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SCOTTS MIRACLE-GRO CO

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0000825542
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1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 25, 2022 Filed Nov 4, 2022 13:26 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 13.3049 $37.58 $500.00
Disclosure

SEC source: 0001443984-22-000314 · wf-form4_166756835353791.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,520.9453

Read SEC document
October 25, 2022 Filed Nov 4, 2022 13:25 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 3.3262 $37.58 $125.00
Disclosure

SEC source: 0001443984-22-000313 · wf-form4_166756833656671.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,079.2774

Read SEC document
October 25, 2022 Filed Nov 4, 2022 13:25 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 5.7743 $37.58 $217.00
Disclosure

SEC source: 0001443984-22-000312 · wf-form4_166756831805666.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,326.3888

Read SEC document
October 25, 2022 Filed Nov 4, 2022 13:25 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 53.2198 $37.58 $2,000.00
Disclosure

SEC source: 0001443984-22-000311 · wf-form4_166756829684765.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,204.4523

Read SEC document
October 01, 2022 Filed Oct 4, 2022 15:56 UTC
FINN BRIAN DDirector
GrantCommon Shares 658 $43.73 $28,774.34
Disclosure

SEC source: 0001443984-22-000298 · wf-form4_166489900134997.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,521

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 15:57 UTC GrantCommon Shares 658 $43.73 $28,774.34
Disclosure

SEC source: 0001443984-22-000299 · wf-form4_166489902093584.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,135

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 17:19 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 5.72 $50.30 $287.72
Disclosure

SEC source: 0001443984-22-000285 · wf-form4_166438555166767.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,117.521

Underlying: Common Shares · 5.72 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
September 26, 2022 Filed Sep 28, 2022 17:19 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 195.778 $50.29 $9,845.68
Disclosure

SEC source: 0001443984-22-000284 · wf-form4_166438553169893.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,597.18

Underlying: Common Shares · 195.778 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
September 23, 2022 Filed Sep 30, 2022 13:58 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 11.9531 $41.83 $500.00
Disclosure

SEC source: 0001443984-22-000295 · wf-form4_166454630221498.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,507.6404

Read SEC document
September 23, 2022 Filed Sep 30, 2022 13:58 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 2.9883 $41.83 $125.00
Disclosure

SEC source: 0001443984-22-000294 · wf-form4_166454628025905.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,075.9512

Read SEC document
September 23, 2022 Filed Sep 30, 2022 13:57 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 5.1877 $41.83 $217.00
Disclosure

SEC source: 0001443984-22-000293 · wf-form4_166454626131587.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,320.6145

Read SEC document
September 23, 2022 Filed Sep 30, 2022 13:57 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 47.8126 $41.83 $2,000.00
Disclosure

SEC source: 0001443984-22-000292 · wf-form4_166454624379825.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,151.2325

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:55 UTC GrantDividend Equivalent Rights · Derivative 48 $57.90 $2,779.20
Disclosure

SEC source: 0001443984-22-000274 · wf-form4_166309890538799.xml · derivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211

Underlying: Common Shares · 48 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:55 UTC
Evans David CDirector · Interim CFO
GrantDividend Equivalent Rights · Derivative 45 $57.90 $2,605.50
Disclosure

SEC source: 0001443984-22-000275 · wf-form4_166309892369893.xml · derivative · entry 1

Evans David C · CIK 0001375909 · Director · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:55 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 8.0251 $59.46 $477.14
Disclosure

SEC source: 0001443984-22-000273 · wf-form4_166309888844484.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,071.0034

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:54 UTC
Volas GeraldDirector
GrantDividend Equivalent Rights · Derivative 23 $57.90 $1,331.70
Disclosure

SEC source: 0001443984-22-000272 · wf-form4_166309887063451.xml · derivative · entry 1

Volas Gerald · CIK 0001597860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53

Underlying: Common Shares · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:54 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 135.687 $59.15 $8,025.34
Disclosure

SEC source: 0001443984-22-000271 · wf-form4_166309885253022.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,401.402

Underlying: Common Shares · 135.687 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:54 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 2.6645 $59.46 $158.42
Disclosure

