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OTC · USD

SNBRQ

Sleep Number Corp

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Tapewire entity
9709
SEC CIK
0000827187
Parsed reports
580

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2022 Filed May 16, 2022 20:00 UTC GrantStock Option (right to buy) · Derivative 1,440 $0.00 Strike: $40.78 $0.00
Disclosure

SEC source: 0001127602-22-014624 · form4.xml · derivative · entry 2

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440

Underlying: Common Stock · 1,440 shares

Expires 2032-05-12

Read SEC document
May 12, 2022 Filed May 16, 2022 20:00 UTC GrantCommon Stock 2,265 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014624 · form4.xml · nonDerivative · entry 1

VALETTE JEAN MICHEL · CIK 0001199207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,602

F1 · balance_after: Includes 2,265 shares pursuant to a restricted stock unit award that vests over time. On 5/12/22, 820 shares vested from a restricted stock unit award.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 20:00 UTC
Laing Joel JosephTreasurer & CAO
GrantCommon Stock 555 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012136 · form4.xml · nonDerivative · entry 1

Laing Joel Joseph · CIK 0001920706 · Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,970

F1 · balance_after: Includes 2,224 restricted stock units that vest over time.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:07 UTC
Saklad Joseph HunterEVP, Chief Supply Chain Office
Tax withholdingCommon Stock 2,872 $55.54 $159,510.88
Disclosure

SEC source: 0001127602-22-010743 · form4.xml · nonDerivative · entry 2

Saklad Joseph Hunter · CIK 0001604680 · EVP, Chief Supply Chain Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,759

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

F3 · balance_after: Includes 1,840 restricted stock units that will vest over time.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:07 UTC
Saklad Joseph HunterEVP, Chief Supply Chain Office
GrantCommon Stock 9,383 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010743 · form4.xml · nonDerivative · entry 1

Saklad Joseph Hunter · CIK 0001604680 · EVP, Chief Supply Chain Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,631

F1 · shares: On 3/29/22 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:08 UTC Tax withholdingCommon Stock 874 $55.54 $48,541.96
Disclosure

SEC source: 0001127602-22-010744 · form4.xml · nonDerivative · entry 2

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award and a restricted stock unit award to cover the reporting persons estimated tax obligation.

F3 · balance_after: Includes 212 shares from a Restricted Stock Unit award that vests over time.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:08 UTC GrantCommon Stock 1,613 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010744 · form4.xml · nonDerivative · entry 1

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,624

F1 · shares: On 3/29/22 shares vested from a performance-based restricted stock unit award and a restricted stock unit award.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:06 UTC
Krusmark Christopher DEVP & Chief H.R. Officer
Tax withholdingCommon Stock 1,213 $55.54 $67,370.02
Disclosure

SEC source: 0001127602-22-010742 · form4.xml · nonDerivative · entry 2

Krusmark Christopher D · CIK 0001816177 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,466

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award and a restricted stock unit award to cover the estimated tax withholding obligation.

F3 · balance_after: Includes 4,875 restricted stock units that vest over time.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:06 UTC
Krusmark Christopher DEVP & Chief H.R. Officer
GrantCommon Stock 2,240 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010742 · form4.xml · nonDerivative · entry 1

Krusmark Christopher D · CIK 0001816177 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,679

F1 · shares: On 3/29/22 shares vested from a performance-based restricted stock unit award and a restricted stock unit award.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:05 UTC
Hellfeld Samuel REVP Chief Legal & Risk Officer
Tax withholdingCommon Stock 4,847 $55.54 $269,202.38
Disclosure

SEC source: 0001127602-22-010741 · form4.xml · nonDerivative · entry 2

Hellfeld Samuel R · CIK 0001750478 · EVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,752

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

F3 · balance_after: Includes 2,320 shares pursuant to a restricted stock unit award that vests over time.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:05 UTC
Hellfeld Samuel REVP Chief Legal & Risk Officer
GrantCommon Stock 9,383 $4,847.00 $45,479,401.00
Disclosure

SEC source: 0001127602-22-010741 · form4.xml · nonDerivative · entry 1

Hellfeld Samuel R · CIK 0001750478 · EVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,599

F1 · shares: On 3/29/22 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:04 UTC Tax withholdingCommon Stock 6,923 $55.54 $384,503.42
Disclosure

