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OTC · USD

SNBRQ

Sleep Number Corp

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Tapewire entity
9709
SEC CIK
0000827187
Parsed reports
580

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2024 Filed Sep 19, 2024 20:03 UTC GrantPhantom Stock · Derivative 1,339.9694 $19.59 $26,250.00
Disclosure

SEC source: 0001127602-24-024225 · form4.xml · derivative · entry 3

Macadam Stephen E. · CIK 0001432316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,746.9399

Underlying: Common Stock · 1,339.9694 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
September 18, 2024 Filed Sep 19, 2024 20:02 UTC GrantPhantom Stock · Derivative 133.3589 $19.59 $2,612.50
Disclosure

SEC source: 0001127602-24-024224 · form4.xml · derivative · entry 4

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483.0856

Underlying: Common Stock · 133.3589 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F3 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F3 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
September 18, 2024 Filed Sep 19, 2024 20:02 UTC GiftCommon Stock 133 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024224 · form4.xml · nonDerivative · entry 3

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Family Trust

Disclosed balance after: 25,139

Read SEC document
September 18, 2024 Filed Sep 19, 2024 20:02 UTC GiftCommon Stock 133 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024224 · form4.xml · nonDerivative · entry 2

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,457

F2 · shares: The reporting person gifted these shares to her Family Trust.

Read SEC document
September 18, 2024 Filed Sep 19, 2024 20:02 UTC GrantCommon Stock 133 $19.59 $2,605.47
Disclosure

SEC source: 0001127602-24-024224 · form4.xml · nonDerivative · entry 1

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,590

F1 · shares: The reporting person elected to receive a portion of her Board fees in common stock.

Read SEC document
September 18, 2024 Filed Sep 19, 2024 20:01 UTC
HOWARD JULIEDirector
GrantPhantom Stock · Derivative 1,212.3532 $19.59 $23,750.00
Disclosure

SEC source: 0001127602-24-024223 · form4.xml · derivative · entry 2

HOWARD JULIE · CIK 0001232758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,028.0721

Underlying: Common Stock · 1,212.3532 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
September 18, 2024 Filed Sep 19, 2024 20:00 UTC GrantPhantom Stock · Derivative 1,339.9694 $19.59 $26,250.00
Disclosure

SEC source: 0001127602-24-024222 · form4.xml · derivative · entry 2

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,388.6253

Underlying: Common Stock · 1,339.9694 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 20:00 UTC
Krusmark Christopher DEVP & Chief H.R. Officer
Tax withholdingCommon Stock 890 $14.23 $12,664.70
Disclosure

SEC source: 0001127602-24-023611 · form4.xml · nonDerivative · entry 1

Krusmark Christopher D · CIK 0001816177 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,620

F1 · shares: On 9/5/24 shares vested from a restricted stock unit award. These shares were withheld from the vesting to cover the reporting person's estimated tax liability obligation.

F2 · balance_after: Includes 16,344 restricted stock units that vest over time.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 20:02 UTC
Lee Francis KEVP & CFO
Tax withholdingCommon Stock 3,000 $12.17 $36,510.00
Disclosure

SEC source: 0001127602-24-022346 · form4.xml · nonDerivative · entry 1

Lee Francis K · CIK 0001989230 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,943

F1 · price: On 8/15/24 shares vested from a restricted stock unit award. These shares were withheld from the vesting to cover the reporting person's estimated tax liability obligation.

F2 · balance_after: Includes 40,713 shares from Restricted Stock Unit awards that vest over time.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 20:00 UTC PurchaseCommon Stock 43,000 $12.35 $531,196.20
Disclosure

SEC source: 0001127602-24-021884 · form4.xml · nonDerivative · entry 1

Macadam Stephen E. · CIK 0001432316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,729

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices between $12.02 and $12.67, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes 9,729 Restricted Stock Units that will vest over time.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:09 UTC GrantCommon Stock 5,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016378 · form4.xml · nonDerivative · entry 1

MENDEZ ANGEL L · CIK 0001266620 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,672

F1 · balance_after: Includes 5,457 restricted stock units that will vest over time. On 5/11/24, 4,195 shares vested from a restricted stock unit award and the reporting person has deferred receipt of the shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:08 UTC GrantPhantom Stock · Derivative 1,712.3288 $15.33 $26,250.00
Disclosure

