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SNAP

Snap Inc

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3584
SEC CIK
0001564408
Parsed reports
800

Last 12 months

Inside the activity.

0 purchase rows · 53 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202508
Jan 202603
Feb 202608
Mar 202602
Apr 202603
May 2026010
Jun 202602
Jul 202601
Aug 202607
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2020 Filed Jun 18, 2020 23:30 UTC
Andersen DerekChief Financial Officer
SaleClass A Common Stock 12,618 $21.00 $264,978.00
Disclosure

SEC source: 0001209191-20-037721 · doc4.xml · nonDerivative · entry 3

Andersen Derek · CIK 0001777086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,701

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 19:31 UTC
Grusd JaredChief Strategy Officer
SaleClass A Common Stock 31,707 $21.20 $672,277.18
Disclosure

SEC source: 0001209191-20-037723 · doc4.xml · nonDerivative · entry 1

Grusd Jared · CIK 0001757878 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111,561

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the lapse of forfeiture restrictions of restricted stock awards granted by the issuer to the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.185 - $21.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 23:30 UTC
Gorman JeremiChief Business Officer
SaleClass A Common Stock 34,353 $21.20 $728,293.91
Disclosure

SEC source: 0001209191-20-037722 · doc4.xml · nonDerivative · entry 1

Gorman Jeremi · CIK 0001757887 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,423,850

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the lapse of forfeiture restrictions of restricted stock awards granted by the issuer to the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.195 to $21.22 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 23:30 UTC
Andersen DerekChief Financial Officer
SaleClass A Common Stock 32,510 $21.20 $689,345.29
Disclosure

SEC source: 0001209191-20-037721 · doc4.xml · nonDerivative · entry 2

Andersen Derek · CIK 0001777086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,319

F2 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of restricted stock units ("RSUs") and the lapse of forfeiture restrictions of restricted stock awards issued by the issuer to the reporting person. Each RSU represents a contingent right to receive one share of issuer's Class A Common Stock.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.185 to $21.275 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 23:30 UTC
Andersen DerekChief Financial Officer
SaleClass A Common Stock 35,000 $21.30 $745,500.00
Disclosure

SEC source: 0001209191-20-037721 · doc4.xml · nonDerivative · entry 1

Andersen Derek · CIK 0001777086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,829

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 23:35 UTC
Coles JoannaDirector
SaleClass A Common Stock 6,206 $19.81 $122,940.86
Disclosure

SEC source: 0001209191-20-037432 · doc4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,791

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 23:23 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 2,383,452 $21.01 $50,072,036.31
Disclosure

SEC source: 0001209191-20-036080 · doc4.xml · nonDerivative · entry 1

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,979,411

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.09 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:14 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 1,455,284 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034256 · doc4.xml · derivative · entry 7

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,455,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:14 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 1,455,284 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034256 · doc4.xml · derivative · entry 6

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455,284

Underlying: Class A Common Stock · 1,455,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:14 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
ConversionClass C Common Stock · Derivative 1,455,284 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034256 · doc4.xml · derivative · entry 5

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,624,702

Underlying: Class B Common Stock · 1,455,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents shares of Class C Common Stock converted into shares of Class B Common Stock, which shares were subsequently converted into shares of Class A Common Stock, each at the option of the reporting person in connection with the sale of such shares to cover tax withholding obligations in connection with the settlement and release of the RSUs.

F6 · derivative.exercise_date: Each share of Class C Common Stock is convertible into one share of Class B Common Stock at the option of the reporting person or upon the transfer of such share of Class C Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class C Common Stock has no expiration date.

F6 · derivative.expiration_date: Each share of Class C Common Stock is convertible into one share of Class B Common Stock at the option of the reporting person or upon the transfer of such share of Class C Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class C Common Stock has no expiration date.

