Tapewire

OTC · USD

SNBRQ

Sleep Number Corp

Export transactions ↓
Tapewire entity
9709
SEC CIK
0000827187
Parsed reports
580

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2023 Filed May 15, 2023 20:02 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 2,370 $0.00 Strike: $20.54 $0.00
Disclosure

SEC source: 0001127602-23-015535 · form4.xml · derivative · entry 2

GULIS STEPHEN L JR · CIK 0001015788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Common Stock · 2,370 shares

Expires 2033-05-11

Read SEC document
May 11, 2023 Filed May 15, 2023 20:02 UTC GrantCommon Stock 4,195 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015535 · form4.xml · nonDerivative · entry 1

GULIS STEPHEN L JR · CIK 0001015788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,106

F1 · balance_after: Includes 4,195 restricted stock units that will vest over time. On 5/11/23, 2,265 shares vested from a restricted stock unit award and the reporting person has deferred receipt of the shares.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:01 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 2,370 $0.00 Strike: $20.54 $0.00
Disclosure

SEC source: 0001127602-23-015533 · form4.xml · derivative · entry 2

Eyler Phillip · CIK 0001649301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Common Stock · 2,370 shares

Expires 2033-05-11

Read SEC document
May 11, 2023 Filed May 15, 2023 20:01 UTC GrantCommon Stock 4,195 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015533 · form4.xml · nonDerivative · entry 1

Eyler Phillip · CIK 0001649301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,215

F1 · balance_after: Includes 4,195 restricted stock units that will vest over time. On 5/11/23 restrictions lapsed on 3,020 restricted stock units and the reporting person deferred receipt of the shares.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:00 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 2,370 $0.00 Strike: $20.54 $0.00
Disclosure

SEC source: 0001127602-23-015531 · form4.xml · derivative · entry 3

Alegre Daniel · CIK 0001576237 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,370

Underlying: Common Stock · 2,370 shares

Expires 2033-05-11

Read SEC document
May 11, 2023 Filed May 15, 2023 20:00 UTC GrantCommon Stock 1,156 $20.54 $23,744.24
Disclosure

SEC source: 0001127602-23-015531 · form4.xml · nonDerivative · entry 2

Alegre Daniel · CIK 0001576237 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,687

F1 · shares: The reporting person elected to receive his Board fees in common stock.

F2 · balance_after: Includes 4,195 restricted stock units that will vest over time. On 5/11/23, restrictions lapsed on 2,265 shares pursuant to a restricted stock unit award.

Read SEC document
May 11, 2023 Filed May 15, 2023 20:00 UTC GrantCommon Stock 4,195 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-015531 · form4.xml · nonDerivative · entry 1

Alegre Daniel · CIK 0001576237 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,531

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:00 UTC Tax withholdingCommon Stock 3,092 $28.59 $88,400.28
Disclosure

SEC source: 0001127602-23-011126 · form4.xml · nonDerivative · entry 1

Brown Kevin Kennedy · CIK 0001596057 · EVP and CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,477

F1 · shares: These shares were withheld from the vesting of deferred shares from a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:11 UTC
Saklad Joseph HunterEVP, Chief Supply Chain Office
GrantEmployee Stock Option (Right to Buy) · Derivative 10,910 $0.00 Strike: $28.41 $0.00
Disclosure

SEC source: 0001127602-23-010654 · form4.xml · derivative · entry 3

Saklad Joseph Hunter · CIK 0001604680 · EVP, Chief Supply Chain Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,910

Underlying: Common Stock · 10,910 shares

Expires 2033-03-15

F3 · derivative.exercise_date: This option becomes exercisable with respect to 1/3 of the shares on each of 3/15/24, 3/15/25 and 3/15/26.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:11 UTC
Saklad Joseph HunterEVP, Chief Supply Chain Office
Tax withholdingCommon Stock 3,280 $28.41 $93,184.80
Disclosure

SEC source: 0001127602-23-010654 · form4.xml · nonDerivative · entry 2

Saklad Joseph Hunter · CIK 0001604680 · EVP, Chief Supply Chain Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,998

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:11 UTC
Saklad Joseph HunterEVP, Chief Supply Chain Office
GrantCommon Stock 6,519 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010654 · form4.xml · nonDerivative · entry 1

Saklad Joseph Hunter · CIK 0001604680 · EVP, Chief Supply Chain Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,278

