATHARD DAVID W · CIK 0001257154 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,142

F1 · shares: Represents shares of restricted stock granted on May 14, 2019 under the Company's 2019 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on May 14, 2020, May 14, 2021 and May 14, 2022, respectively.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:44 UTC
Cellucci JeffreyVP, Operations
GrantCommon Stock 6,120 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013889 · doc4.xml · nonDerivative · entry 1

Cellucci Jeffrey · CIK 0001737518 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,390

F1 · shares: Represents shares of restricted stock granted on May 14, 2019 under the Company's 2019 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on May 14, 2020, May 14, 2021 and May 14, 2022, respectively.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:44 UTC
Holland GloriaVice President - Finance
GrantCommon Stock 5,829 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013890 · doc4.xml · nonDerivative · entry 1

Holland Gloria · CIK 0001295051 · Vice President - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,905

F1 · shares: Represents shares of restricted stock granted on May 14, 2019 under the Company's 2019 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on May 14, 2020, May 14, 2021 and May 14, 2022, respectively.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:41 UTC
Falke JeremySVP-Human Resources
GrantCommon Stock 17,306 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013884 · doc4.xml · nonDerivative · entry 2

Falke Jeremy · CIK 0001729081 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,332

F2 · shares: Represents shares of performance-based restricted stock granted on May 14, 2019 under the Plan, which vest subject to the satisfaction of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:41 UTC
Falke JeremySVP-Human Resources
GrantCommon Stock 11,537 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013884 · doc4.xml · nonDerivative · entry 1

Falke Jeremy · CIK 0001729081 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,026

F1 · shares: Represents shares of restricted stock granted on May 14, 2019 under the Company's 2019 Omnibus Stock and Incentive Plan (the "Plan"), which vest in three installments of 33%, 33% and 34% on May 14, 2020, May 14, 2021 and May 14, 2022, respectively.

Read SEC document
May 14, 2019 Filed May 16, 2019 23:38 UTC
Solari Joseph GVP - Corporate Development
GrantCommon Stock 6,033 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013879 · doc4.xml · nonDerivative · entry 1

Solari Joseph G · CIK 0001521413 · VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,993

F1 · shares: Represents shares of restricted stock granted on May 14, 2019 under the Company's 2019 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on May 14, 2020, May 14, 2021 and May 14, 2022, respectively.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:16 UTC
BRICKMAN DAVID RSVP, Gen. Counsel & Secretary
PurchaseCommon Stock 2,200 $4.53 $9,957.64
Disclosure

SEC source: 0000899243-19-007698 · doc4.xml · nonDerivative · entry 1

BRICKMAN DAVID R · CIK 0001257152 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.50 to $4.54, inclusive. The reporting person undertakes to provide to Capital Senior Living Corporation, any security holder of Capital Senior Living Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:15 UTC
Falke JeremySVP-Human Resources
PurchaseCommon Stock 100 $4.84 $483.98
Disclosure

SEC source: 0000899243-19-007697 · doc4.xml · nonDerivative · entry 1

Falke Jeremy · CIK 0001729081 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,489

Read SEC document
March 12, 2019 Filed Mar 15, 2019 22:33 UTC PurchaseCommon Stock 10,400 $4.82 $50,128.00
Disclosure

SEC source: 0000899243-19-008006 · doc4.xml · nonDerivative · entry 1

Hornbake E. Rodney · CIK 0001520645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,225

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:15 UTC
HENDRICKSON CAREY PExecutive Vice President & CFO
PurchaseCommon Stock 5,135 $3.89 $19,956.66
Disclosure

SEC source: 0000899243-19-007035 · doc4.xml · nonDerivative · entry 1

HENDRICKSON CAREY P · CIK 0001482760 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,240

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.885 to $3.8899, inclusive. The reporting person undertakes to provide to Capital Senior Living Corporation, any security holder of Capital Senior Living Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 08, 2019 Filed Mar 22, 2019 20:15 UTC Amendment
HENDRICKSON CAREY PExecutive Vice President & CFO
PurchaseCommon Stock 5,135 $3.89 $19,956.66
Disclosure

SEC source: 0000899243-19-008801 · doc4a.xml · nonDerivative · entry 1

HENDRICKSON CAREY P · CIK 0001482760 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,240

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.885 to $3.8899, inclusive. The reporting person undertakes to provide to Capital Senior Living Corporation, any security holder of Capital Senior Living Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · acquired: The original Form 4 filed on March 11, 2019 is being amended solely to correctly reflect that the reported shares were acquired, rather than disposed of, and column 4 has been updated accordingly.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:50 UTC
Levin Ross BDirector
PurchaseCommon Stock 6,826 $3.84 $26,211.84
Disclosure

SEC source: 0000922423-19-000018 · form4.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,981

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:15 UTC
LODY KIMBERLYDirector · President & CEO
PurchaseCommon Stock 10,000 $3.95 $39,541.00
Disclosure

SEC source: 0000899243-19-007036 · doc4.xml · nonDerivative · entry 1

HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,673

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.8701 to $4.0501, inclusive. The reporting person undertakes to provide to Capital Senior Living Corporation, any security holder of Capital Senior Living Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 01, 2019 Filed Mar 1, 2019 23:31 UTC
BRICKMAN DAVID RSVP Gen. Counsel & Secretary
Disposition to issuerCommon Stock 1,368 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005515 · doc4.xml · nonDerivative · entry 1

BRICKMAN DAVID R · CIK 0001257152 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,500

F1 · shares: Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of February 24, 2016, but were subsequently forfeited due to the Company achieving 82.5% (but not 100%) of the performance target with respect to such shares for fiscal 2018.

