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SCOTTS MIRACLE-GRO CO

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4142
SEC CIK
0000825542
Parsed reports
1,677

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2023 Filed Feb 7, 2023 21:35 UTC
Hagedorn ChristopherDivision President
Tax withholdingCommon Shares 2,256 $82.27 $185,601.12
Disclosure

SEC source: 0001443984-23-000064 · wf-form4_167580573863243.xml · nonDerivative · entry 2

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,123.9792

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:35 UTC Exercise / conversionDividend Equivalent Rights · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000063 · wf-form4_167580571968924.xml · derivative · entry 3

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Shares · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

F3 · derivative.expiration_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:35 UTC Exercise / conversionCommon Shares 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000063 · wf-form4_167580571968924.xml · nonDerivative · entry 2

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:35 UTC GrantCommon Shares 3,951 $82.27 $325,048.77
Disclosure

SEC source: 0001443984-23-000063 · wf-form4_167580571968924.xml · nonDerivative · entry 1

Mistretta Nancy G. · CIK 0001409462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,537

F1 · shares: 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:35 UTC Exercise / conversionDividend Equivalent Rights · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000062 · wf-form4_167580568885828.xml · derivative · entry 3

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Shares · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

F3 · derivative.expiration_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:35 UTC Exercise / conversionCommon Shares 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000062 · wf-form4_167580568885828.xml · nonDerivative · entry 2

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:35 UTC GrantCommon Shares 3,951 $82.27 $325,048.77
Disclosure

SEC source: 0001443984-23-000062 · wf-form4_167580568885828.xml · nonDerivative · entry 1

Evans David C · CIK 0001375909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,645

F1 · shares: 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:34 UTC GrantCommon Shares 3,951 $82.27 $325,048.77
Disclosure

SEC source: 0001443984-23-000061 · wf-form4_167580565714495.xml · nonDerivative · entry 1

Sandoval Brian E · CIK 0001769844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,314

F1 · shares: 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:34 UTC
Aviles EdithDirector
GrantCommon Shares 3,951 $82.27 $325,048.77
Disclosure

SEC source: 0001443984-23-000060 · wf-form4_167580563791527.xml · nonDerivative · entry 1

Aviles Edith · CIK 0001957659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,951

F1 · shares: 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:33 UTC
STUMP DENISEEVP, Global Human Resources
Tax withholdingCommon Shares 761 $82.27 $62,607.47
Disclosure

SEC source: 0001443984-23-000059 · wf-form4_167580561882109.xml · nonDerivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,377.5549

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:33 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000058 · wf-form4_167580559581315.xml · derivative · entry 3

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Shares · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

F3 · derivative.expiration_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:33 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000058 · wf-form4_167580559581315.xml · nonDerivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:33 UTC
Hanft AdamDirector
GrantCommon Shares 3,951 $82.27 $325,048.77
Disclosure

SEC source: 0001443984-23-000058 · wf-form4_167580559581315.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,238

F1 · shares: 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:33 UTC Exercise / conversionDividend Equivalent Rights · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000057 · wf-form4_167580556570806.xml · derivative · entry 3

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101

Underlying: Common Shares · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

F3 · derivative.expiration_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:33 UTC Exercise / conversionCommon Shares 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000057 · wf-form4_167580556570806.xml · nonDerivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:33 UTC GrantCommon Shares 3,951 $82.27 $325,048.77
Disclosure

SEC source: 0001443984-23-000057 · wf-form4_167580556570806.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,637

F1 · shares: 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:32 UTC GrantStock Option (right to buy) · Derivative 28,599 $82.27 Strike: $82.27 $2,352,839.73
Disclosure

SEC source: 0001443984-23-000056 · wf-form4_167580554418385.xml · derivative · entry 1

GARTH MATTHEW E · CIK 0001695300 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,599

Underlying: Common Shares · 28,599 shares

Expires 2033-02-03

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:32 UTC Exercise / conversionDividend Equivalent Rights · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000055 · wf-form4_167580552277228.xml · derivative · entry 3

