SMMT

SEC source: 0001890784-26-000006 · wk-form4_1792008434.xml · nonDerivative · entry 1

Anand Bhaskar · CIK 0001890784 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,047

F1 · shares: Restricted stock units granted under the Issuer's Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vest on October 8, 2029, subject to the Reporting Person continuing his employment with the Issuer, and will entitle the Reporting Person to one share of the Issuer's common stock for each restricted stock unit that vests.

F2 · balance_after: Holdings include shares previously acquired through exempt transactions pursuant to the Issuer's employee stock purchase plan.

SEC source: 0001055919-26-000007 · wk-form4_1781281727.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,883,879

SEC source: 0001507650-26-000007 · wk-form4_1781289308.xml · nonDerivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 573,883,879

F1 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001055919-26-000005 · wk-form4_1780610903.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Mahkam Zanganeh Revocable Trust, with the Spouse of Reporting Person as Trustee

Disclosed balance after: 25,824,474

F1 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001507650-26-000005 · wk-form4_1780609499.xml · nonDerivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Mahkam Zanganeh Revocable Trust, with the Reporting Person as Trustee

Disclosed balance after: 25,824,474

F1 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001569769-26-000004 · wk-form4_1780605646.xml · nonDerivative · entry 2

Soni Manmeet Singh · CIK 0001569769 · Director · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,123,603

SEC source: 0001569769-26-000004 · wk-form4_1780605646.xml · nonDerivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,098,603

SEC source: 0001890784-26-000003 · wk-form4_1768251691.xml · derivative · entry 1

Anand Bhaskar · CIK 0001890784 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2036-01-08

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 8, 2026. The shares underlying the option shall vest in four equal annual installments, with the first such installment occurring on January 8, 2027.

SEC source: 0001055919-26-000003 · wk-form4_1767747017.xml · derivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,232

Underlying: Common Stock · 11,232 shares

Expires 2036-01-02

F2 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $98,400.

F1 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the reporting person remaining as a non-salaried director on each such vesting date.

SEC source: 0001463740-26-000003 · wk-form4_1767743373.xml · derivative · entry 2

Huber Jeff · CIK 0001463740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,885

Underlying: Common Stock · 9,885 shares

Expires 2036-01-02

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $86,600.

F3 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the reporting person remaining as a non-salaried director on each such vesting date.

SEC source: 0001463740-26-000003 · wk-form4_1767743373.xml · derivative · entry 1

Huber Jeff · CIK 0001463740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-01-02

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the reporting person remaining as a non-salaried director on each such vesting date.

SEC source: 0001441876-26-000002 · wk-form4_1767743091.xml · derivative · entry 1

Ronaghi Mostafa · CIK 0001441876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-01-02

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the reporting person remaining as a non-salaried director on each such vesting date.

SEC source: 0001507650-26-000003 · wk-form4_1767747171.xml · derivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 11,232

Underlying: Common Stock · 11,232 shares

Expires 2036-01-02

F2 · price: The option was issued to the reporting person's spouse pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $98,400.

F1 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the reporting person's spouse remaining as a non-salaried director on each such vesting date.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or any other purpose.

SEC source: 0001507567-26-000003 · wk-form4_1767743714.xml · derivative · entry 2

Booth Robert F. · CIK 0001507567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,180

Underlying: Common Stock · 7,180 shares

Expires 2036-01-02

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $62,900.

F3 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the reporting person remaining as a non-salaried director on each such vesting date.

SEC source: 0001507567-26-000003 · wk-form4_1767743714.xml · derivative · entry 1

Booth Robert F. · CIK 0001507567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-01-02

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the reporting person remaining as a non-salaried director on each such vesting date.

SEC source: 0001561736-26-000002 · wk-form4_1767742986.xml · derivative · entry 2

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,796

Underlying: Common Stock · 17,796 shares

Expires 2036-01-02

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $155,900.

F3 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the reporting person remaining as a non-salaried director on each such vesting date.

SEC source: 0001561736-26-000002 · wk-form4_1767742986.xml · derivative · entry 1

Clark Kenneth A · CIK 0001561736 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-01-02

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the reporting person remaining as a non-salaried director on each such vesting date.

