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Nasdaq · USD

SMCI

Super Micro Computer, Inc.

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Tapewire entity
3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2023 Filed Nov 8, 2023 22:50 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
SaleCommon Stock 14,698 $249.52 $3,667,490.52
Disclosure

SEC source: 0001758554-23-000117 · wk-form4_1699483803.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,838

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $249.26 to $250.25, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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November 06, 2023 Filed Nov 8, 2023 22:50 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 16,072 $22.10 $355,191.20
Disclosure

SEC source: 0001758554-23-000117 · wk-form4_1699483803.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2023 Filed Oct 31, 2023 21:01 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 437 $0.00 Strike: $33.36 $0.00
Disclosure

SEC source: 0001758554-23-000115 · wk-form4_1698786059.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438

Underlying: Common Stock · 437 shares

Expires 2025-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
October 27, 2023 Filed Oct 31, 2023 21:01 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 524 $0.00 Strike: $42.35 $0.00
Disclosure

SEC source: 0001758554-23-000115 · wk-form4_1698786059.xml · derivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,147

Underlying: Common Stock · 524 shares

Expires 2026-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
October 27, 2023 Filed Oct 31, 2023 21:01 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 961 $243.62 $234,117.38
Disclosure

SEC source: 0001758554-23-000115 · wk-form4_1698786059.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,497

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $243.4821 to $243.9485, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 27, 2023 Filed Oct 31, 2023 21:01 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 437 $33.36 $14,579.63
Disclosure

SEC source: 0001758554-23-000115 · wk-form4_1698786059.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
October 27, 2023 Filed Oct 31, 2023 21:01 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 524 $42.35 $22,191.40
Disclosure

SEC source: 0001758554-23-000115 · wk-form4_1698786059.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
October 27, 2023 Filed Oct 31, 2023 20:59 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 437 $0.00 Strike: $33.36 $0.00
Disclosure

SEC source: 0001758554-23-000113 · wk-form4_1698785953.xml · derivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 438

Underlying: Common Stock · 437 shares

Expires 2025-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
October 27, 2023 Filed Oct 31, 2023 20:59 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 524 $0.00 Strike: $42.35 $0.00
Disclosure

SEC source: 0001758554-23-000113 · wk-form4_1698785953.xml · derivative · entry 5

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,147

Underlying: Common Stock · 524 shares

Expires 2026-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
October 27, 2023 Filed Oct 31, 2023 20:59 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 961 $243.62 $234,117.38
Disclosure

SEC source: 0001758554-23-000113 · wk-form4_1698785953.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,497

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $243.4821 to $243.9485, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 27, 2023 Filed Oct 31, 2023 20:59 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 437 $33.36 $14,579.63
Disclosure

SEC source: 0001758554-23-000113 · wk-form4_1698785953.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
October 27, 2023 Filed Oct 31, 2023 20:59 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 524 $42.35 $22,191.40
Disclosure

SEC source: 0001758554-23-000113 · wk-form4_1698785953.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
September 20, 2023 Filed Sep 21, 2023 21:39 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GrantRestricted Stock Units · Derivative 330 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000111 · wk-form4_1695332378.xml · derivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330

Underlying: Common Stock · 330 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

Read SEC document
September 20, 2023 Filed Sep 21, 2023 21:38 UTC
Liang CharlesDirector · President and CEO · 10% owner
GrantRestricted Stock Units · Derivative 330 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000109 · wk-form4_1695332280.xml · derivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 330

Underlying: Common Stock · 330 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

Read SEC document
September 19, 2023 Filed Sep 21, 2023 21:39 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001758554-23-000111 · wk-form4_1695332378.xml · derivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 800,000

Underlying: Common Stock · 200,000 shares

Expires 2031-03-02

F1 · derivative.exercise_date: On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On September 19, 2023, achievement of the revenue goal for the fourth tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $95 stock price goal achievement for the fourth tranche had previously been certified, and, as a result, the 200,000 shares associated therewith were earned and became exercisable.