SEC source: 0001127602-22-010740 · form4.xml · nonDerivative · entry 2

Callen David R · CIK 0001418784 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,862

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:04 UTC GrantCommon Stock 14,070 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010740 · form4.xml · nonDerivative · entry 1

Callen David R · CIK 0001418784 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,785

F1 · shares: On 3/29/22 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:03 UTC Tax withholdingCommon Stock 5,933 $55.54 $329,518.82
Disclosure

SEC source: 0001127602-22-010739 · form4.xml · nonDerivative · entry 2

Brown Kevin Kennedy · CIK 0001596057 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,843

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:03 UTC GrantCommon Stock 12,057 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010739 · form4.xml · nonDerivative · entry 1

Brown Kevin Kennedy · CIK 0001596057 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,776

F1 · shares: On 3/29/22 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:02 UTC
Bloomquist Andrea LeeEVP, Chief Innovation Officer
Tax withholdingCommon Stock 6,594 $55.54 $366,230.76
Disclosure

SEC source: 0001127602-22-010738 · form4.xml · nonDerivative · entry 2

Bloomquist Andrea Lee · CIK 0001551521 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,929

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:02 UTC
Bloomquist Andrea LeeEVP, Chief Innovation Officer
GrantCommon Stock 13,402 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010738 · form4.xml · nonDerivative · entry 1

Bloomquist Andrea Lee · CIK 0001551521 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,523

F1 · shares: On 3/29/22 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:01 UTC
Barra MelissaEVP, Chief Sales & Services
Tax withholdingCommon Stock 4,568 $55.54 $253,706.72
Disclosure

SEC source: 0001127602-22-010737 · form4.xml · nonDerivative · entry 2

Barra Melissa · CIK 0001630667 · EVP, Chief Sales & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,774

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:01 UTC
Barra MelissaEVP, Chief Sales & Services
GrantCommon Stock 14,070 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010737 · form4.xml · nonDerivative · entry 1

Barra Melissa · CIK 0001630667 · EVP, Chief Sales & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,342

F1 · shares: On 3/29/22 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 45,178 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010736 · form4.xml · nonDerivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 208,892

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 45,178 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010736 · form4.xml · nonDerivative · entry 3

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,009

F3 · shares: The reporting person transferred these shares as a gift to her family trust.

F4 · balance_after: Includes 88,009 restricted stock units which the reporting person has deferred.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
Tax withholdingCommon Stock 37,871 $55.54 $2,103,355.34
Disclosure

SEC source: 0001127602-22-010736 · form4.xml · nonDerivative · entry 2

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,187

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
GrantCommon Stock 83,049 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010736 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,058

F1 · shares: On 3/29/22 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:00 UTC Tax withholdingCommon Stock 6,117 $61.98 $379,131.66
Disclosure

SEC source: 0001127602-22-010235 · form4.xml · nonDerivative · entry 1

Callen David R · CIK 0001418784 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,715

F1 · shares: On March 21, 2022, 19,224 restricted stock units which the reporting person had deferred vested. These shares were withheld from the vesting to cover estimated taxes.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:10 UTC
Saklad Joseph HunterEVP, Chief Supply Chain Office
GrantEmployee Stock Option (Right to Buy) · Derivative 6,180 $0.00 Strike: $61.66 $0.00
Disclosure

SEC source: 0001127602-22-009712 · form4.xml · derivative · entry 2

Saklad Joseph Hunter · CIK 0001604680 · EVP, Chief Supply Chain Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,180

Underlying: Common Stock · 6,180 shares

Expires 2032-03-15

F2 · derivative.exercise_date: This stock option grant becomes exercisable with respect to 1/3 of the shares on each of 3/15/23, 3/15/24 and 3/15/25.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:09 UTC
Krusmark Christopher DSVP & Chief H.R. Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 5,025 $0.00 Strike: $61.66 $0.00
Disclosure

SEC source: 0001127602-22-009711 · form4.xml · derivative · entry 3

Krusmark Christopher D · CIK 0001816177 · SVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,025

Underlying: Common Stock · 5,025 shares

Expires 2032-03-15

F3 · derivative.exercise_date: This stock option grant becomes exercisable with respect to 1/3 of the shares on each of 3/15/23, 3/15/24 and 3/15/25.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:09 UTC
Krusmark Christopher DSVP & Chief H.R. Officer
OtherCommon Stock 3.8377 $63.47 $243.58
Disclosure

