Tapewire

Nasdaq · USD

SMPL

Simply Good Foods Co

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Tapewire entity
4946
SEC CIK
0001702744
Parsed reports
353

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2020 Filed Dec 9, 2020 18:49 UTC Amendment
SCALZO JOSEPHDirector · CEO and President
GrantOptions to Purchase Common Stock · Derivative 81,967 $0.00 Strike: $20.28 $0.00
Disclosure

SEC source: 0001702744-20-000132 · wf-form4a_160755776747147.xml · derivative · entry 4

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,967

Underlying: Common Stock · 81,967 shares

Expires 2030-11-08

F5 · derivative.exercise_date: The stock options vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 18:49 UTC Amendment
SCALZO JOSEPHDirector · CEO and President
Tax withholdingCommon Stock 2,094 $20.28 $42,466.32
Disclosure

SEC source: 0001702744-20-000132 · wf-form4a_160755776747147.xml · nonDerivative · entry 2

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,809

F2 · kind: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of RSUs.

F3 · balance_after: Effective February 14, 2020, the reporting person transferred his ownership of 384,973 shares of the issuer's common stock from direct ownership to indirect ownership by a grantor retained annuity trust (GRAT) of which the reporting person is the sole beneficiary and the sole trustee. This ownership was inadvertently not included on the original Form 4 filed on November 10, 2020.

F4 · balance_after: This amendment is also being filed to correct an inadvertent error in the amount of securities beneficially owned following this reported transaction.

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November 08, 2020 Filed Dec 9, 2020 18:49 UTC Amendment
SCALZO JOSEPHDirector · CEO and President
GrantCommon Stock 29,193 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000132 · wf-form4a_160755776747147.xml · nonDerivative · entry 1

SCALZO JOSEPH · CIK 0001203096 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,903

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:50 UTC Amendment
KRAFT TIMOTHY RICHARDChief Legal Officer, Secretary
GrantOptions to Purchase Common Stock · Derivative 15,089 $0.00 Strike: $20.28 $0.00
Disclosure

SEC source: 0001702744-20-000134 · wf-form4a_160755781439422.xml · derivative · entry 3

KRAFT TIMOTHY RICHARD · CIK 0001628973 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,089

Underlying: Common Stock · 15,089 shares

Expires 2030-11-08

F4 · derivative.exercise_date: The stock options vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:50 UTC Amendment
KRAFT TIMOTHY RICHARDChief Legal Officer, Secretary
Tax withholdingCommon Stock 2,300 $20.28 $46,644.00
Disclosure

SEC source: 0001702744-20-000134 · wf-form4a_160755781439422.xml · nonDerivative · entry 2

KRAFT TIMOTHY RICHARD · CIK 0001628973 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,136

F2 · kind: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of RSUs.

F3 · balance_after: This amendment is being filed to correct an inadvertent error in the amount of securities beneficially owned following this reported transaction.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:50 UTC Amendment
KRAFT TIMOTHY RICHARDChief Legal Officer, Secretary
GrantCommon Stock 5,374 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000134 · wf-form4a_160755781439422.xml · nonDerivative · entry 1

KRAFT TIMOTHY RICHARD · CIK 0001628973 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,436

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:51 UTC Amendment
Parker C ScottChief Mkting Officer, Atkins
GrantOptions to Purchase Common Stock · Derivative 18,028 $0.00 Strike: $20.28 $0.00
Disclosure

SEC source: 0001702744-20-000136 · wf-form4a_160755785880476.xml · derivative · entry 4

Parker C Scott · CIK 0001711514 · Chief Mkting Officer, Atkins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,028

Underlying: Common Stock · 18,028 shares

Expires 2030-11-08

F5 · derivative.exercise_date: The stock options vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:51 UTC Amendment
Parker C ScottChief Mkting Officer, Atkins
Tax withholdingCommon Stock 636 $20.28 $12,898.08
Disclosure

SEC source: 0001702744-20-000136 · wf-form4a_160755785880476.xml · nonDerivative · entry 3

Parker C Scott · CIK 0001711514 · Chief Mkting Officer, Atkins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,346

F3 · kind: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of RSUs.

