SMCI

SEC source: 0001758554-24-000017 · wk-form4_1707860770.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000017 · wk-form4_1707860770.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,941

SEC source: 0001758554-24-000017 · wk-form4_1707860770.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000015 · wk-form4_1707860663.xml · derivative · entry 7

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 1,182

Underlying: Common Stock · 236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000015 · wk-form4_1707860663.xml · derivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000015 · wk-form4_1707860663.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,982

SEC source: 0001758554-24-000015 · wk-form4_1707860663.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000015 · wk-form4_1707860663.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,840

SEC source: 0001758554-24-000015 · wk-form4_1707860663.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000014 · wk-form4_1707860602.xml · derivative · entry 9

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,408

Underlying: Common Stock · 267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000014 · wk-form4_1707860602.xml · derivative · entry 8

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,099

Underlying: Common Stock · 1,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000014 · wk-form4_1707860602.xml · derivative · entry 7

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225

Underlying: Common Stock · 225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000014 · wk-form4_1707860602.xml · nonDerivative · entry 6

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,542

SEC source: 0001758554-24-000014 · wk-form4_1707860602.xml · nonDerivative · entry 5

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000014 · wk-form4_1707860602.xml · nonDerivative · entry 4

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,375

SEC source: 0001758554-24-000014 · wk-form4_1707860602.xml · nonDerivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000014 · wk-form4_1707860602.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,690

SEC source: 0001758554-24-000014 · wk-form4_1707860602.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000013 · wk-form4_1707860507.xml · derivative · entry 8

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,813

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000013 · wk-form4_1707860507.xml · derivative · entry 7

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,375

Underlying: Common Stock · 438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000013 · wk-form4_1707860507.xml · nonDerivative · entry 4

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,532

SEC source: 0001758554-24-000013 · wk-form4_1707860507.xml · nonDerivative · entry 3

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000013 · wk-form4_1707860507.xml · nonDerivative · entry 2

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,251

SEC source: 0001758554-24-000013 · wk-form4_1707860507.xml · nonDerivative · entry 1

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000011 · wk-form4_1707341165.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,210

Underlying: Common Stock · 4,200 shares

Expires 2030-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on October 27, 2020, and 1/16th at the end of each successive calendar quarter thereafter.

SEC source: 0001758554-24-000011 · wk-form4_1707341165.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,852

SEC source: 0001758554-24-000011 · wk-form4_1707341165.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001758554-24-000009 · wk-form4_1707168885.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,087

F1 · kind: The broker-assisted sales transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2023 during the Company's open window period (the "Trading Plan").

SEC source: 0001758554-24-000007 · wk-form4_1707168751.xml · derivative · entry 3

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102

Underlying: Common Stock · 102 shares

Expires 2029-02-01

F3 · derivative.exercise_date: Stock options were granted with respect to lead independent director service. The total number of shares subject to the option will fully vest on December 6, 2024; provided, however, in the event service ends before December 6, 2024, a pro rata number of such shares will vest based upon service from December 6, 2023 to the last day of service.

SEC source: 0001758554-24-000007 · wk-form4_1707168751.xml · derivative · entry 2

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86

Underlying: Common Stock · 86 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to lead independent director service. The total number of restricted stock units will fully vest on December 6, 2024; provided, however, in the event service ends before December 6, 2024, a pro rata number of units will vest based upon service from December 6, 2023 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to lead independent director service. The total number of restricted stock units will fully vest on December 6, 2024; provided, however, in the event service ends before December 6, 2024, a pro rata number of units will vest based upon service from December 6, 2023 to the last day of service. Vested units are settled in shares of common stock.

SEC source: 0001758554-24-000008 · wk-form4_1707168817.xml · nonDerivative · entry 1

CHAN SHIU LEUNG · CIK 0001190814 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,917

SEC source: 0001758554-24-000005 · wk-form4_1706738194.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 438 shares

Expires 2025-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is fully vested and exercisable.

SEC source: 0001758554-24-000005 · wk-form4_1706738194.xml · derivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,623

Underlying: Common Stock · 524 shares

Expires 2026-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.

SEC source: 0001758554-24-000005 · wk-form4_1706738194.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,714

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

SEC source: 0001758554-24-000005 · wk-form4_1706738194.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

SEC source: 0001758554-24-000005 · wk-form4_1706738194.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

SEC source: 0001758554-24-000004 · wk-form4_1706738145.xml · derivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 438 shares

Expires 2025-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option is fully vested and exercisable.

SEC source: 0001758554-24-000004 · wk-form4_1706738145.xml · derivative · entry 5

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,623

Underlying: Common Stock · 524 shares

Expires 2026-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.

SEC source: 0001758554-24-000004 · wk-form4_1706738145.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,714

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

SEC source: 0001758554-24-000004 · wk-form4_1706738145.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

SEC source: 0001758554-24-000004 · wk-form4_1706738145.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

SEC source: 0001758554-24-000002 · wk-form4_1704407218.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,387

F1 · kind: The broker-assisted sales transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2023 during the Company's open window period (the "Trading Plan").

SEC source: 0001758554-23-000134 · wk-form4_1701984962.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,113

F1 · kind: The Reporting Person was a selling shareholder pursuant to a registered offering of shares on Form S-3 filed by the issuer (Registration Statement No. 333-275819).

SEC source: 0001758554-23-000137 · wk-form4_1701985210.xml · nonDerivative · entry 1

BLAIR ROBERT L · CIK 0001201306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586

F1 · kind: The Reporting Person was a selling shareholder pursuant to a registered offering of shares on Form S-3 filed by the issuer (Registration Statement No. 333-275819).

SEC source: 0001758554-23-000138 · wk-form4_1701985261.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,580

F1 · kind: The Reporting Person was a selling shareholder pursuant to a registered offering of shares on Form S-3 filed by the issuer (Registration Statement No. 333-275819).

SEC source: 0001758554-23-000136 · wk-form4_1701985106.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,666,417

F1 · kind: The Reporting Person was a selling shareholder pursuant to a registered offering of shares on Form S-3 filed by the issuer (Registration Statement No. 333-275819).

SEC source: 0001758554-23-000135 · wk-form4_1701985041.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 6,666,417

F1 · kind: The Reporting Person's spouse was a selling shareholder pursuant to a registered offering of shares on Form S-3 filed by the issuer (Registration Statement No. 333-275819).

SEC source: 0001758554-23-000132 · wk-form4_1701811811.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,687

F1 · kind: The broker-assisted sales transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2023 during the Company's open window period (the "Trading Plan").

SEC source: 0001758554-23-000130 · wk-form4_1701811710.xml · derivative · entry 12

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 1,875 shares

Expires 2033-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on August 11, 2023, and 1/8th at the end of each successive calendar quarter thereafter.

SEC source: 0001758554-23-000130 · wk-form4_1701811710.xml · derivative · entry 11

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,938

Underlying: Common Stock · 3,562 shares

Expires 2032-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2023, and 1/16th at the end of each successive calendar quarter thereafter.