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OTC · USD

SNBRQ

Sleep Number Corp

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Tapewire entity
9709
SEC CIK
0000827187
Parsed reports
580

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202604
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2019 Filed Feb 19, 2019 21:00 UTC
Dirks Patricia AnnSVP & Chief H.R. Officer
Exercise / conversionCommon Stock 6,600 $17.36 $114,576.00
Disclosure

SEC source: 0001127602-19-006760 · form4.xml · nonDerivative · entry 2

Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:59 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,863 $0.00 Strike: $6.23 $0.00
Disclosure

SEC source: 0001127602-19-006755 · form4.xml · derivative · entry 2

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,863 shares

Expires 2019-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:59 UTC Exercise / conversionCommon Stock 6,863 $6.23 $42,756.49
Disclosure

SEC source: 0001127602-19-006755 · form4.xml · nonDerivative · entry 1

PEEL MICHAEL A · CIK 0001206690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,696 restricted stock units that will vest over time. On 1/2/19, the reporting person took receipt of 1,577 shares that had previously been deferred.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:02 UTC
Ibach Shelly RadueDirector · President and CEO
SaleCommon Stock 10,000 $42.00 $420,000.00
Disclosure

SEC source: 0001127602-19-006275 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 67,641

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:00 UTC
Dirks Patricia AnnSVP & Chief H.R. Officer
SaleCommon Stock 4,205 $42.00 $176,610.00
Disclosure

SEC source: 0001127602-19-006760 · form4.xml · nonDerivative · entry 1

Dirks Patricia Ann · CIK 0001604277 · SVP & Chief H.R. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,630

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 20:50 UTC Exercise / conversionPhantom Stock · Derivative 2,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-004039 · form4.xml · derivative · entry 2

HARRISON MICHAEL J · CIK 0001267858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,345.06

Underlying: Common Stock · 2,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person.

F3 · price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person.

F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person.

F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 20:50 UTC Exercise / conversionCommon Stock 2,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-004039 · form4.xml · nonDerivative · entry 1

HARRISON MICHAEL J · CIK 0001267858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock was the economic equivalent of one share of Sleep Number common stock. On 2/1/19, 2,344 shares of phantom stock were settled for an equal number of shares of Sleep Number common stock.

F2 · balance_after: Includes 2,696 restricted stock units that will vest over time. On 2/1/19 the reporting person took receipt of 2,609 deferred restricted stock units..

Read SEC document
December 18, 2018 Filed Dec 20, 2018 21:01 UTC
Krishna SureshSVP Chief Ops SC Lean Officer
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-036948 · form4.xml · nonDerivative · entry 1

Krishna Suresh · CIK 0001488151 · SVP Chief Ops SC Lean Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,775

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:01 UTC GiftCommon Stock 422 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035662 · form4.xml · nonDerivative · entry 3

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 1,376

F3 · kind: The reporting person transferred these shares as a gift to her family trust.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:01 UTC GiftCommon Stock 422 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-035662 · form4.xml · nonDerivative · entry 2

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,696

F2 · balance_after: Includes 2,696 restricted stock units that will vest over time.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:01 UTC GrantCommon Stock 422 $37.72 $15,917.84
Disclosure

SEC source: 0001127602-18-035662 · form4.xml · nonDerivative · entry 1

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,118

F1 · shares: The reporting person elected to receive a portion of her Board fees in common stock.

F2 · balance_after: Includes 2,696 restricted stock units that will vest over time.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:01 UTC GrantPhantom Stock · Derivative 662.78 $37.72 $25,000.06
Disclosure

SEC source: 0001127602-18-035660 · form4.xml · derivative · entry 2

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,921.1

Underlying: Common Stock · 662.78 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:00 UTC GrantPhantom Stock · Derivative 563.36 $37.72 $21,249.94
Disclosure

SEC source: 0001127602-18-035659 · form4.xml · derivative · entry 2

Nedorostek Kathleen L · CIK 0001519925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,593.27

Underlying: Common Stock · 563.36 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 21:01 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
SaleCommon Stock 3,000 $37.10 $111,300.00
Disclosure

SEC source: 0001127602-18-034468 · form4.xml · nonDerivative · entry 1

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,554

F1 · balance_after: Includes 18,880 restricted stock units that will vest over time.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 21:00 UTC SaleCommon Stock 5,000 $37.30 $186,489.00
Disclosure

SEC source: 0001127602-18-034467 · form4.xml · nonDerivative · entry 1

Nedorostek Kathleen L · CIK 0001519925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,836

F1 · balance_after: Includes 2,696 restricted stock units that will vest over time.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 21:01 UTC
Ibach Shelly RadueDirector · President and CEO
SaleCommon Stock 10,000 $40.00 $400,000.00
Disclosure