F4 · balance_after: This amendment is being filed to correct an inadvertent error in the amount of securities beneficially owned following this reported transaction.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:51 UTC Amendment
Parker C ScottChief Mkting Officer, Atkins
GrantCommon Stock 6,420 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000136 · wf-form4a_160755785880476.xml · nonDerivative · entry 2

Parker C Scott · CIK 0001711514 · Chief Mkting Officer, Atkins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,982

F2 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:51 UTC Amendment
Parker C ScottChief Mkting Officer, Atkins
GrantCommon Stock 26,539 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000136 · wf-form4a_160755785880476.xml · nonDerivative · entry 1

Parker C Scott · CIK 0001711514 · Chief Mkting Officer, Atkins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,562

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in a single installment on November 8, 2022, subject to the reporting person's continuous service with the issuer as of the vesting date.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:50 UTC Amendment
Matthews Timothy AllenVP, Controller and CAO
GrantOptions to Purchase Common Stock · Derivative 4,470 $0.00 Strike: $20.28 $0.00
Disclosure

SEC source: 0001702744-20-000135 · wf-form4a_160755784240813.xml · derivative · entry 3

Matthews Timothy Allen · CIK 0001711764 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,470

Underlying: Common Stock · 4,470 shares

Expires 2030-11-08

F4 · derivative.exercise_date: The stock options vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:50 UTC Amendment
Matthews Timothy AllenVP, Controller and CAO
Tax withholdingCommon Stock 137 $20.28 $2,778.36
Disclosure

SEC source: 0001702744-20-000135 · wf-form4a_160755784240813.xml · nonDerivative · entry 2

Matthews Timothy Allen · CIK 0001711764 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,439

F2 · kind: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of RSUs.

F3 · balance_after: This amendment is being filed to correct an inadvertent error in the amount of securities beneficially owned following this reported transaction.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:50 UTC Amendment
Matthews Timothy AllenVP, Controller and CAO
GrantCommon Stock 1,592 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000135 · wf-form4a_160755784240813.xml · nonDerivative · entry 1

Matthews Timothy Allen · CIK 0001711764 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,576

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:49 UTC Amendment
Short Jill M.Chief Customer Officer
GrantOptions to Purchase Common Stock · Derivative 10,199 $0.00 Strike: $20.28 $0.00
Disclosure

SEC source: 0001702744-20-000131 · wf-form4a_160755775153732.xml · derivative · entry 3

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,199

Underlying: Common Stock · 10,199 shares

Expires 2030-11-08

F4 · derivative.exercise_date: The stock options vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:49 UTC Amendment
Short Jill M.Chief Customer Officer
Tax withholdingCommon Stock 272 $20.28 $5,516.16
Disclosure

SEC source: 0001702744-20-000131 · wf-form4a_160755775153732.xml · nonDerivative · entry 2

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,871

F2 · kind: Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of RSUs.

F3 · balance_after: This amendment is being filed to correct an inadvertent error in the amount of securities beneficially owned following this reported transaction.

Read SEC document
November 08, 2020 Filed Dec 9, 2020 23:49 UTC Amendment
Short Jill M.Chief Customer Officer
GrantCommon Stock 3,632 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000131 · wf-form4a_160755775153732.xml · nonDerivative · entry 1

Short Jill M. · CIK 0001715625 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,143

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 08:43 UTC PurchaseCommon Stock 2,000 $18.98 $37,960.00
Disclosure

SEC source: 0001702744-20-000103 · wf-form4_160441100288654.xml · nonDerivative · entry 1

Montgomery Robert G. · CIK 0001678122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,766

Read SEC document
October 05, 2020 Filed Oct 6, 2020 20:37 UTC GrantCommon Stock 4,079 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000093 · wf-form4_160201665842338.xml · nonDerivative · entry 2

RITTERBUSH DAVID W · CIK 0001725036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,079

F2 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:37 UTC Disposition to issuerOptions to Purchase Common Stock · Derivative 24,233 $0.00 Strike: $24.15 $0.00
Disclosure

SEC source: 0001702744-20-000093 · wf-form4_160201665842338.xml · derivative · entry 3

RITTERBUSH DAVID W · CIK 0001725036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,233 shares

Expires 2029-11-08

F1 · kind: These securities were forfeited by the reporting person upon the termination of his full time employment with the issuer. The reporting person remains a member of the issuer's Board of Directors.

F3 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on November 8, 2020, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:37 UTC Disposition to issuerCommon Stock 7,851 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000093 · wf-form4_160201665842338.xml · nonDerivative · entry 1

RITTERBUSH DAVID W · CIK 0001725036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These securities were forfeited by the reporting person upon the termination of his full time employment with the issuer. The reporting person remains a member of the issuer's Board of Directors.

