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SM

SM Energy Co

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3577
SEC CIK
0000893538
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373

Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 581 $13.16 $7,644.80
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 18,535

F2 · kind: The reporting person's husband purchased 581 shares of the issuer's common stock on December 31, 2018, through the issuer's Employee Stock Purchase Plan.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
December 31, 2018 Filed Jul 2, 2019 20:34 UTC
Lutey Mary EllenSr. VP & Regional Manager
OtherCommon Stock; $.01 Par Value 591 $13.16 $7,776.38
Disclosure

SEC source: 0000893538-19-000073 · wf-form4_156209964386339.xml · nonDerivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,282

F1 · kind: The reporting person purchased 591 shares of the issuer's common stock on December 31, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
December 31, 2018 Filed Jul 2, 2019 20:33 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
OtherCommon Stock: $.01 Par Value 80 $13.16 $1,052.64
Disclosure

SEC source: 0000893538-19-000072 · wf-form4_156209962339634.xml · nonDerivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,268

F1 · kind: The reporting person purchased 80 shares of the issuer's common stock on December 31, 2018, through the issuer's Employee Stock Purchase Plan.

Read SEC document
October 23, 2018 Filed Oct 23, 2018 19:01 UTC GrantCommon Stock 5,184 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000123 · wf-form4_154032126253637.xml · nonDerivative · entry 1

Bailo Carla Jean · CIK 0001756088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,184

Read SEC document
October 23, 2018 Filed Oct 29, 2018 21:21 UTC Amendment GrantCommon Stock 5,169 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000125 · wf-form4a_154084809731348.xml · nonDerivative · entry 1

Bailo Carla Jean · CIK 0001756088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,169

F1 · shares: The purpose of this amendment is to correct a clerical error in Table 1, Number 4., Securities Acquired (A) or Disposed of (D), which was originally reported as 5,184 shares of common stock but which is now corrected to 5,169 shares of common stock.

F2 · balance_after: The purpose of this amendment is to correct a clerical error in Table 1, Number 5., Amount of Securities Beneficially Owned Following Reported Transaction(s), which was originally reported as 5,184 shares of common stock but which is now corrected to 5,169 shares of common stock.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 22:49 UTC
Vogel Herbert SEVP - Operations
GrantRestricted Stock Units · Derivative 19,463 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000095 · wf-form4_153299095597454.xml · derivative · entry 1

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,463

Underlying: Common Stock · 19,463 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 22:49 UTC
Whitcomb David J.VP-Marketing
GrantRestricted Stock Units · Derivative 4,671 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000096 · wf-form4_153299098315400.xml · derivative · entry 1

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,671

Underlying: Common Stock · 4,671 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 22:49 UTC
Solomon Mark TVP, Controller & Asst. Sec.
GrantRestricted Stock Units · Derivative 4,360 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000094 · wf-form4_153299092802747.xml · derivative · entry 1

Solomon Mark T · CIK 0001379283 · VP, Controller & Asst. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,360

Underlying: Common Stock · 4,360 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 22:48 UTC GrantRestricted Stock Units · Derivative 19,463 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000093 · wf-form4_153299090015859.xml · derivative · entry 1

PURSELL A WADE · CIK 0001041812 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,463

Underlying: Common Stock · 19,463 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 22:48 UTC
Ottoson Javan DDirector · President & CEO
GrantRestricted Stock Units · Derivative 46,711 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000092 · wf-form4_153299087272458.xml · derivative · entry 1

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,711

Underlying: Common Stock · 46,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 22:47 UTC
Newton Lehman E IIISr. VP & Regional Manager
GrantRestricted Stock Units · Derivative 5,109 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000091 · wf-form4_153299084621669.xml · derivative · entry 1

Newton Lehman E III · CIK 0001403099 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,109

Underlying: Common Stock · 5,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 22:47 UTC
Knott Kenneth J.SVP-Bus Dv & Land & Asst Sec
GrantRestricted Stock Units · Derivative 4,379 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000090 · wf-form4_153299081793853.xml · derivative · entry 1

Knott Kenneth J. · CIK 0001442846 · SVP-Bus Dv & Land & Asst Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,379