SEC source: 0001127602-24-016376 · form4.xml · derivative · entry 2

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,048.6559

Underlying: Common Stock · 1,712.3288 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:08 UTC GrantCommon Stock 5,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016376 · form4.xml · nonDerivative · entry 1

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,603

F1 · balance_after: Includes 5,457 restricted stock units that will vest over time. On 5/11/24, restrictions lapsed on 4,195 restricted stock units and the reporting person deferred receipt of the shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:07 UTC GrantPhantom Stock · Derivative 1,712.3288 $15.33 $26,250.00
Disclosure

SEC source: 0001127602-24-016374 · form4.xml · derivative · entry 3

Macadam Stephen E. · CIK 0001432316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,406.9705

Underlying: Common Stock · 1,712.3288 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:07 UTC GrantCommon Stock 5,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016374 · form4.xml · nonDerivative · entry 1

Macadam Stephen E. · CIK 0001432316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,729

F1 · balance_after: Includes 9,729 Restricted Stock Units that will vest over time.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:06 UTC GrantCommon Stock 5,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016372 · form4.xml · nonDerivative · entry 1

LAUDERBACK BRENDA J · CIK 0001160672 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,618

F1 · balance_after: Includes 5,457 shares pursuant to a restricted stock unit award that will vest over time. On 5/11/24, 4,195 shares vested from a restricted stock unit award and the reporting person deferred receipt of the shares. On 5/12/24, 820 deferred restricted stock units were delivered to the reporting person.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:05 UTC GiftCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016370 · form4.xml · nonDerivative · entry 4

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Family Trust

Disclosed balance after: 25,006

Read SEC document
May 21, 2024 Filed May 23, 2024 20:05 UTC GiftCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016370 · form4.xml · nonDerivative · entry 3

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,457

F2 · shares: The reporting person gifted these shares to her Family Trust.

F3 · balance_after: Includes 5,457 restricted stock units that will vest over time.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:05 UTC GrantCommon Stock 170 $15.33 $2,606.10
Disclosure

SEC source: 0001127602-24-016370 · form4.xml · nonDerivative · entry 2

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,627

F1 · shares: The reporting person elected to receive a portion of her Board fees in common stock.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:05 UTC GrantCommon Stock 5,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016370 · form4.xml · nonDerivative · entry 1

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,457

Read SEC document
May 21, 2024 Filed May 23, 2024 20:04 UTC
HOWARD JULIEDirector
GrantPhantom Stock · Derivative 1,549.2498 $15.33 $23,750.00
Disclosure

SEC source: 0001127602-24-016369 · form4.xml · derivative · entry 2

HOWARD JULIE · CIK 0001232758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,815.7189

Underlying: Common Stock · 1,549.2498 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:04 UTC
HOWARD JULIEDirector
GrantCommon Stock 5,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016369 · form4.xml · nonDerivative · entry 1

HOWARD JULIE · CIK 0001232758 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,322

F1 · balance_after: Includes 5,457 restricted stock units that will vest over time. On 5/11/24, restrictions lapsed on 4,195 restricted stock units and the reporting person has deferred receipt of the shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:03 UTC GrantCommon Stock 5,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016367 · form4.xml · nonDerivative · entry 1

HARRISON MICHAEL J · CIK 0001267858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,860

F1 · balance_after: Includes 5,457 restricted stock units that will vest over time. On 5/11/24, restrictions lapsed on 4,195 restricted stock units pursuant to a restricted stock unit award.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:02 UTC GrantCommon Stock 5,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016366 · form4.xml · nonDerivative · entry 1

GULIS STEPHEN L JR · CIK 0001015788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,563

F1 · balance_after: Includes 5,457 restricted stock units that will vest over time. On 5/11/24, 4,195 shares vested from a restricted stock unit award and the reporting person has deferred receipt of the shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:02 UTC GrantCommon Stock 5,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016364 · form4.xml · nonDerivative · entry 1

Eyler Phillip · CIK 0001649301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,672

F1 · balance_after: Includes 5,457 restricted stock units that will vest over time. On 5/11/24 restrictions lapsed on 4,195 restricted stock units and the reporting person deferred receipt of the shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:01 UTC GrantCommon Stock 1,549 $15.33 $23,746.17
Disclosure

SEC source: 0001127602-24-016363 · form4.xml · nonDerivative · entry 1

Alegre Daniel · CIK 0001576237 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,184

F1 · shares: The reporting person elected to receive his Board fees in common stock.

