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Nasdaq · USD

SMCI

Super Micro Computer, Inc.

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3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2021 Filed Aug 12, 2021 21:05 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000070 · wf-form4_162880230133814.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:05 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 69 $38.57 $2,661.33
Disclosure

SEC source: 0001758554-21-000070 · wf-form4_162880230133814.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,540

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:05 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000070 · wf-form4_162880230133814.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:04 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 211 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000069 · wf-form4_162880223410093.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:04 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 73 $38.57 $2,815.61
Disclosure

SEC source: 0001758554-21-000069 · wf-form4_162880223410093.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,217

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:04 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000069 · wf-form4_162880223410093.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:02 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 211 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000068 · wf-form4_162880214615040.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:02 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 73 $38.57 $2,815.61
Disclosure

SEC source: 0001758554-21-000068 · wf-form4_162880214615040.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,158

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:02 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000068 · wf-form4_162880214615040.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:01 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 225 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000067 · wf-form4_162880205090054.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475

Underlying: Common Stock · 225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:01 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 78 $38.57 $3,008.46
Disclosure

SEC source: 0001758554-21-000067 · wf-form4_162880205090054.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,569

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:01 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 225 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000067 · wf-form4_162880205090054.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:12 UTC
TUAN SHERMANDirector
GrantRestricted Stock Units · Derivative 5,807 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000065 · wf-form4_162819785729776.xml · derivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,807

Underlying: Common Stock · 5,807 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service.. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service.. Vested units are settled in shares of common stock.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 16:58 UTC GrantRestricted Stock Units · Derivative 5,807 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000061 · wf-form4_162819705122929.xml · derivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,807

Underlying: Common Stock · 5,807 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service. Vested units are settled in shares of common stock.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:01 UTC
LIU TALLY CDirector
GrantRestricted Stock Units · Derivative 5,807 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000062 · wf-form4_162819718169624.xml · derivative · entry 1

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,807

Underlying: Common Stock · 5,807 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service. Vested units are settled in shares of common stock.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 17:03 UTC GrantRestricted Stock Units · Derivative 5,807 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000063 · wf-form4_162819733675247.xml · derivative · entry 1

CHAN SHIU LEUNG · CIK 0001190814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,807

Underlying: Common Stock · 5,807 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service. Vested units are settled in shares of common stock.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 21:08 UTC
Tseng SariaDirector
GrantRestricted Stock Units · Derivative 5,807 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000064 · wf-form4_162819766851110.xml · derivative · entry 1

Tseng Saria · CIK 0001312593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,807

Underlying: Common Stock · 5,807 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units will fully vest on June 30, 2022; provided, however, in the event service ends before June 30, 2022, a pro rata number of units will vest based upon service from July 1, 2021 to the last day of service. Vested units are settled in shares of common stock.

Read SEC document
July 02, 2021 Filed Jul 7, 2021 17:03 UTC SaleCommon Stock 3,398 $35.22 $119,672.46
Disclosure

SEC source: 0001758554-21-000059 · wf-form4_162569180998778.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,263

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.99 to $35.59, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:07 UTC
TUAN SHERMANDirector
Exercise / conversionRestricted Stock Units · Derivative 8,289 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000053 · wf-form4_162526002820021.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:07 UTC
TUAN SHERMANDirector
Exercise / conversionCommon Stock 8,289 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000053 · wf-form4_162526002820021.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:15 UTC Exercise / conversionRestricted Stock Units · Derivative 8,289 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000057 · wf-form4_162526049734948.xml · derivative · entry 2

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:15 UTC Exercise / conversionCommon Stock 8,289 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000057 · wf-form4_162526049734948.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:11 UTC
LIU TALLY CDirector
Exercise / conversionRestricted Stock Units · Derivative 8,289 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000055 · wf-form4_162526023990308.xml · derivative · entry 2

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:11 UTC
LIU TALLY CDirector
Exercise / conversionCommon Stock 8,289 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000055 · wf-form4_162526023990308.xml · nonDerivative · entry 1

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:13 UTC Exercise / conversionRestricted Stock Units · Derivative 5,168 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000056 · wf-form4_162526037315514.xml · derivative · entry 2

CHAN SHIU LEUNG · CIK 0001190814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to prorated service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to prorated service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 17:13 UTC Exercise / conversionCommon Stock 5,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000056 · wf-form4_162526037315514.xml · nonDerivative · entry 1

