Tapewire

Nasdaq · USD

SMTC

SEMTECH CORP

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Tapewire entity
3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2018 Filed Jun 12, 2018 23:57 UTC SaleCommon Stock 1,412 $50.75 $71,661.12
Disclosure

SEC source: 0001593968-18-000900 · primary_01.xml · nonDerivative · entry 4

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,725

F2 · price: This price represents the weighted average of these sales. The prices ranged from $50.7500 to $50.7800. Price and share details are available upon request.

Read SEC document
June 12, 2018 Filed Jun 12, 2018 23:57 UTC SaleCommon Stock 12,000 $50.35 $604,220.40
Disclosure

SEC source: 0001593968-18-000900 · primary_01.xml · nonDerivative · entry 3

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,137

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.3500 to $50.4000. Price and share details are available upon request.

Read SEC document
June 12, 2018 Filed Jun 12, 2018 23:57 UTC Exercise / conversionCommon Stock 1,412 $24.74 $34,932.88
Disclosure

SEC source: 0001593968-18-000900 · primary_01.xml · nonDerivative · entry 2

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2018 Filed Jun 12, 2018 23:57 UTC Exercise / conversionCommon Stock 12,000 $30.82 $369,840.00
Disclosure

SEC source: 0001593968-18-000900 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 20:31 UTC Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $29.68 $0.00
Disclosure

SEC source: 0001593968-18-000888 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: SMTC · 2,500 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2014.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 20:31 UTC SaleCommon Stock 2,500 $49.46 $123,637.50
Disclosure

SEC source: 0001593968-18-000888 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
June 08, 2018 Filed Jun 11, 2018 20:31 UTC Exercise / conversionCommon Stock 2,500 $29.68 $74,200.00
Disclosure

SEC source: 0001593968-18-000888 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 21:51 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionPerformance Restricted Stock Unit · Derivative 154,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000885 · primary_01.xml · derivative · entry 3

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154,000 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Restricted Stock Unit is the economic equivalent of one share of Semtech common stock.

F2 · shares: This amount represents the 70% of the total award that vested as a result of the achievement of the 120-day closing price average equaling or exceeding $40.

F3 · derivative.exercise_date: Mr. Maheswaran was awarded 220,000 Performance Restricted Stock Units on February 26, 2014. The award vests 30% if the 120-day average closing price equals or exceeds $35. The award vests fully if the 120-day average closing price equals or exceeds $40.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 21:51 UTC
MAHESWARAN MOHANDirector · President and CEO
Tax withholdingCommon Stock 76,354 $50.10 $3,825,335.40
Disclosure

SEC source: 0001593968-18-000885 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,965

Read SEC document
June 07, 2018 Filed Jun 8, 2018 21:51 UTC
MAHESWARAN MOHANDirector · President and CEO
Exercise / conversionCommon Stock 154,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000885 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 6, 2018 22:29 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 40,000 $50.72 $2,028,748.00
Disclosure

SEC source: 0001593968-18-000859 · primary_01.xml · nonDerivative · entry 3

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,319

F3 · price: This price represents the weighted average of these sales. The prices ranged from $50.0250 to $51.3000. Price and share details are available upon request.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 23:09 UTC Exercise / conversionOption (right to buy) · Derivative 5,394 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001593968-18-000873 · primary_01.xml · derivative · entry 3

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: SMTC · 5,394 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 23:09 UTC SaleCommon Stock 5,394 $50.50 $272,420.19
Disclosure

SEC source: 0001593968-18-000873 · primary_01.xml · nonDerivative · entry 2

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,397

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.5000 to $50.5500. Price and share details are available upon request.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 23:09 UTC Exercise / conversionCommon Stock 5,394 $17.51 $94,448.94
Disclosure

SEC source: 0001593968-18-000873 · primary_01.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 23:28 UTC Exercise / conversionOption (right to buy) · Derivative 641 $0.00 Strike: $23.28 $0.00
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · derivative · entry 6