Read SEC document
September 06, 2020 Filed Sep 8, 2020 19:00 UTC GrantCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000080 · wf-form4_159960602256381.xml · nonDerivative · entry 1

HEALEY JAMES E · CIK 0001199801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,400

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
September 06, 2020 Filed Sep 8, 2020 23:02 UTC GrantCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000083 · wf-form4_159960615195727.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,490

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
September 06, 2020 Filed Sep 8, 2020 19:07 UTC GrantCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000087 · wf-form4_159960645171177.xml · nonDerivative · entry 1

GOOLSBY MICHELLE P · CIK 0001136260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,192

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
September 06, 2020 Filed Sep 8, 2020 23:01 UTC
WEST DAVID JDirector
GrantCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000081 · wf-form4_159960604424862.xml · nonDerivative · entry 1

WEST DAVID J · CIK 0001141569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,766

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
September 06, 2020 Filed Sep 8, 2020 18:58 UTC GrantCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000077 · wf-form4_159960587996744.xml · nonDerivative · entry 1

DALEY CLAYTON C JR · CIK 0001180778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,222

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
September 06, 2020 Filed Sep 8, 2020 23:02 UTC GrantCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000082 · wf-form4_159960610846830.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,555

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
September 06, 2020 Filed Sep 8, 2020 19:03 UTC
Ghez NomiDirector
GrantCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000084 · wf-form4_159960619684797.xml · nonDerivative · entry 1

Ghez Nomi · CIK 0001535662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,572

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
September 06, 2020 Filed Sep 8, 2020 18:59 UTC
KASH ARVINDirector
GrantCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000079 · wf-form4_159960597581003.xml · nonDerivative · entry 1

KASH ARVIN · CIK 0001538738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,766

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
September 06, 2020 Filed Sep 8, 2020 19:04 UTC GrantCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000085 · wf-form4_159960623343356.xml · nonDerivative · entry 1

Montgomery Robert G. · CIK 0001678122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,766

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
September 06, 2020 Filed Sep 8, 2020 22:59 UTC GrantCommon Stock 4,222 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000078 · wf-form4_159960593059946.xml · nonDerivative · entry 1

Ratzan Brian K. · CIK 0001679746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,476

F1 · shares: Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the first anniversary of the grant date.

Read SEC document
July 14, 2020 Filed Jul 15, 2020 21:44 UTC
Hunsberger SusanSVP and Chief HR Officer
GrantOptions to Purchase Common Stock · Derivative 35,010 $0.00 Strike: $21.99 $0.00
Disclosure

SEC source: 0001702744-20-000065 · wf-form4_159486384726780.xml · derivative · entry 2

Hunsberger Susan · CIK 0001611327 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,010

Underlying: Common Stock · 35,010 shares

Expires 2030-07-14

F2 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on July 14, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
July 14, 2020 Filed Jul 15, 2020 21:44 UTC
Hunsberger SusanSVP and Chief HR Officer
GrantCommon Stock 11,510 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000065 · wf-form4_159486384726780.xml · nonDerivative · entry 1

Hunsberger Susan · CIK 0001611327 · SVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,510

F1 · shares: Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock.The RSUs vest in three equal annual installments beginning on July 14, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

Read SEC document
May 06, 2020 Filed May 7, 2020 13:07 UTC PurchaseCommon Stock 1,942 $18.02 $34,985.13
Disclosure

SEC source: 0001702744-20-000045 · wf-form4_158885680897327.xml · nonDerivative · entry 3

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,333

Read SEC document
May 06, 2020 Filed May 7, 2020 13:07 UTC PurchaseCommon Stock 138 $17.87 $2,466.06
Disclosure

SEC source: 0001702744-20-000045 · wf-form4_158885680897327.xml · nonDerivative · entry 2

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,391

Read SEC document
May 06, 2020 Filed May 7, 2020 13:07 UTC PurchaseCommon Stock 700 $17.86 $12,502.00
Disclosure

SEC source: 0001702744-20-000045 · wf-form4_158885680897327.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,253

Read SEC document
April 28, 2020 Filed Apr 29, 2020 13:04 UTC PurchaseCommon Stock 87,862 $16.88 $1,483,374.15
Disclosure

SEC source: 0001702744-20-000043 · wf-form4_158816544980036.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,268

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.76 to $17.00, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 01:10 UTC PurchaseCommon Stock 32,507 $16.57 $538,699.50
Disclosure

SEC source: 0001702744-20-000041 · wf-form4_158699938875280.xml · nonDerivative · entry 2

