Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2023 Filed Mar 28, 2023 20:39 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000039 · wf-form4_168003598353497.xml · nonDerivative · entry 1 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:38 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000038 · wf-form4_168003591498306.xml · derivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:38 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 273 | $110.83 | $30,256.59 |
DisclosureSEC source: 0001758554-23-000038 · wf-form4_168003591498306.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,595 Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:38 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000038 · wf-form4_168003591498306.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 3,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:37 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000037 · wf-form4_168003586084884.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:37 UTC |
KAO GEORGESVP, OPERATIONS
|
Tax withholdingCommon Stock | 296 | $110.83 | $32,805.68 |
DisclosureSEC source: 0001758554-23-000037 · wf-form4_168003586084884.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,693 Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:37 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionCommon Stock | 750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000037 · wf-form4_168003586084884.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:37 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000036 · wf-form4_168003579557615.xml · derivative · entry 3 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:37 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 196 | $110.83 | $21,722.68 |
DisclosureSEC source: 0001758554-23-000036 · wf-form4_168003579557615.xml · nonDerivative · entry 2 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,545 Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:37 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000036 · wf-form4_168003579557615.xml · nonDerivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:34 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000035 · wf-form4_168003566029592.xml · derivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:34 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Tax withholdingCommon Stock | 273 | $110.83 | $30,256.59 |
DisclosureSEC source: 0001758554-23-000035 · wf-form4_168003566029592.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,595 Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:34 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionCommon Stock | 750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000035 · wf-form4_168003566029592.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:40 UTC |
Lin Judy L.Director
|
SaleCommon Stock | 500 | $97.52 | $48,760.00 |
DisclosureSEC source: 0001758554-23-000033 · wf-form4_167666997658681.xml · nonDerivative · entry 1 Lin Judy L. · CIK 0001921058 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · derivative · entry 7 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127 Underlying: Common Stock · 236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · derivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Tax withholdingCommon Stock | 97 | $90.02 | $8,731.94 |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,118 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionCommon Stock | 236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Tax withholdingCommon Stock | 81 | $90.02 | $7,291.62 |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,979 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC |
Liu Liang Chiu-Chu SaraDirector · 10% owner
|
Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:37 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000031 · wf-form4_167641064564561.xml · derivative · entry 3 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057 Underlying: Common Stock · 211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:37 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Tax withholdingCommon Stock | 87 | $90.02 | $7,831.74 |
DisclosureSEC source: 0001758554-23-000031 · wf-form4_167641064564561.xml · nonDerivative · entry 2 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,241 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:37 UTC |
CLEGG DON WSVP, Worldwide Sales
|
Exercise / conversionCommon Stock | 211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000031 · wf-form4_167641064564561.xml · nonDerivative · entry 1 CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:34 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000029 · wf-form4_167641044111622.xml · derivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,127 Underlying: Common Stock · 236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:34 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000029 · wf-form4_167641044111622.xml · derivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 788 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's spouse continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:34 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 97 | $90.02 | $8,731.94 |
DisclosureSEC source: 0001758554-23-000029 · wf-form4_167641044111622.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,118 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:34 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000029 · wf-form4_167641044111622.xml · nonDerivative · entry 3 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:34 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 81 | $90.02 | $7,291.62 |
DisclosureSEC source: 0001758554-23-000029 · wf-form4_167641044111622.xml · nonDerivative · entry 2 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,979 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:34 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000029 · wf-form4_167641044111622.xml · nonDerivative · entry 1 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:31 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionRestricted Stock Units · Derivative | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000027 · wf-form4_167641021183515.xml · derivative · entry 3 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064 Underlying: Common Stock · 152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:31 UTC |
KAO GEORGESVP, OPERATIONS
|
Tax withholdingCommon Stock | 62 | $90.02 | $5,581.24 |
DisclosureSEC source: 0001758554-23-000027 · wf-form4_167641021183515.xml · nonDerivative · entry 2 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,239 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:31 UTC |
KAO GEORGESVP, OPERATIONS
|
Exercise / conversionCommon Stock | 152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000027 · wf-form4_167641021183515.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:33 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000028 · wf-form4_167641035022907.xml · derivative · entry 6 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,491 Underlying: Common Stock · 1,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:33 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 225 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000028 · wf-form4_167641035022907.xml · derivative · entry 5 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125 Underlying: Common Stock · 225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:33 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 448 | $90.02 | $40,328.96 |
