SNA

SEC source: 0001127602-25-004230 · form4.xml · derivative · entry 3

Bauerschmidt Mary Ellen · CIK 0002019873 · SVP - Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 479 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

F1 · price: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

F1 · derivative.exercise_date: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

F1 · derivative.expiration_date: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

SEC source: 0001127602-25-004230 · form4.xml · nonDerivative · entry 2

Bauerschmidt Mary Ellen · CIK 0002019873 · SVP - Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,535.6374

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-25-004230 · form4.xml · nonDerivative · entry 1

Bauerschmidt Mary Ellen · CIK 0002019873 · SVP - Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,737.6374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

F1 · price: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

F2 · balance_after: Includes 90.8382 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 31.1206 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-25-004229 · form4.xml · derivative · entry 8

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,368 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: 1 for 1.

F4 · kind: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

F4 · price: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

F4 · derivative.exercise_date: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

F4 · derivative.expiration_date: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

SEC source: 0001127602-25-004229 · form4.xml · derivative · entry 7

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Exercise of Rule 16b-3 stock appreciation rights.

F6 · derivative.exercise_date: Stock appreciation rights grant fully vested.

SEC source: 0001127602-25-004229 · form4.xml · nonDerivative · entry 6

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,015.2724

F5 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

SEC source: 0001127602-25-004229 · form4.xml · nonDerivative · entry 5

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,625.2724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

F4 · price: The restricted stock units reported above vested on the date indicated based on continued employment of the reporting person throughout the three-year restricted period.

SEC source: 0001127602-25-004229 · form4.xml · nonDerivative · entry 4

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257.2724

F3 · price: This transaction was executed in multiple trades at prices ranging from $336.83 to $337.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-25-004229 · form4.xml · nonDerivative · entry 3

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,406.2724

F2 · price: This transaction was executed in multiple trades at prices ranging from $337.90 to $338.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-25-004229 · form4.xml · nonDerivative · entry 2

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,708.2724

SEC source: 0001127602-25-004229 · form4.xml · nonDerivative · entry 1

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,257.2724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 5.0021 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-25-002634 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,501.0742

F1 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

F2 · balance_after: Includes 17.3722 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-24-029815 · form4.xml · derivative · entry 9

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F11 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F10 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-24-029815 · form4.xml · nonDerivative · entry 8

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,668.4161

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F9 · price: This transaction was executed in multiple trades at prices ranging from $349.49 to $350.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-029815 · form4.xml · nonDerivative · entry 7

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,468.4161

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F8 · price: This transaction was executed in multiple trades at prices ranging from $348.48 to $349.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-029815 · form4.xml · nonDerivative · entry 6

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,691.4161

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F7 · price: This transaction was executed in multiple trades at prices ranging from $347.48 to $348.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-029815 · form4.xml · nonDerivative · entry 5

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,699.4161

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $346.46 to $347.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-029815 · form4.xml · nonDerivative · entry 4

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,859.4161

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $345.32 to $346.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-029815 · form4.xml · nonDerivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,639.4161

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $344.16 to $344.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-029815 · form4.xml · nonDerivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,139.4161

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $342.69 to $343.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-029815 · form4.xml · nonDerivative · entry 1

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,577.4161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 24, 2023.

F2 · balance_after: Includes 33.4576 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-24-028879 · form4.xml · derivative · entry 10

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,500 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F11 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F10 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-24-028879 · form4.xml · nonDerivative · entry 8

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 769,737.9918

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

SEC source: 0001127602-24-028879 · form4.xml · nonDerivative · entry 7

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 769,937.9918

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F8 · price: This transaction was executed in multiple trades at prices ranging from $358.18 to $359.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-028879 · form4.xml · nonDerivative · entry 6

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 771,937.9918

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F7 · price: This transaction was executed in multiple trades at prices ranging from $357.15 to $357.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-028879 · form4.xml · nonDerivative · entry 5

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 772,864.9918

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F6 · price: This transaction was executed in multiple trades at prices ranging from $356.12 to $357.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-028879 · form4.xml · nonDerivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 775,775.9918

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F5 · price: This transaction was executed in multiple trades at prices ranging from $355.06 to $355.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-028879 · form4.xml · nonDerivative · entry 3

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 776,385.9918

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F4 · price: This transaction was executed in multiple trades at prices ranging from $354.05 to $355.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-028879 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 780,569.9918

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F3 · price: This transaction was executed in multiple trades at prices ranging from $353.04 to $354.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-028879 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 791,520.9918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised, and a portion of the underlying shares were sold to cover the exercise price and estimated tax liability, pursuant to a Rule 10b5-1 Plan, which was adopted on October 26, 2023.

F2 · balance_after: Includes 1.5089 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-24-028680 · form4.xml · derivative · entry 10

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,500 shares

Expires 2030-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Exercise of Rule 16b-3 stock option.

F5 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-24-028680 · form4.xml · derivative · entry 9

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,906

Underlying: Common Stock · 1,000 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Exercise of Rule 16b-3 stock option.

F5 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-24-028680 · form4.xml · derivative · entry 8

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,000 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Exercise of Rule 16b-3 stock option.

F5 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-24-028680 · form4.xml · nonDerivative · entry 7

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,288.9581

SEC source: 0001127602-24-028680 · form4.xml · nonDerivative · entry 6

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,488.9581

F4 · price: This transaction was executed in multiple trades at prices ranging from $363.71 to $364.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-028680 · form4.xml · nonDerivative · entry 5

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,788.9581

F3 · price: This transaction was executed in multiple trades at prices ranging from $362.67 to $363.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-028680 · form4.xml · nonDerivative · entry 4

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,088.9581

F2 · price: This transaction was executed in multiple trades at prices ranging from $361.66 to $362.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-028680 · form4.xml · nonDerivative · entry 3

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,788.9581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-028680 · form4.xml · nonDerivative · entry 2

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,288.9581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-028680 · form4.xml · nonDerivative · entry 1

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,288.9581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 6.1489 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-24-026227 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,445.702

F1 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

F2 · balance_after: Includes 36.43 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-24-026073 · form4.xml · nonDerivative · entry 5

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,100.9289

F4 · price: Bona fide gift.

SEC source: 0001127602-24-026073 · form4.xml · derivative · entry 7

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,823

Underlying: Common Stock · 7,645 shares

Expires 2032-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Exercise of Rule 16b-3 stock option.

F7 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

SEC source: 0001127602-24-026073 · form4.xml · derivative · entry 6

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,092 shares

Expires 2031-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Exercise of Rule 16b-3 stock option.

F5 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-24-026073 · form4.xml · nonDerivative · entry 4

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,400.9289

F3 · price: This transaction was executed in multiple trades at prices ranging from $333.59 to $334.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-026073 · form4.xml · nonDerivative · entry 3

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,465.9289

F2 · price: This transaction was executed in multiple trades at prices ranging from $332.56 to $333.5533. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

SEC source: 0001127602-24-026073 · form4.xml · nonDerivative · entry 2

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,137.9289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-24-026073 · form4.xml · nonDerivative · entry 1

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,492.9289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 0.1165 shares acquired under a dividend reinvestment plan.

SEC source: 0001127602-24-025804 · form4.xml · derivative · entry 6

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.

F3 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.

F2 · derivative.exercise_date: Option fully vested.

SEC source: 0001127602-24-025804 · form4.xml · nonDerivative · entry 4

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,217.5125

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on February 23, 2023.