F7 · balance_after: Consists of (i) 126,504,050 shares of Class C Common Stock held by the reporting person and (ii) 3,120,652 shares of Class C Common Stock issuable upon settlement of fully-vested RSUs granted by the Issuer to the reporting person on March 7, 2017.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:14 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,455,284 $19.18 $27,915,985.33
Disclosure

SEC source: 0001209191-20-034256 · doc4.xml · nonDerivative · entry 3

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,362,863

F2 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of fully-vested restricted stock units ("RSUs") granted by the Issuer to the reporting person pursuant to a previously filed Restricted Stock Unit Award Agreement between the Issuer and the reporting person (the "RSU Award Agreement") and reported on a Form 4 filed March 9, 2017. This sale is permitted by the reporting person under the RSU Award Agreement, which requires the satisfaction of tax withholding obligations by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.74 to $19.47 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:14 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 1,455,284 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034256 · doc4.xml · nonDerivative · entry 2

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,818,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of fully-vested restricted stock units ("RSUs") granted by the Issuer to the reporting person pursuant to a previously filed Restricted Stock Unit Award Agreement between the Issuer and the reporting person (the "RSU Award Agreement") and reported on a Form 4 filed March 9, 2017. This sale is permitted by the reporting person under the RSU Award Agreement, which requires the satisfaction of tax withholding obligations by the reporting person.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 23:14 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 960,019 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034256 · doc4.xml · nonDerivative · entry 1

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,362,863

F1 · kind: Represents a charitable gift by the reporting person.

Read SEC document
May 19, 2020 Filed May 20, 2020 19:22 UTC
Grusd JaredChief Strategy Officer
SaleClass A Common Stock 30,167 $17.28 $521,285.76
Disclosure

SEC source: 0001209191-20-031040 · doc4.xml · nonDerivative · entry 2

Grusd Jared · CIK 0001757878 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,143,268

F3 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 19, 2020 Filed May 20, 2020 19:26 UTC
Hunter Jerry JamesSenior VP, Engineering
SaleClass A Common Stock 59,968 $17.29 $1,036,708.79
Disclosure

SEC source: 0001209191-20-031041 · doc4.xml · nonDerivative · entry 2

Hunter Jerry James · CIK 0001727499 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,557,653

F3 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.255 to $17.395 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 19, 2020 Filed May 20, 2020 23:21 UTC
Gorman JeremiChief Business Officer
SaleClass A Common Stock 27,853 $17.28 $481,299.84
Disclosure

SEC source: 0001209191-20-031038 · doc4.xml · nonDerivative · entry 2

Gorman Jeremi · CIK 0001757887 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458,203

F3 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 19, 2020 Filed May 20, 2020 23:18 UTC
Andersen DerekChief Financial Officer
SaleClass A Common Stock 3,243 $17.28 $56,039.04
Disclosure

SEC source: 0001209191-20-031035 · doc4.xml · nonDerivative · entry 2

Andersen Derek · CIK 0001777086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569,829

F3 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 18, 2020 Filed May 21, 2020 00:08 UTC
Coffey KellyDirector
GrantOption (right to buy) · Derivative 2,376 $0.00 Strike: $17.83 $0.00
Disclosure

SEC source: 0001209191-20-031064 · doc4.xml · derivative · entry 2

Coffey Kelly · CIK 0001806784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376

Underlying: Class A Common Stock · 2,376 shares

Expires 2030-05-17

F2 · derivative.exercise_date: 100% of the shares subject to the option will vest upon the reporting person's completion of two months of continuous service from May 18, 2020. The shares subject to the option will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the shares subject to the option will be deemed fully vested immediately.

Read SEC document
May 18, 2020 Filed May 21, 2020 00:08 UTC
Coffey KellyDirector
GrantClass A Common Stock 1,485 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031064 · doc4.xml · nonDerivative · entry 1

Coffey Kelly · CIK 0001806784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485

F1 · shares: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. 100% of the RSUs will vest after the reporting person completes two months of continuous service from May 18, 2020. The RSUs will be subject to pro-rata acceleration upon the reporting person's discontinued service on the Issuer's board of directors and automatic full acceleration in the event of a change in control, as defined in the Issuer's 2017 Equity Incentive Plan. If the reporting person dies while in continuous service, 100% of the RSUs will be deemed fully vested immediately.

Read SEC document
May 18, 2020 Filed May 20, 2020 19:22 UTC
Grusd JaredChief Strategy Officer
SaleClass A Common Stock 31,393 $17.65 $554,007.97
Disclosure

SEC source: 0001209191-20-031040 · doc4.xml · nonDerivative · entry 1

Grusd Jared · CIK 0001757878 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,173,435

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the lapse of forfeiture restrictions of restricted stock awards granted by the issuer to the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.615 to $17.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2020 Filed May 20, 2020 19:26 UTC
Hunter Jerry JamesSenior VP, Engineering
SaleClass A Common Stock 91,000 $17.66 $1,607,387.60
Disclosure

SEC source: 0001209191-20-031041 · doc4.xml · nonDerivative · entry 1

Hunter Jerry James · CIK 0001727499 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,617,621

