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SCOTTS MIRACLE-GRO CO

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0000825542
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Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 25, 2018 Filed Oct 30, 2018 13:38 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 8.6475 $57.82 $500.00
Disclosure

SEC source: 0001182489-18-000450 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,709.5878

Read SEC document
October 25, 2018 Filed Oct 30, 2018 13:38 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.1619 $57.82 $125.00
Disclosure

SEC source: 0001182489-18-000449 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,968.0379

Read SEC document
October 01, 2018 Filed Oct 3, 2018 19:13 UTC GrantCommon Shares 317 $79.03 $25,052.51
Disclosure

SEC source: 0001182489-18-000440 · edgar.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,230

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 19:12 UTC GrantCommon Shares 80 $79.03 $6,322.40
Disclosure

SEC source: 0001182489-18-000439 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,736

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 19:12 UTC
Hanft AdamDirector
GrantCommon Shares 159 $79.03 $12,565.77
Disclosure

SEC source: 0001182489-18-000438 · edgar.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,331

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $12,500.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 19:11 UTC
FINN BRIAN DDirector
GrantCommon Shares 317 $79.03 $25,052.51
Disclosure

SEC source: 0001182489-18-000437 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,645

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 12:33 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.9032 $65.68 $125.00
Disclosure

SEC source: 0001182489-18-000425 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,965.876

Read SEC document
September 26, 2018 Filed Sep 28, 2018 12:32 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,151.127 $77.98 $89,764.88
Disclosure

SEC source: 0001182489-18-000423 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,962.883

Underlying: Common Shares · 1,151.127 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 12:33 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 165.649 $77.98 $12,917.31
Disclosure

SEC source: 0001182489-18-000424 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,649.788

Underlying: Common Shares · 165.649 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 26, 2018 Filed Sep 28, 2018 12:33 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.6127 $65.68 $500.00
Disclosure

SEC source: 0001182489-18-000424 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700.9403

Read SEC document
September 14, 2018 Filed Sep 18, 2018 18:02 UTC SaleCommon Shares 6,300 $76.93 $484,671.60
Disclosure

SEC source: 0001182489-18-000418 · edgar.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,824

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.59 to $77.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:50 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 59 $76.88 $4,535.92
Disclosure

SEC source: 0001552781-18-000404 · ownership.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

Underlying: Common Shares · 59 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:50 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 4.1546 $77.82 $323.31
Disclosure

SEC source: 0001552781-18-000402 · ownership.xml · nonDerivative · entry 2

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,963.9728

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:50 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 40.897 $77.34 $3,162.97
Disclosure

SEC source: 0001552781-18-000403 · ownership.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,484.139

Underlying: Common Shares · 40.897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:50 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 15.2599 $77.82 $1,187.53
Disclosure

SEC source: 0001552781-18-000403 · ownership.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,693.3276

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:49 UTC GrantDividend Equivalent Rights · Derivative 36 $76.88 $2,767.68
Disclosure

SEC source: 0001552781-18-000401 · ownership.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136

Underlying: Common Shares · 36 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:49 UTC GrantDividend Equivalent Rights · Derivative 49 $76.88 $3,767.12
Disclosure

SEC source: 0001552781-18-000400 · ownership.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Shares · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:49 UTC GrantDividend Equivalent Rights · Derivative 60 $76.88 $4,612.80
Disclosure

SEC source: 0001552781-18-000399 · ownership.xml · derivative · entry 1

MCCANN JAMES F · CIK 0001205164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372

Underlying: Common Shares · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:49 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 49 $76.88 $3,767.12
Disclosure

SEC source: 0001552781-18-000398 · ownership.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Shares · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:48 UTC GrantDividend Equivalent Rights · Derivative 49 $76.88 $3,767.12
Disclosure

SEC source: 0001552781-18-000397 · ownership.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292

Underlying: Common Shares · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:48 UTC GrantDividend Equivalent Rights · Derivative 57 $76.88 $4,382.16
Disclosure

SEC source: 0001552781-18-000396 · ownership.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Shares · 57 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:48 UTC GrantDividend Equivalent Rights · Derivative 7 $76.88 $538.16
Disclosure

SEC source: 0001552781-18-000395 · ownership.xml · derivative · entry 2

Hargreaves Craig R · CIK 0001742224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7

Underlying: Common Shares · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:46 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 92 $76.88 $7,072.96
Disclosure

SEC source: 0001552781-18-000394 · ownership.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442

Underlying: Common Shares · 92 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:46 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 724.543 $77.34 $56,036.16
Disclosure

SEC source: 0001552781-18-000393 · ownership.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,811.756

Underlying: Common Shares · 724.543 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one Common Share or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:46 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 47.1541 $77.82 $3,669.53
Disclosure

SEC source: 0001552781-18-000393 · ownership.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,108.643

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:46 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 74 $76.88 $5,689.12
Disclosure

SEC source: 0001552781-18-000392 · ownership.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422

Underlying: Common Shares · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 19:45 UTC GrantDividend Equivalent Rights · Derivative 11 $76.88 $845.68
Disclosure

SEC source: 0001552781-18-000391 · ownership.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

Underlying: Common Shares · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 13:12 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 692.283 $74.63 $51,665.08
Disclosure

SEC source: 0001552781-18-000372 · ownership.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,443.242

Underlying: Common Shares · 692.283 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 13:11 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,202.703 $74.63 $89,757.72
Disclosure

SEC source: 0001552781-18-000371 · ownership.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,087.213

Underlying: Common Shares · 1,202.703 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

Read SEC document
August 24, 2018 Filed Aug 29, 2018 13:12 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.9808 $62.65 $500.00
Disclosure

SEC source: 0001552781-18-000372 · ownership.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,678.0677