F1 · shares: On 3/15/23 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:10 UTC GrantPhantom Stock · Derivative 1,011.9676 $28.41 $28,750.00
Disclosure

SEC source: 0001127602-23-010652 · form4.xml · derivative · entry 2

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,392.3861

Underlying: Common Stock · 1,011.9676 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:09 UTC
Laing Joel JosephTreasurer & CAO
GrantEmployee Stock Option (Right to Buy) · Derivative 1,455 $0.00 Strike: $28.41 $0.00
Disclosure

SEC source: 0001127602-23-010648 · form4.xml · derivative · entry 6

Laing Joel Joseph · CIK 0001920706 · Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455

Underlying: Common Stock · 1,455 shares

Expires 2033-03-15

F6 · derivative.exercise_date: This option becomes exercisable with respect to 1/3 of the shares on each of 3/15/24, 3/15/25 and 3/15/26.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:09 UTC
Laing Joel JosephTreasurer & CAO
Tax withholdingCommon Stock 227 $28.41 $6,449.07
Disclosure

SEC source: 0001127602-23-010648 · form4.xml · nonDerivative · entry 5

Laing Joel Joseph · CIK 0001920706 · Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,999

F4 · shares: These shares were withheld from the vesting of restricted stock unit awards to cover the estimated tax withholding obligation.

F5 · balance_after: Includes 2,039 restricted stock units that vest over time.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:09 UTC
Laing Joel JosephTreasurer & CAO
Tax withholdingCommon Stock 294 $28.41 $8,352.54
Disclosure

SEC source: 0001127602-23-010648 · form4.xml · nonDerivative · entry 4

Laing Joel Joseph · CIK 0001920706 · Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,226

F3 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:09 UTC
Laing Joel JosephTreasurer & CAO
GrantCommon Stock 817 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010648 · form4.xml · nonDerivative · entry 3

Laing Joel Joseph · CIK 0001920706 · Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,520

F2 · shares: On 3/15/23 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:09 UTC
Laing Joel JosephTreasurer & CAO
GrantCommon Stock 860 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010648 · form4.xml · nonDerivative · entry 2

Laing Joel Joseph · CIK 0001920706 · Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,703

F1 · shares: These restricted stock units were awarded on 3/15/23 and vest over time.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:08 UTC
Krusmark Christopher DEVP & Chief H.R. Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 8,790 $0.00 Strike: $28.41 $0.00
Disclosure

SEC source: 0001127602-23-010645 · form4.xml · derivative · entry 4

Krusmark Christopher D · CIK 0001816177 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,790

Underlying: Common Stock · 8,790 shares

Expires 2033-03-15

F4 · derivative.exercise_date: This option becomes exercisable with respect to 1/3 of the shares on each of 3/15/24, 3/15/25 and 3/15/26.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:08 UTC
Krusmark Christopher DEVP & Chief H.R. Officer
Tax withholdingCommon Stock 2,483 $28.41 $70,542.03
Disclosure

SEC source: 0001127602-23-010645 · form4.xml · nonDerivative · entry 3

Krusmark Christopher D · CIK 0001816177 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

F3 · balance_after: Includes 4,875 restricted stock units that vest over time.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:08 UTC
Krusmark Christopher DEVP & Chief H.R. Officer
GrantCommon Stock 4,892 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010645 · form4.xml · nonDerivative · entry 2

Krusmark Christopher D · CIK 0001816177 · EVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,233

F1 · shares: On 3/15/23 shares vested from a performance-based restricted stock unit award and a restricted stock unit award.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:07 UTC GiftCommon Stock 835 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010644 · form4.xml · nonDerivative · entry 3

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 14,723

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:07 UTC GiftCommon Stock 835 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010644 · form4.xml · nonDerivative · entry 2

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,265

F2 · shares: The reporting person transferred these shares as a gift to her family trust.

F3 · balance_after: Includes 2,265 restricted stock units that will vest over time.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:07 UTC GrantCommon Stock 835 $28.41 $23,722.35
Disclosure

SEC source: 0001127602-23-010644 · form4.xml · nonDerivative · entry 1

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

F1 · shares: The reporting person elected to receive her Board fees in common stock.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 68,490 $0.00 Strike: $28.41 $0.00
Disclosure

SEC source: 0001127602-23-010642 · form4.xml · derivative · entry 6

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,490

Underlying: Common Stock · 68,490 shares

Expires 2033-03-15

F5 · derivative.exercise_date: This option becomes exercisable with respect to 1/3 of the shares on each of 3/15/24, 3/15/25 and 3/15/26.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 43,455 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010642 · form4.xml · nonDerivative · entry 5

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 263,578

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 43,455 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010642 · form4.xml · nonDerivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,009

F3 · shares: The reporting person transferred these shares as a gift to her family trust.