Underlying: Common Stock · 4,379 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 22:46 UTC
Copeland David WEVP and General Counsel
GrantRestricted Stock Units · Derivative 8,272 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000089 · wf-form4_153299078989018.xml · derivative · entry 1

Copeland David W · CIK 0001396395 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,272

Underlying: Common Stock · 8,272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 22:31 UTC
Lutey Mary EllenSr. VP & Regional Manager
GrantRestricted Stock Units · Derivative 3,503 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000100 · wf-form4_153307625770032.xml · derivative · entry 2

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 3,503

Underlying: Common Stock · 3,503 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2013. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2013. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2013. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 22:31 UTC
Lutey Mary EllenSr. VP & Regional Manager
GrantRestricted Stock Units · Derivative 5,109 $0.00 $0.00
Disclosure

SEC source: 0000893538-18-000100 · wf-form4_153307625770032.xml · derivative · entry 1

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,109

Underlying: Common Stock · 5,109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2019. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:56 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionRestricted Stock Units · Derivative 1,512 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000074 · wf-form4_153080977131355.xml · derivative · entry 11

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,025

Underlying: Common Stock · 1,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F5 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:56 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionRestricted Stock Units · Derivative 683 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000074 · wf-form4_153080977131355.xml · derivative · entry 10

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683

Underlying: Common Stock · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:56 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionRestricted Stock Units · Derivative 477 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000074 · wf-form4_153080977131355.xml · derivative · entry 9

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:56 UTC
Whitcomb David J.VP-Marketing
Tax withholdingCommon Stock; $.01 Par Value 439 $25.69 $11,277.91
Disclosure

SEC source: 0000893538-18-000074 · wf-form4_153080977131355.xml · nonDerivative · entry 8

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,375

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:56 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionCommon Stock; $.01 Par Value 1,512 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000074 · wf-form4_153080977131355.xml · nonDerivative · entry 7

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:56 UTC
Whitcomb David J.VP-Marketing
Tax withholdingCommon Stock; $.01 Par Value 198 $25.69 $5,086.62
Disclosure

SEC source: 0000893538-18-000074 · wf-form4_153080977131355.xml · nonDerivative · entry 6

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,302

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:56 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionCommon Stock; $.01 Par Value 683 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000074 · wf-form4_153080977131355.xml · nonDerivative · entry 5

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:56 UTC
Whitcomb David J.VP-Marketing
Tax withholdingCommon Stock; $.01 Par Value 139 $25.69 $3,570.91
Disclosure

SEC source: 0000893538-18-000074 · wf-form4_153080977131355.xml · nonDerivative · entry 4

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,817

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:56 UTC
Whitcomb David J.VP-Marketing
Exercise / conversionCommon Stock; $.01 Par Value 477 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000074 · wf-form4_153080977131355.xml · nonDerivative · entry 3

Whitcomb David J. · CIK 0001442781 · VP-Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:58 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 25,206 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000076 · wf-form4_153080988502011.xml · derivative · entry 10

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,414

Underlying: Common Stock · 25,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:58 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 7,716 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000076 · wf-form4_153080988502011.xml · derivative · entry 9

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,716

Underlying: Common Stock · 7,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:58 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 5,719 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000076 · wf-form4_153080988502011.xml · derivative · entry 8

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:58 UTC
Ottoson Javan DDirector · President & CEO
Tax withholdingCommon Stock; $.01 Par Value 11,086 $25.69 $284,799.34
Disclosure

SEC source: 0000893538-18-000076 · wf-form4_153080988502011.xml · nonDerivative · entry 7

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,614

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:58 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionCommon Stock; $.01 Par Value 25,206 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000076 · wf-form4_153080988502011.xml · nonDerivative · entry 6

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:58 UTC
Ottoson Javan DDirector · President & CEO
Tax withholdingCommon Stock; $.01 Par Value 3,394 $25.69 $87,191.86
Disclosure

SEC source: 0000893538-18-000076 · wf-form4_153080988502011.xml · nonDerivative · entry 5

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,494

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:58 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionCommon Stock; $.01 Par Value 7,716 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000076 · wf-form4_153080988502011.xml · nonDerivative · entry 4

