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Nasdaq · USD

SKYX

SKYX Platforms Corp.

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Tapewire entity
6432
SEC CIK
0001598981
Parsed reports
150

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2022 Filed Oct 4, 2022 06:04 UTC GrantCommon Stock, no par value 2,032 $3.69 $7,498.08
Disclosure

SEC source: 0001493152-22-027472 · ownership.xml · nonDerivative · entry 1

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,067

F3 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 06:06 UTC
BOISSEAU MARC ANDREChief Financial Officer
Tax withholdingCommon Stock, no par value 883 $3.69 $3,258.27
Disclosure

SEC source: 0001493152-22-027476 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,085

F2 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F3 · balance_after: Includes 2,500 shares of restricted stock, which vest on December 31, 2022, subject to continued employment through the vesting date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 17:29 UTC
Shiff DovDirector · 10% owner
GrantCommon Stock, no par value 2,032 $3.69 $7,498.08
Disclosure

SEC source: 0001493152-22-027517 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,893,372

F6 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 10:04 UTC GrantCommon Stock, no par value 2,032 $3.69 $7,498.08
Disclosure

SEC source: 0001493152-22-027473 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,067

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 13:20 UTC OtherWarrant (right to buy) · Derivative 16,667 Not disclosed Strike: $9.80 Not disclosed
Disclosure

SEC source: 0001493152-22-025685 · ownership.xml · derivative · entry 5

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bridge Line Ventures

Disclosed balance after: 0

Underlying: Common Stock, no par value · 16,667 shares

Expires 2024-08-31

F8 · kind: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16.

F8 · price: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16.

F4 · derivative.exercise_date: Exercisable at any time on or prior to the expiration date at the holder's discretion at the adjusted exercise price of $9.80 per share, subject to adjustment provisions (including certain anti-dilution provisions).

F2 · ownership.nature: These securities are owned by Bridge Line Ventures, LLC Series ST-1 ("Bridge Line Ventures"). The reporting person is the Chief Executive Officer and President of Bridge Line Advisors, LLC, the manager of Bridge Line Ventures.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 13:20 UTC OtherWarrant (right to buy) · Derivative 214,957 Not disclosed Strike: $9.80 Not disclosed
Disclosure

SEC source: 0001493152-22-025685 · ownership.xml · derivative · entry 4

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bridge Line Ventures

Disclosed balance after: 0

Underlying: Common Stock, no par value · 214,957 shares

Expires 2024-06-30

F8 · kind: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16.

F8 · price: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16.

F4 · derivative.exercise_date: Exercisable at any time on or prior to the expiration date at the holder's discretion at the adjusted exercise price of $9.80 per share, subject to adjustment provisions (including certain anti-dilution provisions).

F2 · ownership.nature: These securities are owned by Bridge Line Ventures, LLC Series ST-1 ("Bridge Line Ventures"). The reporting person is the Chief Executive Officer and President of Bridge Line Advisors, LLC, the manager of Bridge Line Ventures.

Read SEC document
September 12, 2022 Filed Sep 13, 2022 13:20 UTC OtherCommon Stock, no par value 317,656 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-025685 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bridge Line Ventures

Disclosed balance after: 0

F8 · kind: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16.

F8 · price: Bridge Line Ventures distributed 317,656 shares of the issuer's common stock and warrants to purchase an aggregate of 231,624 shares of the issuer's common stock to its investors, pursuant to a pro rata distribution for no consideration. The reported transaction is exempt from Section 16.

F2 · ownership.nature: These securities are owned by Bridge Line Ventures, LLC Series ST-1 ("Bridge Line Ventures"). The reporting person is the Chief Executive Officer and President of Bridge Line Advisors, LLC, the manager of Bridge Line Ventures.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:19 UTC GrantCommon Stock, no par value 3,750 $2.00 $7,500.00
Disclosure

SEC source: 0001493152-22-018533 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,202

F8 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 17:28 UTC
BOISSEAU MARC ANDREChief Financial Officer
Tax withholdingCommon Stock, no par value 1,016 $2.00 $2,032.00
Disclosure

SEC source: 0001493152-22-018579 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,968