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134

Underlying: Common Shares · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

F3 · derivative.expiration_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:32 UTC Exercise / conversionCommon Shares 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000055 · wf-form4_167580552277228.xml · nonDerivative · entry 2

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:32 UTC GrantCommon Shares 3,951 $82.27 $325,048.77
Disclosure

SEC source: 0001443984-23-000055 · wf-form4_167580552277228.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,411

F1 · shares: 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:31 UTC
Vines John RDirector
Exercise / conversionDividend Equivalent Rights · Derivative 183 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000054 · wf-form4_167580550360681.xml · derivative · entry 3

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118

Underlying: Common Shares · 183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 1,777 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

F3 · derivative.expiration_date: On February 3, 2020, the reporting person was granted 1,777 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:31 UTC
Vines John RDirector
Exercise / conversionCommon Shares 183 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000054 · wf-form4_167580550360681.xml · nonDerivative · entry 2

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:31 UTC
Vines John RDirector
GrantCommon Shares 4,559 $82.27 $375,068.93
Disclosure

SEC source: 0001443984-23-000054 · wf-form4_167580550360681.xml · nonDerivative · entry 1

Vines John R · CIK 0001582749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,745

F1 · shares: 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:31 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionDividend Equivalent Rights · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000053 · wf-form4_167580548221654.xml · derivative · entry 2

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Shares · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

F2 · derivative.expiration_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:31 UTC
HAGEDORN KATHERINE LITTLEFIELDDirector · 10% owner
Exercise / conversionCommon Shares 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000053 · wf-form4_167580548221654.xml · nonDerivative · entry 1

HAGEDORN KATHERINE LITTLEFIELD · CIK 0001180173 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:31 UTC Exercise / conversionDividend Equivalent Rights · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000052 · wf-form4_167580545906248.xml · derivative · entry 3

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Shares · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F3 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

F3 · derivative.expiration_date: On February 3, 2020, the reporting person was granted 1,494 restricted stock units, with accruing dividend equivalent rights, vesting on February 3, 2021.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:31 UTC Exercise / conversionCommon Shares 154 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000052 · wf-form4_167580545906248.xml · nonDerivative · entry 2

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:31 UTC GrantCommon Shares 3,951 $82.27 $325,048.77
Disclosure

SEC source: 0001443984-23-000052 · wf-form4_167580545906248.xml · nonDerivative · entry 1

KELLY THOMAS N JR · CIK 0001196636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,894

F1 · shares: 1,398 restricted stock units reflect a special restricted stock unit award in lieu of the director's annual cash compensation for the calendar year. The remaining restricted stock units reflect the standard annual equity grant award paid to non-employee directors.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:30 UTC
Lukemire Michael CPresident and COO
Tax withholdingCommon Shares 2,072 $82.27 $170,463.44
Disclosure

SEC source: 0001443984-23-000051 · wf-form4_167580542833801.xml · nonDerivative · entry 1

Lukemire Michael C · CIK 0001434770 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,437

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:30 UTC
Todorov DimiterEVP, GC & CORPORATE SECRETARY
Tax withholdingCommon Shares 590 $82.27 $48,539.30
Disclosure

SEC source: 0001443984-23-000050 · wf-form4_167580540343565.xml · nonDerivative · entry 1

Todorov Dimiter · CIK 0001956982 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,156

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:29 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
Tax withholdingCommon Shares 7,702 $82.27 $633,643.54
Disclosure

SEC source: 0001443984-23-000049 · wf-form4_167580538585024.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,738.2209

Read SEC document
February 01, 2023 Filed Feb 3, 2023 18:58 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionPhantom Stock · Derivative 581.008 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000031 · wf-form4_167545067065794.xml · derivative · entry 2

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,709.558

Underlying: Common Shares · 581.008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F3 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F3 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 18:58 UTC
STUMP DENISEEVP, Global Human Resources
Exercise / conversionCommon Shares 581 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000031 · wf-form4_167545067065794.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,128.8856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each phantom stock unit was the economic equivalent of one share of Issuer's common shares. On February 1, 2023, the reporting person's phantom stock units were settled for an equal number of shares of Issuer's common shares. Partial shares were paid out in cash.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 19:35 UTC Exercise / conversionDividend Equivalent Rights · Derivative 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000028 · wf-form4_167528012426991.xml · derivative · entry 2

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288

Underlying: Common Shares · 75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 202 deferred stock units, with accruing dividend equivalent rights, vesting on February 3, 2020.

