Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2022 Filed Oct 27, 2022 21:11 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 173 | $67.04 | $11,597.92 |
DisclosureSEC source: 0001758554-22-000080 · wf-form4_166690508895429.xml · nonDerivative · entry 2 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,979 Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 21:11 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000080 · wf-form4_166690508895429.xml · nonDerivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 21:10 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000079 · wf-form4_166690499658404.xml · derivative · entry 3 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 21:10 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 173 | $67.04 | $11,597.92 |
DisclosureSEC source: 0001758554-22-000079 · wf-form4_166690499658404.xml · nonDerivative · entry 2 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,061 Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 21:10 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000079 · wf-form4_166690499658404.xml · nonDerivative · entry 1 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:23 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GrantRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000077 · wf-form4_166362616456525.xml · derivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:21 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000076 · wf-form4_166362588190162.xml · derivative · entry 1 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 22:14 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000075 · wf-form4_166362512100717.xml · derivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:44 UTC |
KAO GEORGESVP, OPERATIONS
|
GrantRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000074 · wf-form4_166362383421044.xml · derivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:34 UTC |
CLEGG DON WSVP, Worldwide Sales
|
GrantRestricted Stock Units · Derivative | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000072 · wf-form4_166362323713391.xml · derivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:46 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $45.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000070 · wf-form4_166301557306610.xml · derivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 200,000 shares Expires 2031-03-02 F1 · derivative.exercise_date: On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On September 8, 2022, achievement of the revenue goal for the second tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This second tranche will be earned and exercisable only if and when the applicable $60 stock price goal achievement is certified. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:49 UTC |
TUAN SHERMANDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $39.19 | $0.00 |
DisclosureSEC source: 0001758554-22-000068 · wf-form4_166215176156275.xml · derivative · entry 3 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2025-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:49 UTC |
TUAN SHERMANDirector
|
SaleCommon Stock | 2,500 | $65.21 | $163,024.00 |
DisclosureSEC source: 0001758554-22-000068 · wf-form4_166215176156275.xml · nonDerivative · entry 2 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,696 Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 20:49 UTC |
TUAN SHERMANDirector
|
Exercise / conversionCommon Stock | 2,500 | $39.19 | $97,975.00 |
DisclosureSEC source: 0001758554-22-000068 · wf-form4_166215176156275.xml · nonDerivative · entry 1 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 21:17 UTC |
CLEGG DON WSVP, Worldwide Sales
|
GrantRestricted Stock Units · Derivative | 3,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000065 · wf-form4_166198064723727.xml · derivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,184 Underlying: Common Stock · 3,184 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 22:03 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 3,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000066 · wf-form4_166198338164529.xml · derivative · entry 1 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,752 Underlying: Common Stock · 3,752 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 12, 2022 Filed Aug 12, 2022 20:51 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 7,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000062 · wf-form4_166033747509807.xml · derivative · entry 4 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,687 Underlying: Common Stock · 7,687 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022 and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022 and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:51 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000062 · wf-form4_166033747509807.xml · derivative · entry 3 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575 Underlying: Common Stock · 225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:51 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 78 | $63.73 | $4,970.94 |
DisclosureSEC source: 0001758554-22-000062 · wf-form4_166033747509807.xml · nonDerivative · entry 2 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,734 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:51 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000062 · wf-form4_166033747509807.xml · nonDerivative · entry 1 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 21:11 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000063 · wf-form4_166033869442812.xml · derivative · entry 3 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,479 Underlying: Common Stock · 211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 21:11 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 73 | $63.73 | $4,652.29 |
DisclosureSEC source: 0001758554-22-000063 · wf-form4_166033869442812.xml · nonDerivative · entry 2 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,652 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 21:11 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000063 · wf-form4_166033869442812.xml · nonDerivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:50 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · derivative · entry 7 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,599 Underlying: Common Stock · 236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:50 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · derivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:50 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Tax withholdingCommon Stock | 118 | $63.73 | $7,520.14 |
DisclosureSEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,268 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:50 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionCommon Stock | 236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:50 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Tax withholdingCommon Stock | 98 | $63.73 | $6,245.54 |
DisclosureSEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,150 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:50 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · derivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,599 Underlying: Common Stock · 236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,182 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 118 | $63.73 | $7,520.14 |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,268 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 98 | $63.73 | $6,245.54 |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,150 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:49 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000060 · wf-form4_166033734241851.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 46,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:48 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionRestricted Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000059 · wf-form4_166033727496450.xml · derivative · entry 6 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368 Underlying: Common Stock · 152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:48 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionRestricted Stock Units · Derivative | 212 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000059 · wf-form4_166033727496450.xml · derivative · entry 5 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212 Underlying: Common Stock · 212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, 62.5% of the restricted stock units vest on May 10, 2021 and then 6.25% of the total number of units at the end of each three-month anniversary thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:48 UTC |
KAO GEORGESVP, OPERATIONS
|
Tax withholdingCommon Stock | 53 | $63.73 | $3,377.69 |
DisclosureSEC source: 0001758554-22-000059 · wf-form4_166033727496450.xml · nonDerivative · entry 4 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,422 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:48 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionCommon Stock | 152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000059 · wf-form4_166033727496450.xml · nonDerivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:48 UTC |
KAO GEORGESVP, OPERATIONS
|
Tax withholdingCommon Stock | 74 | $63.73 | $4,716.02 |
DisclosureSEC source: 0001758554-22-000059 · wf-form4_166033727496450.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,323 Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:48 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionCommon Stock | 212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000059 · wf-form4_166033727496450.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 21:18 UTC |
TUAN SHERMANDirector
|
GrantRestricted Stock Units · Derivative | 3,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000054 · wf-form4_165964783156013.xml · derivative · entry 1 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917 Underlying: Common Stock · 3,917 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 21:16 UTC |
Lin Judy L.Director
|
GrantRestricted Stock Units · Derivative | 3,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000053 · wf-form4_165964772042013.xml · derivative · entry 1 Lin Judy L. · CIK 0001921058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917 Underlying: Common Stock · 3,917 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 17:20 UTC |
FAIRFAX DANIEL WDirector
|
GrantRestricted Stock Units · Derivative | 3,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000055 · wf-form4_165964797173783.xml · derivative · entry 1 FAIRFAX DANIEL W · CIK 0001281634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917 Underlying: Common Stock · 3,917 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 21:26 UTC |
LIU TALLY CDirector
|
GrantRestricted Stock Units · Derivative | 3,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000057 · wf-form4_165964831769239.xml · derivative · entry 1 LIU TALLY C · CIK 0001208730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917 Underlying: Common Stock · 3,917 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 17:23 UTC |
CHAN SHIU LEUNGDirector
|
GrantRestricted Stock Units · Derivative | 3,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000056 · wf-form4_165964815731105.xml · derivative · entry 1 CHAN SHIU LEUNG · CIK 0001190814 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917 Underlying: Common Stock · 3,917 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2023. The total number of restricted stock units will fully vest on June 30, 2023; provided, however, in the event service ends before June 30, 2023, a pro rata number of units will vest based upon service from July 1, 2022 to the last day of service. Vested units are settled in shares of common stock. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:20 UTC |
TUAN SHERMANDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000051 · wf-form4_165705600533676.xml · derivative · entry 2 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,807 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:20 UTC |
TUAN SHERMANDirector
|
Exercise / conversionCommon Stock | 5,807 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000051 · wf-form4_165705600533676.xml · nonDerivative · entry 1 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:17 UTC |
Lin Judy L.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000049 · wf-form4_165705580621112.xml · derivative · entry 2 Lin Judy L. · CIK 0001921058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Restricted stock units were granted with respect to prorated service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: Restricted stock units were granted with respect to prorated service in fiscal 2022. The total number of restricted stock units fully vested on June 30, 2022. Vested units are settled in shares of common stock. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:17 UTC |
Lin Judy L.Director
|
Exercise / conversionCommon Stock | 1,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000049 · wf-form4_165705580621112.xml · nonDerivative · entry 1 Lin Judy L. · CIK 0001921058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.