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Nasdaq · USD

SMCI

Super Micro Computer, Inc.

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Tapewire entity
3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2022 Filed Jul 5, 2022 17:13 UTC Exercise / conversionRestricted Stock Units · Derivative 5,807 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000047 · wf-form4_165705559387105.xml · derivative · entry 2

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:13 UTC Exercise / conversionCommon Stock 5,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000047 · wf-form4_165705559387105.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:18 UTC
LIU TALLY CDirector
Exercise / conversionRestricted Stock Units · Derivative 5,807 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000050 · wf-form4_165705590513156.xml · derivative · entry 2

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:18 UTC
LIU TALLY CDirector
Exercise / conversionCommon Stock 5,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000050 · wf-form4_165705590513156.xml · nonDerivative · entry 1

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:15 UTC Exercise / conversionRestricted Stock Units · Derivative 5,807 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000048 · wf-form4_165705569185356.xml · derivative · entry 2

CHAN SHIU LEUNG · CIK 0001190814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:15 UTC Exercise / conversionCommon Stock 5,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000048 · wf-form4_165705569185356.xml · nonDerivative · entry 1

CHAN SHIU LEUNG · CIK 0001190814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:57 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,800 $0.00 Strike: $12.50 $0.00
Disclosure

SEC source: 0001758554-22-000042 · wf-form4_165368501315559.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,800 shares

Expires 2022-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:57 UTC
CLEGG DON WSVP, Worldwide Sales
SaleCommon Stock 6,800 $48.47 $329,606.88
Disclosure

SEC source: 0001758554-22-000042 · wf-form4_165368501315559.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,514

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.13 to $48.745, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:57 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 6,800 $12.50 $85,000.00
Disclosure

SEC source: 0001758554-22-000042 · wf-form4_165368501315559.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:54 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000040 · wf-form4_165291084016284.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:54 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 217 $52.59 $11,412.03
Disclosure

SEC source: 0001758554-22-000040 · wf-form4_165291084016284.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,587

Read SEC document
May 16, 2022 Filed May 18, 2022 21:54 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000040 · wf-form4_165291084016284.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:52 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000039 · wf-form4_165291073149301.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 16, 2019 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:52 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 130 $52.59 $6,836.70
Disclosure

SEC source: 0001758554-22-000039 · wf-form4_165291073149301.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,514

Read SEC document
May 16, 2022 Filed May 18, 2022 21:52 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000039 · wf-form4_165291073149301.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:37 UTC
TUAN SHERMANDirector
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $31.38 $0.00
Disclosure

SEC source: 0001758554-22-000037 · wf-form4_165281975517072.xml · derivative · entry 5

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:37 UTC
TUAN SHERMANDirector
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $20.37 $0.00
Disclosure

SEC source: 0001758554-22-000037 · wf-form4_165281975517072.xml · derivative · entry 4

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2030-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:37 UTC
TUAN SHERMANDirector
SaleCommon Stock 10,000 $51.95 $519,514.00
Disclosure

SEC source: 0001758554-22-000037 · wf-form4_165281975517072.xml · nonDerivative · entry 3

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,889

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.52 to $52.22, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:37 UTC
TUAN SHERMANDirector
Exercise / conversionCommon Stock 5,000 $20.37 $101,850.00
Disclosure

SEC source: 0001758554-22-000037 · wf-form4_165281975517072.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2022 Filed May 17, 2022 20:37 UTC
TUAN SHERMANDirector
Exercise / conversionCommon Stock 5,000 $31.38 $156,900.00
Disclosure

SEC source: 0001758554-22-000037 · wf-form4_165281975517072.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2022 Filed May 12, 2022 22:41 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 212 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000035 · wf-form4_165239527537565.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,690

Underlying: Common Stock · 212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 22:41 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 74 $51.08 $3,779.92
Disclosure

SEC source: 0001758554-22-000035 · wf-form4_165239527537565.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,269

Read SEC document
May 10, 2022 Filed May 12, 2022 22:41 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 212 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000035 · wf-form4_165239527537565.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 945 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · derivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,379

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 327 $51.08 $16,703.16
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,051

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 69 $51.08 $3,524.52
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,433

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:56 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 945 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · derivative · entry 7

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,835

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:56 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · derivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,379

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:56 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 327 $51.08 $16,703.16
Disclosure

SEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 46,051

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May 10, 2022 Filed May 12, 2022 20:56 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 46,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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May 10, 2022 Filed May 12, 2022 20:56 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 69 $51.08 $3,524.52
Disclosure

SEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 45,433

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May 10, 2022 Filed May 12, 2022 20:56 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000032 · wf-form4_165238895622023.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 45,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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May 10, 2022 Filed May 12, 2022 20:55 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 225 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000031 · wf-form4_165238889498286.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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May 10, 2022 Filed May 12, 2022 20:55 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 78 $51.08 $3,984.24
Disclosure

SEC source: 0001758554-22-000031 · wf-form4_165238889498286.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,179

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May 10, 2022 Filed May 12, 2022 20:55 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 225 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000031 · wf-form4_165238889498286.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:54 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 152 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000030 · wf-form4_165238882719061.xml · derivative · entry 6

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520

Underlying: Common Stock · 152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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May 10, 2022 Filed May 12, 2022 20:54 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 211 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000030 · wf-form4_165238882719061.xml · derivative · entry 5

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock.

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May 10, 2022 Filed May 12, 2022 20:54 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 56 $51.08 $2,860.48
Disclosure

SEC source: 0001758554-22-000030 · wf-form4_165238882719061.xml · nonDerivative · entry 4

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,185

Read SEC document
May 10, 2022 Filed May 12, 2022 20:54 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 152 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000030 · wf-form4_165238882719061.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:54 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 87 $51.08 $4,443.96
Disclosure

SEC source: 0001758554-22-000030 · wf-form4_165238882719061.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,089

Read SEC document
May 10, 2022 Filed May 12, 2022 20:54 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 211 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000030 · wf-form4_165238882719061.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 05, 2022 Filed May 9, 2022 22:45 UTC
CLEGG DON WSVP, Worldwide Sales
GrantRestricted Stock Units · Derivative 1,630 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000028 · wf-form4_165213628574492.xml · derivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,630

Underlying: Common Stock · 1,630 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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May 05, 2022 Filed May 9, 2022 22:45 UTC
CLEGG DON WSVP, Worldwide Sales
GrantEmployee Stock Option (right to buy) · Derivative 3,630 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001758554-22-000028 · wf-form4_165213628574492.xml · derivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630

Underlying: Common Stock · 3,630 shares

Expires 2032-05-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2023, and 1/16th at the end of each successive calendar quarter thereafter.

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May 05, 2022 Filed May 9, 2022 21:00 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 4,280 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000026 · wf-form4_165213000124706.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,280

Underlying: Common Stock · 4,280 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 05, 2022 Filed May 9, 2022 21:00 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 9,500 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001758554-22-000026 · wf-form4_165213000124706.xml · derivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires 2032-05-05

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2023, and 1/16th at the end of each successive calendar quarter thereafter.

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May 05, 2022 Filed May 9, 2022 21:00 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $53.04 $0.00
Disclosure

SEC source: 0001758554-22-000026 · wf-form4_165213000124706.xml · derivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-05-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 5, 2022, and 1/8th at the end of each successive calendar quarter thereafter.

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April 19, 2022 Filed Apr 21, 2022 21:02 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 5,388 $42.00 $226,296.00
Disclosure

SEC source: 0001758554-22-000024 · wf-form4_165057492828865.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 45,305

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.