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Nasdaq · USD

SMCI

Super Micro Computer, Inc.

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Tapewire entity
3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2022 Filed Apr 21, 2022 21:00 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 5,388 $42.00 $226,296.00
Disclosure

SEC source: 0001758554-22-000023 · wf-form4_165057483145795.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,305

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:42 UTC
Lin Judy L.Director
GrantRestricted Stock Units · Derivative 1,446 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000021 · wf-form4_164919854811772.xml · derivative · entry 1

Lin Judy L. · CIK 0001921058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446

Underlying: Common Stock · 1,446 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: On April 1, 2022, in connection with the Reporting Person's appointment to the Board and pursuant to SMCI's director compensation policy, restricted stock units were granted with respect to Board service which were pro-rated for fiscal 2022. Subject generally to the Reporting Person's continued service to SMCI, the total number of restricted stock units shall fully vest on June 30, 2022. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: On April 1, 2022, in connection with the Reporting Person's appointment to the Board and pursuant to SMCI's director compensation policy, restricted stock units were granted with respect to Board service which were pro-rated for fiscal 2022. Subject generally to the Reporting Person's continued service to SMCI, the total number of restricted stock units shall fully vest on June 30, 2022. Vested units are settled in shares of common stock.

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March 30, 2022 Filed Apr 1, 2022 20:45 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 5,328 $42.17 $224,681.76
Disclosure

SEC source: 0001758554-22-000018 · wf-form4_164884588024297.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 50,693

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.53, inclusive. The reporting person's spouse undertakes to provide to SuperMicro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: The Reporting Person does not have any further reportable beneficial ownership of shares of SMCI common stock owned by Child A and Child B that were included in the Reporting Person's prior ownership reports.

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March 30, 2022 Filed Apr 1, 2022 20:45 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 17,449 $41.54 $724,831.46
Disclosure

SEC source: 0001758554-22-000018 · wf-form4_164884588024297.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 56,021

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.995 to $41.99, inclusive. The reporting person's spouse undertakes to provide to SuperMicro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:45 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16,835 $40.46 $681,144.10
Disclosure

SEC source: 0001758554-22-000018 · wf-form4_164884588024297.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 73,470

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The reporting person's spouse undertakes to provide to SuperMicro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:43 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 5,328 $42.17 $224,681.76
Disclosure

SEC source: 0001758554-22-000017 · wf-form4_164884577171467.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,693

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.53, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:43 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 17,449 $41.54 $724,831.46
Disclosure

SEC source: 0001758554-22-000017 · wf-form4_164884577171467.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,021

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.995 to $41.99, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:43 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 16,835 $40.46 $681,144.10
Disclosure

SEC source: 0001758554-22-000017 · wf-form4_164884577171467.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,470

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 26, 2022 Filed Jun 3, 2022 20:52 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001758554-22-000045 · wf-form4_165428954424715.xml · derivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-03-02

F1 · date: On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On March 26, 2022, achievement of the revenue goal for the first tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This first tranche will be earned and exercisable only if and when the applicable $45 stock price goal achievement is certified.

F1 · derivative.exercise_date: On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On March 26, 2022, achievement of the revenue goal for the first tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This first tranche will be earned and exercisable only if and when the applicable $45 stock price goal achievement is certified.

Read SEC document
March 26, 2022 Filed Jun 3, 2022 20:51 UTC
Liang CharlesDirector · President and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001758554-22-000044 · wf-form4_165428949004037.xml · derivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-03-02

F1 · date: On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On March 26, 2022, achievement of the revenue goal for the first tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This first tranche will be earned and exercisable only if and when the applicable $45 stock price goal achievement is certified.

F1 · derivative.exercise_date: On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On March 26, 2022, achievement of the revenue goal for the first tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This first tranche will be earned and exercisable only if and when the applicable $45 stock price goal achievement is certified.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:39 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000015 · wf-form4_164522031375456.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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February 16, 2022 Filed Feb 18, 2022 21:39 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 154 $39.76 $6,123.04
Disclosure

SEC source: 0001758554-22-000015 · wf-form4_164522031375456.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,131

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:39 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000015 · wf-form4_164522031375456.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:36 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000014 · wf-form4_164522019327426.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:36 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 257 $39.76 $10,218.32
Disclosure

SEC source: 0001758554-22-000014 · wf-form4_164522019327426.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,032

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:36 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000014 · wf-form4_164522019327426.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC
TUAN SHERMANDirector
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $26.60 $0.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · derivative · entry 9

