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SM

SM Energy Co

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3577
SEC CIK
0000893538
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionCommon Stock; $.01 Par Value 7,716 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000092 · wf-form4_149937276431200.xml · nonDerivative · entry 6

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Ottoson Javan DDirector · President & CEO
Tax withholdingCommon Stock; $.01 Par Value 1,829 $16.53 $30,233.37
Disclosure

SEC source: 0000893538-17-000092 · wf-form4_149937276431200.xml · nonDerivative · entry 5

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,603

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionCommon Stock; $.01 Par Value 5,718 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000092 · wf-form4_149937276431200.xml · nonDerivative · entry 4

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Ottoson Javan DDirector · President & CEO
Tax withholdingCommon Stock; $.01 Par Value 888 $16.53 $14,678.64
Disclosure

SEC source: 0000893538-17-000092 · wf-form4_149937276431200.xml · nonDerivative · entry 3

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,714

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionCommon Stock; $.01 Par Value 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000092 · wf-form4_149937276431200.xml · nonDerivative · entry 2

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 4,451 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000095 · wf-form4_149937282324562.xml · derivative · entry 10

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,904

Underlying: Common Stock · 4,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 3,097 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000095 · wf-form4_149937282324562.xml · derivative · entry 9

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098

Underlying: Common Stock · 3,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 808 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000095 · wf-form4_149937282324562.xml · derivative · entry 8

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Vogel Herbert SEVP - Operations
Tax withholdingCommon Stock; $.01 Par Value 1,424 $16.53 $23,538.72
Disclosure

SEC source: 0000893538-17-000095 · wf-form4_149937282324562.xml · nonDerivative · entry 7

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,444

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionCommon Stock; $.01 Par Value 4,451 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000095 · wf-form4_149937282324562.xml · nonDerivative · entry 6

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Vogel Herbert SEVP - Operations
Tax withholdingCommon Stock; $.01 Par Value 991 $16.53 $16,381.23
Disclosure

SEC source: 0000893538-17-000095 · wf-form4_149937282324562.xml · nonDerivative · entry 5

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,417

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionCommon Stock; $.01 Par Value 3,097 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000095 · wf-form4_149937282324562.xml · nonDerivative · entry 4

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Vogel Herbert SEVP - Operations
Tax withholdingCommon Stock; $.01 Par Value 259 $16.53 $4,281.27
Disclosure

SEC source: 0000893538-17-000095 · wf-form4_149937282324562.xml · nonDerivative · entry 3

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,311

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:27 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionCommon Stock; $.01 Par Value 808 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000095 · wf-form4_149937282324562.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Solomon Mark TVP, Controller & Asst. Sec.
Exercise / conversionRestricted Stock Units · Derivative 653 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · derivative · entry 11

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306

Underlying: Common Stock · 653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Solomon Mark TVP, Controller & Asst. Sec.
Exercise / conversionRestricted Stock Units · Derivative 477 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · derivative · entry 10

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Solomon Mark TVP, Controller & Asst. Sec.
Exercise / conversionRestricted Stock Units · Derivative 278 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · derivative · entry 9

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Solomon Mark TVP, Controller & Asst. Sec.
Tax withholdingCommon Stock, $.01 Par Value 209 $16.53 $3,454.77
Disclosure

SEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 8

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,423

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Solomon Mark TVP, Controller & Asst. Sec.
Exercise / conversionCommon Stock, $.01 Par Value 653 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 7

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Solomon Mark TVP, Controller & Asst. Sec.
Tax withholdingCommon Stock, $.01 Par Value 153 $16.53 $2,529.09
Disclosure

SEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 6

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,979

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Solomon Mark TVP, Controller & Asst. Sec.
Exercise / conversionCommon Stock, $.01 Par Value 477 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 5

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Solomon Mark TVP, Controller & Asst. Sec.
Tax withholdingCommon Stock, $.01 Par Value 89 $16.53 $1,471.17
Disclosure

SEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 4

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,655

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Solomon Mark TVP, Controller & Asst. Sec.
Exercise / conversionCommon Stock, $.01 Par Value 278 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000094 · wf-form4_149937280468777.xml · nonDerivative · entry 3

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 4,451 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000093 · wf-form4_149937278911681.xml · derivative · entry 11

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,904

Underlying: Common Stock · 4,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 3,097 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000093 · wf-form4_149937278911681.xml · derivative · entry 10

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,098

Underlying: Common Stock · 3,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 1,982 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000093 · wf-form4_149937278911681.xml · derivative · entry 9

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC Tax withholdingCommon Stock; $.01 Par Value 1,424 $16.53 $23,538.72
Disclosure

SEC source: 0000893538-17-000093 · wf-form4_149937278911681.xml · nonDerivative · entry 8

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,784

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC Exercise / conversionCommon Stock; $.01 Par Value 4,451 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000093 · wf-form4_149937278911681.xml · nonDerivative · entry 7

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC Tax withholdingCommon Stock; $.01 Par Value 991 $16.53 $16,381.23
Disclosure

SEC source: 0000893538-17-000093 · wf-form4_149937278911681.xml · nonDerivative · entry 6

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,757

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC Exercise / conversionCommon Stock; $.01 Par Value 3,097 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000093 · wf-form4_149937278911681.xml · nonDerivative · entry 5

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC Tax withholdingCommon Stock; $.01 Par Value 634 $16.53 $10,480.02
Disclosure

SEC source: 0000893538-17-000093 · wf-form4_149937278911681.xml · nonDerivative · entry 4

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,651

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC Exercise / conversionCommon Stock; $.01 Par Value 1,982 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000093 · wf-form4_149937278911681.xml · nonDerivative · entry 3

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Newton Lehman E IIISr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · derivative · entry 10

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,018

Underlying: Common Stock · 1,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Newton Lehman E IIISr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 743 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · derivative · entry 9

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744

Underlying: Common Stock · 743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Newton Lehman E IIISr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 447 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · derivative · entry 8

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Newton Lehman E IIISr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 276 $16.53 $4,562.28
Disclosure

SEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 7

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,478

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Newton Lehman E IIISr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 6

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Newton Lehman E IIISr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 204 $16.53 $3,372.12
Disclosure

SEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 5

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,745

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Newton Lehman E IIISr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 743 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 4

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Newton Lehman E IIISr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 123 $16.53 $2,033.19
Disclosure

SEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 3

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,206

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:26 UTC
Newton Lehman E IIISr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 447 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000091 · wf-form4_149937274770350.xml · nonDerivative · entry 2

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 534 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · derivative · entry 22

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 1,069

Underlying: Common Stock · 534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F11 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F11 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F11 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · derivative · entry 21

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,018

Underlying: Common Stock · 1,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 381 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · derivative · entry 20

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 382

Underlying: Common Stock · 381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 743 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · derivative · entry 19

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744

Underlying: Common Stock · 743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2016. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 199 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · derivative · entry 18

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 0

Underlying: Common Stock · 199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 372 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · derivative · entry 17

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2015. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 145 $16.53 $2,396.85
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 16

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 15,677

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 534 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 15

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 15,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:25 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 276 $16.53 $4,562.28
Disclosure

SEC source: 0000893538-17-000090 · wf-form4_149937272724153.xml · nonDerivative · entry 14

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,608

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.