SEC source: 0001127602-22-009711 · form4.xml · nonDerivative · entry 1

Krusmark Christopher D · CIK 0001816177 · SVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k)

Disclosed balance after: 1,319.6858

F1 · shares: These shares were sold pursuant to 401(k) Nondiscrimination testing and not at the direction of the reporting person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:08 UTC
Ibach Shelly RadueDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 40,550 $0.00 Strike: $61.66 $0.00
Disclosure

SEC source: 0001127602-22-009709 · form4.xml · derivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,550

Underlying: Common Stock · 40,550 shares

Expires 2032-03-15

F3 · derivative.exercise_date: This stock option grant becomes exercisable with respect to 1/3 of the shares on each of 3/15/23, 3/15/24 and 3/15/25.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:08 UTC
Ibach Shelly RadueDirector · President and CEO
OtherCommon Stock 19.7209 $63.47 $1,251.69
Disclosure

SEC source: 0001127602-22-009709 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k)

Disclosed balance after: 15,440.7086

F1 · shares: These shares were sold pursuant to 401(k) Nondiscrimination testing and not at the direction of the reporting person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
Hellfeld Samuel RSVP Chief Legal & Risk Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 6,180 $0.00 Strike: $61.66 $0.00
Disclosure

SEC source: 0001127602-22-009708 · form4.xml · derivative · entry 3

Hellfeld Samuel R · CIK 0001750478 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,180

Underlying: Common Stock · 6,180 shares

Expires 2032-03-15

F2 · derivative.exercise_date: This stock option grant becomes exercisable with respect to 1/3 of the shares on each of 3/15/23, 3/15/24 and 3/15/25.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:07 UTC
Hellfeld Samuel RSVP Chief Legal & Risk Officer
OtherCommon Stock 21.0173 $63.47 $1,333.97
Disclosure

SEC source: 0001127602-22-009708 · form4.xml · nonDerivative · entry 1

Hellfeld Samuel R · CIK 0001750478 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401k

Disclosed balance after: 4,266.2079

F1 · shares: These shares were sold pursuant to 401(k) Nondiscrimination testing and not at the direction of the reporting person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 6,180 $0.00 Strike: $61.66 $0.00
Disclosure

SEC source: 0001127602-22-009706 · form4.xml · derivative · entry 3

Brown Kevin Kennedy · CIK 0001596057 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,180

Underlying: Common Stock · 6,180 shares

Expires 2032-03-15

F3 · derivative.exercise_date: This stock option grant becomes exercisable with respect to 1/3 of the shares on each of 3/15/23, 3/15/24 and 3/15/25.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:05 UTC OtherCommon Stock 3.3356 $63.47 $211.71
Disclosure

SEC source: 0001127602-22-009706 · form4.xml · nonDerivative · entry 1

Brown Kevin Kennedy · CIK 0001596057 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401k

Disclosed balance after: 671.0788

F1 · shares: These shares were sold pursuant to 401(k) Nondiscrimination testing and not at the direction of the reporting person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:06 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 9,270 $0.00 Strike: $61.66 $0.00
Disclosure

SEC source: 0001127602-22-009707 · form4.xml · derivative · entry 3

Callen David R · CIK 0001418784 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,270

Underlying: Common Stock · 9,270 shares

Expires 2032-03-15

F3 · derivative.exercise_date: This stock option grant becomes exercisable with respect to 1/3 of the shares on each of 3/15/23, 3/15/24 and 3/15/25.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:06 UTC OtherCommon Stock 18.5218 $63.47 $1,175.58
Disclosure

SEC source: 0001127602-22-009707 · form4.xml · nonDerivative · entry 1

Callen David R · CIK 0001418784 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k)

Disclosed balance after: 2,928.5147

F1 · shares: These shares were sold pursuant to 401(k) Nondiscrimination testing and not at the direction of the reporting person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:03 UTC
Bloomquist Andrea LeeEVP, Chief Innovation Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 8,110 $0.00 Strike: $61.66 $0.00
Disclosure

SEC source: 0001127602-22-009705 · form4.xml · derivative · entry 3

Bloomquist Andrea Lee · CIK 0001551521 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,110