F2 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F3 · balance_after: Includes 5,000 shares of restricted stock, which vest in two equal quarterly installments on September 30, 2022 and December 31, 2022, subject to continued employment through the vesting date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:25 UTC
Peter Phillips S.Former Director
GrantCommon Stock, no par value 3,668 $2.00 $7,336.00
Disclosure

SEC source: 0001493152-22-018538 · ownership.xml · nonDerivative · entry 1

Peter Phillips S. · CIK 0001629555 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,953

F1 · shares: The reporting person previously elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:22 UTC GrantCommon Stock, no par value 3,750 $2.00 $7,500.00
Disclosure

SEC source: 0001493152-22-018536 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 11:30 UTC GrantCommon Stock, no par value 3,750 $2.00 $7,500.00
Disclosure

SEC source: 0001493152-22-018644 · ownership.xml · nonDerivative · entry 1

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,035

F3 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 15:51 UTC
Shiff DovDirector · 10% owner
GrantCommon Stock, no par value 3,750 $2.00 $7,500.00
Disclosure

SEC source: 0001493152-22-018648 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,891,340

F6 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 10:08 UTC
Kohen Ran RolandDirector · Executive Chairman · 10% owner
PurchaseCommon Stock, no par value 1,000 $2.05 $2,050.00
Disclosure

SEC source: 0001493152-22-016508 · ownership.xml · nonDerivative · entry 2

Kohen Ran Roland · CIK 0001634483 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,001

Read SEC document
June 10, 2022 Filed Jun 13, 2022 10:04 UTC
Campi John P.Chief Executive Officer
PurchaseCommon Stock, no par value 3,400 $2.15 $7,310.00
Disclosure

SEC source: 0001493152-22-016505 · ownership.xml · nonDerivative · entry 2

Campi John P. · CIK 0001627276 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,197,685

Read SEC document
June 09, 2022 Filed Jun 13, 2022 10:08 UTC
Kohen Ran RolandDirector · Executive Chairman · 10% owner
PurchaseCommon Stock, no par value 5,000 $2.15 $10,745.00
Disclosure

SEC source: 0001493152-22-016508 · ownership.xml · nonDerivative · entry 1

Kohen Ran Roland · CIK 0001634483 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,001

F8 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.08 and $2.24 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 10:04 UTC
Campi John P.Chief Executive Officer
PurchaseCommon Stock, no par value 5,000 $2.06 $10,300.00
Disclosure

SEC source: 0001493152-22-016505 · ownership.xml · nonDerivative · entry 1

Campi John P. · CIK 0001627276 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,285

Read SEC document
June 06, 2022 Filed Jun 7, 2022 00:26 UTC
Kohen Ran RolandDirector · Executive Chairman · 10% owner
PurchaseCommon Stock, no par value 5,000 $2.94 $14,705.00
Disclosure

SEC source: 0001493152-22-016014 · ownership.xml · nonDerivative · entry 1

Kohen Ran Roland · CIK 0001634483 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,001

F8 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.62 and $3.05 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 12:49 UTC
Shiff DovDirector · 10% owner
PurchaseCommon Stock, no par value 20,000 $2.72 $54,458.00
Disclosure

SEC source: 0001493152-22-016139 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shiff Group

Disclosed balance after: 10,817,072

F6 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.55 and $3.06 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: These securities are owned by Shiff Group Investments Ltd., of which the reporting person is an owner and the President and Chief Executive Officer.

Read SEC document
June 03, 2022 Filed Jun 6, 2022 10:06 UTC
Shiff DovDirector · 10% owner
PurchaseCommon Stock, no par value 10,000 $3.56 $35,630.00
Disclosure

SEC source: 0001493152-22-015922 · ownership.xml · nonDerivative · entry 2

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shiff Group

Disclosed balance after: 10,797,072

F7 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.50 and $3.60 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: These securities are owned by Shiff Group Investments Ltd., of which the reporting person is an owner and the President and Chief Executive Officer.

