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SNA

Snap-on Inc

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3268
SEC CIK
0000091440
Parsed reports
526

Last 12 months

Inside the activity.

0 purchase rows · 71 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025016
Jan 202600
Feb 2026015
Mar 202600
Apr 202600
May 2026011
Jun 202606
Jul 202604
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2021 Filed Feb 16, 2021 22:39 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantPerformance Units · Derivative 3,866 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005937 · form4.xml · derivative · entry 3

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,866

Underlying: Common Stock · 3,866 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F4 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:39 UTC
Banerjee Anup RSr VP & Chief Devel. Officer
GrantStock Option (Right to Buy) · Derivative 12,397 $0.00 Strike: $189.89 $0.00
Disclosure

SEC source: 0001127602-21-005937 · form4.xml · derivative · entry 2

Banerjee Anup R · CIK 0001651010 · Sr VP & Chief Devel. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,397

Underlying: Common Stock · 12,397 shares

Expires 2031-02-11

F2 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F1 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:36 UTC
Ward Thomas JSr VP & President - RS&I Group
Disposition to issuerRestricted Stock Units · Derivative 2,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005931 · form4.xml · derivative · entry 6

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,946 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · kind: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · price: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.exercise_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.expiration_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:36 UTC
Ward Thomas JSr VP & President - RS&I Group
Disposition to issuerPerformance Units · Derivative 3,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005931 · form4.xml · derivative · entry 5

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,326 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F6 · kind: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · price: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.exercise_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.expiration_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:36 UTC
Ward Thomas JSr VP & President - RS&I Group
GrantRestricted Stock Units · Derivative 2,381 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005931 · form4.xml · derivative · entry 4

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,381

Underlying: Common Stock · 2,381 shares

Expires 2024-02-11

F3 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F5 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:36 UTC
Ward Thomas JSr VP & President - RS&I Group
GrantPerformance Units · Derivative 4,764 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005931 · form4.xml · derivative · entry 3

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,764

Underlying: Common Stock · 4,764 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F4 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:36 UTC
Ward Thomas JSr VP & President - RS&I Group
GrantStock Option (Right to Buy) · Derivative 15,275 $0.00 Strike: $189.89 $0.00
Disclosure

SEC source: 0001127602-21-005931 · form4.xml · derivative · entry 2

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,275

Underlying: Common Stock · 15,275 shares

Expires 2031-02-11

F2 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F1 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:32 UTC
Strege Richard KVice President & Controller
Disposition to issuerRestricted Stock Units · Derivative 668 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005929 · form4.xml · derivative · entry 6

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 668 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · kind: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · price: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.exercise_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.expiration_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:32 UTC
Strege Richard KVice President & Controller
Disposition to issuerPerformance Units · Derivative 554 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005929 · form4.xml · derivative · entry 5

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 554 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F6 · kind: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · price: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.exercise_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.expiration_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:32 UTC
Strege Richard KVice President & Controller
GrantRestricted Stock Units · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005929 · form4.xml · derivative · entry 4

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 566 shares

Expires 2024-02-11

F3 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F5 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:32 UTC
Strege Richard KVice President & Controller
GrantPerformance Units · Derivative 1,131 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005929 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131

Underlying: Common Stock · 1,131 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F4 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:32 UTC
Strege Richard KVice President & Controller
GrantStock Option (Right to Buy) · Derivative 3,628 $0.00 Strike: $189.89 $0.00
Disclosure

SEC source: 0001127602-21-005929 · form4.xml · derivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,628

Underlying: Common Stock · 3,628 shares

Expires 2031-02-11

F2 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F1 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:29 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Disposition to issuerRestricted Stock Units · Derivative 10,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005926 · form4.xml · derivative · entry 7

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,033 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F8 · kind: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F8 · price: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F8 · derivative.exercise_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F8 · derivative.expiration_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:29 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Disposition to issuerPerformance Units · Derivative 10,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005926 · form4.xml · derivative · entry 6

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,714 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F7 · kind: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F7 · price: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F7 · derivative.exercise_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F7 · derivative.expiration_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:29 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 6,344 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005926 · form4.xml · derivative · entry 5

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,344

Underlying: Common Stock · 6,344 shares

Expires 2024-02-11

F4 · derivative.exercise_price: 1 for 1.

