Tapewire

Nasdaq · USD

SMCI

Super Micro Computer, Inc.

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Tapewire entity
3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2025 Filed Jul 10, 2025 21:34 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
OtherCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001392941-25-000005 · wk-form5_1752183234.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602,684

F1 · acquired: This ownership report is being filed to reflect that shares of SMCI common stock are jointly held with the Reporting Person's spouse. The reported transaction reflects a subsequent transfer of shares to the Reporting Person's direct ownership. The transfer was a non-market, exempt transaction under Rule 16a-13 and no consideration was paid.

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May 20, 2025 Filed Jul 10, 2025 21:34 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
OtherCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001392941-25-000005 · wk-form5_1752183234.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Joint Account w/ Spouse

Disclosed balance after: 25,677,520

F1 · acquired: This ownership report is being filed to reflect that shares of SMCI common stock are jointly held with the Reporting Person's spouse. The reported transaction reflects a subsequent transfer of shares to the Reporting Person's direct ownership. The transfer was a non-market, exempt transaction under Rule 16a-13 and no consideration was paid.

F1 · ownership.nature: This ownership report is being filed to reflect that shares of SMCI common stock are jointly held with the Reporting Person's spouse. The reported transaction reflects a subsequent transfer of shares to the Reporting Person's direct ownership. The transfer was a non-market, exempt transaction under Rule 16a-13 and no consideration was paid.

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May 20, 2025 Filed Jul 10, 2025 21:34 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
OtherCommon Stock 26,277,520 $0.00 $0.00
Disclosure

SEC source: 0001392941-25-000005 · wk-form5_1752183234.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 40,626,120

F1 · acquired: This ownership report is being filed to reflect that shares of SMCI common stock are jointly held with the Reporting Person's spouse. The reported transaction reflects a subsequent transfer of shares to the Reporting Person's direct ownership. The transfer was a non-market, exempt transaction under Rule 16a-13 and no consideration was paid.

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May 16, 2025 Filed May 20, 2025 20:45 UTC GiftCommon Stock 177,600 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000043 · wk-form4_1747773921.xml · nonDerivative · entry 1

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Liaw Family Trust

Disclosed balance after: 14,990,450

F1 · ownership.nature: These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.

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May 14, 2025 Filed May 16, 2025 20:34 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 15,306 $44.56 $682,093.52
Disclosure

SEC source: 0001758554-25-000041 · wk-form4_1747427634.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,203,640

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.4750 to $45.6800, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:34 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 184,694 $44.98 $8,307,222.14
Disclosure

SEC source: 0001758554-25-000041 · wk-form4_1747427634.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,218,946

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.4750 to $45.4700, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:33 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 15,306 $45.56 $697,399.52
Disclosure

SEC source: 0001758554-25-000040 · wk-form4_1747427588.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 67,203,640

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.4750 to $45.6800, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:33 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 184,694 $44.98 $8,307,222.14
Disclosure

SEC source: 0001758554-25-000040 · wk-form4_1747427588.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 67,218,946

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.4750 to $45.4700, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:31 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 28,400 $0.00 Strike: $2.70 $0.00
Disclosure

SEC source: 0001758554-25-000039 · wk-form4_1747427503.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 28,400 shares

Expires 2027-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This option was previously reported on May 15, 2019 as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F2 · shares: This option was previously reported on May 15, 2019 as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F3 · derivative.exercise_date: This stock option is fully vested and exercisable.

F2 · derivative.underlying_shares: This option was previously reported on May 15, 2019 as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

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May 14, 2025 Filed May 16, 2025 20:31 UTC
KAO GEORGESVP, OPERATIONS
SaleCommon Stock 28,400 $45.86 $1,302,424.00
Disclosure

SEC source: 0001758554-25-000039 · wk-form4_1747427503.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,624

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.850 to $45.885, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:31 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 28,400 $2.70 $76,538.00
Disclosure

SEC source: 0001758554-25-000039 · wk-form4_1747427503.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:05 UTC
Cheung KennethSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000035 · wk-form4_1747173944.xml · derivative · entry 6

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:05 UTC
Cheung KennethSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,620 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000035 · wk-form4_1747173944.xml · derivative · entry 5

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,620

Underlying: Common Stock · 1,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2022 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2022 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:05 UTC
Cheung KennethSVP, Chief Accounting Officer
Tax withholdingCommon Stock 448 $31.99 $14,331.52
Disclosure

SEC source: 0001758554-25-000035 · wk-form4_1747173944.xml · nonDerivative · entry 4

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,252

Read SEC document
May 10, 2025 Filed May 13, 2025 22:05 UTC
Cheung KennethSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000035 · wk-form4_1747173944.xml · nonDerivative · entry 3

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:05 UTC
Cheung KennethSVP, Chief Accounting Officer
Tax withholdingCommon Stock 580 $31.99 $18,554.20
Disclosure

SEC source: 0001758554-25-000035 · wk-form4_1747173944.xml · nonDerivative · entry 2

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,450

Read SEC document
May 10, 2025 Filed May 13, 2025 22:05 UTC
Cheung KennethSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 1,620 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000035 · wk-form4_1747173944.xml · nonDerivative · entry 1

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:12 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 5,150 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000037 · wk-form4_1747174337.xml · derivative · entry 6

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,450

Underlying: Common Stock · 5,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · shares: This RSU was previously reported on May 7, 2024 as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.underlying_shares: This RSU was previously reported on May 7, 2024 as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:12 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionRestricted Stock Units · Derivative 1,020 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000037 · wk-form4_1747174337.xml · derivative · entry 5