SEC source: 0001443984-22-000271 · wf-form4_166309885253022.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,487.706

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:54 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,753.155 $59.15 $103,693.86
Disclosure

SEC source: 0001443984-22-000270 · wf-form4_166309883605018.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,111.698

Underlying: Common Shares · 1,753.155 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:54 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 88.0801 $59.46 $5,236.89
Disclosure

SEC source: 0001443984-22-000270 · wf-form4_166309883605018.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,071.8748

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:53 UTC GrantDividend Equivalent Rights · Derivative 45 $57.90 $2,605.50
Disclosure

SEC source: 0001443984-22-000269 · wf-form4_166309881913686.xml · derivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:53 UTC
Vines John RDirector
GrantDividend Equivalent Rights · Derivative 54 $57.90 $3,126.60
Disclosure

SEC source: 0001443984-22-000268 · wf-form4_166309879941467.xml · derivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

Underlying: Common Shares · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:53 UTC GrantDividend Equivalent Rights · Derivative 16 $57.90 $926.40
Disclosure

SEC source: 0001443984-22-000267 · wf-form4_166309878098121.xml · derivative · entry 1

Sandoval Brian E · CIK 0001769844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Dividend Equivalent Rights · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:52 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
GrantDividend Equivalent Rights · Derivative 45 $57.90 $2,605.50
Disclosure

SEC source: 0001443984-22-000266 · wf-form4_166309876290750.xml · derivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:52 UTC
Hanft AdamDirector
GrantDividend Equivalent Rights · Derivative 80 $57.90 $4,632.00
Disclosure

SEC source: 0001443984-22-000265 · wf-form4_166309874244932.xml · derivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Common Shares · 80 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:52 UTC GrantDividend Equivalent Rights · Derivative 64 $57.90 $3,705.60
Disclosure

SEC source: 0001443984-22-000264 · wf-form4_166309872035851.xml · derivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268

Underlying: Common Shares · 64 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:51 UTC GrantDividend Equivalent Rights · Derivative 45 $57.90 $2,605.50
Disclosure

SEC source: 0001443984-22-000263 · wf-form4_166309869618728.xml · derivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Shares · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:51 UTC
FINN BRIAN DDirector
GrantDividend Equivalent Rights · Derivative 70 $57.90 $4,053.00
Disclosure

SEC source: 0001443984-22-000262 · wf-form4_166309867820014.xml · derivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

Underlying: Common Shares · 70 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on DSU or RSU grants and become exercisable proportionately with the DSUs or RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one common share of the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 19:51 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 0.8998 $59.46 $53.50
Disclosure

SEC source: 0001443984-22-000261 · wf-form4_166309865768852.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,311.9615

Read SEC document
September 09, 2022 Filed Sep 28, 2022 17:12 UTC Amendment
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,753.258 $59.15 $103,699.95
Disclosure

SEC source: 0001443984-22-000279 · wf-form4a_166438511530735.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,111.801

Underlying: Common Shares · 1,753.258 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · shares: The original Form 4 showed 1,753.155 shares acquired. This amendment displays the correct number.

F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
September 09, 2022 Filed Sep 28, 2022 17:12 UTC Amendment
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 88.0801 $59.46 $5,236.89
Disclosure

SEC source: 0001443984-22-000279 · wf-form4a_166438511530735.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,071.8748

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:27 UTC
Evans David CDirector · Interim CFO
GrantCommon Shares 17,181 $0.00 $0.00
Disclosure

SEC source: 0001443984-22-000244 · wf-form4_166249601162386.xml · nonDerivative · entry 1

Evans David C · CIK 0001375909 · Director · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,353

Read SEC document
August 26, 2022 Filed Aug 30, 2022 15:20 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 106.049 $72.93 $7,734.15
Disclosure

SEC source: 0001443984-22-000236 · wf-form4_166187281035024.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,265.715

Underlying: Common Shares · 106.049 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
August 26, 2022 Filed Aug 30, 2022 15:20 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,238.721 $72.93 $90,339.92
Disclosure

