Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 08, 2025 Filed Apr 9, 2025 21:19 UTC |
Zanganeh MahkamDirector · Co-Chief Executive Officer · 10% owner
|
OtherCommon Stock | 3,985,055 | $1.58 | $6,296,386.90 |
DisclosureSEC source: 0001599298-25-000060 · wk-form4_1744233562.xml · nonDerivative · entry 1 Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 555,680,151 F1 · kind: On April 8, 2025, the Reporting Person's spouse exercised warrants to purchase an aggregate of 3,985,055 shares of the Issuer's common stock at an exercise price of $1.58 per share F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 12, 2025 Filed Jan 14, 2025 16:06 UTC |
Anand BhaskarChief Accounting Officer
|
GrantStock Option (right to buy) · Derivative | 75,000 | Not disclosed Strike: $17.85 | Not disclosed |
DisclosureSEC source: 0001599298-25-000036 · wk-form4_1736888785.xml · derivative · entry 1 Anand Bhaskar · CIK 0001890784 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2035-01-12 F2 · price: Not Applicable. F1 · derivative.exercise_date: The option was granted on January 12, 2025. The shares underlying the option shall vest in four equal annual installments, with the first such installment occurring on January 12, 2026. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:49 UTC |
DUGGAN ROBERT WDirector · Co-Chief Executive Officer · 10% owner
|
GrantStock Option (right to buy) · Derivative | 10,724 | $9.18 Strike: $18.35 | $98,446.32 |
DisclosureSEC source: 0001599298-25-000030 · wk-form4_1736210941.xml · derivative · entry 6 DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,724 Underlying: Common Stock · 10,724 shares Expires 2035-01-02 F4 · price: The option was issued to the reporting person pursuant to the Director Retainer Option Election Plan of issuer in lieu of retainer fees of $98,400. F3 · derivative.exercise_date: The option was granted on January 2, 2025. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the reporting person remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:30 UTC |
Huber JeffDirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $18.35 | Not disclosed |
DisclosureSEC source: 0001599298-25-000028 · wk-form4_1736209802.xml · derivative · entry 1 Huber Jeff · CIK 0001463740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2035-01-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on January 2, 2025. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the reporting person remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 19:11 UTC |
Ronaghi MostafaDirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $18.35 | Not disclosed |
DisclosureSEC source: 0001599298-25-000025 · wk-form4_1736208674.xml · derivative · entry 1 Ronaghi Mostafa · CIK 0001441876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2035-01-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on January 2, 2025. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the reporting person remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:39 UTC |
Zanganeh MahkamDirector · Co-Chief Executive Officer · 10% owner
|
GrantStock Option (right to buy) · Derivative | 10,724 | $9.18 Strike: $18.35 | $98,446.32 |
DisclosureSEC source: 0001599298-25-000029 · wk-form4_1736210375.xml · derivative · entry 6 Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 10,724 Underlying: Common Stock · 10,724 shares Expires 2035-01-02 F3 · derivative.exercise_date: The option was granted on January 2, 2025 to the Reporting Person's spouse. The shares underlying the option shall vest in four quarterly installments, subject to continued service on each vesting date. F1 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 18:57 UTC |
Booth Robert F.Director
|
GrantStock Option (right to buy) · Derivative | 6,855 | $9.18 Strike: $18.35 | $62,928.90 |
DisclosureSEC source: 0001599298-25-000022 · wk-form4_1736207824.xml · derivative · entry 2 Booth Robert F. · CIK 0001507567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,855 Underlying: Common Stock · 6,855 shares Expires 2035-01-02 F4 · price: The option was issued to the reporting person pursuant to the Director Retainer Option Election Plan of issuer in lieu of retainer fees of $62,900. F3 · derivative.exercise_date: The option was granted on January 2, 2025. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the reporting person remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 18:57 UTC |
Booth Robert F.Director
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $18.35 | Not disclosed |
DisclosureSEC source: 0001599298-25-000022 · wk-form4_1736207824.xml · derivative · entry 1 Booth Robert F. · CIK 0001507567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2035-01-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on January 2, 2025. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 19:05 UTC |
Clark Kenneth ADirector
|
GrantStock Option (right to buy) · Derivative | 16,991 | $9.18 Strike: $18.35 | $155,977.38 |
