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Nasdaq · USD

SKYX

SKYX Platforms Corp.

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Tapewire entity
6432
SEC CIK
0001598981
Parsed reports
150

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2023 Filed Jan 3, 2025 16:15 UTC GrantCommon Stock, no par value 4,464 $1.68 $7,499.52
Disclosure

SEC source: 0001493152-25-000244 · ownership.xml · nonDerivative · entry 4

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,013,770

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
December 15, 2023 Filed Dec 15, 2023 21:15 UTC
Campi John P.Co-Chief Executive Officer
GiftCommon Stock, no par value 400,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-045050 · ownership.xml · nonDerivative · entry 1

Campi John P. · CIK 0001627276 · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 797,685

F3 · kind: Shares were gifted to family members who do not share the reporting person's household.

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November 15, 2023 Filed Nov 15, 2023 16:30 UTC
BOISSEAU MARC ANDREChief Financial Officer
Tax withholdingCommon Stock, no par value 3,785 $1.72 $6,510.20
Disclosure

SEC source: 0001493152-23-041507 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,552

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F2 · balance_after: Includes (i) 80,000 RSUs, which will vest in equal annual installments on each of April 5, 2024 and 2025 and (ii) 25,000 RSUs, which will vest in equal installments on each of February 15, 2024 and May 15, 2024.

Read SEC document
October 19, 2023 Filed Oct 20, 2023 16:15 UTC
BOISSEAU MARC ANDREChief Financial Officer
GrantCommon Stock, no par value 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-037841 · ownership.xml · nonDerivative · entry 2

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,337

F2 · shares: Represents a grant of RSUs. Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in equal installments of 12,500 on each of February 15, 2024 and May 15, 2024.

F4 · balance_after: Includes (i) 80,000 RSUs, which will vest in equal annual installments on each of April 5, 2024 and 2025; (ii) 7,993 RSUs, which will vest in full on November 15, 2023; and (iii) 25,000 RSUs, which will vest in equal installments on each of February 15, 2024 and May 15, 2024.

Read SEC document
October 19, 2023 Filed Oct 20, 2023 16:15 UTC
BOISSEAU MARC ANDREChief Financial Officer
GrantCommon Stock, no par value 7,993 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-037841 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,337

F1 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in full on November 15, 2023.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:15 UTC
SOKOLOW LEONARD JDirector · Co-Chief Executive Officer
GrantCommon Stock, no par value 4,133 $1.42 $5,868.86
Disclosure

SEC source: 0001493152-23-035030 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 781,545

F9 · shares: The reporting person previously elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program. The reporting person received a prorated number of shares representing compensation as a non-employee director prior to his appointment as Co-Chief Executive Officer of the issuer.

F7 · balance_after: Includes 20,167 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.

F8 · balance_after: Includes 330,000 restricted stock units, which will vest as follows, subject to continued employment through the vesting date: 300,000 vest in six semi-annual installments of 50,000 beginning on March 12, 2024 and 30,000 vest on March 12, 2027.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 20:15 UTC GrantCommon Stock, no par value 5,281 $1.42 $7,499.02
Disclosure

SEC source: 0001493152-23-035031 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,806

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
September 30, 2023 Filed Oct 10, 2023 20:15 UTC
Shiff DovDirector · 10% owner
GrantCommon Stock, no par value 5,281 $1.42 $7,499.02
Disclosure

SEC source: 0001493152-23-036744 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,964,395

F6 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

F1 · ownership.direct: The reporting person transferred shares of common stock from entities controlled by the reporting person to the reporting person directly.