SEC source: 0001127602-18-032626 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 77,641

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
November 06, 2018 Filed Sep 19, 2019 20:01 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,475 $0.00 Strike: $33.32 $0.00
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · derivative · entry 30

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,475 shares

Expires 2025-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Sep 19, 2019 20:01 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 825 $0.00 Strike: $18.81 $0.00
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · derivative · entry 29

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825

Underlying: Common Stock · 825 shares

Expires 2026-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Sep 19, 2019 20:01 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 734 $0.00 Strike: $23.61 $0.00
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · derivative · entry 28

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466

Underlying: Common Stock · 734 shares

Expires 2027-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Sep 19, 2019 20:01 UTC SaleCommon Stock 1,475 $39.42 $58,147.75
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 13

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $39.3867 and $39.44, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2018 Filed Sep 19, 2019 20:01 UTC Exercise / conversionCommon Stock 1,475 $33.32 $49,147.00
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 12

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Sep 19, 2019 20:01 UTC SaleCommon Stock 825 $39.44 $32,541.80
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 11

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $49.39 and $49.75, inclusive. The reporting person will provide the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 06, 2018 Filed Sep 19, 2019 20:01 UTC Exercise / conversionCommon Stock 825 $18.81 $15,518.25
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 10

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Sep 19, 2019 20:01 UTC SaleCommon Stock 734 $39.39 $28,909.84
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 9

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

Read SEC document
November 06, 2018 Filed Sep 19, 2019 20:01 UTC Exercise / conversionCommon Stock 734 $23.61 $17,329.74
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 8

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:00 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,400 $0.00 Strike: $28.99 $0.00
Disclosure

SEC source: 0001127602-18-032410 · form4.xml · derivative · entry 3

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable with respect to 25% of the shares on each of 2/23/13, 2/23/14, 2/23/15 and 2/23/16.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:00 UTC SaleCommon Stock 2,006 $38.37 $76,970.22
Disclosure

SEC source: 0001127602-18-032410 · form4.xml · nonDerivative · entry 2

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices between $38.29 and $38.47, inclusive. The reporting person will provide to the SEC Staff, Sleep Number or any security holder of Sleep Number, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:00 UTC Exercise / conversionCommon Stock 2,400 $28.99 $69,576.00
Disclosure

SEC source: 0001127602-18-032410 · form4.xml · nonDerivative · entry 1

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 21:00 UTC
CARLIN ANDREW PEVP, Chief Sales & Svc Officer
SaleCommon Stock 3,000 $38.86 $116,571.90
Disclosure

SEC source: 0001127602-18-032267 · form4.xml · nonDerivative · entry 1

CARLIN ANDREW P · CIK 0001287743 · EVP, Chief Sales & Svc Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,554

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:00 UTC GiftCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031844 · form4.xml · nonDerivative · entry 1

Brown Kevin Kennedy · CIK 0001596057 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,916

Read SEC document
September 21, 2018 Filed Sep 25, 2018 20:02 UTC GrantPhantom Stock · Derivative 683.62 $36.57 $24,999.98
Disclosure

SEC source: 0001127602-18-028307 · form4.xml · derivative · entry 2

Matas Barbara Ruth · CIK 0001671249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,258.32

Underlying: Common Stock · 683.62 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 20:01 UTC GiftCommon Stock 435 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028306 · form4.xml · nonDerivative · entry 3

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 954

F3 · kind: The reporting person transferred these shares as a gift to her family trust.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 20:01 UTC GiftCommon Stock 435 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028306 · form4.xml · nonDerivative · entry 2

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,696

F2 · balance_after: Includes 2,696 restricted stock units that will vest over time.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 20:01 UTC GrantCommon Stock 435 $36.57 $15,907.95
Disclosure

SEC source: 0001127602-18-028306 · form4.xml · nonDerivative · entry 1

KILPATRICK DEBORAH L. · CIK 0001590950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,131

F1 · shares: The reporting person elected to receive a portion of her Board fees in common stock.

F2 · balance_after: Includes 2,696 restricted stock units that will vest over time.

