SKYX

SEC source: 0001641172-25-001239 · ownership.xml · derivative · entry 2

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock, no par value · 150,000 shares

Expires 2030-03-27

F6 · derivative.exercise_date: Options vest in three equal annual installments, beginning on March 27, 2025, the grant date, subject to continued employment through the vesting date.

SEC source: 0001641172-25-001233 · ownership.xml · derivative · entry 2

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, no par value · 5,000 shares

Expires 2030-03-27

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

SEC source: 0001641172-25-001233 · ownership.xml · nonDerivative · entry 1

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,770

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

SEC source: 0001641172-25-001231 · ownership.xml · derivative · entry 2

Golden Gary N · CIK 0001909806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock, no par value · 18,000 shares

Expires 2030-03-27

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

SEC source: 0001641172-25-001231 · ownership.xml · nonDerivative · entry 1

Golden Gary N · CIK 0001909806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,000

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

SEC source: 0001641172-25-001228 · ownership.xml · derivative · entry 2

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock, no par value · 26,500 shares

Expires 2030-03-27

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

SEC source: 0001641172-25-001228 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,270

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

SEC source: 0001641172-25-001914 · ownership.xml · derivative · entry 2

Greenstein Brayer Efrat L · CIK 0001909815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock, no par value · 16,000 shares

Expires 2030-03-27

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

SEC source: 0001641172-25-001914 · ownership.xml · nonDerivative · entry 1

Greenstein Brayer Efrat L · CIK 0001909815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,000

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

SEC source: 0001641172-25-002372 · ownership.xml · derivative · entry 5

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, no par value · 5,000 shares

Expires 2030-03-27

F6 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

SEC source: 0001641172-25-002372 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,493,529

F7 · shares: Represents shares of restricted stock, which vested immediately upon grant pursuant to the non-employee director compensation program.

SEC source: 0001493152-25-010371 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,895

F6 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of RSUs by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F5 · balance_after: Includes 180,000 restricted stock units ("RSUs"), which will vest as follows, subject to continued employment through the vesting date: 150,000 in three semi-annual installments of 50,000 beginning on September 12, 2025 and 30,000 on March 12, 2027.

SEC source: 0001493152-25-000245 · ownership.xml · nonDerivative · entry 2

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,204

F1 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

F6 · balance_after: Includes 270,000 RSUs, which vest as follows, subject to continued employment through the vesting date: (i) 220,000 vest in equal quarterly installments of 20,000 beginning March 31, 2025, and (ii) 50,000 vest on January 1, 2026.

SEC source: 0001493152-25-000244 · ownership.xml · nonDerivative · entry 6

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,043,770

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

SEC source: 0001493152-25-000245 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,029

F1 · shares: The reporting person has elected to satisfy his tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grants.

SEC source: 0001493152-25-000243 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,488,529

F7 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

SEC source: 0001493152-24-050422 · ownership.xml · derivative · entry 4

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, no par value · 100,000 shares

Expires 2029-12-15

F4 · derivative.exercise_date: These options vest in two equal annual installments, beginning on January 1, 2025, subject to continued employment through the vesting date.

SEC source: 0001493152-24-050422 · ownership.xml · nonDerivative · entry 2

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,957

F2 · shares: Represents a grant of RSUs. Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest in two equal annual installments beginning on January 1, 2025, subject to continued employment through the vesting date.

F7 · balance_after: Includes 350,000 RSUs, which vest as follows, subject to continued employment through the vesting date: (i) 10,000 vest on December 20, 2024; (ii) 240,000 vest in equal quarterly installments of 20,000 beginning December 31, 2024, and (ii) 100,000 vest in two equal installments on each of January 1, 2025 and 2026.

SEC source: 0001493152-24-050423 · ownership.xml · derivative · entry 2

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, no par value · 100,000 shares

Expires 2029-12-15

F2 · derivative.exercise_date: Options vest in three equal annual installments, beginning on January 1, 2025, subject to continued employment through the vesting date.