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of restricted stock units ("RSUs") and the lapse of forfeiture restrictions of restricted stock awards issued by the issuer to the reporting person. Each RSU represents a contingent right to receive one share of issuer's Class A Common Stock.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.59 to $17.80 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:27 UTC
O'Sullivan Michael J.General Counsel
SaleClass A Common Stock 64,293 $17.75 $1,141,457.92
Disclosure

SEC source: 0001209191-20-031044 · doc4.xml · nonDerivative · entry 1

O'Sullivan Michael J. · CIK 0001713777 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644,949

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of restricted stock units ("RSUs") and the lapse of forfeiture restrictions of restricted stock awards issued by the issuer to the reporting person. Each RSU represents a contingent right to receive one share of issuer's Class A Common Stock.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.61 to $17.835 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:21 UTC
Gorman JeremiChief Business Officer
SaleClass A Common Stock 34,028 $17.64 $600,172.25
Disclosure

SEC source: 0001209191-20-031038 · doc4.xml · nonDerivative · entry 1

Gorman Jeremi · CIK 0001757887 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,486,056

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the lapse of forfeiture restrictions of restricted stock awards granted by the issuer to the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 17.59 to 17.705 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:18 UTC
Andersen DerekChief Financial Officer
SaleClass A Common Stock 8,284 $17.63 $146,056.03
Disclosure

SEC source: 0001209191-20-031035 · doc4.xml · nonDerivative · entry 1

Andersen Derek · CIK 0001777086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,072

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of restricted stock units ("RSUs") granted by the issuer to the reporting person. Each RSU represents a contingent right to receive one share of issuer's Class A Common Stock.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.61 to $17.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 13, 2020 Filed May 15, 2020 23:24 UTC
Morrow RebeccaCAO and Controller
GrantClass A Common Stock 17,524 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029861 · doc4.xml · nonDerivative · entry 1

Morrow Rebecca · CIK 0001727396 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,802

F1 · shares: Consists of 17,524 shares of Class A Common Stock issued to the reporting person as a restricted stock award, subject to a forfeiture condition. The forfeiture condition will lapse as to 1/16th of the shares subject to the award after the reporting person completes each quarter of continuous service from April 15, 2020. If the reporting person dies while in continuous service, the forfeiture condition will lapse immediately as to 100% of the then unvested shares.

Read SEC document
May 13, 2020 Filed May 15, 2020 23:23 UTC
Coles JoannaDirector
SaleClass A Common Stock 6,896 $17.40 $119,990.40
Disclosure

SEC source: 0001209191-20-029860 · doc4.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,997

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:40 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 3,877,100 $16.80 $65,118,608.47
Disclosure

SEC source: 0001209191-20-027336 · doc4.xml · nonDerivative · entry 1

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,322,882

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.535 to $17.27 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 17, 2020 Filed Apr 20, 2020 19:44 UTC
Grusd JaredChief Strategy Officer
SaleClass A Common Stock 30,358 $13.13 $398,600.54
Disclosure

SEC source: 0001209191-20-025172 · doc4.xml · nonDerivative · entry 2

Grusd Jared · CIK 0001757878 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204,828

F3 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 17, 2020 Filed Apr 20, 2020 19:45 UTC
Hunter Jerry JamesSenior VP, Engineering
SaleClass A Common Stock 7,264 $13.13 $95,376.32
Disclosure

SEC source: 0001209191-20-025173 · doc4.xml · nonDerivative · entry 2

Hunter Jerry James · CIK 0001727499 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,708,621

F3 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 17, 2020 Filed Apr 20, 2020 23:43 UTC
Andersen DerekChief Financial Officer
SaleClass A Common Stock 3,243 $13.13 $42,580.59
Disclosure

SEC source: 0001209191-20-025170 · doc4.xml · nonDerivative · entry 2

Andersen Derek · CIK 0001777086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581,356

F3 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 16, 2020 Filed Apr 20, 2020 19:44 UTC
Grusd JaredChief Strategy Officer
SaleClass A Common Stock 32,579 $13.50 $439,976.14
Disclosure

SEC source: 0001209191-20-025172 · doc4.xml · nonDerivative · entry 1

Grusd Jared · CIK 0001757878 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,235,186

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the lapse of forfeiture restrictions of restricted stock awards granted by the issuer to the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 16, 2020 Filed Apr 20, 2020 19:45 UTC
Hunter Jerry JamesSenior VP, Engineering
SaleClass A Common Stock 11,713 $13.58 $159,016.86
Disclosure

