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SMHI

SEACOR Marine Holdings Inc.

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6091
SEC CIK
0001690334
Parsed reports
282

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202608
Jul 2026011
Aug 2026010
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2024 Filed Sep 25, 2024 20:49 UTC OtherCommon Stock 1,000,000 $9.86 $9,860,000.00
Disclosure

SEC source: 0000950170-24-109373 · ownership.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Proyectos Globales de Energia y Servicios CME, S.A. de C.V.

Disclosed balance after: 0

F1 · kind: Reflects a transfer of the shares of common stock from Proyectos Globales de Energia y Servicios CME, S.A. de C.V., an entity of which the Reporting Person is the controlling shareholder, to Greenhouse Latam Holdings Inc., another entity of which the Reporting Person is the controlling shareholder. The reported disposition and acquisition occurred simultaneously, at a price per share of $9.86, and therefore the reported transactions resulted in no profit to the Reporting Person and resulted in no change in his aggregate beneficial ownership.

F2 · ownership.nature: The Reporting Person is the President, Chief Executive Officer and the controlling shareholder of Proyectos Globales de Energia y Servicios CME, S.A. de C.V. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.

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September 19, 2024 Filed Sep 23, 2024 20:59 UTC
Young Lisa PDirector
GrantCommon Stock 6,078 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-108800 · ownership.xml · nonDerivative · entry 1

Young Lisa P · CIK 0002003111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,078

F1 · shares: The restricted stock award reported on this Form 4 will lapse on the earlier of (i) the date of the 2025 annual meeting of stockholders of the Issuer and (ii) June 4, 2025.

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August 26, 2024 Filed Aug 26, 2024 20:45 UTC GiftCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-100580 · ownership.xml · nonDerivative · entry 2

MORSE ANDREW R · CIK 0001254946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,140

Read SEC document
August 22, 2024 Filed Aug 26, 2024 20:45 UTC GiftCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-100580 · ownership.xml · nonDerivative · entry 1

MORSE ANDREW R · CIK 0001254946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,840

Read SEC document
July 16, 2024 Filed Jul 17, 2024 21:15 UTC SaleCommon Stock 8,617 $15.02 $129,427.34
Disclosure

SEC source: 0000950170-24-084330 · ownership.xml · nonDerivative · entry 1

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 224,897

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.direct: The reported sale of 8,617 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2023.

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July 16, 2024 Filed Jul 17, 2024 21:16 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
SaleCommon Stock 4,646 $15.01 $69,736.46
Disclosure

SEC source: 0000950170-24-084331 · ownership.xml · nonDerivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 233,502

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.direct: The reported sale of 4,646 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2023.

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July 16, 2024 Filed Jul 17, 2024 21:14 UTC
Llorca JesusEVP & CFO
SaleCommon Stock 14,168 $15.00 $212,520.00
Disclosure

SEC source: 0000950170-24-084327 · ownership.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 430,638

F1 · ownership.direct: The reported sale of 14,168 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2023.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:59 UTC GrantCommon Stock 9,736 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-069966 · ownership.xml · nonDerivative · entry 1

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,025

F1 · shares: The restricted stock award reported on this Form 4 will lapse on the earlier of (i) the date of the 2025 annual meeting of stockholders of the Issuer and (ii) June 4, 2025.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 21:00 UTC GrantCommon Stock 8,599 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-069968 · ownership.xml · nonDerivative · entry 1

Persily Julie · CIK 0001593007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,951

F1 · shares: The restricted stock award reported on this Form 4 will lapse on the earlier of (i) the date of the 2025 annual meeting of stockholders of the Issuer and (ii) June 4, 2025.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:59 UTC GrantCommon Stock 12,390 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-069964 · ownership.xml · nonDerivative · entry 1

MORSE ANDREW R · CIK 0001254946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,340

F1 · shares: The restricted stock award reported on this Form 4 will lapse on the earlier of (i) the date of the 2025 annual meeting of stockholders of the Issuer and (ii) June 4, 2025.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:58 UTC Tax withholdingCommon Stock 3,274 $11.98 $39,222.52
Disclosure

SEC source: 0000950170-24-069963 · ownership.xml · nonDerivative · entry 2

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,546

Read SEC document
June 04, 2024 Filed Jun 6, 2024 20:58 UTC GrantCommon Stock 6,701 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-069963 · ownership.xml · nonDerivative · entry 1

Miguel Bejos Alfredo · CIK 0001777507 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,820

F1 · shares: The restricted stock award reported on this Form 4 will lapse on the earlier of (i) the date of the 2025 annual meeting of stockholders of the Issuer and (ii) June 4, 2025.