SEC source: 0001963544-26-000002 · wk-form4_1767743566.xml · derivative · entry 1

Xia Yu · CIK 0001963544 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-01-02

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the reporting person remaining as a non-salaried director on each such vesting date.

SEC source: 0001827015-26-000002 · wk-form4_1767742793.xml · derivative · entry 2

Cesano Alessandra · CIK 0001827015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,219

Underlying: Common Stock · 3,219 shares

Expires 2036-01-02

F4 · price: The option was issued to the reporting person pursuant to the issuer's Director Retainer Option Election Plan in lieu of retainer fees of $28,200.

F3 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 following election, subject to the reporting person remaining as a non-salaried director on each such vesting date.

SEC source: 0001827015-26-000002 · wk-form4_1767742793.xml · derivative · entry 1

Cesano Alessandra · CIK 0001827015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2036-01-02

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on January 2, 2026. The shares underlying the option shall vest in four quarterly installments on March 31, June 30, September 30 and December 31 of the year of grant, subject to the reporting person remaining as a non-salaried director on each such vesting date.

SEC source: 0001055919-25-000003 · wk-form4_1761250107.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate family member of Spouse

Disclosed balance after: 76,680

F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of October 21, 2025, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person and certain other parties at a purchase price of $18.74 per share. The transaction is anticipated to close on or about October 23, 2025.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001055919-25-000003 · wk-form4_1761250107.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Mahkam Zanganeh Revocable Trust, with the Spouse of Reporting Person as Trustee

Disclosed balance after: 25,724,474

F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of October 21, 2025, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person and certain other parties at a purchase price of $18.74 per share. The transaction is anticipated to close on or about October 23, 2025.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001055919-25-000003 · wk-form4_1761250107.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,073,879

F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of October 21, 2025, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person and certain other parties at a purchase price of $18.74 per share. The transaction is anticipated to close on or about October 23, 2025.

SEC source: 0001890784-25-000005 · wk-form4_1761250310.xml · nonDerivative · entry 1

Anand Bhaskar · CIK 0001890784 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,751

F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of October 21, 2025, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person and certain other parties at a purchase price of $18.74 per share. The transaction is anticipated to close on or about October 23, 2025.

F2 · balance_after: Holdings include shares previously acquired through exempt transactions pursuant to the Issuer's employee stock purchase plan.

SEC source: 0001507650-25-000003 · wk-form4_1761249988.xml · nonDerivative · entry 3

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 570,073,879

F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of October 21, 2025, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person and certain other parties at a purchase price of $18.74 per share. The transaction is anticipated to close on or about October 23, 2025.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001507650-25-000003 · wk-form4_1761249988.xml · nonDerivative · entry 2

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Immediate family member

Disclosed balance after: 76,680

F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of October 21, 2025, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person and certain other parties at a purchase price of $18.74 per share. The transaction is anticipated to close on or about October 23, 2025.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001507650-25-000003 · wk-form4_1761249988.xml · nonDerivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Mahkam Zanganeh Revocable Trust, with the Reporting Person as Trustee

Disclosed balance after: 25,724,474

F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of October 21, 2025, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person and certain other parties at a purchase price of $18.74 per share. The transaction is anticipated to close on or about October 23, 2025.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001569769-25-000002 · wk-form4_1761250212.xml · nonDerivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,073,603

F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of October 21, 2025, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person and certain other parties at a purchase price of $18.74 per share. The transaction is anticipated to close on or about October 23, 2025.

SEC source: 0001963544-25-000004 · wk-form4_1761267986.xml · nonDerivative · entry 1

Xia Yu · CIK 0001963544 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Akeso, Inc.

Disclosed balance after: 32,057,147

F1 · shares: Acquired in a private placement transaction pursuant to the terms of a definitive agreement, dated as of October 21, 2025, pursuant to which the Issuer agreed to sell shares of common stock to the Reporting Person and certain other parties at a purchase price of $18.74 per share. The transaction is anticipated to close on or about October 23, 2025.