F6 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F6 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:29 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
GrantPerformance Units · Derivative 19,033 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005926 · form4.xml · derivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,033

Underlying: Common Stock · 19,033 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F5 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:29 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
GrantStock Option (Right to Buy) · Derivative 40,687 $0.00 Strike: $189.89 $0.00
Disclosure

SEC source: 0001127602-21-005926 · form4.xml · derivative · entry 3

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,687

Underlying: Common Stock · 40,687 shares

Expires 2031-02-11

F3 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F2 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:28 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Disposition to issuerRestricted Stock Units · Derivative 2,840 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005924 · form4.xml · derivative · entry 6

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,840 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · kind: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · price: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.exercise_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.expiration_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:28 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
Disposition to issuerPerformance Units · Derivative 3,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005924 · form4.xml · derivative · entry 5

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,024 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F6 · kind: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · price: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.exercise_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.expiration_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:28 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
GrantRestricted Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005924 · form4.xml · derivative · entry 4

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337

Underlying: Common Stock · 2,337 shares

Expires 2024-02-11

F3 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F5 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:28 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
GrantPerformance Units · Derivative 4,673 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005924 · form4.xml · derivative · entry 3

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,673

Underlying: Common Stock · 4,673 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F4 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:28 UTC
Pagliari Aldo JohnSr VP - Finance & CFO
GrantStock Option (Right to Buy) · Derivative 14,986 $0.00 Strike: $189.89 $0.00
Disclosure

SEC source: 0001127602-21-005924 · form4.xml · derivative · entry 2

Pagliari Aldo John · CIK 0001486096 · Sr VP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,986

Underlying: Common Stock · 14,986 shares

Expires 2031-02-11

F2 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F1 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:21 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Disposition to issuerRestricted Stock Units · Derivative 546 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005917 · form4.xml · derivative · entry 6

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 546 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · kind: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · price: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.exercise_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.expiration_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:21 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
Disposition to issuerPerformance Units · Derivative 433 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005917 · form4.xml · derivative · entry 5

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 433 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F6 · kind: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · price: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.exercise_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.expiration_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:21 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
GrantRestricted Stock Units · Derivative 439 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005917 · form4.xml · derivative · entry 4

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439

Underlying: Common Stock · 439 shares

Expires 2024-02-11

F3 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F5 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:21 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
GrantPerformance Units · Derivative 878 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005917 · form4.xml · derivative · entry 3

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

Underlying: Common Stock · 878 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F4 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:21 UTC
Miller Richard ThomasVP, Gen Counsel & Secretary
GrantStock Option (Right to Buy) · Derivative 2,815 $0.00 Strike: $189.89 $0.00
Disclosure

SEC source: 0001127602-21-005917 · form4.xml · derivative · entry 2

Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,815

Underlying: Common Stock · 2,815 shares

Expires 2031-02-11

F2 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F1 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:20 UTC
Lemerand June CVP & Chief Information Officer
Disposition to issuerRestricted Stock Units · Derivative 486 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005916 · form4.xml · derivative · entry 6

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 486 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · kind: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · price: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.exercise_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.expiration_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:20 UTC
Lemerand June CVP & Chief Information Officer
Disposition to issuerPerformance Units · Derivative 338 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005916 · form4.xml · derivative · entry 5

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 338 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F6 · kind: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · price: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.exercise_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.expiration_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

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February 11, 2021 Filed Feb 16, 2021 22:20 UTC
Lemerand June CVP & Chief Information Officer
GrantRestricted Stock Units · Derivative 445 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005916 · form4.xml · derivative · entry 4

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445

Underlying: Common Stock · 445 shares

Expires 2024-02-11

F3 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F5 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:20 UTC
Lemerand June CVP & Chief Information Officer
GrantPerformance Units · Derivative 891 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005916 · form4.xml · derivative · entry 3

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

Underlying: Common Stock · 891 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F4 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

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February 11, 2021 Filed Feb 16, 2021 22:20 UTC
Lemerand June CVP & Chief Information Officer
GrantStock Option (Right to Buy) · Derivative 2,856 $0.00 Strike: $189.89 $0.00
Disclosure

SEC source: 0001127602-21-005916 · form4.xml · derivative · entry 2

Lemerand June C · CIK 0001707381 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856

Underlying: Common Stock · 2,856 shares

Expires 2031-02-11

F2 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F1 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

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February 11, 2021 Filed Feb 16, 2021 22:17 UTC
Chambers Timothy LSr VP & Pres - Tools
Disposition to issuerRestricted Stock Units · Derivative 1,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005915 · form4.xml · derivative · entry 6

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,670 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · kind: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · price: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.exercise_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.expiration_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:17 UTC
Chambers Timothy LSr VP & Pres - Tools
Disposition to issuerPerformance Units · Derivative 882 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005915 · form4.xml · derivative · entry 5