Read SEC document
May 09, 2024 Filed May 10, 2024 21:41 UTC SaleCommon Stock 7,500 $13.26 $99,450.00
Disclosure

SEC source: 0000950170-24-057985 · ownership.xml · nonDerivative · entry 1

Persily Julie · CIK 0001593007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,352

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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March 13, 2024 Filed Mar 14, 2024 20:50 UTC GiftCommon Stock 3,990 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-031610 · ownership.xml · nonDerivative · entry 1

MORSE ANDREW R · CIK 0001254946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,950

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:50 UTC Exercise / conversionPerformance Restricted Stock Units · Derivative 15,790 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-031609 · ownership.xml · derivative · entry 3

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,790 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance restricted stock units ("PRSUs") convert into shares of Common Stock on a one-for-one basis. See note 2 below for further detail.

F2 · derivative.exercise_date: On 3/12/21, the Reporting Person was granted 15,790 PRSUs consisting of five equal tranches, each of which would be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs would not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche were $3.98, $4.53, $5.11, $5.69 and $6.24, respectively. The service-based vesting requirements and each of the specified stock price performance goals were satisfied during the performance period ending 3/12/24 and the shares of Common Stock were issued at such date.

F2 · derivative.expiration_date: On 3/12/21, the Reporting Person was granted 15,790 PRSUs consisting of five equal tranches, each of which would be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs would not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche were $3.98, $4.53, $5.11, $5.69 and $6.24, respectively. The service-based vesting requirements and each of the specified stock price performance goals were satisfied during the performance period ending 3/12/24 and the shares of Common Stock were issued at such date.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:50 UTC Tax withholdingCommon Stock 6,214 $12.54 $77,923.56
Disclosure

SEC source: 0000950170-24-031609 · ownership.xml · nonDerivative · entry 2

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,514

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:50 UTC Exercise / conversionCommon Stock 15,790 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-031609 · ownership.xml · nonDerivative · entry 1

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance restricted stock units ("PRSUs") convert into shares of Common Stock on a one-for-one basis. See note 2 below for further detail.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:49 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
Exercise / conversionPerformance Restricted Stock Units · Derivative 15,790 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-031606 · ownership.xml · derivative · entry 3

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,790 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance restricted stock units ("PRSUs") convert into shares of Common Stock on a one-for-one basis. See note 2 below for further detail.

F2 · derivative.exercise_date: On 3/12/21, the Reporting Person was granted 15,790 PRSUs consisting of five equal tranches, each of which would be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs would not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche were $3.98, $4.53, $5.11, $5.69 and $6.24, respectively. The service-based vesting requirements and each of the specified stock price performance goals were satisfied during the performance period ending 3/12/24 and the shares of Common Stock were issued at such date.

F2 · derivative.expiration_date: On 3/12/21, the Reporting Person was granted 15,790 PRSUs consisting of five equal tranches, each of which would be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs would not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche were $3.98, $4.53, $5.11, $5.69 and $6.24, respectively. The service-based vesting requirements and each of the specified stock price performance goals were satisfied during the performance period ending 3/12/24 and the shares of Common Stock were issued at such date.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:49 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
Tax withholdingCommon Stock 7,319 $12.54 $91,780.26
Disclosure

SEC source: 0000950170-24-031606 · ownership.xml · nonDerivative · entry 2

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,148

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:49 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
Exercise / conversionCommon Stock 15,790 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-031606 · ownership.xml · nonDerivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance restricted stock units ("PRSUs") convert into shares of Common Stock on a one-for-one basis. See note 2 below for further detail.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:48 UTC
Gellert John MDirector · President and CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 51,315 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-031602 · ownership.xml · derivative · entry 8

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,315 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance restricted stock units ("PRSUs") convert into shares of Common Stock on a one-for-one basis. See note 8 below for further details.