F2 · balance_after: On May 11, 2024, restrictions lapsed on 4,195 restricted stock units and the reporting person took receipt of the shares.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:00 UTC GrantCommon Stock 5,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-016362 · form4.xml · nonDerivative · entry 1

SCHNEIDER HILARY · CIK 0001208736 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,729

F1 · balance_after: Includes 9,729 Restricted Stock Units that will vest over time.

Read SEC document
May 11, 2024 Filed May 13, 2024 20:58 UTC GiftCommon Stock 4,195 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015115 · form4.xml · nonDerivative · entry 2

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Family Trust

Disclosed balance after: 24,836

Read SEC document
May 11, 2024 Filed May 13, 2024 20:58 UTC GiftCommon Stock 4,195 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-015115 · form4.xml · nonDerivative · entry 1

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On 5/11/24 restrictions lapsed on 4,195 restricted stock units. On 5/13/24, the reporting person transferred these shares as a gift to her family trust.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:09 UTC
Barra MelissaEVP, Chief Sales & Services
GrantCommon Stock 20,211 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010615 · form4.xml · nonDerivative · entry 3

Barra Melissa · CIK 0001630667 · EVP, Chief Sales & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,776

F3 · balance_after: Includes 20,211 restricted stock units that will vest over time.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:09 UTC
Barra MelissaEVP, Chief Sales & Services
Tax withholdingCommon Stock 1,138 $13.53 $15,397.14
Disclosure

SEC source: 0001127602-24-010615 · form4.xml · nonDerivative · entry 2

Barra Melissa · CIK 0001630667 · EVP, Chief Sales & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,565

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:09 UTC
Barra MelissaEVP, Chief Sales & Services
GrantCommon Stock 2,257 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010615 · form4.xml · nonDerivative · entry 1

Barra Melissa · CIK 0001630667 · EVP, Chief Sales & Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,703

F1 · shares: On 3/15/24 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC
Bloomquist Andrea LeeEVP, Chief Innovation Officer
GrantCommon Stock 20,211 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010613 · form4.xml · nonDerivative · entry 3

Bloomquist Andrea Lee · CIK 0001551521 · EVP, Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,226

F3 · balance_after: Includes 20,211 restricted stock units that will vest over time.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC
Bloomquist Andrea LeeEVP, Chief Innovation Officer
Tax withholdingCommon Stock 818 $13.53 $11,067.54
Disclosure

SEC source: 0001127602-24-010613 · form4.xml · nonDerivative · entry 2

Bloomquist Andrea Lee · CIK 0001551521 · EVP, Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,015

F2 · shares: These shares were withheld from the vesting of a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:08 UTC
Bloomquist Andrea LeeEVP, Chief Innovation Officer
GrantCommon Stock 2,319 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010613 · form4.xml · nonDerivative · entry 1

Bloomquist Andrea Lee · CIK 0001551521 · EVP, Chief Innovation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,833

F1 · shares: On 3/15/24 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:07 UTC GrantCommon Stock 13,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010611 · form4.xml · nonDerivative · entry 3

Brown Kevin Kennedy · CIK 0001596057 · EVP and CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,896

F3 · balance_after: Includes 13,642 shares pursuant to a restricted stock award that will vest over time.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:07 UTC Tax withholdingCommon Stock 932 $13.53 $12,609.96
Disclosure

SEC source: 0001127602-24-010611 · form4.xml · nonDerivative · entry 2

Brown Kevin Kennedy · CIK 0001596057 · EVP and CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,254

F2 · shares: These shares were withheld from the vesting of shares from a performance-based restricted stock unit award to cover the estimated tax withholding obligation.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:07 UTC GrantCommon Stock 1,709 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010611 · form4.xml · nonDerivative · entry 1

Brown Kevin Kennedy · CIK 0001596057 · EVP and CMO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,186