SEC source: 0001493152-24-039662 · ownership.xml · derivative · entry 2

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, no par value · 125,000 shares

Expires not disclosed

F5 · derivative.exercise_price: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

F5 · derivative.exercise_date: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

F5 · derivative.expiration_date: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

F5 · derivative.underlying_shares: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

SEC source: 0001493152-24-039664 · ownership.xml · derivative · entry 2

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, no par value · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

F1 · derivative.exercise_date: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

F1 · derivative.expiration_date: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

SEC source: 0001493152-24-039663 · ownership.xml · derivative · entry 2

Campi John P. · CIK 0001627276 · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, no par value · 125,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

F3 · derivative.exercise_date: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

F3 · derivative.expiration_date: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

F3 · derivative.underlying_shares: The Series A-1 Preferred Stock (the "Preferred Stock") has an original issue price of $25.00 per share and is convertible at any time, at the holder's option, into shares of the issuer's common stock at an initial conversion price of $2.00 per share (or 12.5 shares of common stock for each share of Preferred Stock), subject to adjustment provisions (including certain anti-dilution provisions) and a minimum conversion price of $1.20 per share. Until October 4, 2026, the Preferred Stock is subject to mandatory conversion by the issuer upon the occurrence of certain specified events. In addition, the issuer may redeem the Preferred Stock for cash upon the occurrence of certain events or at any time beginning October 4, 2027. The Preferred Stock has no expiration date.

SEC source: 0001493152-24-050422 · ownership.xml · derivative · entry 3

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock, no par value · 250,000 shares

Expires 2029-09-15

F3 · derivative.exercise_date: These options vest as follows, subject to continued employment through the vesting date: 10,000 vest on December 20, 2024, and the remaining 240,000 vest in equal quarterly installments of 20,000 beginning December 31, 2024.

SEC source: 0001493152-24-050422 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,957

F1 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's common stock. The RSUs vest as follows, subject to continued employment through the vesting date: 10,000 vest on December 20, 2024, and the remaining 240,000 vest in equal quarterly installments of 20,000 beginning December 31, 2024.

SEC source: 0001493152-24-039551 · ownership.xml · derivative · entry 3

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, no par value · 60,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on October 1, 2019 and vested in three equal annual installments of 20,000 shares beginning on the first anniversary of the date of grant.

SEC source: 0001493152-24-039551 · ownership.xml · nonDerivative · entry 2

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,957

F3 · shares: Reflects shares surrendered in connection with the cashless exercise of the exercised options.

SEC source: 0001493152-24-039551 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-24-036250 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 741,220

F5 · balance_after: Includes 230,000 restricted stock units, which will vest as follows, subject to continued employment through the vesting date: 200,000 in four semi-annual installments of 50,000 beginning on March 12, 2025 and 30,000 on March 12, 2027.

SEC source: 0001493152-24-030367 · ownership.xml · nonDerivative · entry 1

BARRON PATRICIA ANN · CIK 0001704344 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,056

F1 · shares: The reporting person has elected to satisfy her tax withholding obligation in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F2 · balance_after: Includes 50,000 RSUs, which will vest in equal annual installments on each of August 4, 2025 and 2026.

SEC source: 0001493152-24-022546 · ownership.xml · nonDerivative · entry 1

Schmidt Steven Mark · CIK 0001324561 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,934

F3 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the issuer to withhold shares otherwise issuable upon vesting of the previously reported grant.

SEC source: 0001493152-24-020069 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,528

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F2 · balance_after: Includes 40,000 RSUs, which will vest on April 5, 2025.

SEC source: 0001493152-24-013347 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,110

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F2 · balance_after: Includes (i) 40,000 RSUs, which will vest on April 5, 2025, and (ii) 12,500 RSUs, which will vest on May 15, 2024.

SEC source: 0001493152-24-013345 · ownership.xml · derivative · entry 2

Golden Gary N · CIK 0001909806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock, no par value · 18,000 shares

Expires 2029-04-04

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

SEC source: 0001493152-24-013345 · ownership.xml · nonDerivative · entry 1

Golden Gary N · CIK 0001909806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,000

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

SEC source: 0001493152-24-013342 · ownership.xml · derivative · entry 2

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock, no par value · 26,500 shares

Expires 2029-04-04

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

SEC source: 0001493152-24-013342 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,770

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

SEC source: 0001493152-24-013798 · ownership.xml · derivative · entry 2

Greenstein Brayer Efrat L · CIK 0001909815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock, no par value · 16,000 shares