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC
TUAN SHERMANDirector
Exercise / conversionStock Option (right to buy) · Derivative 4,604 $0.00 Strike: $21.86 $0.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · derivative · entry 8

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,604 shares

Expires 2024-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC
TUAN SHERMANDirector
SaleCommon Stock 5,000 $39.00 $195,000.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 6

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC
TUAN SHERMANDirector
Exercise / conversionCommon Stock 5,000 $26.60 $133,000.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 5

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC
TUAN SHERMANDirector
SaleCommon Stock 4,604 $39.00 $179,556.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 4

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:36 UTC
TUAN SHERMANDirector
Exercise / conversionCommon Stock 4,604 $21.86 $100,643.44
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 3

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:21 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 151 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000011 · wf-form4_164487723887054.xml · derivative · entry 6

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,672

Underlying: Common Stock · 151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:21 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 211 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000011 · wf-form4_164487723887054.xml · derivative · entry 5

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:21 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 62 $38.57 $2,391.34
Disclosure

SEC source: 0001758554-22-000011 · wf-form4_164487723887054.xml · nonDerivative · entry 4

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,965

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:21 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 151 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000011 · wf-form4_164487723887054.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:21 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 87 $38.57 $3,355.59
Disclosure

SEC source: 0001758554-22-000011 · wf-form4_164487723887054.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,876

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:21 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000011 · wf-form4_164487723887054.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:13 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000009 · wf-form4_164487679613606.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:13 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 69 $38.57 $2,661.33
Disclosure

SEC source: 0001758554-22-000009 · wf-form4_164487679613606.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,305

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:13 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000009 · wf-form4_164487679613606.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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February 10, 2022 Filed Feb 14, 2022 22:18 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000010 · wf-form4_164487704480438.xml · derivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,576

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

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February 10, 2022 Filed Feb 14, 2022 22:18 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 69 $38.57 $2,661.33
Disclosure

SEC source: 0001758554-22-000010 · wf-form4_164487704480438.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 90,305

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February 10, 2022 Filed Feb 14, 2022 22:18 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000010 · wf-form4_164487704480438.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 90,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:25 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 211 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000012 · wf-form4_164487751056332.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,902

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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February 10, 2022 Filed Feb 14, 2022 22:25 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 87 $38.57 $3,355.59
Disclosure

SEC source: 0001758554-22-000012 · wf-form4_164487751056332.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,910

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:25 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000012 · wf-form4_164487751056332.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:11 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 225 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000008 · wf-form4_164487664136871.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025

Underlying: Common Stock · 225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:11 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 93 $38.57 $3,587.01
Disclosure

SEC source: 0001758554-22-000008 · wf-form4_164487664136871.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,664

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:11 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 225 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000008 · wf-form4_164487664136871.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:36 UTC
TUAN SHERMANDirector
Exercise / conversionStock Option (right to buy) · Derivative 396 $0.00 Strike: $21.86 $0.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · derivative · entry 7

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,604

Underlying: Common Stock · 396 shares

Expires 2024-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:36 UTC
TUAN SHERMANDirector
SaleCommon Stock 396 $39.00 $15,444.00
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:36 UTC
TUAN SHERMANDirector
Exercise / conversionCommon Stock 396 $21.86 $8,656.56
Disclosure

SEC source: 0001758554-22-000006 · wf-form4_164461535233610.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:38 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,000 $0.00 Strike: $17.09 $0.00
Disclosure

SEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · derivative · entry 9

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 29,000 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F8 · derivative.exercise_date: This stock option is fully vested and exercisable.

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January 19, 2022 Filed Jan 21, 2022 21:38 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 1,300 $45.50 $59,143.50
Disclosure

SEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 90,177

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F7 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.30 to $46.17, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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January 19, 2022 Filed Jan 21, 2022 21:38 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 1,396 $44.77 $62,501.01
Disclosure

SEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 5

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 91,477

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F6 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.30 to $45.15, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:38 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 9,653 $43.54 $420,267.49
Disclosure

SEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 92,873

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F5 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.275 to $44.22, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:38 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16,651 $42.85 $713,473.70
Disclosure

SEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 102,526

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.275 to $43.27, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:38 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 29,000 $17.09 $495,610.00
Disclosure

SEC source: 0001758554-22-000004 · wf-form4_164280106824092.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 119,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:34 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,000 $0.00 Strike: $17.09 $0.00
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · derivative · entry 9

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,000 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.