DisclosureSEC source: 0001599298-25-000023 · wk-form4_1736208323.xml · derivative · entry 2 Clark Kenneth A · CIK 0001561736 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,991 Underlying: Common Stock · 16,991 shares Expires 2035-01-02 F4 · price: The option was issued to the reporting person pursuant to the issuers Director Retainer Option Election Plan in lieu of retainer fees of $155,900 F3 · derivative.exercise_date: The option was granted on January 2, 2025. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the reporting person remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 19:05 UTC |
Clark Kenneth ADirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $18.35 | Not disclosed |
DisclosureSEC source: 0001599298-25-000023 · wk-form4_1736208323.xml · derivative · entry 1 Clark Kenneth A · CIK 0001561736 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2035-01-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on January 2, 2025. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the reporting person remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:24 UTC |
Xia YuDirector
|
GrantStock Option (right to buy) · Derivative | 5,438 | $9.18 Strike: $18.35 | $49,920.84 |
DisclosureSEC source: 0001599298-25-000027 · wk-form4_1736209460.xml · derivative · entry 2 Xia Yu · CIK 0001963544 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,438 Underlying: Common Stock · 5,438 shares Expires 2035-01-02 F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $49,900. F3 · derivative.exercise_date: The option was granted on January 2, 2025. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the reporting person remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:24 UTC |
Xia YuDirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $18.35 | Not disclosed |
DisclosureSEC source: 0001599298-25-000027 · wk-form4_1736209460.xml · derivative · entry 1 Xia Yu · CIK 0001963544 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2035-01-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on January 2, 2025. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the reporting person remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:17 UTC |
Cesano AlessandraDirector
|
GrantStock Option (right to buy) · Derivative | 3,073 | $9.18 Strike: $18.35 | $28,210.14 |
DisclosureSEC source: 0001599298-25-000026 · wk-form4_1736209060.xml · derivative · entry 2 Cesano Alessandra · CIK 0001827015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,073 Underlying: Common Stock · 3,073 shares Expires 2035-01-02 F4 · price: The option was issued to the reporting person pursuant to the Director Retainer Option Election Plan of issuer in lieu of retainer fees of $28,200. F3 · derivative.exercise_date: The option was granted on January 2, 2025. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:17 UTC |
Cesano AlessandraDirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $18.35 | Not disclosed |
DisclosureSEC source: 0001599298-25-000026 · wk-form4_1736209060.xml · derivative · entry 1 Cesano Alessandra · CIK 0001827015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2035-01-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on January 2, 2025. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the reporting person remaining as a non-salaried director on each such vesting date. Read SEC document |
| October 11, 2024 Filed Oct 15, 2024 17:08 UTC |
Clark Kenneth ADirector
|
GrantStock Option (right to buy) · Derivative | 200,000 | Not disclosed Strike: $19.95 | Not disclosed |
DisclosureSEC source: 0001599298-24-000150 · wk-form4_1729026485.xml · derivative · entry 1 Clark Kenneth A · CIK 0001561736 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2034-10-11 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on October 11, 2024. The shares underlying the option shall vest in four equal annual installments, subject to the reporting person continuing to serve as a member of the Strategic Advisory Committee of the Board, with the first installment occurring on October 11, 2025. Read SEC document |
| October 03, 2024 Filed Oct 3, 2024 20:54 UTC |
Zanganeh MahkamDirector · Co-Chief Executive Officer
|
OtherWarrant (right to buy) · Derivative | 315,681 | $0.00 Strike: $1.58 | $0.00 |
DisclosureSEC source: 0001599298-24-000146 · wk-form4_1727988861.xml · derivative · entry 5 Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By the Shaun Zanganeh Irrevocable Trust, with the Reporting Person as Trustee Disclosed balance after: 0 Underlying: Common Stock · 315,681 shares Expires 2029-12-24 F1 · kind: On October 3, 2024, the Shaun Zanganeh Irrevocable Trust exercised a warrant to purchase 315,681 shares of the Issuer's common stock at an exercise price of $1.58 per share. Read SEC document |
| October 03, 2024 Filed Oct 3, 2024 20:54 UTC |
Zanganeh MahkamDirector · Co-Chief Executive Officer
|
OtherCommon Stock | 315,681 | $1.58 | $498,775.98 |