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,406

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.31 to $17.00, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 15, 2020 Filed Apr 15, 2020 21:08 UTC PurchaseCommon Stock 5,000 $16.59 $82,950.00
Disclosure

SEC source: 0001702744-20-000039 · wf-form4_158699927424693.xml · nonDerivative · entry 2

GOOLSBY MICHELLE P · CIK 0001136260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,970

Read SEC document
April 14, 2020 Filed Apr 16, 2020 01:10 UTC PurchaseCommon Stock 14,582 $16.76 $244,422.03
Disclosure

SEC source: 0001702744-20-000041 · wf-form4_158699938875280.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,899

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.44 to $16.90, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 21:08 UTC PurchaseCommon Stock 5,000 $16.88 $84,400.00
Disclosure

SEC source: 0001702744-20-000039 · wf-form4_158699927424693.xml · nonDerivative · entry 1

GOOLSBY MICHELLE P · CIK 0001136260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,970

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April 13, 2020 Filed Apr 13, 2020 19:24 UTC PurchaseCommon Stock 5,000 $15.97 $79,850.00
Disclosure

SEC source: 0001702744-20-000034 · wf-form4_158682026847008.xml · nonDerivative · entry 1

DALEY CLAYTON C JR · CIK 0001180778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.91 to $15.98, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 13, 2020 Filed Apr 13, 2020 19:25 UTC PurchaseCommon Stock 3,000 $15.97 $47,916.00
Disclosure

SEC source: 0001702744-20-000035 · wf-form4_158682030569707.xml · nonDerivative · entry 1

Montgomery Robert G. · CIK 0001678122 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,544

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April 13, 2020 Filed Apr 13, 2020 23:26 UTC PurchaseCommon Stock 15,000 $16.00 $240,000.00
Disclosure

SEC source: 0001702744-20-000036 · wf-form4_158682038421158.xml · nonDerivative · entry 1

Ratzan Brian K. · CIK 0001679746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,254

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April 09, 2020 Filed Apr 9, 2020 18:15 UTC PurchaseCommon Stock 2,500 $16.80 $42,000.00
Disclosure

SEC source: 0001702744-20-000030 · wf-form4_158647048912816.xml · nonDerivative · entry 2

HEALEY JAMES E · CIK 0001199801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,178

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April 09, 2020 Filed Apr 9, 2020 18:15 UTC PurchaseCommon Stock 2,500 $16.92 $42,300.00
Disclosure

SEC source: 0001702744-20-000030 · wf-form4_158647048912816.xml · nonDerivative · entry 1

HEALEY JAMES E · CIK 0001199801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,678

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April 09, 2020 Filed Apr 9, 2020 18:14 UTC PurchaseCommon Stock 10,000 $16.77 $167,668.00
Disclosure

SEC source: 0001702744-20-000029 · wf-form4_158647044346263.xml · nonDerivative · entry 1

DALEY CLAYTON C JR · CIK 0001180778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.715 to $16.78, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 09, 2020 Filed Apr 9, 2020 18:13 UTC
Ghez NomiDirector
PurchaseCommon Stock 15,000 $15.81 $237,090.00
Disclosure

SEC source: 0001702744-20-000028 · wf-form4_158647040026196.xml · nonDerivative · entry 2

Ghez Nomi · CIK 0001535662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,350

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.75 to $15.86, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 09, 2020 Filed Apr 9, 2020 18:13 UTC
Ghez NomiDirector
PurchaseCommon Stock 15,000 $16.82 $252,370.50
Disclosure

SEC source: 0001702744-20-000028 · wf-form4_158647040026196.xml · nonDerivative · entry 1

Ghez Nomi · CIK 0001535662 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,350

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.68 to $17.00, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 09, 2020 Filed Mar 11, 2020 17:14 UTC
Wallis David LSVP of Operations
GrantCommon Stock 18,932 $0.00 $0.00
Disclosure

SEC source: 0001702744-20-000022 · wf-form4_158396124993332.xml · nonDerivative · entry 1

Wallis David L · CIK 0001806011 · SVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,932

F1 · shares: 1. Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock.The RSUs vest in three equal annual installments beginning on March 9, 2021, subject to the reporting person's continuous service with the issuer as of each vesting date.

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February 24, 2020 Filed Feb 24, 2020 22:18 UTC PurchaseCommon Stock 88,500 $22.54 $1,994,639.55
Disclosure

SEC source: 0001702744-20-000017 · wf-form4_158258270870046.xml · nonDerivative · entry 1

KILTS JAMES M · CIK 0001025094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826,317

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.32 to $22.75, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.