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 882 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F6 · kind: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · price: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.exercise_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.expiration_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:17 UTC
Chambers Timothy LSr VP & Pres - Tools
GrantRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005915 · form4.xml · derivative · entry 4

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Common Stock · 1,508 shares

Expires 2024-02-11

F3 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F5 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:17 UTC
Chambers Timothy LSr VP & Pres - Tools
GrantPerformance Units · Derivative 3,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005915 · form4.xml · derivative · entry 3

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

Underlying: Common Stock · 3,016 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F4 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:17 UTC
Chambers Timothy LSr VP & Pres - Tools
GrantStock Option (Right to Buy) · Derivative 9,672 $0.00 Strike: $189.89 $0.00
Disclosure

SEC source: 0001127602-21-005915 · form4.xml · derivative · entry 2

Chambers Timothy L · CIK 0001768384 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,672

Underlying: Common Stock · 9,672 shares

Expires 2031-02-11

F2 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F1 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:16 UTC
Boyd IainVP - Operations Development
Disposition to issuerRestricted Stock Units · Derivative 1,215 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005914 · form4.xml · derivative · entry 7

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,215 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · kind: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · price: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.exercise_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.expiration_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:16 UTC
Boyd IainVP - Operations Development
Disposition to issuerPerformance Units · Derivative 1,201 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005914 · form4.xml · derivative · entry 6

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,201 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F6 · kind: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · price: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.exercise_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.expiration_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:16 UTC
Boyd IainVP - Operations Development
GrantRestricted Stock Units · Derivative 942 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005914 · form4.xml · derivative · entry 5

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

Underlying: Common Stock · 942 shares

Expires 2024-02-11

F3 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F5 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:16 UTC
Boyd IainVP - Operations Development
GrantPerformance Units · Derivative 1,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005914 · form4.xml · derivative · entry 4

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885

Underlying: Common Stock · 1,885 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F4 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:16 UTC
Boyd IainVP - Operations Development
GrantStock Option (Right to Buy) · Derivative 6,044 $0.00 Strike: $189.89 $0.00
Disclosure

SEC source: 0001127602-21-005914 · form4.xml · derivative · entry 3

Boyd Iain · CIK 0001390311 · VP - Operations Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,044

Underlying: Common Stock · 6,044 shares

Expires 2031-02-11

F2 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F1 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:10 UTC
Arregui JesusSr VP & President - Commercial
Disposition to issuerRestricted Stock Units · Derivative 1,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005911 · form4.xml · derivative · entry 6

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,670 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · price: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.exercise_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.expiration_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:10 UTC
Arregui JesusSr VP & President - Commercial
Disposition to issuerPerformance Units · Derivative 659 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005911 · form4.xml · derivative · entry 5

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 659 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F6 · price: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.exercise_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.expiration_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:10 UTC
Arregui JesusSr VP & President - Commercial
GrantRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005911 · form4.xml · derivative · entry 4

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Common Stock · 1,508 shares

Expires 2024-02-11

F3 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F5 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:10 UTC
Arregui JesusSr VP & President - Commercial
GrantPerformance Units · Derivative 3,016 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005911 · form4.xml · derivative · entry 3

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016

Underlying: Common Stock · 3,016 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F4 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:10 UTC
Arregui JesusSr VP & President - Commercial
GrantStock Appreciation Rights · Derivative 9,672 $0.00 Strike: $189.89 $0.00
Disclosure

SEC source: 0001127602-21-005911 · form4.xml · derivative · entry 2

Arregui Jesus · CIK 0001775494 · Sr VP & President - Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,672

Underlying: Common Stock · 9,672 shares

Expires 2031-02-11

F2 · price: This transaction was a stock appreciation rights grant. Accordingly, the reporting person did not pay a price to obtain the stock appreciation rights grant.

F1 · derivative.exercise_date: Original stock appreciation rights grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:05 UTC GrantCommon Stock 762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005905 · form4.xml · nonDerivative · entry 1

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,261

F1 · price: Grant of restricted stock from the Company.

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February 11, 2021 Filed Feb 16, 2021 22:04 UTC GrantCommon Stock 762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005904 · form4.xml · nonDerivative · entry 1

Sherrill Gregg M · CIK 0001293040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,642.7395

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 25.6937 shares acquired under a dividend reinvestment plan.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:02 UTC GrantCommon Stock 762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005903 · form4.xml · nonDerivative · entry 1

LEHMAN WILLIAM DUDLEY · CIK 0001245820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,769

F1 · price: Grant of restricted stock from the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.