SMCI

SEC source: 0001758554-25-000006 · wk-form4_1739398517.xml · derivative · entry 8

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 4,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-25-000006 · wk-form4_1739398517.xml · derivative · entry 7

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,630

Underlying: Common Stock · 4,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-25-000006 · wk-form4_1739398517.xml · nonDerivative · entry 4

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,986

SEC source: 0001758554-25-000006 · wk-form4_1739398517.xml · nonDerivative · entry 3

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-25-000006 · wk-form4_1739398517.xml · nonDerivative · entry 2

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,174

SEC source: 0001758554-25-000006 · wk-form4_1739398517.xml · nonDerivative · entry 1

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-25-000004 · wk-form4_1738361710.xml · derivative · entry 2

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2035-01-29

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/8th of the shares on the first quarter of the vesting commencement date on April 29, 2025, and 1/8th at the end of each successive calendar quarter thereafter.

SEC source: 0001758554-24-000101 · wk-form4_1733868746.xml · derivative · entry 2

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F4 · derivative.exercise_date: Restricted stock units were granted with respect to service as lead independent director. The total number of restricted stock units fully vested on December 6, 2024. Vested units are settled in shares of common stock.

F4 · derivative.expiration_date: Restricted stock units were granted with respect to service as lead independent director. The total number of restricted stock units fully vested on December 6, 2024. Vested units are settled in shares of common stock.

F3 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000101 · wk-form4_1733868746.xml · nonDerivative · entry 1

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024.

SEC source: 0001758554-24-000099 · wk-form4_1731457759.xml · derivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,130

Underlying: Common Stock · 2,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000099 · wk-form4_1731457759.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,730

Underlying: Common Stock · 2,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000099 · wk-form4_1731457759.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,406

SEC source: 0001758554-24-000099 · wk-form4_1731457759.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000099 · wk-form4_1731457759.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,431

SEC source: 0001758554-24-000099 · wk-form4_1731457759.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · derivative · entry 7

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 21,130

Underlying: Common Stock · 2,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F4 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · derivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,730

Underlying: Common Stock · 2,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · nonDerivative · entry 5

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 44,406

SEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 45,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 43,431

SEC source: 0001758554-24-000098 · wk-form4_1731457545.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 44,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000097 · wk-form4_1731457356.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,050

Underlying: Common Stock · 2,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000097 · wk-form4_1731457356.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,491

SEC source: 0001758554-24-000097 · wk-form4_1731457356.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000096 · wk-form4_1731457229.xml · derivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,120

Underlying: Common Stock · 1,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000096 · wk-form4_1731457229.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,743

SEC source: 0001758554-24-000096 · wk-form4_1731457229.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · derivative · entry 7

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,660

Underlying: Common Stock · 1,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F5 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F5 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · derivative · entry 6

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · nonDerivative · entry 4

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,091

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · nonDerivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,189

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000093 · wk-form4_1731455859.xml · derivative · entry 9

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 4,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F6 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F6 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000093 · wk-form4_1731455859.xml · derivative · entry 8

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,630

Underlying: Common Stock · 4,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

F5 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F5 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.underlying_shares: This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000093 · wk-form4_1731455859.xml · nonDerivative · entry 4

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,545

SEC source: 0001758554-24-000093 · wk-form4_1731455859.xml · nonDerivative · entry 3

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000093 · wk-form4_1731455859.xml · nonDerivative · entry 2

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,385

SEC source: 0001758554-24-000093 · wk-form4_1731455859.xml · nonDerivative · entry 1

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

SEC source: 0001758554-24-000094 · wk-form4_1731456088.xml · derivative · entry 5

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,629

Underlying: Common Stock · 32,629 shares

Expires 2034-11-08

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter.

SEC source: 0001758554-24-000093 · wk-form4_1731455859.xml · derivative · entry 7

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,175

Underlying: Common Stock · 30,175 shares

Expires 2034-11-08

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on November 8, 2025, and 1/16th at the end of each successive calendar quarter thereafter.

SEC source: 0001758554-24-000091 · wk-form4_1730499307.xml · derivative · entry 3

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

F3 · shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

F3 · derivative.underlying_shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000091 · wk-form4_1730499307.xml · nonDerivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,626

F2 · security: These transactions reflect Mr. Tuan's exercise of a stock option granted in 2015 which expires soon. No shares were sold into (or otherwise entered) the public market, and Mr. Tuan did not receive any cash proceeds from this transaction. Instead, the Company withheld shares to pay the exercise price. All withheld shares were retained by the Company. Of the 25,000 shares subject to the option, Mr. Tuan retained 22,036 shares after a total of 2,964 shares were withheld.

F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024.

SEC source: 0001758554-24-000091 · wk-form4_1730499307.xml · nonDerivative · entry 1

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024.

SEC source: 0001758554-24-000090 · wk-form4_1730499199.xml · derivative · entry 5

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

F6 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

SEC source: 0001758554-24-000090 · wk-form4_1730499199.xml · derivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667,500 shares

Expires 2025-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

F3 · shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

F4 · derivative.exercise_date: This stock option is fully vested and exercisable.

F3 · derivative.underlying_shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000090 · wk-form4_1730499199.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,403,640

F2 · security: These transactions reflect Mr. Liang's exercise of a stock option granted in 2015 which expires soon. No shares were sold into (or otherwise entered) the public market, and Mr. Liang did not receive any cash proceeds from this transaction. Instead, the Company withheld shares to pay the exercise price and minimum withholding taxes required by law. All withheld shares were retained by the Company. Of the 1,667,500 shares subject to the option, Mr. Liang retained 739,470 shares after a total of 928,030 shares were withheld.

F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024.

SEC source: 0001758554-24-000090 · wk-form4_1730499199.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,331,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on September 30, 2024.

SEC source: 0001758554-24-000088 · wk-form4_1730499069.xml · derivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 1,667,500 shares

Expires 2025-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

F5 · shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

F6 · derivative.exercise_date: The stock option is fully vested and exercisable.

F5 · derivative.underlying_shares: This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split.

SEC source: 0001758554-24-000088 · wk-form4_1730499069.xml · derivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest 100% on October 30, 2025. Vested units are settled in shares of SMCI common stock.