F3 · derivative.exercise_date: On April 1, 2020, the reporting person was granted 249 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2020.

F4 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 188 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2020.

F5 · derivative.exercise_date: On October 1, 2020, the reporting person was granted 167 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2020.

F2 · derivative.expiration_date: On February 3, 2020, the reporting person was granted 202 deferred stock units, with accruing dividend equivalent rights, vesting on February 3, 2020.

F3 · derivative.expiration_date: On April 1, 2020, the reporting person was granted 249 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2020.

F4 · derivative.expiration_date: On July 1, 2020, the reporting person was granted 188 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2020.

F5 · derivative.expiration_date: On October 1, 2020, the reporting person was granted 167 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2020.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 19:35 UTC Exercise / conversionCommon Shares 75 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000028 · wf-form4_167528012426991.xml · nonDerivative · entry 1

Shumlin Peter E · CIK 0001696706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

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January 31, 2023 Filed Feb 1, 2023 19:35 UTC
Hanft AdamDirector
Exercise / conversionDividend Equivalent Rights · Derivative 113 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000029 · wf-form4_167528014220091.xml · derivative · entry 2

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254

Underlying: Common Shares · 113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 4, 2022, the reporting person was granted 3,011 restricted stock units, with accruing dividend equivalent rights, vesting on January 31, 2023.

F2 · derivative.expiration_date: On February 4, 2022, the reporting person was granted 3,011 restricted stock units, with accruing dividend equivalent rights, vesting on January 31, 2023.

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January 31, 2023 Filed Feb 1, 2023 19:35 UTC
Hanft AdamDirector
Exercise / conversionCommon Shares 113 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000029 · wf-form4_167528014220091.xml · nonDerivative · entry 1

Hanft Adam · CIK 0001481963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 19:35 UTC Exercise / conversionDividend Equivalent Rights · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000027 · wf-form4_167528010683199.xml · derivative · entry 2

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

Underlying: Common Shares · 13 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

F2 · derivative.exercise_date: On February 3, 2020, the reporting person was granted 51 deferred stock units, with accruing dividend equivalent rights, vesting on February 3, 2020.

F3 · derivative.exercise_date: On April 1, 2021, the reporting person was granted 63 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2020.

F4 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 47 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2020.

F5 · derivative.exercise_date: On October 1, 2020, the reporting person was granted 42 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2020.

F2 · derivative.expiration_date: On February 3, 2020, the reporting person was granted 51 deferred stock units, with accruing dividend equivalent rights, vesting on February 3, 2020.

F3 · derivative.expiration_date: On April 1, 2021, the reporting person was granted 63 deferred stock units, with accruing dividend equivalent rights, vesting on April 1, 2020.

F4 · derivative.expiration_date: On July 1, 2020, the reporting person was granted 47 deferred stock units, with accruing dividend equivalent rights, vesting on July 1, 2020.

F5 · derivative.expiration_date: On October 1, 2020, the reporting person was granted 42 deferred stock units, with accruing dividend equivalent rights, vesting on October 1, 2020.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 19:35 UTC Exercise / conversionCommon Shares 13 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000027 · wf-form4_167528010683199.xml · nonDerivative · entry 1

Johnson Stephen L · CIK 0001505744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Deferred stock units convert into common shares of the Issuer on a one-for-one basis.

Read SEC document
January 26, 2023 Filed Jan 27, 2023 17:34 UTC
Hagedorn ChristopherDivision President
GrantCommon Shares 4,038 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000018 · wf-form4_167484087008904.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,375.7827

F1 · date: On February 3, 2020, the Issuer made a grant to the Reporting Person of 3,230 performance units (the "2020 grant"). Under the award agreement, the 2020 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On January 26, 2023, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2020 grant were satisfied to the extent required to permit for the issuance of shares equal to 125% of the original grant.