F4 · balance_after: Includes 88,009 restricted stock units which the reporting person has deferred.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
Tax withholdingCommon Stock 42,088 $28.41 $1,195,720.08
Disclosure

SEC source: 0001127602-23-010642 · form4.xml · nonDerivative · entry 3

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,464

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:06 UTC
Ibach Shelly RadueDirector · President and CEO
GrantCommon Stock 85,543 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010642 · form4.xml · nonDerivative · entry 2

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,552

F1 · shares: On 3/15/23 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:05 UTC
HOWARD JULIEDirector
GrantPhantom Stock · Derivative 835.9732 $28.41 $23,750.00
Disclosure

SEC source: 0001127602-23-010638 · form4.xml · derivative · entry 2

HOWARD JULIE · CIK 0001232758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,161.2548

Underlying: Common Stock · 835.9732 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:03 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 10,910 $0.00 Strike: $28.41 $0.00
Disclosure

SEC source: 0001127602-23-010635 · form4.xml · derivative · entry 4

Brown Kevin Kennedy · CIK 0001596057 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,910

Underlying: Common Stock · 10,910 shares

Expires 2033-03-15

F3 · derivative.exercise_date: This option becomes exercisable with respect to 1/3 of the shares on each of 3/15/24, 3/15/25 and 3/15/26.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:03 UTC Tax withholdingCommon Stock 5,684 $28.41 $161,482.44
Disclosure

SEC source: 0001127602-23-010635 · form4.xml · nonDerivative · entry 3

Brown Kevin Kennedy · CIK 0001596057 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,569

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:03 UTC GrantCommon Stock 11,410 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010635 · form4.xml · nonDerivative · entry 2

Brown Kevin Kennedy · CIK 0001596057 · EVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,253

F1 · shares: On 3/15/23 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:04 UTC
Hellfeld Samuel REVP Chief Legal & Risk Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 13,640 $0.00 Strike: $28.41 $0.00
Disclosure

SEC source: 0001127602-23-010637 · form4.xml · derivative · entry 4

Hellfeld Samuel R · CIK 0001750478 · EVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,640

Underlying: Common Stock · 13,640 shares

Expires 2033-03-15

F4 · derivative.exercise_date: This option becomes exercisable with respect to 1/3 of the shares on each of 3/15/24, 3/15/25 and 3/15/26.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:04 UTC
Hellfeld Samuel REVP Chief Legal & Risk Officer
Tax withholdingCommon Stock 3,554 $28.41 $100,969.14
Disclosure

SEC source: 0001127602-23-010637 · form4.xml · nonDerivative · entry 3

Hellfeld Samuel R · CIK 0001750478 · EVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,346

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

F3 · balance_after: Includes 2,320 shares pursuant to a restricted stock unit award that vests over time.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:04 UTC
Hellfeld Samuel REVP Chief Legal & Risk Officer
GrantCommon Stock 6,519 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010637 · form4.xml · nonDerivative · entry 2

Hellfeld Samuel R · CIK 0001750478 · EVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,900

F1 · shares: On 3/15/23 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:00 UTC GrantCommon Stock 835 $28.41 $23,722.35
Disclosure

SEC source: 0001127602-23-010629 · form4.xml · nonDerivative · entry 1

Alegre Daniel · CIK 0001576237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,336

F1 · shares: The reporting person elected to receive his Board fees in common stock.