CHAN SHIU LEUNG · CIK 0001190814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:08 UTC
Tseng SariaDirector
Exercise / conversionRestricted Stock Units · Derivative 8,289 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000054 · wf-form4_162526011402071.xml · derivative · entry 2

Tseng Saria · CIK 0001312593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2021. The total number of restricted stock units fully vested on June 30, 2021. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:08 UTC
Tseng SariaDirector
Exercise / conversionCommon Stock 8,289 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000054 · wf-form4_162526011402071.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 16, 2021 Filed May 18, 2021 21:14 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000051 · wf-form4_162137237132183.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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May 16, 2021 Filed May 18, 2021 21:14 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 127 $36.26 $4,605.02
Disclosure

SEC source: 0001758554-21-000051 · wf-form4_162137237132183.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,020

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May 16, 2021 Filed May 18, 2021 21:14 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000051 · wf-form4_162137237132183.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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May 16, 2021 Filed May 18, 2021 21:12 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000050 · wf-form4_162137231005756.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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May 16, 2021 Filed May 18, 2021 21:12 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 217 $36.26 $7,868.42
Disclosure

SEC source: 0001758554-21-000050 · wf-form4_162137231005756.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422

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May 16, 2021 Filed May 18, 2021 21:12 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000050 · wf-form4_162137231005756.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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May 13, 2021 Filed May 17, 2021 16:56 UTC SaleCommon Stock 4,428 $34.03 $150,664.47
Disclosure

SEC source: 0001758554-21-000049 · wf-form4_162128492647884.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,372

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.74 to $34.18, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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May 10, 2021 Filed May 12, 2021 22:18 UTC
TUAN SHERMANDirector
Exercise / conversionRestricted Stock Units · Derivative 21,600 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000044 · wf-form4_162085787509577.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

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May 10, 2021 Filed May 12, 2021 22:18 UTC
TUAN SHERMANDirector
Exercise / conversionCommon Stock 21,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000044 · wf-form4_162085787509577.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 18:19 UTC Exercise / conversionRestricted Stock Units · Derivative 10,800 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000045 · wf-form4_162085795698180.xml · derivative · entry 2

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2020. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2020. Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 18:19 UTC Exercise / conversionCommon Stock 10,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000045 · wf-form4_162085795698180.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:11 UTC
LIU TALLY CDirector
Exercise / conversionRestricted Stock Units · Derivative 15,300 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000041 · wf-form4_162085748435701.xml · derivative · entry 2

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (4,500 restricted stock units for FY19 and 10,800 for FY20). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (4,500 restricted stock units for FY19 and 10,800 for FY20). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:11 UTC
LIU TALLY CDirector
Exercise / conversionCommon Stock 15,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000041 · wf-form4_162085748435701.xml · nonDerivative · entry 1

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:05 UTC
Tseng SariaDirector
Exercise / conversionRestricted Stock Units · Derivative 21,600 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000037 · wf-form4_162085713180492.xml · derivative · entry 2

Tseng Saria · CIK 0001312593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:05 UTC
Tseng SariaDirector
Exercise / conversionCommon Stock 21,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000037 · wf-form4_162085713180492.xml · nonDerivative · entry 1

Tseng Saria · CIK 0001312593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:22 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 196 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000047 · wf-form4_162085811600702.xml · derivative · entry 9

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,167

Underlying: Common Stock · 196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:22 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 79 $35.17 $2,778.43
Disclosure

SEC source: 0001758554-21-000047 · wf-form4_162085811600702.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 144,412

Read SEC document
May 10, 2021 Filed May 12, 2021 22:22 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 196 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000047 · wf-form4_162085811600702.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 144,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 196 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000046 · wf-form4_162085805234614.xml · derivative · entry 9

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,167

Underlying: Common Stock · 196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 79 $35.17 $2,778.43
Disclosure

SEC source: 0001758554-21-000046 · wf-form4_162085805234614.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,412

Read SEC document
May 10, 2021 Filed May 12, 2021 22:21 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 196 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000046 · wf-form4_162085805234614.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:16 UTC Exercise / conversionRestricted Stock Units · Derivative 21,600 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000043 · wf-form4_162085779238540.xml · derivative · entry 2

McAndrews Michael S · CIK 0001634055 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2019 and fiscal 2020 (10,800 restricted stock units for each fiscal year). Subject to the Reporting Person's continued service to the Issuer, the total number of restricted stock units shall fully vest on May 10, 2021. Vested units are settled in shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.