F8 · derivative.exercise_date: On 3/12/21, the Reporting Person was granted 51,315 PRSUs consisting of five equal tranches, each of which would be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs would not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche were $3.98, $4.53, $5.11, $5.69 and $6.24, respectively. The service-based vesting requirements and each of the specified stock price performance goals were satisfied during the performance period ending 3/12/24 and the shares of Common Stock were issued at such date.

F8 · derivative.expiration_date: On 3/12/21, the Reporting Person was granted 51,315 PRSUs consisting of five equal tranches, each of which would be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs would not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche were $3.98, $4.53, $5.11, $5.69 and $6.24, respectively. The service-based vesting requirements and each of the specified stock price performance goals were satisfied during the performance period ending 3/12/24 and the shares of Common Stock were issued at such date.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:48 UTC
Gellert John MDirector · President and CEO
Tax withholdingCommon Stock 22,579 $12.54 $283,140.66
Disclosure

SEC source: 0000950170-24-031602 · ownership.xml · nonDerivative · entry 4

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 874,696

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:48 UTC
Gellert John MDirector · President and CEO
Exercise / conversionCommon Stock 51,315 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-031602 · ownership.xml · nonDerivative · entry 3

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 897,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Performance restricted stock units ("PRSUs") convert into shares of Common Stock on a one-for-one basis. See note 8 below for further details.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:48 UTC
Gellert John MDirector · President and CEO
GiftCommon Stock 10,153 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-031602 · ownership.xml · nonDerivative · entry 2

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · MCG Assets, LLC

Disclosed balance after: 0

F3 · kind: On 3/12/24, MCG Assets, LLC contributed 10,153 shares to a grantor retained annuity trust ("2024 GRAT"). The 2024 GRAT has an independent trustee and the Reporting Person has no investment control thereof. Accordingly, shares owned by such GRAT are not reported by the Reporting Person. The terms of the 2024 GRAT provide for an annuity payment to MCG Assets, LLC on the first and second anniversary of the contribution and, upon expiration of the GRAT, the Reporting Person is a beneficiary of the remainder (if any) of the GRAT.

F2 · ownership.nature: The Reporting Person serves as a manager of MCG Assets, LLC and, as such, has the power to direct the voting and disposition of the reported securities. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:48 UTC
Llorca JesusEVP & CFO
Exercise / conversionPerformance Restricted Stock Units · Derivative 34,210 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-031605 · ownership.xml · derivative · entry 3

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,210 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance restricted stock units ("PRSUs") convert into shares of Common Stock on a one-for-one basis. See note 2 below for further detail.

F2 · derivative.exercise_date: On 3/12/21, the Reporting Person was granted 34,210 PRSUs consisting of five equal tranches, each of which would be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs would not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche were $3.98, $4.53, $5.11, $5.69 and $6.24, respectively. The service-based vesting requirements and each of the specified stock price performance goals were satisfied during the performance period ending 3/12/24 and the shares of Common Stock were issued at such date.

F2 · derivative.expiration_date: On 3/12/21, the Reporting Person was granted 34,210 PRSUs consisting of five equal tranches, each of which would be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs would not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche were $3.98, $4.53, $5.11, $5.69 and $6.24, respectively. The service-based vesting requirements and each of the specified stock price performance goals were satisfied during the performance period ending 3/12/24 and the shares of Common Stock were issued at such date.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:48 UTC
Llorca JesusEVP & CFO
Tax withholdingCommon Stock 17,465 $12.54 $219,011.10
Disclosure

SEC source: 0000950170-24-031605 · ownership.xml · nonDerivative · entry 2

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,806

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:48 UTC
Llorca JesusEVP & CFO
Exercise / conversionCommon Stock 34,210 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-031605 · ownership.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance restricted stock units ("PRSUs") convert into shares of Common Stock on a one-for-one basis. See note 2 below for further detail.

Read SEC document
March 07, 2024 Filed Mar 14, 2024 20:48 UTC
Gellert John MDirector · President and CEO
GiftCommon Stock 5,607 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-031602 · ownership.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · MCG Assets, LLC

Disclosed balance after: 10,153

F1 · kind: On 3/7/24, MCG Assets, LLC received an annual annuity payment of 5,607 shares from a grantor retained annuity trust ("2023 GRAT"). The 2023 GRAT has an independent trustee and the Reporting Person has no investment control thereof. Accordingly, shares owned by such GRAT are not reported by the Reporting Person.