DisclosureSEC source: 0001758554-23-000028 · wf-form4_167641035022907.xml · nonDerivative · entry 4 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,709 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:33 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 1,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000028 · wf-form4_167641035022907.xml · nonDerivative · entry 3 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:33 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 92 | $90.02 | $8,281.84 |
DisclosureSEC source: 0001758554-23-000028 · wf-form4_167641035022907.xml · nonDerivative · entry 2 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,059 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:33 UTC |
WEIGAND DAVID ESVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000028 · wf-form4_167641035022907.xml · nonDerivative · entry 1 WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:49 UTC |
TUAN SHERMANDirector
|
SaleCommon Stock | 1,000 | $87.00 | $87,000.00 |
DisclosureSEC source: 0001758554-23-000025 · wf-form4_167606573159871.xml · nonDerivative · entry 1 TUAN SHERMAN · CIK 0001126026 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,696 Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 22:42 UTC |
LIU TALLY CDirector
|
SaleCommon Stock | 5,000 | $83.27 | $416,359.00 |
DisclosureSEC source: 0001758554-23-000018 · wf-form4_167580974781040.xml · nonDerivative · entry 1 LIU TALLY C · CIK 0001208730 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,396 F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.27 to $83.36, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 17:40 UTC |
CHAN SHIU LEUNGDirector
|
PurchaseCommon Stock | 3,000 | $85.48 | $256,440.00 |
DisclosureSEC source: 0001758554-23-000016 · wf-form4_167580960051112.xml · nonDerivative · entry 1 CHAN SHIU LEUNG · CIK 0001190814 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,000 Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 23:11 UTC |
BLAIR ROBERT LDirector
|
GrantRestricted Stock Units · Derivative | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000023 · wf-form4_167581149160623.xml · derivative · entry 1 BLAIR ROBERT L · CIK 0001201306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,386 Underlying: Common Stock · 1,386 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: On February 3, 2023, in connection with the Reporting Person's appointment to the Board and pursuant to SMCI's director compensation policy, restricted stock units were granted with respect to Board service which were pro-rated for fiscal 2023. Subject generally to the Reporting Person's continued service to SMCI, the total number of restricted stock units shall fully vest on June 30, 2023. Vested units are settled in shares of common stock. F2 · derivative.expiration_date: On February 3, 2023, in connection with the Reporting Person's appointment to the Board and pursuant to SMCI's director compensation policy, restricted stock units were granted with respect to Board service which were pro-rated for fiscal 2023. Subject generally to the Reporting Person's continued service to SMCI, the total number of restricted stock units shall fully vest on June 30, 2023. Vested units are settled in shares of common stock. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 22:44 UTC |
KAO GEORGESVP, OPERATIONS
|
SaleCommon Stock | 2,000 | $85.04 | $170,080.00 |
DisclosureSEC source: 0001758554-23-000020 · wf-form4_167580988096842.xml · nonDerivative · entry 1 KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,149 Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:41 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 68,066 | $0.00 Strike: $20.70 | $0.00 |
DisclosureSEC source: 0001758554-23-000009 · wf-form4_167425085981207.xml · derivative · entry 11 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 68,066 shares Expires 2023-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:41 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
SaleCommon Stock | 899 | $76.46 | $68,735.11 |
DisclosureSEC source: 0001758554-23-000009 · wf-form4_167425085981207.xml · nonDerivative · entry 9 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,722,717 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person on January 19, 2023. F10 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $76.40 to $76.49, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:41 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
SaleCommon Stock | 242 | $75.26 | $18,212.39 |
DisclosureSEC source: 0001758554-23-000009 · wf-form4_167425085981207.xml · nonDerivative · entry 8 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,723,616 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person on January 19, 2023. F9 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $75.19 to $75.39, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:41 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
SaleCommon Stock | 3,370 | $74.56 | $251,276.64 |
DisclosureSEC source: 0001758554-23-000009 · wf-form4_167425085981207.xml · nonDerivative · entry 7 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,723,858 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person on January 19, 2023. F8 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $74.19 to $75.06, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:41 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
SaleCommon Stock | 5,569 | $73.70 | $410,459.25 |
DisclosureSEC source: 0001758554-23-000009 · wf-form4_167425085981207.xml · nonDerivative · entry 6 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,727,228 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person on January 19, 2023. F7 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $73.16 to $74.11, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:41 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
SaleCommon Stock | 2,348 | $72.75 | $170,825.69 |
DisclosureSEC source: 0001758554-23-000009 · wf-form4_167425085981207.xml · nonDerivative · entry 5 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,732,797 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person on January 19, 2023. F6 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $72.15 to $73.14, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:41 UTC |
Liang CharlesDirector · President and CEO · 10% owner
|
SaleCommon Stock | 3,598 | $71.43 | $256,992.19 |
DisclosureSEC source: 0001758554-23-000009 · wf-form4_167425085981207.xml · nonDerivative · entry 4 Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,735,145 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person on January 19, 2023. F5 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $71.15 to $72.14, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.