DisclosureSEC source: 0001599298-24-000146 · wk-form4_1727988861.xml · nonDerivative · entry 1 Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By the Shaun Zanganeh Irrevocable Trust, with the Reporting Person as Trustee Disclosed balance after: 10,199,776 F1 · kind: On October 3, 2024, the Shaun Zanganeh Irrevocable Trust exercised a warrant to purchase 315,681 shares of the Issuer's common stock at an exercise price of $1.58 per share. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 22:25 UTC |
DUGGAN ROBERT WDirector · Co-Chief Executive Officer · 10% owner
|
GrantCommon Stock | 3,325,991 | $22.70 | $75,499,995.70 |
DisclosureSEC source: 0001599298-24-000139 · wk-form4_1726266298.xml · nonDerivative · entry 1 DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,695,096 F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of September 11, 2024, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person at a purchase price of $22.70 per share. The transaction closed on September 13, 2024. F2 · balance_after: Excludes shares underlying options and warrants held by the Reporting Person. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 17:26 UTC |
Anand BhaskarChief Accounting Officer
|
GrantCommon Stock | 22,026 | $22.70 | $499,990.20 |
DisclosureSEC source: 0001599298-24-000135 · wk-form4_1726262759.xml · nonDerivative · entry 1 Anand Bhaskar · CIK 0001890784 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,426 F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of September 11, 2024, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person at a purchase price of $22.70 per share. The transaction closed on September 13, 2024. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 21:40 UTC |
Huber JeffDirector
|
GrantCommon Stock | 44,052 | $22.70 | $999,980.40 |
DisclosureSEC source: 0001599298-24-000138 · wk-form4_1726263613.xml · nonDerivative · entry 1 Huber Jeff · CIK 0001463740 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Caspian Capital LLC Disclosed balance after: 44,052 F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of September 11, 2024, pursuant to which the Issuer agreed to sell shares of common stock to Caspian Capital LLC ('Caspian Capital') at a purchase price of $22.70 per share. The transaction closed on September 13, 2024. F2 · ownership.nature: The Reporting Person is a manager and member of Caspian Capital. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 23:29 UTC |
Zanganeh MahkamDirector · Co-Chief Executive Officer
|
GrantCommon Stock | 44,052 | $22.70 | $999,980.40 |
DisclosureSEC source: 0001599298-24-000141 · wk-form4_1726270177.xml · nonDerivative · entry 1 Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By the Mahkam Zanganeh Revocable Trust, with the Reporting Person as Trustee Disclosed balance after: 24,967,852 F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of September 11, 2024, pursuant to which the Issuer agreed to sell shares of common stock to the Mahkam Zanganeh Revocable Trust, with the Reporting Person as Trustee, at a purchase price of $22.70 per share. The transaction closed on September 13, 2024. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 21:29 UTC |
Soni Manmeet SinghDirector · COO and CFO
|
GrantCommon Stock | 44,052 | $22.70 | $999,980.40 |
DisclosureSEC source: 0001599298-24-000136 · wk-form4_1726262933.xml · nonDerivative · entry 1 Soni Manmeet Singh · CIK 0001569769 · Director · COO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,020,242 F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of September 11, 2024, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person at a purchase price of $22.70 per share. The transaction closed on September 13, 2024. Read SEC document |
| August 23, 2024 Filed Aug 23, 2024 20:42 UTC |
Zanganeh MahkamDirector · Chief Executive Officer
|
GrantPerformance Stock Option (right to buy) · Derivative | 2,397,640 | Not disclosed Strike: $1.68 | Not disclosed |
DisclosureSEC source: 0001599298-24-000123 · wk-form4_1724445740.xml · derivative · entry 3 Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,397,640 Underlying: Common Stock · 2,397,640 shares Expires 2033-10-13 F2 · price: Not applicable. F4 · derivative.exercise_date: These performance-based stock options vested on August 23, 2024, upon the attainment of the satisfaction of certain financial performance objectives. Note this does not include an additional 9,590,558 shares underlying options which were granted on October 13, 2023 that remain subject to the satisfaction of performance conditions. Read SEC document |
| August 23, 2024 Filed Aug 23, 2024 20:42 UTC |
Zanganeh MahkamDirector · Chief Executive Officer
|
GrantPerformance Stock Option (right to buy) · Derivative | 100,000 | Not disclosed Strike: $1.29 | Not disclosed |
