SMCI

SEC source: 0001758554-24-000088 · wk-form4_1730499069.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 67,403,640

F2 · security: These transactions reflect the Reporting Person's spouse's exercise of a stock option granted in 2015 which expires soon. No shares were sold into (or otherwise entered) the public market, and the Reporting Person's spouse did not receive any cash proceeds from this transaction. Instead, the Company withheld shares to pay the exercise price and minimum withholding taxes required by law. All withheld shares were retained by the Company. Of the 1,667,500 shares subject to the option, the Reporting Person's spouse retained 739,470 shares after a total of 928,030 shares were withheld.

F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024.

SEC source: 0001758554-24-000088 · wk-form4_1730499069.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 68,331,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024.

SEC source: 0001758554-24-000086 · wk-form4_1730495656.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000086 · wk-form4_1730495656.xml · derivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,683

Underlying: Common Stock · 14,683 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000085 · wk-form4_1730495536.xml · derivative · entry 5

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

F5 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000085 · wk-form4_1730495536.xml · derivative · entry 4

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,579

Underlying: Common Stock · 13,579 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock

SEC source: 0001758554-24-000084 · wk-form4_1730495371.xml · derivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000082 · wk-form4_1730495147.xml · derivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000080 · wk-form4_1724879168.xml · derivative · entry 2

Giordano Susie · CIK 0002034568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296

Underlying: Common Stock · 296 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: In connection with the Reporting Person's appointment to the Board on August 15, 2024 and pursuant to SMCI's director compensation policy, restricted stock units were granted with respect to Board service which were pro-rated for fiscal 2025. Subject generally to the Reporting Person's continued service to SMCI, the total number of restricted stock units shall fully vest on June 30, 2025; provided, however in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from August 15, 2024 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: In connection with the Reporting Person's appointment to the Board on August 15, 2024 and pursuant to SMCI's director compensation policy, restricted stock units were granted with respect to Board service which were pro-rated for fiscal 2025. Subject generally to the Reporting Person's continued service to SMCI, the total number of restricted stock units shall fully vest on June 30, 2025; provided, however in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from August 15, 2024 to the last day of service. Vested units are settled in shares of common stock.

SEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · derivative · entry 6

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,649

Underlying: Common Stock · 183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · derivative · entry 5

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152

Underlying: Common Stock · 152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · nonDerivative · entry 4

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,844

SEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,754

SEC source: 0001758554-24-000072 · wk-form4_1723583916.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000071 · wk-form4_1723583799.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714

Underlying: Common Stock · 102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000071 · wk-form4_1723583799.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,024

SEC source: 0001758554-24-000071 · wk-form4_1723583799.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000070 · wk-form4_1723583424.xml · derivative · entry 8

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,938

Underlying: Common Stock · 437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000070 · wk-form4_1723583424.xml · derivative · entry 7

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000070 · wk-form4_1723583424.xml · nonDerivative · entry 4

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,723

SEC source: 0001758554-24-000070 · wk-form4_1723583424.xml · nonDerivative · entry 3

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000070 · wk-form4_1723583424.xml · nonDerivative · entry 2

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,508

SEC source: 0001758554-24-000070 · wk-form4_1723583424.xml · nonDerivative · entry 1

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000069 · wk-form4_1723583222.xml · derivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,324

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000069 · wk-form4_1723583222.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 709

Underlying: Common Stock · 236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000069 · wk-form4_1723583222.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,234

SEC source: 0001758554-24-000069 · wk-form4_1723583222.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000069 · wk-form4_1723583222.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,137

SEC source: 0001758554-24-000069 · wk-form4_1723583222.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · derivative · entry 7

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,324

Underlying: Common Stock · 211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · derivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 709

Underlying: Common Stock · 236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,234

SEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,137

SEC source: 0001758554-24-000068 · wk-form4_1723582991.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000066 · wk-form4_1723582750.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,873

Underlying: Common Stock · 267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000066 · wk-form4_1723582750.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,717

SEC source: 0001758554-24-000066 · wk-form4_1723582750.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000075 · wk-form4_1723584190.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316

Underlying: Common Stock · 316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

SEC source: 0001758554-24-000074 · wk-form4_1723584115.xml · derivative · entry 3

Lin Judy L. · CIK 0001921058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 515 shares

Expires 2029-08-09

F3 · derivative.exercise_date: Stock options were granted with respect to service in fiscal 2025. The total number of shares subject to the option will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of such shares will vest based upon service from July 1, 2024 to the last day of service.

SEC source: 0001758554-24-000074 · wk-form4_1723584115.xml · derivative · entry 2

Lin Judy L. · CIK 0001921058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158

Underlying: Common Stock · 158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

SEC source: 0001758554-24-000077 · wk-form4_1723584404.xml · derivative · entry 2

FAIRFAX DANIEL W · CIK 0001281634 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316

Underlying: Common Stock · 316 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

SEC source: 0001758554-24-000076 · wk-form4_1723584296.xml · derivative · entry 3

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 515 shares

Expires 2029-08-09

F3 · derivative.exercise_date: Stock options were granted with respect to service in fiscal 2025. The total number of shares subject to the option will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of such shares will vest based upon service from July 1, 2024 to the last day of service.

SEC source: 0001758554-24-000076 · wk-form4_1723584296.xml · derivative · entry 2

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158

Underlying: Common Stock · 158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

SEC source: 0001758554-24-000073 · wk-form4_1723584021.xml · derivative · entry 3

BLAIR ROBERT L · CIK 0001201306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 515 shares

Expires 2029-08-09

F3 · derivative.exercise_date: Stock options were granted with respect to service in fiscal 2025. The total number of shares subject to the option will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of such shares will vest based upon service from July 1, 2024 to the last day of service.

SEC source: 0001758554-24-000073 · wk-form4_1723584021.xml · derivative · entry 2

BLAIR ROBERT L · CIK 0001201306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158

Underlying: Common Stock · 158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

F2 · derivative.expiration_date: Restricted stock units were granted with respect to service in fiscal 2025. The total number of restricted stock units will fully vest on June 30, 2025; provided, however, in the event service ends before June 30, 2025, a pro rata number of units will vest based upon service from July 1, 2024 to the last day of service. Vested units are settled in shares of common stock.

SEC source: 0001758554-24-000064 · wk-form4_1720038931.xml · derivative · entry 9

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,592

Underlying: Common Stock · 796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2023. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2023. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000064 · wk-form4_1720038931.xml · derivative · entry 8

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240

Underlying: Common Stock · 80 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000064 · wk-form4_1720038931.xml · derivative · entry 7

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198

Underlying: Common Stock · 67 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.