F2 · ownership.nature: Akeso is the direct beneficial owner of the shares of the Issuer's Common Stock. Dr. Xia is a stockholder and exercises the right to vote approximately 25.96% of Akeso's ordinary shares, and serves as chairwoman, president and chief executive officer of Akeso. Dr. Xia disclaims beneficial ownership of the shares of Issuer's Common Stock beneficially owned by Akeso, except to the extent of her pecuniary interest.

SEC source: 0001890784-25-000003 · wk-form4_1758314696.xml · derivative · entry 1

Anand Bhaskar · CIK 0001890784 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-09-18

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option was granted on September 18, 2025. The shares underlying the option shall vest in four equal annual installments, with the first such installment occurring on September 18, 2026.

SEC source: 0001599298-25-000142 · wk-form4_1757633519.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,093,090

SEC source: 0001599298-25-000143 · wk-form4_1757633787.xml · nonDerivative · entry 2

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 556,093,090

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose

SEC source: 0001599298-25-000142 · wk-form4_1757633519.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,088,090

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.49 to $17.89 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001599298-25-000143 · wk-form4_1757633787.xml · nonDerivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 556,088,090

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.49 to $17.89 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose

SEC source: 0001599298-25-000106 · wk-form4_1748897749.xml · derivative · entry 6

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,545 shares

Expires 2034-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 30, 2025, the Reporting Person exercised an option to purchase 74,545 shares of the Issuer's common stock at an exercise price of $2.64 per share. The Reporting Person did not sell the underlying shares.

F3 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option vested in four equal quarterly installments on March 31, June 30, September 30 and December 31, 2024.

SEC source: 0001599298-25-000106 · wk-form4_1748897749.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,754,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 30, 2025, the Reporting Person exercised an option to purchase 74,545 shares of the Issuer's common stock at an exercise price of $2.64 per share. The Reporting Person did not sell the underlying shares.

SEC source: 0001599298-25-000107 · wk-form4_1748898068.xml · derivative · entry 6

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 74,545 shares

Expires 2034-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 30, 2025, the Reporting Person's spouse exercised an option to purchase 74,545 shares of the Issuer's common stock at an exercise price of $2.64 per share. The Reporting Person's spouse did not sell the underlying shares.

F3 · derivative.exercise_date: The option was granted on January 2, 2024. The shares underlying the option vested in four equal quarterly installments on March 31, June 30, September 30 and December 31, 2024.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001599298-25-000107 · wk-form4_1748898068.xml · nonDerivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 555,754,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On May 30, 2025, the Reporting Person's spouse exercised an option to purchase 74,545 shares of the Issuer's common stock at an exercise price of $2.64 per share. The Reporting Person's spouse did not sell the underlying shares.

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001599298-25-000093 · wk-form4_1746137388.xml · derivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 9,590,558

Underlying: Common Stock · 9,590,558 shares

Expires 2033-10-13

F2 · price: Not applicable.

F1 · derivative.exercise_date: Effective April 29, 2025, these stock options were amended from performance-based stock options to time-based stock options. The shares underlying the option vest as follows: (i) 50% of such shares vested as of April 29, 2025, and (ii) the remaining 50% of such shares vest in three equal annual installments, with the first such installment occurring on October 13, 2025.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001599298-25-000093 · wk-form4_1746137388.xml · derivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2032-09-09

F2 · price: Not applicable.

F1 · derivative.exercise_date: Effective April 29, 2025, these stock options were amended from performance-based stock options to time-based stock options. The shares underlying the option vest as follows: (i) 50% of such shares vested as of April 29, 2025, and (ii) the remaining 50% of such shares vest in three equal annual installments, with the first such installment occurring on October 13, 2025.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001599298-25-000093 · wk-form4_1746137388.xml · derivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 1,040,000

Underlying: Common Stock · 1,040,000 shares

Expires 2032-06-28

F2 · price: Not applicable.