DisclosureSEC source: 0001599298-24-000123 · wk-form4_1724445740.xml · derivative · entry 2 Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-09-09 F2 · price: Not applicable. F3 · derivative.exercise_date: These performance-based stock options vested on August 23, 2024, upon the attainment of the satisfaction of certain financial performance objectives. Note this does not include an additional 400,000 shares underlying options which were granted on September 9, 2022 that remain subject to the satisfaction of performance conditions. Read SEC document |
| August 23, 2024 Filed Aug 23, 2024 20:42 UTC |
Zanganeh MahkamDirector · Chief Executive Officer
|
GrantPerformance Stock Option (right to buy) · Derivative | 260,000 | Not disclosed Strike: $1.06 | Not disclosed |
DisclosureSEC source: 0001599298-24-000123 · wk-form4_1724445740.xml · derivative · entry 1 Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,000 Underlying: Common Stock · 260,000 shares Expires 2032-06-28 F2 · price: Not applicable. F1 · derivative.exercise_date: These performance-based stock options vested on August 23, 2024, upon the attainment of the satisfaction of certain financial performance objectives. Note this does not include an additional 1,040,000 shares underlying options which were granted on June 28, 2022, that remain subject to the satisfaction of performance conditions. Read SEC document |
| August 23, 2024 Filed Aug 23, 2024 20:44 UTC |
Soni Manmeet SinghDirector · COO and CFO
|
GrantPerformance Stock Option (right to buy) · Derivative | 2,800,000 | Not disclosed Strike: $1.68 | Not disclosed |
DisclosureSEC source: 0001599298-24-000125 · wk-form4_1724445873.xml · derivative · entry 1 Soni Manmeet Singh · CIK 0001569769 · Director · COO and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,800,000 Underlying: Common Stock · 2,800,000 shares Expires 2033-10-13 F2 · price: Not applicable. F1 · derivative.exercise_date: These performance-based stock options vested on August 23, 2024, upon the attainment of the satisfaction of certain financial performance objectives. Note this does not include an additional 11,200,000 shares underlying options which were granted on October 13, 2023 that remain subject to the satisfaction of performance conditions. Read SEC document |
| June 27, 2024 Filed Jun 27, 2024 21:20 UTC |
Huber JeffDirector
|
GrantStock Option (right to buy) · Derivative | 17,883 | Not disclosed Strike: $7.87 | Not disclosed |
DisclosureSEC source: 0001599298-24-000107 · wk-form4_1719523215.xml · derivative · entry 2 Huber Jeff · CIK 0001463740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,883 Underlying: Common Stock · 17,883 shares Expires 2034-06-27 F2 · price: Not applicable. F3 · derivative.exercise_date: The option was granted on June 27, 2024 and represents a pro rata amount of the annual 35,000 option board grant based approximately on the number of days the reporting person is anticipated to serve as a director in 2024. The shares underlying the option are scheduled to vest in full on December 31, 2024, subject to the director remaining as a non-salaried director on such vesting date. Read SEC document |
| June 27, 2024 Filed Jun 27, 2024 21:20 UTC |
Huber JeffDirector
|
GrantStock Option (right to buy) · Derivative | 200,000 | Not disclosed Strike: $7.87 | Not disclosed |
DisclosureSEC source: 0001599298-24-000107 · wk-form4_1719523215.xml · derivative · entry 1 Huber Jeff · CIK 0001463740 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2034-06-27 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on June 27, 2024. The shares underlying the option shall vest in four equal annual installments, with the first such installment occurring on June 27, 2025, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 09:21 UTC |
Ronaghi MostafaDirector
|
GrantStock Option (right to buy) · Derivative | 25,315 | Not disclosed Strike: $4.03 | Not disclosed |
DisclosureSEC source: 0001599298-24-000070 · wk-form4_1713187295.xml · derivative · entry 2 Ronaghi Mostafa · CIK 0001441876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,315 Underlying: Common Stock · 25,315 shares Expires 2034-04-11 F2 · price: Not applicable. F3 · derivative.exercise_date: The option was granted on April 11, 2024 and represents a pro rata amount of the annual 35,000 option board grant based approximately on the number of days the reporting person is anticipated to serve as a director in 2024. The shares underlying the option are scheduled to vest in full on December 31, 2024, subject to the director remaining as a non-salaried director on such vesting date. Read SEC document |
| April 11, 2024 Filed Apr 15, 2024 09:21 UTC |
Ronaghi MostafaDirector
|
GrantStock Option (right to buy) · Derivative | 200,000 | Not disclosed Strike: $4.03 | Not disclosed |
DisclosureSEC source: 0001599298-24-000070 · wk-form4_1713187295.xml · derivative · entry 1 Ronaghi Mostafa · CIK 0001441876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2034-04-11 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on April 11, 2024. The shares underlying the option shall vest in four equal annual installments, with the first such installment occurring on April 11, 2025, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 17:47 UTC |