Read SEC document
March 01, 2019 Filed Mar 1, 2019 23:27 UTC
HENDRICKSON CAREY PExecutive Vice President & CFO
Disposition to issuerCommon Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005510 · doc4.xml · nonDerivative · entry 1

HENDRICKSON CAREY P · CIK 0001482760 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,105

F1 · shares: Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of February 24, 2016, but were subsequently forfeited due to the Company achieving 82.5% (but not 100%) of the performance target with respect to such shares for fiscal 2018.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 02:04 UTC
Fryar MichaelSVP-Chief Revenue Officer
GrantCommon Stock 8,548 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-004932 · doc4.xml · nonDerivative · entry 1

Fryar Michael · CIK 0001768962 · SVP-Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,548

F1 · shares: Represents shares of restricted stock granted on February 25, 2019, under the Company's 2007 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on February 25, 2020, February 25, 2021, and February 25, 2022, respectively.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 14:29 UTC
LODY KIMBERLYDirector · President & CEO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 147,239 $0.00 Strike: $7.46 $0.00
Disclosure

SEC source: 0000899243-19-000812 · doc4.xml · derivative · entry 3

HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,239

Underlying: Common Stock · 147,239 shares

Expires 2029-01-07

F3 · derivative.exercise_date: The option is scheduled to vest in three installments of 33%, 33% and 34% on January 7, 2020, January 7, 2021 and January 7, 2022, respectively.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 14:29 UTC
LODY KIMBERLYDirector · President & CEO
GrantCommon Stock 368,098 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-000812 · doc4.xml · nonDerivative · entry 2

HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,673

F2 · shares: Represents shares of performance-based restricted stock, consisting of 147,239 shares that will vest upon achievement of the target performance objective and an additional 220,859 shares that are issuable upon achievement of the maximum performance objective.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 14:29 UTC
LODY KIMBERLYDirector · President & CEO
GrantCommon Stock 73,620 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-000812 · doc4.xml · nonDerivative · entry 1

HERMAN KIMBERLY · CIK 0001187068 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,575

F1 · shares: Represents shares of restricted stock granted on January 7, 2019 which are scheduled to vest in three installments of 33%, 33% and 34% on January 7, 2020, January 7, 2021 and January 7, 2022, respectively.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 21:54 UTC
Cellucci JeffreyVP, Operations
GrantCommon Stock 9,270 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-027697 · doc4.xml · nonDerivative · entry 1

Cellucci Jeffrey · CIK 0001737518 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,270

F1 · shares: Represents shares of restricted stock granted on October 29, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on May 8, 2019, May 8, 2020 and May 8, 2021, respectively.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 21:54 UTC
Klitsch JohnVP, Business Development
GrantCommon Stock 6,953 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-027696 · doc4.xml · nonDerivative · entry 1

Klitsch John · CIK 0001735155 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,953

F1 · shares: Represents shares of restricted stock granted on October 29, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on March 26, 2019, March 26, 2020 and March 26, 2021, respectively.

Read SEC document
June 27, 2018 Filed Jun 28, 2018 20:06 UTC
HOLLISTER ROBERT FProperty Controller
SaleCommon Stock 500 $11.26 $5,627.95
Disclosure

SEC source: 0000899243-18-018583 · doc4.xml · nonDerivative · entry 1

HOLLISTER ROBERT F · CIK 0001257203 · Property Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,857

F1 · kind: A portion of the sale proceeds will be used by the reporting person to satisfy tax liabilities.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.25 to $11.26, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 21:51 UTC
Wilbur KevinVP-Operations
SaleCommon Stock 3,951 $11.14 $44,021.25
Disclosure

SEC source: 0000899243-18-017950 · doc4.xml · nonDerivative · entry 1

Wilbur Kevin · CIK 0001695825 · VP-Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,417

F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.11 to $11.185, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 10, 2018 Filed May 11, 2018 15:03 UTC GrantCommon Stock 11,226 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012490 · doc4.xml · nonDerivative · entry 1

HERMAN KIMBERLY · CIK 0001187068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,955

F1 · shares: Shares scheduled to vest in full on May 10, 2019, which is the first anniversary of the grant date.