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September 30, 2023 Filed Jan 3, 2025 16:15 UTC GrantCommon Stock, no par value 5,281 $1.42 $7,499.02
Disclosure

SEC source: 0001493152-25-000244 · ownership.xml · nonDerivative · entry 3

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,009,306

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 12:50 UTC
SOKOLOW LEONARD JDirector · Co-Chief Executive Officer
GrantStock Option (right to buy) · Derivative 450,000 $0.00 Strike: $1.58 $0.00
Disclosure

SEC source: 0001493152-23-032421 · ownership.xml · derivative · entry 3

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock, no par value · 450,000 shares

Expires 2028-09-12

F8 · derivative.exercise_date: Options vest over 3.5 years as follows, subject to continued employment through the vesting date: 120,000 vested on September 12, 2023; 300,000 vest in six semi-annual installments of 50,000, beginning on March 12, 2024; and 30,000 vest on March 12, 2027.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 12:50 UTC
SOKOLOW LEONARD JDirector · Co-Chief Executive Officer
Tax withholdingCommon Stock, no par value 51,613 $1.64 $84,645.32
Disclosure

SEC source: 0001493152-23-032421 · ownership.xml · nonDerivative · entry 2

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 777,412

F7 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of RSUs by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F9 · balance_after: Includes 20,167 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.

F10 · balance_after: Includes 330,000 RSUs, which will vest as follows, subject to continued employment through the vesting date: 300,000 vest in six semi-annual installments of 50,000 beginning on March 12, 2024 and 30,000 vest on March 12, 2027.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 12:50 UTC
SOKOLOW LEONARD JDirector · Co-Chief Executive Officer
GrantCommon Stock, no par value 450,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-032421 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,025

F6 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest over 3.5 years as follows, subject to continued employment through the vesting date: 120,000 vested on September 12, 2023; 300,000 vest in six semi-annual installments of 50,000, beginning on March 12, 2024; and 30,000 vest on March 12, 2027.

Read SEC document
August 04, 2023 Filed Aug 9, 2023 20:48 UTC
BARRON PATRICIA ANNChief Operations Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0001493152-23-027378 · ownership.xml · derivative · entry 3

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, no par value · 100,000 shares

Expires 2028-08-04

F2 · derivative.exercise_date: Options vest in four equal annual installments, beginning on August 4, 2023, the date of grant, subject to continued employment through the vesting date.

Read SEC document
August 04, 2023 Filed Aug 9, 2023 20:48 UTC
BARRON PATRICIA ANNChief Operations Officer
Tax withholdingCommon Stock, no par value 12,159 $2.17 $26,385.03
Disclosure

SEC source: 0001493152-23-027378 · ownership.xml · nonDerivative · entry 2

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,841

F3 · shares: The reporting person has elected to satisfy her tax withholding obligation in connection with the vesting of RSUs by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F4 · balance_after: Includes 75,000 RSUs, which will vest in equal annual installments on each of August 4, 2024, 2025 and 2026.

Read SEC document
August 04, 2023 Filed Aug 9, 2023 20:48 UTC
BARRON PATRICIA ANNChief Operations Officer
GrantCommon Stock, no par value 100,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-027378 · ownership.xml · nonDerivative · entry 1

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in four equal annual installments, beginning on August 4, 2023, the date of grant, subject to continued employment through the vesting date.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 21:51 UTC GrantCommon Stock, no par value 2,808 $2.67 $7,497.36
Disclosure

SEC source: 0001493152-23-023350 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,025

F8 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

F6 · balance_after: Includes 20,167 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 21:53 UTC GrantCommon Stock, no par value 2,808 $2.67 $7,497.36
Disclosure

SEC source: 0001493152-23-023352 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,525

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
June 30, 2023 Filed Jul 7, 2023 21:03 UTC
Shiff DovDirector · 10% owner
GrantCommon Stock, no par value 2,808 $2.67 $7,497.36
Disclosure

SEC source: 0001493152-23-024020 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,906,330

F6 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
June 30, 2023 Filed Jan 3, 2025 16:15 UTC GrantCommon Stock, no par value 2,808 $2.67 $7,497.36
Disclosure

SEC source: 0001493152-25-000244 · ownership.xml · nonDerivative · entry 2

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,004,025

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:43 UTC Tax withholdingCommon Stock, no par value 8,912 $3.20 $28,518.40
Disclosure

SEC source: 0001493152-23-020125 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,843

F4 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

F1 · balance_after: Includes 25,000 shares of restricted stock that will vest on June 1, 2024, subject to continued employment.