Anand BhaskarChief Accounting Officer
|
GrantStock Option (right to buy) · Derivative | 600,000 | Not disclosed Strike: $3.85 | Not disclosed |
DisclosureSEC source: 0001599298-24-000058 · wk-form4_1712267219.xml · derivative · entry 1 Anand Bhaskar · CIK 0001890784 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2034-04-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on April 2, 2024. The shares underlying the option shall vest in four equal annual installments, with the first such installment occurring on April 2, 2025. Note this does not include an additional 600,000 options which were granted on April 2, 2024 and are subject to the satisfaction of performance conditions based on market capitalization and revenue targets. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 21:52 UTC |
Soni Manmeet SinghDirector · Chief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 1,100,000 | Not disclosed Strike: $3.85 | Not disclosed |
DisclosureSEC source: 0001599298-24-000060 · wk-form4_1712267527.xml · derivative · entry 1 Soni Manmeet Singh · CIK 0001569769 · Director · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,100,000 Underlying: Common Stock · 1,100,000 shares Expires 2034-04-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on April 2, 2024. The shares underlying the option shall vest in four equal annual installments. Read SEC document |
| March 27, 2024 Filed Mar 28, 2024 00:28 UTC |
Zanganeh MahkamDirector · Chief Executive Officer
|
PurchaseCommon Stock | 20,000 | $3.71 | $74,200.00 |
DisclosureSEC source: 0001599298-24-000047 · wk-form4_1711585700.xml · nonDerivative · entry 4 Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Immediate family member Disclosed balance after: 50,000 F5 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.68 to $3.75 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 27, 2024 Filed Mar 28, 2024 00:28 UTC |
Zanganeh MahkamDirector · Chief Executive Officer
|
PurchaseCommon Stock | 34,321 | $3.72 | $127,674.12 |
DisclosureSEC source: 0001599298-24-000047 · wk-form4_1711585700.xml · nonDerivative · entry 2 Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By the Mahkam Zanganeh Revocable Trust, with the Reporting Person as Trustee Disclosed balance after: 24,923,800 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.69 to $3.72 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 27, 2024 Filed Mar 28, 2024 00:28 UTC |
Zanganeh MahkamDirector · Chief Executive Officer
|
PurchaseCommon Stock | 26,000 | $3.72 | $96,720.00 |
DisclosureSEC source: 0001599298-24-000047 · wk-form4_1711585700.xml · nonDerivative · entry 1 Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,814 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.70 to $3.73 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 00:28 UTC |
Zanganeh MahkamDirector · Chief Executive Officer
|
PurchaseCommon Stock | 30,000 | $3.75 | $112,500.00 |
DisclosureSEC source: 0001599298-24-000047 · wk-form4_1711585700.xml · nonDerivative · entry 3 Zanganeh Mahkam · CIK 0001507650 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Immediate family member Disclosed balance after: 30,000 F4 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.73 to $3.78 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 00:27 UTC |
Dhingra AnkurChief Financial Officer
|
PurchaseCommon Stock | 100,000 | $3.75 | $375,000.00 |
DisclosureSEC source: 0001599298-24-000046 · wk-form4_1711585608.xml · nonDerivative · entry 1 Dhingra Ankur · CIK 0001849682 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Dhingra Family Revocable Trust Disclosed balance after: 354,958 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.74 to $3.76 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:16 UTC |
DUGGAN ROBERT WDirector · Co-Chief Executive Officer · 10% owner
|
GrantStock Option (right to buy) · Derivative | 74,545 | $1.32 Strike: $2.64 | $98,399.40 |
DisclosureSEC source: 0001599298-24-000006 · wk-form4_1704402965.xml · derivative · entry 1 DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,545 Underlying: Common Stock · 74,545 shares Expires 2034-01-02 F2 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $98,400. F1 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the reporting person remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:27 UTC |
Booth Robert F.Director
|
GrantStock Option (right to buy) · Derivative | 47,651 | $1.32 Strike: $2.64 | $62,899.32 |
DisclosureSEC source: 0001599298-24-000014 · wk-form4_1704403621.xml · derivative · entry 2 Booth Robert F. · CIK 0001507567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,651 Underlying: Common Stock · 47,651 shares Expires 2034-01-02 F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $62,900. F3 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:27 UTC |
Booth Robert F.Director
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $2.64 | Not disclosed |