SEC source: 0001209191-20-025173 · doc4.xml · nonDerivative · entry 1

Hunter Jerry James · CIK 0001727499 · Senior VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,715,885

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of restricted stock units ("RSUs") granted by the issuer to the reporting person. Each RSU represents a contingent right to receive one share of issuer's Class A Common Stock.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.53 to $13.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 16, 2020 Filed Apr 20, 2020 23:46 UTC
Morrow RebeccaCAO and Controller
SaleClass A Common Stock 7,343 $13.54 $99,397.05
Disclosure

SEC source: 0001209191-20-025174 · doc4.xml · nonDerivative · entry 1

Morrow Rebecca · CIK 0001727396 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,278

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the lapse of forfeiture restrictions of restricted stock awards granted by the issuer to the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.53 to $13.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 16, 2020 Filed Apr 20, 2020 23:44 UTC
Gorman JeremiChief Business Officer
SaleClass A Common Stock 35,386 $13.47 $476,638.80
Disclosure

SEC source: 0001209191-20-025171 · doc4.xml · nonDerivative · entry 1

Gorman Jeremi · CIK 0001757887 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520,084

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the lapse of forfeiture restrictions of restricted stock awards granted by the issuer to the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 16, 2020 Filed Apr 20, 2020 23:43 UTC
Andersen DerekChief Financial Officer
SaleClass A Common Stock 8,542 $13.58 $115,990.96
Disclosure

SEC source: 0001209191-20-025170 · doc4.xml · nonDerivative · entry 1

Andersen Derek · CIK 0001777086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584,599

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of restricted stock units ("RSUs") granted by the issuer to the reporting person. Each RSU represents a contingent right to receive one share of issuer's Class A Common Stock.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.55 to $13.59 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 01, 2020 Filed Apr 3, 2020 23:16 UTC
O'Sullivan Michael J.General Counsel
SaleClass A Common Stock 28,000 $11.37 $318,360.00
Disclosure

SEC source: 0001209191-20-023467 · doc4.xml · nonDerivative · entry 1

O'Sullivan Michael J. · CIK 0001713777 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,709,242

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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March 18, 2020 Filed Mar 18, 2020 19:46 UTC
Grusd JaredChief Strategy Officer
SaleClass A Common Stock 17,217 $9.00 $154,953.00
Disclosure

SEC source: 0001209191-20-020117 · doc4.xml · nonDerivative · entry 2

Grusd Jared · CIK 0001757878 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,267,765

F3 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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March 16, 2020 Filed Mar 18, 2020 19:46 UTC
Grusd JaredChief Strategy Officer
SaleClass A Common Stock 38,578 $9.53 $367,729.35
Disclosure

SEC source: 0001209191-20-020117 · doc4.xml · nonDerivative · entry 1

Grusd Jared · CIK 0001757878 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284,982

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the lapse of forfeiture restrictions of restricted stock awards granted by the issuer to the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.33 to $9.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 16, 2020 Filed Mar 18, 2020 23:44 UTC
Gorman JeremiChief Business Officer
SaleClass A Common Stock 42,033 $9.48 $398,367.76
Disclosure

SEC source: 0001209191-20-020115 · doc4.xml · nonDerivative · entry 1

Gorman Jeremi · CIK 0001757887 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,555,470

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the lapse of forfeiture restrictions of restricted stock awards granted by the issuer to the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.3701 to $9.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 23:39 UTC
Andersen DerekChief Financial Officer
SaleClass A Common Stock 39,801 $9.47 $377,058.75
Disclosure

SEC source: 0001209191-20-020112 · doc4.xml · nonDerivative · entry 1

Andersen Derek · CIK 0001777086 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593,141

F1 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of restricted stock units ("RSUs") and the lapse of forfeiture restrictions of restricted stock awards issued by the issuer to the reporting person. Each RSU represents a contingent right to receive one share of issuer's Class A Common Stock.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.4001 to $9.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 16, 2020 Filed Mar 18, 2020 23:34 UTC
Murphy Robert C.Director · Chief Technology Officer · 10% owner
GiftClass A Common Stock 768,184 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020109 · doc4.xml · nonDerivative · entry 4

Murphy Robert C. · CIK 0001699322 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,773,680

F6 · shares: Represents a gift by the reporting person.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 23:34 UTC
Murphy Robert C.Director · Chief Technology Officer · 10% owner
SaleClass A Common Stock 2,500,000 $9.31 $23,274,750.00
Disclosure

SEC source: 0001209191-20-020109 · doc4.xml · nonDerivative · entry 3

Murphy Robert C. · CIK 0001699322 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F4 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by a revocable trust over which the reporting person has voting power.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.03 to $9.93 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held by a revocable trust over which the reporting person has voting power.