Read SEC document
May 01, 2023 Filed Jan 3, 2025 16:15 UTC ConversionSeries A Convertible Preferred Stock · Derivative 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-000244 · ownership.xml · derivative · entry 7

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person elected to convert all shares of Series A Convertible Preferred Stock held into shares of common stock. The Series A Convertible Preferred Stock was convertible at any time, at the holder's election, on a one-for-one basis, and had no expiration date.

F1 · price: The reporting person elected to convert all shares of Series A Convertible Preferred Stock held into shares of common stock. The Series A Convertible Preferred Stock was convertible at any time, at the holder's election, on a one-for-one basis, and had no expiration date.

F1 · derivative.exercise_date: The reporting person elected to convert all shares of Series A Convertible Preferred Stock held into shares of common stock. The Series A Convertible Preferred Stock was convertible at any time, at the holder's election, on a one-for-one basis, and had no expiration date.

F1 · derivative.expiration_date: The reporting person elected to convert all shares of Series A Convertible Preferred Stock held into shares of common stock. The Series A Convertible Preferred Stock was convertible at any time, at the holder's election, on a one-for-one basis, and had no expiration date.

Read SEC document
May 01, 2023 Filed Jan 3, 2025 16:15 UTC ConversionCommon Stock, no par value 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-000244 · ownership.xml · nonDerivative · entry 1

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,001,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person elected to convert all shares of Series A Convertible Preferred Stock held into shares of common stock. The Series A Convertible Preferred Stock was convertible at any time, at the holder's election, on a one-for-one basis, and had no expiration date.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 19:39 UTC GrantStock Option (right to buy) · Derivative 16,000 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001493152-23-011093 · ownership.xml · derivative · entry 2

Greenstein Brayer Efrat L · CIK 0001909815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock, no par value · 16,000 shares

Expires 2028-04-05

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 19:39 UTC GrantCommon Stock, no par value 16,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-011093 · ownership.xml · nonDerivative · entry 1

Greenstein Brayer Efrat L · CIK 0001909815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 19:35 UTC
BOISSEAU MARC ANDREChief Financial Officer
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001493152-23-011091 · ownership.xml · derivative · entry 3

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock, no par value · 120,000 shares

Expires 2028-04-05

F2 · derivative.exercise_date: Options vest in three equal annual installments, beginning on April 5, 2023, the date of grant, subject to continued employment through the vesting date.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 19:35 UTC
BOISSEAU MARC ANDREChief Financial Officer
Tax withholdingCommon Stock, no par value 16,879 $3.35 $56,544.65
Disclosure

SEC source: 0001493152-23-011091 · ownership.xml · nonDerivative · entry 2

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,344

F3 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of RSUs by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F4 · balance_after: Includes 80,000 RSUs, which will vest in equal annual installments on each of April 5, 2024 and 2025.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 19:35 UTC
BOISSEAU MARC ANDREChief Financial Officer
GrantCommon Stock, no par value 120,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-011091 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,223

F1 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in three equal annual installments, beginning on April 5, 2023, the date of grant, subject to continued employment through the vesting date.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 23:33 UTC GrantStock Option (right to buy) · Derivative 18,000 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001493152-23-011090 · ownership.xml · derivative · entry 2

Golden Gary N · CIK 0001909806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock, no par value · 18,000 shares

Expires 2028-04-05

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 23:33 UTC GrantCommon Stock, no par value 18,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-011090 · ownership.xml · nonDerivative · entry 1

Golden Gary N · CIK 0001909806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,000

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 23:30 UTC GrantStock Option (right to buy) · Derivative 26,500 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001493152-23-011087 · ownership.xml · derivative · entry 2

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock, no par value · 26,500 shares

Expires 2028-04-05

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
April 05, 2023 Filed Apr 5, 2023 23:30 UTC GrantCommon Stock, no par value 26,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-011087 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,717

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 14:00 UTC GrantStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001493152-23-011143 · ownership.xml · derivative · entry 3

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock, no par value · 17,500 shares

Expires 2028-04-05

F7 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 14:00 UTC GrantCommon Stock, no par value 17,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-011143 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,217

F8 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

F6 · balance_after: Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 21:04 UTC
Shiff DovDirector · 10% owner
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001493152-23-011590 · ownership.xml · derivative · entry 5