Read SEC document
September 21, 2018 Filed Sep 25, 2018 20:00 UTC GrantPhantom Stock · Derivative 581.08 $36.57 $21,250.10
Disclosure

SEC source: 0001127602-18-028305 · form4.xml · derivative · entry 2

Nedorostek Kathleen L · CIK 0001519925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,029.91

Underlying: Common Stock · 581.08 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.exercise_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

F2 · derivative.expiration_date: Each share of Phantom Stock is the economic equivalent of one share of Common Stock. The shares of Phantom Stock become payable in Common Stock, at the election of the reporting person.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:03 UTC
Hellfeld Samuel RSVP Chief Legal & Risk Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 3,420 $0.00 Strike: $36.81 $0.00
Disclosure

SEC source: 0001127602-18-028275 · form4.xml · derivative · entry 3

Hellfeld Samuel R · CIK 0001750478 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

Underlying: Common Stock · 3,420 shares

Expires 2028-09-20

F2 · derivative.exercise_date: This option becomes exercisable with respect to 1/3 of the shares on each of 9/20/19, 9/20/20 and 9/20/21.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:03 UTC
Hellfeld Samuel RSVP Chief Legal & Risk Officer
GrantCommon Stock 2,872 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028275 · form4.xml · nonDerivative · entry 1

Hellfeld Samuel R · CIK 0001750478 · SVP Chief Legal & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,711

F1 · balance_after: Includes 3,502 Restricted Stock Units that will vest over time.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:00 UTC
Ibach Shelly RadueDirector · President and CEO
SaleCommon Stock 10,000 $38.00 $380,000.00
Disclosure

SEC source: 0001127602-18-028212 · form4.xml · nonDerivative · entry 1

Ibach Shelly Radue · CIK 0001393812 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Trust

Disclosed balance after: 87,641

F1 · shares: These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
August 24, 2018 Filed Sep 19, 2019 20:01 UTC SaleCommon Stock 1,412 $32.51 $45,904.12
Disclosure

SEC source: 0001127602-19-028800 · form4.xml · nonDerivative · entry 7

Poirier Robert Joseph · CIK 0001788270 · VP, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

Read SEC document
August 16, 2018 Filed Aug 20, 2018 20:00 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,503 $0.00 Strike: $18.81 $0.00
Disclosure

SEC source: 0001127602-18-025788 · form4.xml · derivative · entry 6

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,752

Underlying: Common Stock · 5,503 shares

Expires 2026-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 20:00 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,610 $0.00 Strike: $17.77 $0.00
Disclosure

SEC source: 0001127602-18-025788 · form4.xml · derivative · entry 5

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,610 shares

Expires 2024-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became exercisable with respect to one-third of the shares on each of 3/28/15, 3/28/16 and 3/28/17.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 20:00 UTC SaleCommon Stock 1,307 $31.22 $40,809.77
Disclosure

SEC source: 0001127602-18-025788 · form4.xml · nonDerivative · entry 4

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,506

Read SEC document
August 16, 2018 Filed Aug 20, 2018 20:00 UTC SaleCommon Stock 6,605 $31.01 $204,826.99
Disclosure

SEC source: 0001127602-18-025788 · form4.xml · nonDerivative · entry 3

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,813

Read SEC document
August 16, 2018 Filed Aug 20, 2018 20:00 UTC Exercise / conversionCommon Stock 5,503 $18.81 $103,511.43
Disclosure

SEC source: 0001127602-18-025788 · form4.xml · nonDerivative · entry 2

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 16, 2018 Filed Aug 20, 2018 20:00 UTC Exercise / conversionCommon Stock 5,610 $17.77 $99,689.70
Disclosure

SEC source: 0001127602-18-025788 · form4.xml · nonDerivative · entry 1

Saklad Joseph Hunter · CIK 0001604680 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 30, 2018 Filed Jul 31, 2018 13:55 UTC PurchaseCommon Stock 200 $27.89 $5,577.98
Disclosure

SEC source: 0001127602-18-024079 · form4.xml · nonDerivative · entry 3

Callen David R · CIK 0001418784 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,500

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July 30, 2018 Filed Jul 31, 2018 13:55 UTC PurchaseCommon Stock 280 $27.89 $7,807.80
Disclosure

SEC source: 0001127602-18-024079 · form4.xml · nonDerivative · entry 2

Callen David R · CIK 0001418784 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,300

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July 30, 2018 Filed Jul 31, 2018 13:55 UTC PurchaseCommon Stock 520 $27.88 $14,497.65
Disclosure

SEC source: 0001127602-18-024079 · form4.xml · nonDerivative · entry 1

Callen David R · CIK 0001418784 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,020

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July 10, 2018 Filed Jul 11, 2018 20:00 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,250 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001127602-18-023106 · form4.xml · derivative · entry 9

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2020-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 20:00 UTC
Bloomquist Andrea LeeSVP, Chief Product Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,250 $0.00 Strike: $9.75 $0.00
Disclosure

SEC source: 0001127602-18-023106 · form4.xml · derivative · entry 8

Bloomquist Andrea Lee · CIK 0001551521 · SVP, Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2020-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.