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March 16, 2020 Filed Mar 18, 2020 23:34 UTC
Murphy Robert C.Director · Chief Technology Officer · 10% owner
OtherClass A Common Stock 2,500,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020109 · doc4.xml · nonDerivative · entry 2

Murphy Robert C. · CIK 0001699322 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,500,000

F2 · shares: Represents a stock transfer from the reporting person.

F3 · ownership.nature: Shares held by a revocable trust over which the reporting person has voting power.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 23:34 UTC
Murphy Robert C.Director · Chief Technology Officer · 10% owner
OtherClass A Common Stock 2,500,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020109 · doc4.xml · nonDerivative · entry 1

Murphy Robert C. · CIK 0001699322 · Director · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,541,864

F1 · shares: Represents a stock transfer to a revocable trust over which the reporting person has voting power.

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March 02, 2020 Filed Mar 5, 2020 00:29 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 1,485,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016366 · doc4.xml · derivative · entry 7

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,485,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

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March 02, 2020 Filed Mar 5, 2020 00:29 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 1,485,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016366 · doc4.xml · derivative · entry 6

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485,521

Underlying: Class A Common Stock · 1,485,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the reporting person or upon the transfer of such share of Class B Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class A Common Stock and Class B Common Stock do not have expiration dates.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:29 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
ConversionClass C Common Stock · Derivative 1,485,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016366 · doc4.xml · derivative · entry 5

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,079,986

Underlying: Class B Common Stock · 1,485,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents shares of Class C Common Stock converted into shares of Class B Common Stock, which shares were subsequently converted into shares of Class A Common Stock, each at the option of the reporting person in connection with the sale of such shares to cover tax withholding obligations in connection with the settlement and release of the RSUs.

F6 · derivative.exercise_date: Each share of Class C Common Stock is convertible into one share of Class B Common Stock at the option of the reporting person or upon the transfer of such share of Class C Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class C Common Stock has no expiration date.

F6 · derivative.expiration_date: Each share of Class C Common Stock is convertible into one share of Class B Common Stock at the option of the reporting person or upon the transfer of such share of Class C Common Stock, other than a Permitted Transfer (as defined in the Issuer's certificate of incorporation then in effect). The Class C Common Stock has no expiration date.

F7 · balance_after: Consists of (i) 124,838,683 shares of Class C Common Stock held by the reporting person and (ii) 6,241,303 shares of Class C Common Stock issuable upon settlement of fully-vested RSUs granted by the Issuer to the reporting person on March 7, 2017.

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March 02, 2020 Filed Mar 5, 2020 00:29 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,485,521 $13.96 $20,736,387.64
Disclosure

SEC source: 0001209191-20-016366 · doc4.xml · nonDerivative · entry 3

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,199,982

F2 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of fully-vested restricted stock units ("RSUs") granted by the Issuer to the reporting person pursuant to a previously filed Restricted Stock Unit Award Agreement between the Issuer and the reporting person (the "RSU Award Agreement") and reported on a Form 4 filed March 9, 2017. This sale is permitted by the reporting person under the RSU Award Agreement, which requires the satisfaction of tax withholding obligations by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.84 to $14.25 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 00:29 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 1,485,521 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016366 · doc4.xml · nonDerivative · entry 2

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,685,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the sale of shares to cover tax withholding obligations in connection with the settlement and release of fully-vested restricted stock units ("RSUs") granted by the Issuer to the reporting person pursuant to a previously filed Restricted Stock Unit Award Agreement between the Issuer and the reporting person (the "RSU Award Agreement") and reported on a Form 4 filed March 9, 2017. This sale is permitted by the reporting person under the RSU Award Agreement, which requires the satisfaction of tax withholding obligations by the reporting person.

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February 28, 2020 Filed Mar 5, 2020 00:29 UTC
Spiegel EvanDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 950,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016366 · doc4.xml · nonDerivative · entry 1

Spiegel Evan · CIK 0001699293 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,199,982

F1 · kind: Represents a charitable gift by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.