Read SEC document
September 19, 2023 Filed Sep 21, 2023 21:38 UTC
Liang CharlesDirector · President and CEO · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001758554-23-000109 · wk-form4_1695332280.xml · derivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 200,000 shares

Expires 2031-03-02

F1 · derivative.exercise_date: On March 2, 2021, the Reporting Person was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On September 19, 2023, achievement of the revenue goal for the fourth tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $95 stock price goal achievement for the fourth tranche had previously been certified, and, as a result, the 200,000 shares associated therewith were earned and became exercisable.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:05 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,968 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001758554-23-000107 · wk-form4_1693947893.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,972

Underlying: Common Stock · 2,968 shares

Expires 2028-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:05 UTC
KAO GEORGESVP, OPERATIONS
SaleCommon Stock 2,968 $280.79 $833,395.40
Disclosure

SEC source: 0001758554-23-000107 · wk-form4_1693947893.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,590

Read SEC document
August 31, 2023 Filed Sep 5, 2023 21:05 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 2,968 $13.00 $38,584.00
Disclosure

SEC source: 0001758554-23-000107 · wk-form4_1693947893.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2023 Filed Sep 1, 2023 20:36 UTC
TUAN SHERMANDirector
SaleCommon Stock 1,000 $272.00 $272,000.00
Disclosure

SEC source: 0001758554-23-000105 · wk-form4_1693600590.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,613

Read SEC document
August 25, 2023 Filed Aug 28, 2023 20:35 UTC
CLEGG DON WSVP, Worldwide Sales
GrantRestricted Stock Units · Derivative 265 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000097 · wk-form4_1693254939.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Stock · 265 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 20:34 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 433 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000096 · wk-form4_1693254857.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433

Underlying: Common Stock · 433 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:41 UTC
TUAN SHERMANDirector
GrantRestricted Stock Units · Derivative 946 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000102 · wk-form4_1693255255.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 946

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of units will vest based upon service from July 1, 2023 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of units will vest based upon service from July 1, 2023 to the last day of service. Vested units are settled in shares of common stock.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:40 UTC
Lin Judy L.Director
GrantStock Option (right to buy) · Derivative 1,140 $0.00 Strike: $262.50 $0.00
Disclosure

SEC source: 0001758554-23-000101 · wk-form4_1693255198.xml · derivative · entry 3

Lin Judy L. · CIK 0001921058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140

Underlying: Common Stock · 1,140 shares

Expires 2028-08-24

F3 · derivative.exercise_date: Stock options were granted with respect to service in fiscal 2024. The total number of shares subject to the option will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of such shares will vest based upon service from July 1, 2023 to the last day of service.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:40 UTC
Lin Judy L.Director
GrantRestricted Stock Units · Derivative 473 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000101 · wk-form4_1693255198.xml · derivative · entry 2

Lin Judy L. · CIK 0001921058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of units will vest based upon service from July 1, 2023 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of units will vest based upon service from July 1, 2023 to the last day of service. Vested units are settled in shares of common stock.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 16:41 UTC GrantRestricted Stock Units · Derivative 946 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000103 · wk-form4_1693255302.xml · derivative · entry 2

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 946

Underlying: Common Stock · 946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of units will vest based upon service from July 1, 2023 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of units will vest based upon service from July 1, 2023 to the last day of service. Vested units are settled in shares of common stock.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:39 UTC
LIU TALLY CDirector
GrantStock Option (right to buy) · Derivative 1,140 $0.00 Strike: $262.50 $0.00
Disclosure

SEC source: 0001758554-23-000100 · wk-form4_1693255142.xml · derivative · entry 3

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140

Underlying: Common Stock · 1,140 shares

Expires 2028-08-24

F3 · derivative.exercise_date: Stock options were granted with respect to service in fiscal 2024. The total number of shares subject to the option will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of such shares will vest based upon service from July 1, 2023 to the last day of service.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:39 UTC
LIU TALLY CDirector
GrantRestricted Stock Units · Derivative 473 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000100 · wk-form4_1693255142.xml · derivative · entry 2