F2 · ownership.nature: The Reporting Person serves as a manager of MCG Assets, LLC and, as such, has the power to direct the voting and disposition of the reported securities. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:22 UTC GrantPerformance Restricted Stock Units · Derivative 24,370 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026561 · ownership.xml · derivative · entry 3

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,370

Underlying: Common Stock · 24,370 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F3 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $13.29, $15.13, $17.08, $19.02 and $20.86, respectively.

F3 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $13.29, $15.13, $17.08, $19.02 and $20.86, respectively.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:22 UTC Tax withholdingCommon Stock 27,452 $12.28 $337,110.56
Disclosure

SEC source: 0000950170-24-026561 · ownership.xml · nonDerivative · entry 2

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,938

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:22 UTC GrantCommon Stock 61,953 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026561 · ownership.xml · nonDerivative · entry 1

Rossmiller Gregory Scott · CIK 0001737606 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,390

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2025 and ending on March 4, 2027.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:24 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
GrantPerformance Restricted Stock Units · Derivative 26,110 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026566 · ownership.xml · derivative · entry 3

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,110

Underlying: Common Stock · 26,110 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F3 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $13.29, $15.13, $17.08, $19.02 and $20.86, respectively.

F3 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $13.29, $15.13, $17.08, $19.02 and $20.86, respectively.

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March 04, 2024 Filed Mar 6, 2024 00:24 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
Tax withholdingCommon Stock 32,879 $12.28 $403,754.12
Disclosure

SEC source: 0000950170-24-026566 · ownership.xml · nonDerivative · entry 2

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,677

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:24 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
GrantCommon Stock 66,378 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026566 · ownership.xml · nonDerivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,556

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2025 and ending on March 4, 2027.

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March 04, 2024 Filed Mar 6, 2024 00:20 UTC
Llorca JesusEVP & CFO
GrantPerformance Restricted Stock Units · Derivative 50,475 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026555 · ownership.xml · derivative · entry 3

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,475

Underlying: Common Stock · 50,475 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F3 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $13.29, $15.13, $17.08, $19.02 and $20.86, respectively.

F3 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $13.29, $15.13, $17.08, $19.02 and $20.86, respectively.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:20 UTC
Llorca JesusEVP & CFO
Tax withholdingCommon Stock 76,564 $12.28 $940,205.92
Disclosure

SEC source: 0000950170-24-026555 · ownership.xml · nonDerivative · entry 2

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,061

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:20 UTC
Llorca JesusEVP & CFO
GrantCommon Stock 128,328 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026555 · ownership.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 504,625

F1 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2025 and ending on March 4, 2027.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:19 UTC
Gellert John MDirector · President and CEO
GrantPerformance Restricted Stock Units · Derivative 62,655 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026553 · ownership.xml · derivative · entry 8

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,655

Underlying: Common Stock · 62,655 shares

Expires not disclosed

F8 · derivative.exercise_price: Each Performance Restricted Stock Unit (each, a "PRSU") represents a contingent right to receive, at vesting, one share of Common Stock subject to the achievement of certain performance goals and service-based vesting requirements.

F9 · derivative.exercise_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $13.29, $15.13, $17.08, $19.02 and $20.86, respectively.

F9 · derivative.expiration_date: These PRSUs consist of five equal tranches, each of which will be earned if and when the closing price of one share of Common Stock equals or exceeds the specified stock price performance goal for such tranche for 60 consecutive trading days during the three year performance period beginning on the grant date, provided that any earned PRSUs will not be settled until the third anniversary of the grant date, subject to satisfaction of the service-based vesting requirements set forth in the award agreement. The specified stock price performance goals for each tranche are $13.29, $15.13, $17.08, $19.02 and $20.86, respectively.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:19 UTC
Gellert John MDirector · President and CEO
Tax withholdingCommon Stock 77,068 $12.28 $946,395.04
Disclosure

SEC source: 0000950170-24-026553 · ownership.xml · nonDerivative · entry 4

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,960

Read SEC document
March 04, 2024 Filed Mar 6, 2024 00:19 UTC
Gellert John MDirector · President and CEO
GrantCommon Stock 159,300 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026553 · ownership.xml · nonDerivative · entry 3

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 923,028

F4 · shares: The restricted stock award reported on this Form 4 will lapse in three equal annual installments beginning on March 4, 2025 and ending on March 4, 2027.