DisclosureSEC source: 0001599298-24-000014 · wk-form4_1704403621.xml · derivative · entry 1 Booth Robert F. · CIK 0001507567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2034-01-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:24 UTC |
Clark Kenneth ADirector
|
GrantStock Option (right to buy) · Derivative | 70,492 | $1.32 Strike: $2.64 | $93,049.44 |
DisclosureSEC source: 0001599298-24-000012 · wk-form4_1704403461.xml · derivative · entry 2 Clark Kenneth A · CIK 0001561736 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,492 Underlying: Common Stock · 70,492 shares Expires 2034-01-02 F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $93,050. F3 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:24 UTC |
Clark Kenneth ADirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $2.64 | Not disclosed |
DisclosureSEC source: 0001599298-24-000012 · wk-form4_1704403461.xml · derivative · entry 1 Clark Kenneth A · CIK 0001561736 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2034-01-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:33 UTC |
Cesano AlessandraDirector
|
GrantStock Option (right to buy) · Derivative | 21,363 | $1.32 Strike: $2.64 | $28,199.16 |
DisclosureSEC source: 0001599298-24-000017 · wk-form4_1704404000.xml · derivative · entry 2 Cesano Alessandra · CIK 0001827015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,363 Underlying: Common Stock · 21,363 shares Expires 2034-01-02 F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $28,200. F3 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:33 UTC |
Cesano AlessandraDirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $2.64 | Not disclosed |
DisclosureSEC source: 0001599298-24-000017 · wk-form4_1704404000.xml · derivative · entry 1 Cesano Alessandra · CIK 0001827015 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2034-01-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:22 UTC |
Mahatme UjwalaDirector
|
GrantStock Option (right to buy) · Derivative | 52,575 | $1.32 Strike: $2.64 | $69,399.00 |
DisclosureSEC source: 0001599298-24-000010 · wk-form4_1704403313.xml · derivative · entry 2 Mahatme Ujwala · CIK 0001823894 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,575 Underlying: Common Stock · 52,575 shares Expires 2034-01-02 F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $69,400. F3 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:22 UTC |
Mahatme UjwalaDirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $2.64 | Not disclosed |
DisclosureSEC source: 0001599298-24-000010 · wk-form4_1704403313.xml · derivative · entry 1 Mahatme Ujwala · CIK 0001823894 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2034-01-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:19 UTC |
Xia YuDirector
|
GrantStock Option (right to buy) · Derivative | 200,000 | Not disclosed Strike: $2.64 | Not disclosed |
DisclosureSEC source: 0001599298-24-000008 · wk-form4_1704403182.xml · derivative · entry 2 Xia Yu · CIK 0001963544 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,000 Underlying: Common Stock · 200,000 shares Expires 2034-01-02 F2 · price: Not applicable. F3 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option are scheduled to vest in four equal annual installments, with the first such installment occurring on January 2, 2025. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:19 UTC |
Xia YuDirector
|
GrantStock Option (right to buy) · Derivative | 35,000 | Not disclosed Strike: $2.64 | Not disclosed |
DisclosureSEC source: 0001599298-24-000008 · wk-form4_1704403182.xml · derivative · entry 1 Xia Yu · CIK 0001963544 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2034-01-02 F2 · price: Not applicable. F1 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option shall vest in four equal quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the director remaining as a non-salaried director on each such vesting date. Read SEC document |
| December 13, 2023 Filed Dec 13, 2023 21:49 UTC |
Dhingra AnkurChief Financial Officer
|
PurchaseCommon Stock | 19,700 | $2.17 | $42,749.00 |
DisclosureSEC source: 0001599298-23-000101 · wk-form4_1702504149.xml · nonDerivative · entry 2 Dhingra Ankur · CIK 0001849682 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Dhingra Family Revocable Trust Disclosed balance after: 254,958 F1 · shares: The Reporting Person purchased these shares in a single transaction on the open market. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 13, 2023 Filed Dec 13, 2023 21:49 UTC |
Dhingra AnkurChief Financial Officer
|
PurchaseCommon Stock | 700 | $2.15 | $1,505.00 |
DisclosureSEC source: 0001599298-23-000101 · wk-form4_1702504149.xml · nonDerivative · entry 1 Dhingra Ankur · CIK 0001849682 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Dhingra Family Revocable Trust Disclosed balance after: 235,258 F1 · shares: The Reporting Person purchased these shares in a single transaction on the open market. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.