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of units will vest based upon service from July 1, 2023 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2024. The total number of restricted stock units will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of units will vest based upon service from July 1, 2023 to the last day of service. Vested units are settled in shares of common stock.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 16:37 UTC GrantStock Option (right to buy) · Derivative 2,281 $0.00 Strike: $262.50 $0.00
Disclosure

SEC source: 0001758554-23-000098 · wk-form4_1693255012.xml · derivative · entry 2

CHAN SHIU LEUNG · CIK 0001190814 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,281

Underlying: Common Stock · 2,281 shares

Expires 2028-08-24

F1 · derivative.exercise_date: Stock options were granted with respect to service in fiscal 2024. The total number of shares subject to the option will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of such shares will vest based upon service from July 1, 2023 to the last day of service.

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August 24, 2023 Filed Aug 28, 2023 20:38 UTC GrantStock Option (right to buy) · Derivative 2,281 $0.00 Strike: $262.50 $0.00
Disclosure

SEC source: 0001758554-23-000099 · wk-form4_1693255079.xml · derivative · entry 2

BLAIR ROBERT L · CIK 0001201306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,281

Underlying: Common Stock · 2,281 shares

Expires 2028-08-24

F1 · derivative.exercise_date: Stock options were granted with respect to service in fiscal 2024. The total number of shares subject to the option will fully vest on June 30, 2024; provided, however, in the event service ends before June 30, 2024, a pro rata number of such shares will vest based upon service from July 1, 2023 to the last day of service.

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August 24, 2023 Filed Aug 28, 2023 20:35 UTC
CLEGG DON WSVP, Worldwide Sales
GrantRestricted Stock Units · Derivative 320 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000097 · wk-form4_1693254939.xml · derivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

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August 24, 2023 Filed Aug 28, 2023 20:34 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 2,046 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000096 · wk-form4_1693254857.xml · derivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,046

Underlying: Common Stock · 2,046 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

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August 15, 2023 Filed Aug 16, 2023 20:12 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · derivative · entry 6

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

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August 15, 2023 Filed Aug 16, 2023 20:12 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 248 $264.22 $65,526.56
Disclosure

SEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · nonDerivative · entry 4

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,590

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August 15, 2023 Filed Aug 16, 2023 20:12 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:53 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000094 · wk-form4_1692305623.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

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August 15, 2023 Filed Aug 17, 2023 20:53 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 173 $264.22 $45,710.06
Disclosure

SEC source: 0001758554-23-000094 · wk-form4_1692305623.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,486

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August 15, 2023 Filed Aug 17, 2023 20:53 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-23-000094 · wk-form4_1692305623.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:52 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000092 · wk-form4_1692305565.xml · derivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:52 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 447 $264.22 $118,106.34
Disclosure

SEC source: 0001758554-23-000092 · wk-form4_1692305565.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,497

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:52 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 900 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-23-000092 · wk-form4_1692305565.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:51 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000090 · wk-form4_1692305470.xml · derivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:51 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 447 $264.22 $118,106.34
Disclosure

SEC source: 0001758554-23-000090 · wk-form4_1692305470.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,497

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:51 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 900 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-23-000090 · wk-form4_1692305470.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:49 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000088 · wk-form4_1692305384.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:49 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 496 $264.22 $131,053.12
Disclosure

SEC source: 0001758554-23-000088 · wk-form4_1692305384.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,464

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:49 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-23-000088 · wk-form4_1692305384.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:12 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,160 $0.00 Strike: $26.95 $0.00
Disclosure

SEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · derivative · entry 5

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,840

Underlying: Common Stock · 5,160 shares

Expires 2027-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is fully vested and exercisable.

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August 14, 2023 Filed Aug 16, 2023 20:12 UTC
KAO GEORGESVP, OPERATIONS
SaleCommon Stock 5,160 $269.99 $1,393,131.89
Disclosure

SEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,338

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $269.94 to $270.14, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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August 14, 2023 Filed Aug 16, 2023 20:12 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 5,160 $26.95 $139,062.00
Disclosure

SEC source: 0001758554-23-000086 · wk-form4_1692216715.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.