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:58 UTC
Ottoson Javan DDirector · President & CEO
Tax withholdingCommon Stock; $.01 Par Value 2,516 $25.69 $64,636.04
Disclosure

SEC source: 0000893538-18-000076 · wf-form4_153080988502011.xml · nonDerivative · entry 3

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,172

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:58 UTC
Ottoson Javan DDirector · President & CEO
Exercise / conversionCommon Stock; $.01 Par Value 5,719 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000076 · wf-form4_153080988502011.xml · nonDerivative · entry 2

Ottoson Javan D · CIK 0001359693 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:54 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 11,595 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000072 · wf-form4_153080966506213.xml · derivative · entry 9

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,190

Underlying: Common Stock · 11,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:54 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 4,452 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000072 · wf-form4_153080966506213.xml · derivative · entry 8

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,452

Underlying: Common Stock · 4,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:54 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionRestricted Stock Units · Derivative 3,098 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000072 · wf-form4_153080966506213.xml · derivative · entry 7

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:54 UTC
Vogel Herbert SEVP - Operations
Tax withholdingCommon Stock; $.01 Par Value 3,361 $25.69 $86,344.09
Disclosure

SEC source: 0000893538-18-000072 · wf-form4_153080966506213.xml · nonDerivative · entry 6

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,802

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:54 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionCommon Stock; $.01 Par Value 11,595 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000072 · wf-form4_153080966506213.xml · nonDerivative · entry 5

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:54 UTC
Vogel Herbert SEVP - Operations
Tax withholdingCommon Stock; $.01 Par Value 1,291 $25.69 $33,165.79
Disclosure

SEC source: 0000893538-18-000072 · wf-form4_153080966506213.xml · nonDerivative · entry 4

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,568

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:54 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionCommon Stock; $.01 Par Value 4,452 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000072 · wf-form4_153080966506213.xml · nonDerivative · entry 3

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:54 UTC
Vogel Herbert SEVP - Operations
Exercise / conversionCommon Stock; $.01 Par Value 3,098 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000072 · wf-form4_153080966506213.xml · nonDerivative · entry 2

Vogel Herbert S · CIK 0001544288 · EVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 1,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · derivative · entry 22

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 2,218

Underlying: Common Stock · 1,109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F11 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 2,646 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · derivative · entry 21

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,294

Underlying: Common Stock · 2,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F10 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning July 1, 2018. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 534 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · derivative · entry 20

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 535

Underlying: Common Stock · 534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F9 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 1,009 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · derivative · entry 19

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009

Underlying: Common Stock · 1,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

F8 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2017. The vested shares will be issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares will lapse.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 382 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · derivative · entry 18

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 0

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F7 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares lapsed.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionRestricted Stock Units · Derivative 744 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · derivative · entry 17

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

F6 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vested in three equal annual installments beginning on July 1, 2016. The vested shares were issued to the reporting person on the vesting dates, at which time all restrictions on the vested shares lapsed.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 271 $25.69 $6,961.99
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · nonDerivative · entry 16

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 17,954

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
Exercise / conversionCommon Stock; $.01 Par Value 1,109 Not disclosed Not disclosed
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · nonDerivative · entry 15

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 18,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · price: Each restricted stock unit represents a contingent right to receive one share of stock. The restricted stock unit grant vests in three equal annual installments beginning on July 1, 2018. The vested shares will be issued to the reporting person's husband on the vesting dates, at which time all restrictions on the vested shares will lapse.

F3 · ownership.direct: The reporting person's husband is also employed by the issuer, purchases the issuers's common stock through the issuer's Employee Stock Purchase Plan, and receives grants of restricted stock units and performance share awards.

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July 02, 2018 Filed Jul 5, 2018 16:52 UTC
Lutey Mary EllenSr. VP & Regional Manager
Tax withholdingCommon Stock; $.01 Par Value 645 $25.69 $16,570.05
Disclosure

SEC source: 0000893538-18-000070 · wf-form4_153080955302443.xml · nonDerivative · entry 14

Lutey Mary Ellen · CIK 0001563908 · Sr. VP & Regional Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,691

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.