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, no par value · 5,000 shares

Expires 2028-04-05

F5 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 21:04 UTC
Shiff DovDirector · 10% owner
GrantCommon Stock, no par value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-011590 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,903,522

F6 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

Read SEC document
April 05, 2023 Filed Apr 11, 2023 17:45 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001493152-23-011882 · ownership.xml · derivative · entry 2

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, no par value · 5,000 shares

Expires 2028-04-05

F2 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

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April 05, 2023 Filed Apr 11, 2023 17:45 UTC GrantCommon Stock, no par value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-011882 · ownership.xml · nonDerivative · entry 1

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801,217

F3 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

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March 31, 2023 Filed Apr 4, 2023 20:34 UTC GrantCommon Stock, no par value 2,174 $3.45 $7,500.30
Disclosure

SEC source: 0001493152-23-010838 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,717

F7 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

F6 · balance_after: Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.

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March 31, 2023 Filed Apr 5, 2023 01:03 UTC
Shiff DovDirector · 10% owner
GrantCommon Stock, no par value 2,174 $3.45 $7,500.30
Disclosure

SEC source: 0001493152-23-010891 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,898,522

F5 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

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March 31, 2023 Filed Apr 4, 2023 20:36 UTC GrantCommon Stock, no par value 2,174 $3.45 $7,500.30
Disclosure

SEC source: 0001493152-23-010840 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,217

F1 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

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March 31, 2023 Filed Apr 11, 2023 17:41 UTC GrantCommon Stock, no par value 2,174 $3.45 $7,500.30
Disclosure

SEC source: 0001493152-23-011880 · ownership.xml · nonDerivative · entry 1

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 796,217

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

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December 31, 2022 Filed Jan 3, 2023 21:08 UTC GrantCommon Stock, no par value 2,976 $2.52 $7,499.52
Disclosure

SEC source: 0001493152-23-000118 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,543

F8 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

F7 · balance_after: Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.

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December 31, 2022 Filed Jan 3, 2023 16:12 UTC
BOISSEAU MARC ANDREChief Financial Officer
Tax withholdingCommon Stock, no par value 862 $2.52 $2,172.24
Disclosure

SEC source: 0001493152-23-000126 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,223

F2 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

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December 31, 2022 Filed Jan 3, 2023 21:06 UTC GrantCommon Stock, no par value 2,976 $2.52 $7,499.52
Disclosure

SEC source: 0001493152-23-000116 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,043

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

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December 31, 2022 Filed Jan 4, 2023 21:23 UTC GrantCommon Stock, no par value 2,976 $2.52 $7,499.52
Disclosure

SEC source: 0001493152-23-000428 · ownership.xml · nonDerivative · entry 1

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,043

F3 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

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December 31, 2022 Filed Jan 4, 2023 22:03 UTC
Shiff DovDirector · 10% owner
GrantCommon Stock, no par value 2,976 $2.52 $7,499.52
Disclosure

SEC source: 0001493152-23-000353 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,896,348

F6 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

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December 20, 2022 Filed Feb 14, 2023 21:32 UTC GiftCommon Stock, no par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-004944 · ownership.xml · nonDerivative · entry 2

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,543

F7 · balance_after: Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.

F8 · balance_after: Total number of shares includes shares issued to the reporting person after the date of the gift.

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December 19, 2022 Filed Feb 14, 2023 21:32 UTC GiftCommon Stock, no par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-004944 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,543

F7 · balance_after: Includes 30,250 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.

F8 · balance_after: Total number of shares includes shares issued to the reporting person after the date of the gift.

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November 09, 2022 Filed Nov 10, 2022 21:50 UTC OtherCommon Stock, no par value 40,333 $2.78 $112,125.74
Disclosure

SEC source: 0001493152-22-031417 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,567

F7 · kind: Granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares will vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.

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September 30, 2022 Filed Oct 4, 2022 10:08 UTC GrantCommon Stock, no par value 2,032 $3.69 $7,498.08
Disclosure

SEC source: 0001493152-22-027478 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,234

F7 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.