Read SEC document
February 29, 2024 Filed Mar 6, 2024 00:19 UTC
Gellert John MDirector · President and CEO
GiftCommon Stock 4,578 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026553 · ownership.xml · nonDerivative · entry 2

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 763,728

F3 · kind: On 2/29/24, the Reporting Person received a distribution of 4,578 shares upon the expiration of the 2022 GRAT of which the Reporting Person is a co-beneficiary.

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February 29, 2024 Filed Mar 6, 2024 00:19 UTC
Gellert John MDirector · President and CEO
GiftCommon Stock 4,546 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-026553 · ownership.xml · nonDerivative · entry 1

Gellert John M · CIK 0001292966 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · MCG Assets, LLC

Disclosed balance after: 4,546

F1 · kind: On 2/29/24, MCG Assets, LLC received an annual annuity payment of 4,546 shares upon the expiration of a grantor retained annuity trust ("2022 GRAT"). The 2022 GRAT has an independent trustee and the Reporting Person has no investment control thereof. Accordingly, shares owned by the 2022 GRAT are not reported by the Reporting Person.

F2 · ownership.nature: The Reporting Person serves as a manager of MCG Assets, LLC and, as such, has the power to direct the voting and disposition of the reported securities. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest in the securities.

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December 06, 2023 Filed Jan 29, 2024 23:56 UTC GiftCommon Stock 4,585 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008461 · ownership.xml · nonDerivative · entry 1

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,289

Read SEC document
November 03, 2023 Filed Nov 6, 2023 22:10 UTC SaleCommon Stock 20,000 $13.45 $269,000.00
Disclosure

SEC source: 0001209191-23-054553 · doc4.xml · nonDerivative · entry 1

Persily Julie · CIK 0001593007 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,852

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.26 to $13.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 03, 2023 Filed Nov 6, 2023 22:09 UTC SaleCommon Stock 20,000 $13.32 $266,400.00
Disclosure

SEC source: 0001209191-23-054551 · doc4.xml · nonDerivative · entry 1

Regan Robert Christopher · CIK 0001338856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,874

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.15 to $13.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
October 20, 2023 Filed Oct 23, 2023 20:35 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
SaleCommon Stock 1,647 $15.18 $25,001.46
Disclosure

SEC source: 0001209191-23-053341 · doc4.xml · nonDerivative · entry 2

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 196,178

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4 · ownership.direct: The reported sale of 1,647 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2022.

Read SEC document
October 20, 2023 Filed Oct 23, 2023 20:34 UTC
Llorca JesusEVP & CFO
SaleCommon Stock 1,987 $15.18 $30,162.66
Disclosure

SEC source: 0001209191-23-053340 · doc4.xml · nonDerivative · entry 2

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 376,297

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4 · ownership.direct: The reported sale of 1,987 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2022.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 20:35 UTC
Everett Andrew H IISr. VP, General Counsel & Secy
SaleCommon Stock 10,497 $15.09 $158,399.73
Disclosure

SEC source: 0001209191-23-053341 · doc4.xml · nonDerivative · entry 1

Everett Andrew H II · CIK 0001728923 · Sr. VP, General Counsel & Secy

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,825

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.2101, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.direct: The reported sale of 10,497 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2022.

Read SEC document
October 19, 2023 Filed Oct 23, 2023 20:34 UTC
Llorca JesusEVP & CFO
SaleCommon Stock 11,138 $15.09 $168,072.42
Disclosure

SEC source: 0001209191-23-053340 · doc4.xml · nonDerivative · entry 1

Llorca Jesus · CIK 0001705427 · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 378,284

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · ownership.direct: The reported sale of 11,138 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2022.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 21:39 UTC GiftCommon Stock 7,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049641 · doc4.xml · nonDerivative · entry 1

MORSE ANDREW R · CIK 0001254946 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,940

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.