F1 · derivative.exercise_date: Effective April 29, 2025, these stock options were amended from performance-based stock options to time-based stock options. The shares underlying the option vest as follows: (i) 50% of such shares vested as of April 29, 2025, and (ii) the remaining 50% of such shares vest in three equal annual installments, with the first such installment occurring on October 13, 2025.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001599298-25-000097 · wk-form4_1746137834.xml · derivative · entry 2

Anand Bhaskar · CIK 0001890784 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2035-01-12

F2 · price: Not applicable.

F3 · derivative.exercise_date: Effective April 29, 2025, these stock options were amended from performance-based stock options to time-based stock options. The shares underlying the option vest in four equal annual installments, with the first such installment occurring on January 12, 2026.

SEC source: 0001599298-25-000097 · wk-form4_1746137834.xml · derivative · entry 1

Anand Bhaskar · CIK 0001890784 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2034-04-02

F2 · price: Not applicable.

F1 · derivative.exercise_date: Effective April 29, 2025, these stock options were amended from performance-based stock options to time-based stock options. The shares underlying the option vest in four equal annual installments, with the first such installment occurring on December 31, 2025.

SEC source: 0001599298-25-000091 · wk-form4_1746137015.xml · derivative · entry 3

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,590,558

Underlying: Common Stock · 9,590,558 shares

Expires 2033-10-13

F2 · price: Not applicable.

F1 · derivative.exercise_date: Effective April 29, 2025, these stock options were amended from performance-based stock options to time-based stock options. The shares underlying the option vest as follows: (i) 50% of such shares vested as of April 29, 2025, and (ii) the remaining 50% of such shares vest in three equal annual installments, with the first such installment occurring on October 13, 2025.

SEC source: 0001599298-25-000091 · wk-form4_1746137015.xml · derivative · entry 2

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2032-09-09

F2 · price: Not applicable.

F1 · derivative.exercise_date: Effective April 29, 2025, these stock options were amended from performance-based stock options to time-based stock options. The shares underlying the option vest as follows: (i) 50% of such shares vested as of April 29, 2025, and (ii) the remaining 50% of such shares vest in three equal annual installments, with the first such installment occurring on October 13, 2025.

SEC source: 0001599298-25-000091 · wk-form4_1746137015.xml · derivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,000

Underlying: Common Stock · 1,040,000 shares

Expires 2032-06-28

F2 · price: Not applicable.

F1 · derivative.exercise_date: Effective April 29, 2025, these stock options were amended from performance-based stock options to time-based stock options. The shares underlying the option vest as follows: (i) 50% of such shares vested as of April 29, 2025, and (ii) the remaining 50% of such shares vest in three equal annual installments, with the first such installment occurring on October 13, 2025.

SEC source: 0001599298-25-000095 · wk-form4_1746137627.xml · derivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director · COO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,200,000

Underlying: Common Stock · 11,200,000 shares

Expires 2033-10-13

F2 · price: Not applicable.

F1 · derivative.exercise_date: Effective April 29, 2025, these stock options were amended from performance-based stock options to time-based stock options. The shares underlying the option vest as follows: (i) 50% of such shares vested as of April 29, 2025, and (ii) the remaining 50% of such shares vest in three equal annual installments, with the first such installment occurring on October 13, 2025.

SEC source: 0001599298-25-000058 · wk-form4_1744233117.xml · derivative · entry 6

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,985,055 shares

Expires 2029-12-24

F1 · kind: On April 8, 2025, the Reporting Person exercised warrants to purchase an aggregate of 3,985,055 shares of the Issuer's common stock at an exercise price of $1.58 per share.

SEC source: 0001599298-25-000058 · wk-form4_1744233117.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555,680,151

F1 · kind: On April 8, 2025, the Reporting Person exercised warrants to purchase an aggregate of 3,985,055 shares of the Issuer's common stock at an exercise price of $1.58 per share.

SEC source: 0001599298-25-000060 · wk-form4_1744233562.xml · derivative · entry 6

Zanganeh Mahkam · CIK 0001507650 · Director · Co-Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 3,985,055 shares

Expires 2029-12-24

F1 · kind: On April 8, 2025, the Reporting Person's spouse exercised warrants to purchase an aggregate of 3,985,055 shares of the Issuer's common stock at an exercise price of $1.58 per share

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.