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: SMTC · 641 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 23:28 UTC Exercise / conversionOption (right to buy) · Derivative 1,234 $0.00 Strike: $23.28 $0.00
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · derivative · entry 5

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,516

Underlying: SMTC · 1,234 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 23:28 UTC SaleCommon Stock 2,207 $49.86 $110,050.95
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · nonDerivative · entry 4

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,813

F2 · price: This price represents the weighted average of these sales. The prices ranged from $49.8550 to $49.9300. Price and share details are available upon request.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 23:28 UTC SaleCommon Stock 1,234 $49.79 $61,440.00
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · nonDerivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,020

F1 · price: This price represents the weighted average of these sales. The prices ranged from $49.7800 to $49.8500. Price and share details are available upon request.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 23:28 UTC Exercise / conversionCommon Stock 1,234 $23.28 $28,727.52
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 23:28 UTC Exercise / conversionCommon Stock 641 $23.28 $14,922.48
Disclosure

SEC source: 0001593968-18-000867 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:31 UTC
Pegulu MarcVP and GM
SaleCommon Stock 3,000 $50.00 $150,000.00
Disclosure

SEC source: 0001593968-18-000861 · primary_01.xml · nonDerivative · entry 1

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,953

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:30 UTC Exercise / conversionOption (right to buy) · Derivative 1,272 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001593968-18-000860 · primary_01.xml · derivative · entry 9

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,728

Underlying: SMTC · 1,272 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:30 UTC Exercise / conversionOption (right to buy) · Derivative 10,000 $0.00 Strike: $28.60 $0.00
Disclosure

SEC source: 0001593968-18-000860 · primary_01.xml · derivative · entry 8

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 10,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in three annual installments beginning on February 24, 2016.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:30 UTC Exercise / conversionOption (right to buy) · Derivative 7,500 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-18-000860 · primary_01.xml · derivative · entry 7

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 7,500 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on February 25, 2015.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:30 UTC SaleCommon Stock 7,500 $50.01 $375,101.25
Disclosure

SEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 6

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,397

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.0000 to $50.2250. Price and share details are available upon request.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:30 UTC SaleCommon Stock 1,272 $50.01 $63,617.17
Disclosure

SEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 5

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,897

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.0000 to $50.2250. Price and share details are available upon request.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:30 UTC SaleCommon Stock 10,000 $50.01 $500,135.00
Disclosure

SEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 4

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,169

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.0000 to $50.2250. Price and share details are available upon request.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:30 UTC Exercise / conversionCommon Stock 1,272 $17.51 $22,272.72
Disclosure

SEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 3

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:30 UTC Exercise / conversionCommon Stock 10,000 $28.60 $286,000.00
Disclosure

SEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 2

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:30 UTC Exercise / conversionCommon Stock 7,500 $24.74 $185,550.00
Disclosure

SEC source: 0001593968-18-000860 · primary_01.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 22:29 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 60,000 $49.83 $2,989,680.00
Disclosure

SEC source: 0001593968-18-000859 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,319

F2 · price: This price represents the weighted average of these sales. The prices ranged from $49.4500 to $50.2500. Price and share details are available upon request.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 22:29 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 50,000 $49.30 $2,464,925.00
Disclosure

SEC source: 0001593968-18-000859 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,319

F1 · price: This price represents the weighted average of these sales. The prices ranged from $48.9000 to $49.6500. Price and share details are available upon request.

Read SEC document
May 15, 2018 Filed May 15, 2018 22:03 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 2,500 $42.98 $107,461.25
Disclosure

SEC source: 0001593968-18-000769 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,319

F1 · price: This price represents the weighted average of these sales. The prices ranged from $42.7500 to $43.2000. Price and share details are available upon request.

Read SEC document
May 13, 2018 Filed May 14, 2018 20:13 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000758 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on May 13, 2016.

Read SEC document
May 13, 2018 Filed May 14, 2018 20:13 UTC Tax withholdingCommon Stock 649 $42.90 $27,842.10
Disclosure

SEC source: 0001593968-18-000758 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,379

Read SEC document
May 13, 2018 Filed May 14, 2018 20:13 UTC Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-18-000758 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 22:10 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 4,500 $40.45 $182,014.65
Disclosure

SEC source: 0001593968-18-000708 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,819

F2 · price: This price represents the weighted average of these sales. The prices ranged from $40.3250 to $40.5750. Price and share details are available upon request.