Read SEC document
August 24, 2018 Filed Sep 12, 2018 19:50 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.9952 $62.65 $125.00
Disclosure

SEC source: 0001552781-18-000402 · ownership.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,959.8182

Read SEC document
August 07, 2018 Filed Aug 8, 2018 21:29 UTC SaleCommon Shares 300 $78.77 $23,631.00
Disclosure

SEC source: 0001012975-18-000960 · edgar.xml · nonDerivative · entry 4

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625,196

F4 · price: The transaction was executed in multiple trades at prices ranging from $78.73 to $78.77. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 21:29 UTC SaleCommon Shares 3,894 $78.20 $304,510.80
Disclosure

SEC source: 0001012975-18-000960 · edgar.xml · nonDerivative · entry 3

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625,496

F3 · price: The transaction was executed in multiple trades at prices ranging from $77.69 to $78.20. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 21:29 UTC SaleCommon Shares 22,709 $77.12 $1,751,318.08
Disclosure

SEC source: 0001012975-18-000960 · edgar.xml · nonDerivative · entry 2

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,629,390

F2 · price: The transaction was executed in multiple trades at prices ranging from $76.60 to $77.12. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 21:25 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 270.1 $78.77 $21,275.78
Disclosure

SEC source: 0001012975-18-000958 · edgar.xml · nonDerivative · entry 4

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,754,984

F4 · price: The transaction was executed in multiple trades at prices ranging from $78.73 to $78.77. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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August 07, 2018 Filed Aug 8, 2018 21:25 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 3,505.93 $78.20 $274,163.73
Disclosure

SEC source: 0001012975-18-000958 · edgar.xml · nonDerivative · entry 3

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,755,254.1

F3 · price: The transaction was executed in multiple trades at prices ranging from $77.69 to $78.20. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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August 07, 2018 Filed Aug 8, 2018 21:25 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 20,445.86 $77.12 $1,576,784.72
Disclosure

SEC source: 0001012975-18-000958 · edgar.xml · nonDerivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,758,760.03

F2 · price: The transaction was executed in multiple trades at prices ranging from $76.60 to $77.12. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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August 06, 2018 Filed Aug 8, 2018 21:29 UTC SaleCommon Shares 17,890 $78.46 $1,403,649.40
Disclosure

SEC source: 0001012975-18-000960 · edgar.xml · nonDerivative · entry 1

Hagedorn Partnership, L.P. · CIK 0000945527 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,652,099

F1 · price: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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August 06, 2018 Filed Aug 8, 2018 21:25 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
SaleCommon Shares 16,107.11 $78.46 $1,263,763.85
Disclosure

SEC source: 0001012975-18-000958 · edgar.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,779,205.89

F1 · price: The transaction was executed in multiple trades at prices ranging from $78.33 to $78.88. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

F5 · ownership.nature: The common shares are directly held by the Hagedorn Partnership, L.P. (the "Partnership"). The Reporting Person is a general partner of the Partnership. The amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the Partnership of the Reporting Person. The Reporting Person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.

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July 31, 2018 Filed Aug 1, 2018 00:53 UTC GrantCommon Shares 971 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000316 · edgar.xml · nonDerivative · entry 1

Hargreaves Craig R · CIK 0001742224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971

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July 31, 2018 Filed Sep 12, 2018 19:48 UTC GrantCommon Shares 971 $0.00 $0.00
Disclosure

SEC source: 0001552781-18-000395 · ownership.xml · nonDerivative · entry 1

Hargreaves Craig R · CIK 0001742224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971

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July 26, 2018 Filed Jul 30, 2018 19:34 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,104.377 $81.28 $89,763.76
Disclosure

SEC source: 0001182489-18-000314 · edgar.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,884.51

Underlying: Common Shares · 1,104.377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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July 26, 2018 Filed Jul 30, 2018 19:33 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 12.185 $81.28 $990.40
Disclosure

SEC source: 0001182489-18-000313 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750.959

Underlying: Common Shares · 12.185 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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July 25, 2018 Filed Jul 30, 2018 19:33 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.3833 $67.72 $500.00
Disclosure

SEC source: 0001182489-18-000313 · edgar.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,670.0869

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July 25, 2018 Filed Jul 30, 2018 19:33 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.8458 $67.72 $125.00
Disclosure

SEC source: 0001182489-18-000312 · edgar.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,957.823

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July 01, 2018 Filed Jul 3, 2018 16:53 UTC
FINN BRIAN DDirector
GrantCommon Shares 300 $83.48 $25,044.00
Disclosure

SEC source: 0001182489-18-000299 · edgar.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,328

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

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July 01, 2018 Filed Jul 3, 2018 16:52 UTC
Hanft AdamDirector
GrantCommon Shares 150 $83.48 $12,522.00
Disclosure

SEC source: 0001182489-18-000298 · edgar.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,172

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $12,500.

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July 01, 2018 Filed Jul 3, 2018 16:52 UTC GrantCommon Shares 75 $83.48 $6,261.00
Disclosure

SEC source: 0001182489-18-000297 · edgar.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,656

F1 · price: The Deferred Stock Units was issued to the reporting person in lieu of retainer in the amount of $6,250.

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July 01, 2018 Filed Jul 3, 2018 16:51 UTC GrantCommon Shares 300 $83.48 $25,044.00
Disclosure

SEC source: 0001182489-18-000296 · edgar.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,913

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $25,000.

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June 26, 2018 Filed Jun 28, 2018 13:36 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 29.639 $81.31 $2,409.95
Disclosure

SEC source: 0001182489-18-000290 · edgar.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,738.774

Underlying: Common Shares · 29.639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock account into an alternative investment account at any time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.