F2 · balance_after: Includes 2,265 restricted stock units that will vest over time.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:01 UTC
Barra MelissaEVP, Chief Sales & Services
GrantEmployee Stock Option (Right to Buy) · Derivative 16,365 $0.00 Strike: $28.41 $0.00
Disclosure

SEC source: 0001127602-23-010632 · form4.xml · derivative · entry 3

Barra Melissa · CIK 0001630667 · EVP, Chief Sales & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,365

Underlying: Common Stock · 16,365 shares

Expires 2033-03-15

F3 · derivative.exercise_date: This option becomes exercisable with respect to 1/3 of the shares on each of 3/15/24, 3/15/25 and 3/15/26.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:01 UTC
Barra MelissaEVP, Chief Sales & Services
Tax withholdingCommon Stock 6,257 $28.41 $177,761.37
Disclosure

SEC source: 0001127602-23-010632 · form4.xml · nonDerivative · entry 2

Barra Melissa · CIK 0001630667 · EVP, Chief Sales & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,446

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:01 UTC
Barra MelissaEVP, Chief Sales & Services
GrantCommon Stock 12,629 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010632 · form4.xml · nonDerivative · entry 1

Barra Melissa · CIK 0001630667 · EVP, Chief Sales & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,703

F1 · shares: On 3/15/23 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:02 UTC
Bloomquist Andrea LeeEVP, Chief Innovation Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 16,365 $0.00 Strike: $28.41 $0.00
Disclosure

SEC source: 0001127602-23-010634 · form4.xml · derivative · entry 4

Bloomquist Andrea Lee · CIK 0001551521 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,365

Underlying: Common Stock · 16,365 shares

Expires 2033-03-15

F3 · derivative.exercise_date: This option becomes exercisable with respect to 1/3 of the shares on each of 3/15/24, 3/15/25 and 3/15/26.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:02 UTC
Bloomquist Andrea LeeEVP, Chief Innovation Officer
Tax withholdingCommon Stock 6,452 $28.41 $183,301.32
Disclosure

SEC source: 0001127602-23-010634 · form4.xml · nonDerivative · entry 3

Bloomquist Andrea Lee · CIK 0001551521 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,514

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:02 UTC
Bloomquist Andrea LeeEVP, Chief Innovation Officer
GrantCommon Stock 13,037 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010634 · form4.xml · nonDerivative · entry 2

Bloomquist Andrea Lee · CIK 0001551521 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,966

F1 · shares: On 3/15/23 shares vested from a performance-based restricted stock unit award.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:00 UTC
Hellfeld Samuel REVP Chief Legal & Risk Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,360 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001127602-23-008328 · form4.xml · derivative · entry 4

Hellfeld Samuel R · CIK 0001750478 · EVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,360 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable with respect to 1/3 of the shares on each of 4/1/14, 4/1/15 and 4/1/16.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:00 UTC
Hellfeld Samuel REVP Chief Legal & Risk Officer
SaleCommon Stock 1,051 $39.11 $41,099.36
Disclosure

SEC source: 0001127602-23-008328 · form4.xml · nonDerivative · entry 2

Hellfeld Samuel R · CIK 0001750478 · EVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,061

F1 · shares: These shares were sold to cover the exercise price and the reporting person's estimated tax obligation.

F2 · balance_after: Includes 2,320 shares pursuant to a restricted stock unit award that vests over time.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:00 UTC
Hellfeld Samuel REVP Chief Legal & Risk Officer
Exercise / conversionCommon Stock 1,360 $19.27 $26,207.20
Disclosure

SEC source: 0001127602-23-008328 · form4.xml · nonDerivative · entry 1

Hellfeld Samuel R · CIK 0001750478 · EVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,620 $0.00 Strike: $22.48 $0.00
Disclosure

SEC source: 0001127602-23-007483 · form4.xml · derivative · entry 4

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,620 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:00 UTC SaleCommon Stock 2,487 $37.21 $92,537.29
Disclosure

SEC source: 0001127602-23-007483 · form4.xml · nonDerivative · entry 3

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,966

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:00 UTC SaleCommon Stock 3,620 $36.87 $133,467.23
Disclosure

SEC source: 0001127602-23-007483 · form4.xml · nonDerivative · entry 2

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,453

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:00 UTC Exercise / conversionCommon Stock 3,620 $22.48 $81,377.60
Disclosure

SEC source: 0001127602-23-007483 · form4.xml · nonDerivative · entry 1

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 21:01 UTC
Laing Joel JosephTreasurer & CAO
Tax withholdingCommon Stock 127 $27.48 $3,489.96
Disclosure

SEC source: 0001127602-22-027652 · form4.xml · nonDerivative · entry 1

Laing Joel Joseph · CIK 0001920706 · Treasurer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,843

F1 · shares: These shares were withheld from the vesting of a restricted stock unit award to cover the estimated tax withholding obligation.

F2 · balance_after: Includes 1,809 restricted stock units that vest over time.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.