Underlying: Common Stock · 8,110 shares

Expires 2032-03-15

F1 · derivative.exercise_date: This stock option grant becomes exercisable with respect to 1/3 of the shares on each of 3/15/23, 3/15/24 and 3/15/25.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:02 UTC
Barra MelissaEVP, Chief Sales & Services
GrantEmployee Stock Option (Right to Buy) · Derivative 8,110 $0.00 Strike: $61.66 $0.00
Disclosure

SEC source: 0001127602-22-009704 · form4.xml · derivative · entry 2

Barra Melissa · CIK 0001630667 · EVP, Chief Sales & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,110

Underlying: Common Stock · 8,110 shares

Expires 2032-03-15

F1 · derivative.exercise_date: This stock option grant becomes exercisable with respect to 1/3 of the shares on each of 3/15/23, 3/15/24 and 3/15/25.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:01 UTC Tax withholdingCommon Stock 65 $61.66 $4,007.90
Disclosure

SEC source: 0001127602-22-009703 · form4.xml · nonDerivative · entry 1

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,011

F1 · shares: These shares were withheld from the vesting of a restricted stock unit award to cover the reporting persons estimated tax obligation.

F2 · balance_after: Includes 374 shares from Restricted Stock Unit awards that vest over time. This holding was reduced by 161 shares from a Restricted Stock Unit award that was double-counted.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:02 UTC GiftCommon Stock 339 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009080 · form4.xml · nonDerivative · entry 3

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 11,084

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:02 UTC GiftCommon Stock 339 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009080 · form4.xml · nonDerivative · entry 2

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

F2 · shares: The reporting person transferred these shares as a gift to her family trust.

F3 · balance_after: Includes 820 restricted stock units that will vest over time.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:02 UTC GrantCommon Stock 339 $62.55 $21,204.45
Disclosure

SEC source: 0001127602-22-009080 · form4.xml · nonDerivative · entry 1

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,159

F1 · shares: The reporting person elected to receive her Board fees in common stock.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:04 UTC GrantPhantom Stock · Derivative 339.7282 $62.55 $21,250.00
Disclosure

SEC source: 0001127602-22-009087 · form4.xml · derivative · entry 2

Nedorostek Kathleen L · CIK 0001519925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,758.4937

Underlying: Common Stock · 339.7282 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:03 UTC GrantPhantom Stock · Derivative 419.6643 $62.55 $26,250.00
Disclosure

SEC source: 0001127602-22-009082 · form4.xml · derivative · entry 2

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,971.1809

Underlying: Common Stock · 419.6643 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:01 UTC GrantCommon Stock 339 $62.55 $21,204.45
Disclosure

SEC source: 0001127602-22-009077 · form4.xml · nonDerivative · entry 1

Alegre Daniel · CIK 0001576237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,252

F1 · shares: The reporting person elected to receive his Board fees in common stock.

F2 · balance_after: Includes 820 restricted stock units that will vest over time.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:02 UTC
HOWARD JULIEDirector
GrantPhantom Stock · Derivative 339.7282 $62.55 $21,250.00
Disclosure

SEC source: 0001127602-22-009079 · form4.xml · derivative · entry 2

HOWARD JULIE · CIK 0001232758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339.7282

Underlying: Common Stock · 339.7282 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

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March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Ibach Shelly RadueDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,215 $0.00 Strike: $18.81 $0.00
Disclosure

SEC source: 0001127602-22-007962 · form4.xml · derivative · entry 8

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,575

Underlying: Common Stock · 11,215 shares

Expires 2026-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

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March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Ibach Shelly RadueDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,905 $0.00 Strike: $33.32 $0.00
Disclosure

SEC source: 0001127602-22-007962 · form4.xml · derivative · entry 7

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,905 shares

Expires 2025-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

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March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007962 · form4.xml · nonDerivative · entry 5

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 163,714

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March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007962 · form4.xml · nonDerivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,009

F2 · shares: The reporting person transferred these shares as a gift to her family trust.

F3 · balance_after: Includes 88,009 restricted stock units which the reporting person has deferred.

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March 01, 2022 Filed Mar 3, 2022 21:03 UTC
Ibach Shelly RadueDirector · President and CEO
Tax withholdingCommon Stock 12,120 $62.20 $753,864.00
Disclosure

SEC source: 0001127602-22-007962 · form4.xml · nonDerivative · entry 3

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,009

F1 · shares: These shares were withheld from the stock option exercise to cover the exercise price and estimated tax withholding obligation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.