F1 · shares: On 3/15/24 shares vested from a performance-based restricted stock unit award.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:06 UTC
Hellfeld Samuel REVP Chief Legal & Risk Officer
GrantCommon Stock 21,726 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010610 · form4.xml · nonDerivative · entry 2

Hellfeld Samuel R · CIK 0001750478 · EVP Chief Legal & Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,036

F2 · balance_after: Includes 24,046 restricted stock units that will vest over time.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:06 UTC
Hellfeld Samuel REVP Chief Legal & Risk Officer
GrantCommon Stock 1,464 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010610 · form4.xml · nonDerivative · entry 1

Hellfeld Samuel R · CIK 0001750478 · EVP Chief Legal & Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,310

F1 · shares: On 3/15/24 shares vested from a performance-based restricted stock unit award. The reporting person covered his estimated tax obligation in cash.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:05 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 14,146 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010609 · form4.xml · nonDerivative · entry 4

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by Family Trust

Disclosed balance after: 277,724

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:05 UTC
Ibach Shelly RadueDirector · President and CEO
GiftCommon Stock 14,146 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010609 · form4.xml · nonDerivative · entry 3

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,955

F2 · balance_after: Includes 88,009 restricted stock units which the reporting person has deferred and 90,946 restricted stock units that vest over time.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:05 UTC
Ibach Shelly RadueDirector · President and CEO
GrantCommon Stock 90,946 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010609 · form4.xml · nonDerivative · entry 2

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,101

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:05 UTC
Ibach Shelly RadueDirector · President and CEO
GrantCommon Stock 14,146 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010609 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,155

F1 · shares: On 3/15/24 shares vested from a performance-based restricted stock unit award. The reporting person covered her estimated tax obligation in cash.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 20:05 UTC
Krusmark Christopher DEVP & Chief H.R. Officer
GrantCommon Stock 11,116 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010608 · form4.xml · nonDerivative · entry 3

Krusmark Christopher D · CIK 0001816177 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,510

F2 · balance_after: Includes 19,251 restricted stock units that vest over time.

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March 15, 2024 Filed Mar 19, 2024 20:05 UTC
Krusmark Christopher DEVP & Chief H.R. Officer
Tax withholdingCommon Stock 732 $13.53 $9,903.96
Disclosure

SEC source: 0001127602-24-010608 · form4.xml · nonDerivative · entry 2

Krusmark Christopher D · CIK 0001816177 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,394

F1 · shares: On 3/15/24 shares vested from a performance-based restricted stock unit award. These shares were withheld from the vesting to cover the reporting person's estimated tax liability obligation.

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March 15, 2024 Filed Mar 19, 2024 20:05 UTC
Krusmark Christopher DEVP & Chief H.R. Officer
GrantCommon Stock 1,343 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010608 · form4.xml · nonDerivative · entry 1

Krusmark Christopher D · CIK 0001816177 · EVP & Chief H.R. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,126

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March 15, 2024 Filed Mar 19, 2024 20:02 UTC
Saklad Joseph HunterEVP, Chief Supply Chain Office
GrantCommon Stock 13,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010603 · form4.xml · nonDerivative · entry 2

Saklad Joseph Hunter · CIK 0001604680 · EVP, Chief Supply Chain Office

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,688

F2 · balance_after: Includes 13,642 restricted stock units that will vest over time.

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March 15, 2024 Filed Mar 19, 2024 20:02 UTC
Saklad Joseph HunterEVP, Chief Supply Chain Office
GrantCommon Stock 1,709 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010603 · form4.xml · nonDerivative · entry 1

Saklad Joseph Hunter · CIK 0001604680 · EVP, Chief Supply Chain Office

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,046

F1 · shares: On 3/15/24 shares vested from a performance-based restricted stock unit award. The reporting person paid for his estimated tax obligation in cash.

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March 15, 2024 Filed Mar 19, 2024 20:03 UTC
Lee Francis KEVP & CFO
GrantCommon Stock 24,253 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010607 · form4.xml · nonDerivative · entry 1

Lee Francis K · CIK 0001989230 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,943

F1 · balance_after: Includes 48,943 shares from Restricted Stock Unit awards that vest over time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.