Read SEC document
May 10, 2018 Filed May 11, 2018 15:00 UTC GrantCommon Stock 11,226 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012488 · doc4.xml · nonDerivative · entry 1

Hornbake E. Rodney · CIK 0001520645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,825

F1 · shares: Shares scheduled to vest in full on May 10, 2019, which is the first anniversary of the grant date.

Read SEC document
May 10, 2018 Filed May 11, 2018 14:59 UTC GrantCommon Stock 11,226 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012487 · doc4.xml · nonDerivative · entry 1

Brooks Philip A · CIK 0001492936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,863

F1 · shares: Shares scheduled to vest in full on May 10, 2019, which is the first anniversary of the grant date.

Read SEC document
May 10, 2018 Filed May 11, 2018 14:57 UTC
REID MICHAELDirector
GrantCommon Stock 11,226 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012484 · doc4.xml · nonDerivative · entry 1

REID MICHAEL · CIK 0001216200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,325

F1 · shares: Shares scheduled to vest in full on May 10, 2019, which is the first anniversary of the grant date.

Read SEC document
May 10, 2018 Filed May 11, 2018 14:56 UTC GrantCommon Stock 11,226 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012482 · doc4.xml · nonDerivative · entry 1

MALONE RONALD A · CIK 0001192989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,325

F1 · shares: Shares scheduled to vest in full on May 10, 2019, which is the first anniversary of the grant date.

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May 10, 2018 Filed May 11, 2018 14:51 UTC GrantCommon Stock 11,226 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012480 · doc4.xml · nonDerivative · entry 1

Grier Eddie Arthur · CIK 0001576221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,265

F1 · shares: Shares scheduled to vest in full on May 10, 2019, which is the first anniversary of the grant date.

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May 10, 2018 Filed May 11, 2018 14:50 UTC GrantCommon Stock 11,226 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012479 · doc4.xml · nonDerivative · entry 1

KRUEGER JILL M · CIK 0001285453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,725

F1 · shares: Shares scheduled to vest in full on May 10, 2019, which is the first anniversary of the grant date.

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May 10, 2018 Filed May 14, 2018 21:06 UTC
Levin Ross BDirector
GrantCommon Stock 11,226 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-023394 · form4.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,155

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May 10, 2018 Filed May 14, 2018 20:20 UTC
Isaac Paul JDirector · 10% owner
GrantCommon Stock 11,226 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-023349 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,780

F1 · ownership.direct: Securities beneficially owned by Mr. Isaac.

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March 27, 2018 Filed Mar 29, 2018 20:33 UTC
Lee Brett DExecutive Vice President & COO
GrantCommon Stock 52,521 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008888 · doc4.xml · nonDerivative · entry 2

Lee Brett D · CIK 0001711682 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,544

F2 · shares: Represents shares of performance-based restricted stock granted on March 27, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest subject to the satisfaction of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.

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March 27, 2018 Filed Mar 29, 2018 20:33 UTC
Lee Brett DExecutive Vice President & COO
GrantCommon Stock 35,014 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008888 · doc4.xml · nonDerivative · entry 1

Lee Brett D · CIK 0001711682 · Executive Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,023

F1 · shares: Represents shares of restricted stock granted on March 27, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest in three installments of 33%, 33% and 34% on March 27, 2019, March 27, 2020 and March 27, 2021, respectively.

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March 27, 2018 Filed Mar 29, 2018 20:31 UTC
BRICKMAN DAVID RSVP Gen. Counsel & Secretary
Disposition to issuerCommon Stock 753 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008885 · doc4.xml · nonDerivative · entry 4

BRICKMAN DAVID R · CIK 0001257152 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,868

F4 · shares: Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of February 24, 2016, but were subsequently forefeited due to the Company achieving 90.1% (but not 100%) of the performance target with respect to such shares for fiscal 2017.

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March 27, 2018 Filed Mar 29, 2018 20:31 UTC
BRICKMAN DAVID RSVP Gen. Counsel & Secretary
Disposition to issuerCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008885 · doc4.xml · nonDerivative · entry 3

BRICKMAN DAVID R · CIK 0001257152 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,621

F3 · shares: Represents shares of performance-based restricted stock that were previously reported as beneficially owned by the reporting person as of February 27, 2015, but were subsequently forefeited due to the Company achieving 99.7% (but not 100%) of the performance target with respect to such shares for fiscal 2017.

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March 27, 2018 Filed Mar 29, 2018 20:31 UTC
BRICKMAN DAVID RSVP Gen. Counsel & Secretary
GrantCommon Stock 39,668 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008885 · doc4.xml · nonDerivative · entry 2

BRICKMAN DAVID R · CIK 0001257152 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,636

F2 · shares: Represents shares of performance-based restricted stock granted on March 27, 2018 under the Company's 2007 Omnibus Stock and Incentive Plan, which vest subject to the satisfaction of certain performance conditions upon the later of (i) the third anniversary of the grant date or (ii) the date that the Compensation Committee of the Company's Board certifies that such performance conditions have been satisfied.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.