Read SEC document
June 02, 2022 Filed Jun 6, 2022 10:06 UTC
Shiff DovDirector · 10% owner
PurchaseCommon Stock, no par value 883 $3.69 $3,255.18
Disclosure

SEC source: 0001493152-22-015922 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shiff Group

Disclosed balance after: 10,787,072

F6 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.65 and $3.70 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: These securities are owned by Shiff Group Investments Ltd., of which the reporting person is an owner and the President and Chief Executive Officer.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 18:10 UTC
Shiff DovDirector · 10% owner
PurchaseCommon Stock, no par value 5,723 $3.70 $21,151.06
Disclosure

SEC source: 0001493152-22-015688 · ownership.xml · nonDerivative · entry 2

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shiff Group

Disclosed balance after: 10,786,189

F7 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.61 and $3.70 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: These securities are owned by Shiff Group Investments Ltd., of which the reporting person is an owner and the President and Chief Executive Officer.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 10:11 UTC Tax withholdingCommon Stock, no par value 8,912 $3.80 $33,865.60
Disclosure

SEC source: 0001493152-22-015774 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,755

F4 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F1 · balance_after: Includes 50,000 shares of restricted stock that will vest in two equal annual installments on each of June 1, 2023 and 2024, subject to continued employment.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 18:10 UTC
Shiff DovDirector · 10% owner
PurchaseCommon Stock, no par value 848 $3.39 $2,872.94
Disclosure

SEC source: 0001493152-22-015688 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shiff Group

Disclosed balance after: 10,780,466

F6 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.37 and $3.40 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: These securities are owned by Shiff Group Investments Ltd., of which the reporting person is an owner and the President and Chief Executive Officer.

Read SEC document
May 27, 2022 Filed May 31, 2022 11:02 UTC
Shiff DovDirector · 10% owner
PurchaseCommon Stock, no par value 1,604 $3.40 $5,445.74
Disclosure

SEC source: 0001493152-22-015426 · ownership.xml · nonDerivative · entry 2

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,887,590

F7 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.35 and $3.40 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 26, 2022 Filed May 31, 2022 11:02 UTC
Shiff DovDirector · 10% owner
PurchaseCommon Stock, no par value 2,955 $3.49 $10,321.82
Disclosure

SEC source: 0001493152-22-015426 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,885,986

F6 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.42 and $3.50 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 24, 2022 Filed May 26, 2022 11:29 UTC
Shiff DovDirector · 10% owner
PurchaseCommon Stock, no par value 11,922 $3.58 $42,703.41
Disclosure

SEC source: 0001493152-22-015105 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,883,031

F6 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.54 and $3.60 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 16, 2022 Filed May 17, 2022 13:16 UTC
Campi John P.Chief Executive Officer
PurchaseCommon Stock, no par value 5,000 $5.36 $26,792.00
Disclosure

SEC source: 0001493152-22-014113 · ownership.xml · nonDerivative · entry 1

Campi John P. · CIK 0001627276 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189,285

F3 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.25 and $5.50 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 12, 2022 Filed May 16, 2022 10:03 UTC PurchaseCommon Stock, no par value 5,000 $4.38 $21,900.00
Disclosure

SEC source: 0001493152-22-013433 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,667

F4 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.25 and $4.44 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

F1 · balance_after: Includes 75,000 shares of restricted stock that will vest in three equal annual installments on each of June 1, 2022, 2023 and 2024, subject to continued employment.

Read SEC document
May 12, 2022 Filed May 16, 2022 10:06 UTC
Kohen Ran RolandDirector · Executive Chairman · 10% owner
PurchaseCommon Stock, no par value 5,000 $4.28 $21,400.00
Disclosure

SEC source: 0001493152-22-013439 · ownership.xml · nonDerivative · entry 1

Kohen Ran Roland · CIK 0001634483 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,001

F8 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.93 and $4.51 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 12, 2022 Filed May 16, 2022 10:07 UTC
Shiff DovDirector · 10% owner
PurchaseCommon Stock, no par value 10,824 $4.77 $51,630.48
Disclosure

SEC source: 0001493152-22-013441 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,871,109

F6 · price: The price reported represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.57 and $4.97 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:25 UTC GrantCommon Stock, no par value 285 $12.85 $3,662.25
Disclosure

SEC source: 0001493152-22-009011 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,452

F8 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 16:20 UTC
BOISSEAU MARC ANDREChief Financial Officer
Tax withholdingCommon Stock, no par value 1,016 $12.85 $13,055.60
Disclosure

SEC source: 0001493152-22-009007 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,984

