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Nasdaq · USD

SMCI

Super Micro Computer, Inc.

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3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2022 Filed Jan 21, 2022 21:34 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 1,300 $45.50 $59,143.50
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,177

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.30 to $46.17, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:34 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 1,396 $44.77 $62,501.01
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,477

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.30 to $45.15, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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January 19, 2022 Filed Jan 21, 2022 21:34 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 9,653 $43.54 $420,267.49
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,873

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.275 to $44.22, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:34 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 16,651 $42.85 $713,473.70
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,526

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.275 to $43.27, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:34 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 29,000 $17.09 $495,610.00
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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December 29, 2021 Filed Jan 21, 2022 21:38 UTC
Liang CharlesDirector · President and CEO · 10% owner
GiftCommon Stock 47,700 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,651,229

F1 · shares: This transaction represents charitable contribution by the Reporting Person.

Read SEC document
December 29, 2021 Filed Jan 21, 2022 21:34 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GiftCommon Stock 47,700 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,651,229

F1 · shares: This transaction represents charitable contribution by the Reporting Person's spouse.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:05 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000089 · wf-form4_163727311990994.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:05 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 130 $44.01 $5,721.30
Disclosure

SEC source: 0001758554-21-000089 · wf-form4_163727311990994.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,786

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:05 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000089 · wf-form4_163727311990994.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:04 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000088 · wf-form4_163727304751267.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:04 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 217 $44.01 $9,550.17
Disclosure

SEC source: 0001758554-21-000088 · wf-form4_163727304751267.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,532

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:04 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000088 · wf-form4_163727304751267.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:53 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 211 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000086 · wf-form4_163675396276947.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,113

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:53 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 73 $43.82 $3,198.86
Disclosure

SEC source: 0001758554-21-000086 · wf-form4_163675396276947.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,541

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:53 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000086 · wf-form4_163675396276947.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:51 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 225 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000085 · wf-form4_163675386702615.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:51 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 78 $43.82 $3,417.96
Disclosure

SEC source: 0001758554-21-000085 · wf-form4_163675386702615.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,124

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:51 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 225 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000085 · wf-form4_163675386702615.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:47 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 607 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000084 · wf-form4_163675365210498.xml · derivative · entry 6

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823

Underlying: Common Stock · 607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:47 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 211 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000084 · wf-form4_163675365210498.xml · derivative · entry 5

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:47 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 210 $43.82 $9,202.20
Disclosure

SEC source: 0001758554-21-000084 · wf-form4_163675365210498.xml · nonDerivative · entry 4

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,752

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:47 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 607 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000084 · wf-form4_163675365210498.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:47 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 73 $43.82 $3,198.86
Disclosure

SEC source: 0001758554-21-000084 · wf-form4_163675365210498.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,355

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:47 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000084 · wf-form4_163675365210498.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:46 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000083 · wf-form4_163675356567599.xml · derivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,773

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:46 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 69 $43.82 $3,023.58
Disclosure

SEC source: 0001758554-21-000083 · wf-form4_163675356567599.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 90,177

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:46 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000083 · wf-form4_163675356567599.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 90,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:44 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000082 · wf-form4_163675345672124.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:44 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 69 $43.82 $3,023.58
Disclosure

SEC source: 0001758554-21-000082 · wf-form4_163675345672124.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,177

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:44 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000082 · wf-form4_163675345672124.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 21:42 UTC
TUAN SHERMANDirector
SaleCommon Stock 2,697 $46.26 $124,761.33
Disclosure

SEC source: 0001300264-21-000001 · wf-form4_163649411329386.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.15 to $46.40, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:06 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 100 $43.64 $4,364.00
Disclosure

SEC source: 0001758554-21-000079 · wf-form4_163614636440312.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 90,049

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

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November 03, 2021 Filed Nov 5, 2021 21:06 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 3,030 $43.10 $130,607.54
Disclosure

SEC source: 0001758554-21-000079 · wf-form4_163614636440312.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 90,149

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.63 to $43.52, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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November 03, 2021 Filed Nov 5, 2021 21:06 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 47,547 $41.85 $1,989,937.04
Disclosure

SEC source: 0001758554-21-000079 · wf-form4_163614636440312.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 93,179

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.31 to $42.25, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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November 03, 2021 Filed Nov 5, 2021 21:06 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 3,814 $40.81 $155,636.75
Disclosure

SEC source: 0001758554-21-000079 · wf-form4_163614636440312.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 140,726

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $41.21, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:04 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 100 $43.64 $4,364.00
Disclosure

SEC source: 0001758554-21-000078 · wf-form4_163614627033444.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,049

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:04 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 3,030 $43.10 $130,607.54
Disclosure

SEC source: 0001758554-21-000078 · wf-form4_163614627033444.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,149

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.63 to $43.52, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:04 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 47,547 $41.85 $1,989,937.04
Disclosure

SEC source: 0001758554-21-000078 · wf-form4_163614627033444.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,179

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.31 to $42.25, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:04 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 3,814 $40.81 $155,636.75
Disclosure

SEC source: 0001758554-21-000078 · wf-form4_163614627033444.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,726

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $41.21, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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August 30, 2021 Filed Sep 1, 2021 21:14 UTC
TUAN SHERMANDirector
SaleCommon Stock 5,000 $35.43 $177,145.50
Disclosure

SEC source: 0001758554-21-000076 · wf-form4_163053082709126.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,586

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.35 to $35.49, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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August 16, 2021 Filed Aug 18, 2021 22:13 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000073 · wf-form4_162932475637671.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 22:13 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 130 $37.06 $4,817.80
Disclosure

SEC source: 0001758554-21-000073 · wf-form4_162932475637671.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,403

Read SEC document
August 16, 2021 Filed Aug 18, 2021 22:13 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000073 · wf-form4_162932475637671.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 22:14 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000074 · wf-form4_162932485566121.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 22:14 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 217 $37.06 $8,042.02
Disclosure

SEC source: 0001758554-21-000074 · wf-form4_162932485566121.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,977

Read SEC document
August 16, 2021 Filed Aug 18, 2021 22:14 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000074 · wf-form4_162932485566121.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:07 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000071 · wf-form4_162880244155919.xml · derivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,970

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:07 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 69 $38.57 $2,661.33
Disclosure

SEC source: 0001758554-21-000071 · wf-form4_162880244155919.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 144,540

Read SEC document
August 10, 2021 Filed Aug 12, 2021 21:07 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000071 · wf-form4_162880244155919.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 144,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.