SEC source: 0001443984-22-000235 · wf-form4_166187279464314.xml · derivative · entry 4

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,358.543

Underlying: Common Shares · 1,238.721 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
August 25, 2022 Filed Sep 28, 2022 17:20 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.9981 $62.56 $125.00
Disclosure

SEC source: 0001443984-22-000287 · wf-form4_166438558942632.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,073.0015

Read SEC document
August 25, 2022 Filed Sep 28, 2022 17:19 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 3.4687 $62.56 $217.00
Disclosure

SEC source: 0001443984-22-000286 · wf-form4_166438557044149.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,315.4302

Read SEC document
August 25, 2022 Filed Sep 28, 2022 17:19 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 31.9693 $62.56 $2,000.00
Disclosure

SEC source: 0001443984-22-000285 · wf-form4_166438555166767.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,103.8441

Read SEC document
August 25, 2022 Filed Sep 28, 2022 17:19 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.9923 $62.56 $500.00
Disclosure

SEC source: 0001443984-22-000284 · wf-form4_166438553169893.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,495.6983

Read SEC document
July 26, 2022 Filed Jul 28, 2022 17:40 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 119.3 $82.53 $9,845.83
Disclosure

SEC source: 0001443984-22-000227 · wf-form4_165902995957690.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,159.666

Underlying: Common Shares · 119.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 17:39 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,094.594 $82.53 $90,336.84
Disclosure

SEC source: 0001443984-22-000226 · wf-form4_165902992228028.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,119.822

Underlying: Common Shares · 1,094.594 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
July 25, 2022 Filed Aug 30, 2022 15:24 UTC
Smith Ivan CEVP, GC and Secretary
OtherCommon Shares 1.7799 $70.23 $125.00
Disclosure

SEC source: 0001443984-22-000238 · wf-form4_166187304273705.xml · nonDerivative · entry 1

Smith Ivan C · CIK 0001580464 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,062.9783

Read SEC document
July 25, 2022 Filed Aug 30, 2022 15:23 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 3.0898 $70.23 $217.00
Disclosure

SEC source: 0001443984-22-000237 · wf-form4_166187282733633.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,311.0617

Read SEC document
July 25, 2022 Filed Aug 30, 2022 15:20 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 7.1195 $70.23 $500.00
Disclosure

SEC source: 0001443984-22-000236 · wf-form4_166187281035024.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,485.0415

Read SEC document
July 25, 2022 Filed Aug 30, 2022 15:20 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 28.4779 $70.23 $2,000.00
Disclosure

SEC source: 0001443984-22-000235 · wf-form4_166187279464314.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,983.7947

Read SEC document
July 01, 2022 Filed Jul 6, 2022 13:23 UTC GrantCommon Shares 359 $80.18 $28,784.62
Disclosure

SEC source: 0001443984-22-000218 · wf-form4_165711380200410.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,477

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 13:23 UTC
FINN BRIAN DDirector
GrantCommon Shares 359 $80.18 $28,784.62
Disclosure

SEC source: 0001443984-22-000217 · wf-form4_165711378427123.xml · nonDerivative · entry 1

FINN BRIAN D · CIK 0001124195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,863

F1 · price: The Deferred Stock Units were issued to the reporting person in lieu of retainer in the amount of $28,750.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 18:31 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 1,088.014 $83.03 $90,337.80
Disclosure

SEC source: 0001443984-22-000209 · wf-form4_165652747237979.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,025.228

Underlying: Common Shares · 1,088.014 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 18:31 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 118.582 $83.03 $9,845.86
Disclosure

SEC source: 0001443984-22-000208 · wf-form4_165652745489851.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,040.366

Underlying: Common Shares · 118.582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
June 24, 2022 Filed Jul 6, 2022 13:25 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 3.2177 $67.44 $217.00
Disclosure

SEC source: 0001443984-22-000223 · wf-form4_165711388996206.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,307.9719

Read SEC document
June 24, 2022 Filed Jul 6, 2022 13:24 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 29.656 $67.44 $2,000.00
Disclosure

SEC source: 0001443984-22-000222 · wf-form4_165711387294480.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,955.3168

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.