Read SEC document
May 01, 2018 Filed May 1, 2018 22:10 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 4,500 $39.82 $179,199.90
Disclosure

SEC source: 0001593968-18-000708 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,319

F1 · price: This price represents the weighted average of these sales. The prices ranged from $39.3000 to $40.3000. Price and share details are available upon request.

Read SEC document
April 16, 2018 Filed Apr 16, 2018 21:29 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 2,500 $42.93 $107,320.50
Disclosure

SEC source: 0001593968-18-000676 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,819

F1 · price: This price represents the weighted average of these sales. The prices ranged from $42.4000 to $43.3500. Price and share details are available upon request.

Read SEC document
April 11, 2018 Filed Apr 12, 2018 00:51 UTC
Pegulu MarcVP and GM
SaleCommon Stock 2,000 $43.21 $86,412.60
Disclosure

SEC source: 0001593968-18-000670 · primary_01.xml · nonDerivative · entry 1

Pegulu Marc · CIK 0001645461 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,953

F1 · price: This price represents the weighted average of these sales. The prices ranged from $43.2000 to $43.2250. Price and share details are available upon request.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:29 UTC Exercise / conversionOption (right to buy) · Derivative 1,500 $0.00 Strike: $30.82 $0.00
Disclosure

SEC source: 0001593968-18-000661 · primary_01.xml · derivative · entry 3

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: SMTC · 1,500 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:29 UTC SaleCommon Stock 1,500 $40.50 $60,750.00
Disclosure

SEC source: 0001593968-18-000661 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,376

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:29 UTC Exercise / conversionCommon Stock 1,500 $30.82 $46,230.00
Disclosure

SEC source: 0001593968-18-000661 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2018 Filed Apr 4, 2018 21:58 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 1,900 $39.00 $74,100.00
Disclosure

SEC source: 0001593968-18-000649 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,430

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:46 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 2,000 $39.00 $78,000.00
Disclosure

SEC source: 0001593968-18-000632 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,430

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:17 UTC Amendment
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 100 $39.00 $3,900.00
Disclosure

SEC source: 0001593968-18-000648 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,330

F1 · shares: This is to correct the Form 4 filed on April 2, 2018. The actual Security Shares disposed of was 100 rather than the 2,000 that were reported.

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March 28, 2018 Filed Mar 29, 2018 21:19 UTC
ANTLE GLEN MDirector
Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $24.46 $0.00
Disclosure

SEC source: 0001593968-18-000631 · primary_01.xml · derivative · entry 6

ANTLE GLEN M · CIK 0001209692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2013.

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March 28, 2018 Filed Mar 29, 2018 21:19 UTC
ANTLE GLEN MDirector
Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $29.68 $0.00
Disclosure

SEC source: 0001593968-18-000631 · primary_01.xml · derivative · entry 5

ANTLE GLEN M · CIK 0001209692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2014.

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March 28, 2018 Filed Mar 29, 2018 21:19 UTC
ANTLE GLEN MDirector
SaleCommon Stock 5,000 $38.81 $194,031.50
Disclosure

SEC source: 0001593968-18-000631 · primary_01.xml · nonDerivative · entry 4

ANTLE GLEN M · CIK 0001209692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average of these sales. The prices ranged from $38.7550 to $38.8550. Price and share details are available upon request.

Read SEC document
March 28, 2018 Filed Mar 29, 2018 21:19 UTC
ANTLE GLEN MDirector
SaleCommon Stock 5,000 $38.81 $194,031.50
Disclosure

SEC source: 0001593968-18-000631 · primary_01.xml · nonDerivative · entry 3

ANTLE GLEN M · CIK 0001209692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: This price represents the weighted average of these sales. The prices ranged from $38.7550 to $38.8550. Price and share details are available upon request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.