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January 26, 2023 Filed Jan 27, 2023 17:34 UTC
Todorov DimiterEVP, GC & CORPORATE SECRETARY
GrantCommon Shares 986 $0.00 $0.00
Disclosure

SEC source: 0001443984-23-000017 · wf-form4_167484084980125.xml · nonDerivative · entry 1

Todorov Dimiter · CIK 0001956982 · EVP, GC & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,746

F1 · date: On February 3, 2020, the Issuer made a grant to the Reporting Person of 808 performance units (the "2020 grant"). Under the award agreement, the 2020 grant included an enhanced issuance provision under which the Reporting Person would receive a range of 50% to 250% of the original grant depending on certain pre-determined performance criteria over the entirety of the plan period. On January 26, 2023, the Compensation Committee of the Issuer's Board of Directors determined that the performance measures related to the 2020 grant were satisfied to the extent required to permit for the issuance of shares equal to 122% of the original grant.

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January 25, 2023 Filed Jan 27, 2023 21:08 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 62.313 $63.19 $3,937.56
Disclosure

SEC source: 0001443984-23-000021 · wf-form4_167485370535925.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,290.566

Underlying: Common Shares · 62.313 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

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January 25, 2023 Filed Feb 7, 2023 21:35 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 4.1965 $51.71 $217.00
Disclosure

SEC source: 0001443984-23-000064 · wf-form4_167580573863243.xml · nonDerivative · entry 1

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,379.9792

Read SEC document
January 25, 2023 Filed Feb 7, 2023 21:33 UTC
STUMP DENISEEVP, Global Human Resources
OtherCommon Shares 9.6693 $51.71 $500.00
Disclosure

SEC source: 0001443984-23-000059 · wf-form4_167580561882109.xml · nonDerivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,138.5549

Read SEC document
January 25, 2023 Filed Feb 7, 2023 21:29 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
OtherCommon Shares 38.6772 $51.71 $2,000.00
Disclosure

SEC source: 0001443984-23-000049 · wf-form4_167580538585024.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,440.2209

Read SEC document
January 17, 2023 Filed Jan 19, 2023 19:57 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 31,077 $61.09 $1,898,465.96
Disclosure

SEC source: 0001443984-23-000008 · wf-form4_167415821265540.xml · nonDerivative · entry 2

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,401.5437

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.87 to $61.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

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January 17, 2023 Filed Jan 19, 2023 19:57 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
SaleCommon Shares 18,923 $60.25 $1,140,097.50
Disclosure

SEC source: 0001443984-23-000008 · wf-form4_167415821265540.xml · nonDerivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,478.5437

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.80 to $60.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
December 28, 2022 Filed Dec 29, 2022 17:46 UTC
STUMP DENISEEVP, Global Human Resources
GrantPhantom Stock · Derivative 83.501 $47.17 $3,938.74
Disclosure

SEC source: 0001443984-22-000379 · wf-form4_167233600212547.xml · derivative · entry 1

STUMP DENISE · CIK 0001196301 · EVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,228.253

Underlying: Common Shares · 83.501 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 17:47 UTC
HAGEDORN JAMESDirector · Chairman and CEO · 10% owner
GrantPhantom Stock · Derivative 6.1 $47.16 $287.68
Disclosure

SEC source: 0001443984-22-000380 · wf-form4_167233602119016.xml · derivative · entry 1

HAGEDORN JAMES · CIK 0001180171 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,050.655

Underlying: Common Shares · 6.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one common share of Issuer or the cash value thereof.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with Issuer. The reporting person may transfer his/her phantom stock into an alternative investment at any time.

Read SEC document
December 23, 2022 Filed Jan 10, 2023 20:41 UTC
Hagedorn ChristopherDivision President
OtherCommon Shares 5.4798 $39.60 $217.00
Disclosure

SEC source: 0001443984-23-000006 · wf-form4_167338327286962.xml · nonDerivative · entry 3

Hagedorn Christopher · CIK 0001575124 · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,337.7827

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.