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Nasdaq · USD

SMCI

Super Micro Computer, Inc.

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Tapewire entity
3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2024 Filed May 1, 2024 20:58 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 19 $839.72 $15,954.60
Disclosure

SEC source: 0001758554-24-000036 · wk-form4_1714597104.xml · nonDerivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,919

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

F4 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $839.00 to $839.85, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:58 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 15 $837.01 $12,555.09
Disclosure

SEC source: 0001758554-24-000036 · wk-form4_1714597104.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,938

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

F3 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $837.00 to $837.02, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:58 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 16 $835.87 $13,373.92
Disclosure

SEC source: 0001758554-24-000036 · wk-form4_1714597104.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,953

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:58 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 15 $831.02 $12,465.24
Disclosure

SEC source: 0001758554-24-000036 · wk-form4_1714597104.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,969

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $831.01 to $831.03, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:58 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 525 $42.35 $22,233.75
Disclosure

SEC source: 0001758554-24-000036 · wk-form4_1714597104.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 525 $0.00 Strike: $42.35 $0.00
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · derivative · entry 28

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,098

Underlying: Common Stock · 525 shares

Expires 2026-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F13 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 30 $894.17 $26,825.14
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 26

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,459

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F12 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $894.05 to $894.31, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $892.50 $14,280.00
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 25

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,489

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 14 $891.07 $12,474.98
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 24

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,505

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 32 $889.69 $28,469.92
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 23

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,519

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F11 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $889.64 to $889.73, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $888.40 $14,214.40
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 22

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,551

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 32 $887.19 $28,389.92
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 21

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,567

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F10 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $887.00 to $887.37, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 32 $883.04 $28,257.28
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 20

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,599

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F9 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $882.83 to $883.25, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $879.55 $14,072.80
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 19

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,631

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $878.14 $14,050.24
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 18

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,647

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 32 $877.35 $28,075.04
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 17

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,663

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F8 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $877.14 to $877.55, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 32 $875.35 $28,011.04
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 16

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,695

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F7 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.96 to $875.73, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $873.50 $13,976.00
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 15

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,727

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $872.30 $13,956.80
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 14

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,743

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 32 $869.83 $27,834.40
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 13

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,759

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F6 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $869.58 to $870.07, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $866.60 $13,865.60
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 12

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,791

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $864.56 $13,832.96
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 11

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,807

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $858.49 $13,735.84
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 10

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,823

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 32 $854.89 $27,356.48
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 9

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,839

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F5 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $854.53 to $855.25, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $848.01 $13,568.16
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 8

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,871

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $843.13 $13,490.08
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 7

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,887

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $841.64 $13,466.24
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,903

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 19 $839.72 $15,954.60
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 5

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,919

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F4 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $839.00 to $839.85, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 15 $837.01 $12,555.09
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,938

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F3 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $837.00 to $837.02, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 16 $835.87 $13,373.92
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,953

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

Read SEC document
April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 15 $831.02 $12,465.24
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,969

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $831.01 to $831.03, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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April 29, 2024 Filed May 1, 2024 20:57 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 525 $42.35 $22,233.75
Disclosure

SEC source: 0001758554-24-000035 · wk-form4_1714597058.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").

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April 01, 2024 Filed Apr 3, 2024 16:09 UTC SaleCommon Stock 300 $1,010.00 $303,000.00
Disclosure

SEC source: 0001758554-24-000033 · wk-form4_1712174943.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,487

F1 · kind: The broker-assisted sales transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2023 during the Company's open window period (the "Trading Plan").

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March 01, 2024 Filed Mar 5, 2024 16:21 UTC SaleCommon Stock 300 $881.88 $264,564.00
Disclosure

SEC source: 0001758554-24-000031 · wk-form4_1709673623.xml · nonDerivative · entry 1

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,787

F1 · kind: The broker-assisted sales transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2023 during the Company's open window period (the "Trading Plan").

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February 29, 2024 Filed Mar 4, 2024 22:34 UTC
TUAN SHERMANDirector
SaleCommon Stock 1,100 $875.69 $963,260.98
Disclosure

SEC source: 0001758554-24-000029 · wk-form4_1709591669.xml · nonDerivative · entry 5

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,113

F4 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $875.06 to $876.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 29, 2024 Filed Mar 4, 2024 22:34 UTC
TUAN SHERMANDirector
SaleCommon Stock 2,023 $874.65 $1,769,423.83
Disclosure

SEC source: 0001758554-24-000029 · wk-form4_1709591669.xml · nonDerivative · entry 4

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,213

F3 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.06 to $875.01, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 29, 2024 Filed Mar 4, 2024 22:34 UTC
TUAN SHERMANDirector
SaleCommon Stock 752 $873.43 $656,816.73
Disclosure

SEC source: 0001758554-24-000029 · wk-form4_1709591669.xml · nonDerivative · entry 3

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,236

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $873.02 to $874.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 29, 2024 Filed Mar 4, 2024 22:34 UTC
TUAN SHERMANDirector
SaleCommon Stock 125 $872.00 $109,000.00
Disclosure

SEC source: 0001758554-24-000029 · wk-form4_1709591669.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,988

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February 29, 2024 Filed Mar 4, 2024 22:34 UTC
TUAN SHERMANDirector
SaleCommon Stock 1,000 $871.38 $871,382.00
Disclosure

SEC source: 0001758554-24-000029 · wk-form4_1709591669.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,113

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $871.00 to $871.81, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 15, 2024 Filed Feb 16, 2024 22:07 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001758554-24-000020 · wk-form4_1708121236.xml · derivative · entry 28

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F23 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

F23 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

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February 15, 2024 Filed Feb 16, 2024 22:07 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 254 $1,004.00 $255,016.00
Disclosure

SEC source: 0001758554-24-000020 · wk-form4_1708121236.xml · nonDerivative · entry 24

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,356

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February 15, 2024 Filed Feb 16, 2024 22:07 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-24-000020 · wk-form4_1708121236.xml · nonDerivative · entry 23

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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February 15, 2024 Filed Feb 20, 2024 21:51 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001758554-24-000026 · wk-form4_1708465875.xml · derivative · entry 4

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

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February 15, 2024 Filed Feb 20, 2024 21:51 UTC
KAO GEORGESVP, OPERATIONS
SaleCommon Stock 1,884 $993.00 $1,870,812.00
Disclosure

SEC source: 0001758554-24-000026 · wk-form4_1708465875.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,496

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February 15, 2024 Filed Feb 20, 2024 21:51 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 179 $1,004.00 $179,716.00
Disclosure

SEC source: 0001758554-24-000026 · wk-form4_1708465875.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,380

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February 15, 2024 Filed Feb 20, 2024 21:51 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-24-000026 · wk-form4_1708465875.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001758554-24-000025 · wk-form4_1708465813.xml · derivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

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February 15, 2024 Filed Feb 20, 2024 21:50 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 423 $1,004.00 $424,692.00
Disclosure

SEC source: 0001758554-24-000025 · wk-form4_1708465813.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,459

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:50 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 900 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-24-000025 · wk-form4_1708465813.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 21:48 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001758554-24-000024 · wk-form4_1708465706.xml · derivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.