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,080

Underlying: Common Stock · 1,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:12 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 1,843 $31.99 $58,957.57
Disclosure

SEC source: 0001758554-25-000037 · wk-form4_1747174337.xml · nonDerivative · entry 4

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,305

Read SEC document
May 10, 2025 Filed May 13, 2025 22:12 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 5,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000037 · wk-form4_1747174337.xml · nonDerivative · entry 3

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:12 UTC
CLEGG DON WSVP, Worldwide Sales
Tax withholdingCommon Stock 365 $31.99 $11,676.35
Disclosure

SEC source: 0001758554-25-000037 · wk-form4_1747174337.xml · nonDerivative · entry 2

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,998

Read SEC document
May 10, 2025 Filed May 13, 2025 22:12 UTC
CLEGG DON WSVP, Worldwide Sales
Exercise / conversionCommon Stock 1,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000037 · wk-form4_1747174337.xml · nonDerivative · entry 1

CLEGG DON W · CIK 0001777241 · SVP, Worldwide Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:03 UTC Exercise / conversionRestricted Stock Units · Derivative 4,370 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000034 · wk-form4_1747173830.xml · derivative · entry 8

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,880

Underlying: Common Stock · 4,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:03 UTC Exercise / conversionRestricted Stock Units · Derivative 4,380 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000034 · wk-form4_1747173830.xml · derivative · entry 7

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 4,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:03 UTC Tax withholdingCommon Stock 1,564 $31.99 $50,032.36
Disclosure

SEC source: 0001758554-25-000034 · wk-form4_1747173830.xml · nonDerivative · entry 4

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,604

Read SEC document
May 10, 2025 Filed May 13, 2025 22:03 UTC Exercise / conversionCommon Stock 4,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000034 · wk-form4_1747173830.xml · nonDerivative · entry 3

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:03 UTC Tax withholdingCommon Stock 1,568 $31.99 $50,160.32
Disclosure

SEC source: 0001758554-25-000034 · wk-form4_1747173830.xml · nonDerivative · entry 2

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,798

Read SEC document
May 10, 2025 Filed May 13, 2025 22:03 UTC Exercise / conversionCommon Stock 4,380 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000034 · wk-form4_1747173830.xml · nonDerivative · entry 1

Liaw Yih-Shyan Wally · CIK 0001392937 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:08 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionRestricted Stock Units · Derivative 1,830 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000036 · wk-form4_1747174104.xml · derivative · entry 3

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 1,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 22:08 UTC
KAO GEORGESVP, OPERATIONS
Tax withholdingCommon Stock 655 $31.99 $20,953.45
Disclosure

SEC source: 0001758554-25-000036 · wk-form4_1747174104.xml · nonDerivative · entry 2

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,624

Read SEC document
May 10, 2025 Filed May 13, 2025 22:08 UTC
KAO GEORGESVP, OPERATIONS
Exercise / conversionCommon Stock 1,830 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000036 · wk-form4_1747174104.xml · nonDerivative · entry 1

KAO GEORGE · CIK 0001777243 · SVP, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:58 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,120 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000032 · wk-form4_1747173524.xml · derivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,900

Underlying: Common Stock · 2,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:58 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,370 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000032 · wk-form4_1747173524.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:58 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 1,142 $31.99 $36,532.58
Disclosure

SEC source: 0001758554-25-000032 · wk-form4_1747173524.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,071

Read SEC document
May 10, 2025 Filed May 13, 2025 21:58 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 2,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000032 · wk-form4_1747173524.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:58 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 1,277 $31.99 $40,851.23
Disclosure

SEC source: 0001758554-25-000032 · wk-form4_1747173524.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,093

Read SEC document
May 10, 2025 Filed May 13, 2025 21:58 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 2,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000032 · wk-form4_1747173524.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:56 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,940 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000031 · wk-form4_1747173368.xml · derivative · entry 6

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,830

Underlying: Common Stock · 5,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · shares: This RSU was previously reported on May 7, 2024 as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.underlying_shares: This RSU was previously reported on May 7, 2024 as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:56 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,680 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000031 · wk-form4_1747173368.xml · derivative · entry 5

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,700

Underlying: Common Stock · 2,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:56 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 2,126 $31.99 $68,010.74
Disclosure

SEC source: 0001758554-25-000031 · wk-form4_1747173368.xml · nonDerivative · entry 4

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,599

Read SEC document
May 10, 2025 Filed May 13, 2025 21:56 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 5,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000031 · wk-form4_1747173368.xml · nonDerivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:56 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 959 $31.99 $30,678.41
Disclosure

SEC source: 0001758554-25-000031 · wk-form4_1747173368.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,785

Read SEC document
May 10, 2025 Filed May 13, 2025 21:56 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 2,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000031 · wk-form4_1747173368.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:52 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,120 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · derivative · entry 7

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 16,900

Underlying: Common Stock · 2,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:52 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,370 $0.00 $0.00
Disclosure

SEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · derivative · entry 6

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 2,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's spouse's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:52 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 1,142 $31.99 $36,532.58
Disclosure

SEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · nonDerivative · entry 5

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,071

Read SEC document
May 10, 2025 Filed May 13, 2025 21:52 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 2,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · nonDerivative · entry 4

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 3,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2025 Filed May 13, 2025 21:52 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 1,277 $31.99 $40,851.23
Disclosure

SEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 1,093

Read SEC document
May 10, 2025 Filed May 13, 2025 21:52 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 2,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-25-000030 · wk-form4_1747173113.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 2,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.