F2 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F3 · balance_after: Includes 7,500 shares of restricted stock, which vest in four equal quarterly installments, beginning March 31, 2022, subject to continued employment through the vesting date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:22 UTC GrantCommon Stock, no par value 285 $12.85 $3,662.25
Disclosure

SEC source: 0001493152-22-009009 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,285

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 01:24 UTC GrantCommon Stock, no par value 285 $12.85 $3,662.25
Disclosure

SEC source: 0001493152-22-009094 · ownership.xml · nonDerivative · entry 1

Peter Phillips S. · CIK 0001629555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,285

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 00:42 UTC
Shiff DovDirector · 10% owner
GrantCommon Stock, no par value 285 $12.85 $3,662.25
Disclosure

SEC source: 0001493152-22-009090 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,860,285

F6 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
March 31, 2022 Filed Apr 6, 2022 19:13 UTC GrantCommon Stock, no par value 285 $12.85 $3,662.25
Disclosure

SEC source: 0001493152-22-009292 · ownership.xml · nonDerivative · entry 1

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,285

F3 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

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March 11, 2022 Filed Mar 14, 2022 16:44 UTC GrantStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001493152-22-006763 · ownership.xml · derivative · entry 2

Greenstein Brayer Efrat L · CIK 0001909815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock, no par value · 9,000 shares

Expires 2027-03-11

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

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March 11, 2022 Filed Mar 14, 2022 16:44 UTC GrantCommon Stock, no par value 9,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-006763 · ownership.xml · nonDerivative · entry 1

Greenstein Brayer Efrat L · CIK 0001909815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

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March 11, 2022 Filed Mar 14, 2022 20:47 UTC GrantStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001493152-22-006767 · ownership.xml · derivative · entry 4

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock, no par value · 17,500 shares

Expires 2027-03-11

F7 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

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March 11, 2022 Filed Mar 14, 2022 20:47 UTC GrantCommon Stock, no par value 17,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-006767 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,167

F8 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

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March 11, 2022 Filed Mar 14, 2022 16:37 UTC
BOISSEAU MARC ANDREChief Financial Officer
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001493152-22-006759 · ownership.xml · derivative · entry 2

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, no par value · 10,000 shares

Expires 2025-03-11

F1 · derivative.exercise_date: Options vest in four equal quarterly installments, beginning March 31, 2022, subject to continued employment through the vesting date. These options were granted pursuant to the reporting person's employment agreement with the issuer.

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March 11, 2022 Filed Mar 14, 2022 16:37 UTC
BOISSEAU MARC ANDREChief Financial Officer
GrantCommon Stock, no par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-006759 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · shares: Represents shares of restricted stock, which will vest in four equal quarterly installments, beginning March 31, 2022, subject to continued employment through the vesting date. These restricted shares were granted pursuant to the reporting person's employment agreement with the issuer.

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March 11, 2022 Filed Mar 14, 2022 20:40 UTC GrantStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001493152-22-006761 · ownership.xml · derivative · entry 2

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock, no par value · 8,000 shares

Expires 2027-03-11

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 20:40 UTC GrantCommon Stock, no par value 8,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-006761 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

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March 11, 2022 Filed Mar 15, 2022 21:21 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001493152-22-006907 · ownership.xml · derivative · entry 2

Peter Phillips S. · CIK 0001629555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, no par value · 5,000 shares

Expires 2027-03-11

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 21:21 UTC GrantCommon Stock, no par value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-006907 · ownership.xml · nonDerivative · entry 1

Peter Phillips S. · CIK 0001629555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

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March 11, 2022 Filed Mar 15, 2022 21:18 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001493152-22-006903 · ownership.xml · derivative · entry 2

Golden Gary N · CIK 0001909806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, no par value · 10,000 shares

Expires 2027-03-11

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 21:18 UTC GrantCommon Stock, no par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-006903 · ownership.xml · nonDerivative · entry 1

Golden Gary N · CIK 0001909806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

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March 11, 2022 Filed Mar 15, 2022 21:16 UTC
Shiff DovDirector · 10% owner
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001493152-22-006901 · ownership.xml · derivative · entry 5

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, no par value · 5,000 shares

Expires 2027-03-11

F5 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.