Expires 2029-04-04

F1 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

SEC source: 0001493152-24-013798 · ownership.xml · nonDerivative · entry 1

Greenstein Brayer Efrat L · CIK 0001909815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,000

F2 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

SEC source: 0001493152-24-014151 · ownership.xml · derivative · entry 5

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, no par value · 5,000 shares

Expires 2029-04-04

F6 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

SEC source: 0001493152-24-014151 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,463,529

F7 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

SEC source: 0001493152-25-000244 · ownership.xml · derivative · entry 8

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, no par value · 5,000 shares

Expires 2029-04-04

F3 · derivative.exercise_date: Options vest in twelve equal monthly installments, beginning on the last day of the month in which the options were granted. These options were granted pursuant to the non-employee director compensation program.

SEC source: 0001493152-25-000244 · ownership.xml · nonDerivative · entry 5

Ridge Thomas J · CIK 0001320299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,018,770

F4 · shares: Represents shares of restricted stock, which vested immediately upon grant and were granted pursuant to the non-employee director compensation program.

SEC source: 0001493152-24-012548 · ownership.xml · derivative · entry 3

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, no par value · Not disclosed shares

Expires 2025-05-16

F2 · kind: On March 29, 2024, the issuer and the reporting person entered into an amendment to the 6.0% subordinated convertible promissory note (the "Amendment") in order to, among other things, extend the maturity date of the note to May 16, 2025, increase the interest rate from 6.0% per annum to 10.0% per annum, effective as of January 1, 2024, and change the common stock conversion price from $15.00 per share to $3.00 per share. The Amendment is effective as of the original maturity date of the note and resulted in the cancellation of the "old" convertible note and the acquisition of a "new" convertible note. The issuer's Board of Directors approved the Amendment.

F4 · reported_value: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

F3 · derivative.exercise_date: Prior to the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share. Following the Amendment, the principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $3.00 per share.

F4 · underlyingValue: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

F4 · valueOwnedAfter: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

SEC source: 0001493152-24-012548 · ownership.xml · derivative · entry 2

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, no par value · Not disclosed shares

Expires 2023-09-22

F2 · kind: On March 29, 2024, the issuer and the reporting person entered into an amendment to the 6.0% subordinated convertible promissory note (the "Amendment") in order to, among other things, extend the maturity date of the note to May 16, 2025, increase the interest rate from 6.0% per annum to 10.0% per annum, effective as of January 1, 2024, and change the common stock conversion price from $15.00 per share to $3.00 per share. The Amendment is effective as of the original maturity date of the note and resulted in the cancellation of the "old" convertible note and the acquisition of a "new" convertible note. The issuer's Board of Directors approved the Amendment.

F4 · reported_value: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

F3 · derivative.exercise_date: Prior to the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share. Following the Amendment, the principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $3.00 per share.

F4 · underlyingValue: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

SEC source: 0001493152-24-012546 · ownership.xml · derivative · entry 3

Campi John P. · CIK 0001627276 · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, no par value · Not disclosed shares

Expires 2025-05-16

F1 · kind: On March 29, 2024, the issuer and the reporting person entered into an amendment to the 6.0% subordinated convertible promissory note (the "Amendment") in order to, among other things, extend the maturity date of the note to May 16, 2025, increase the interest rate from 6.0% per annum to 10.0% per annum, effective as of January 1, 2024, and change the common stock conversion price from $15.00 per share to $3.00 per share. The Amendment is effective as of the original maturity date of the note and resulted in the cancellation of the "old" convertible note and the acquisition of a "new" convertible note. The issuer's Board of Directors approved the Amendment.

F3 · reported_value: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

F2 · derivative.exercise_date: Prior to the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share. Following the Amendment, the principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $3.00 per share.

F3 · underlyingValue: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

F3 · valueOwnedAfter: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

SEC source: 0001493152-24-012546 · ownership.xml · derivative · entry 2

Campi John P. · CIK 0001627276 · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock, no par value · Not disclosed shares

Expires 2023-11-10

F1 · kind: On March 29, 2024, the issuer and the reporting person entered into an amendment to the 6.0% subordinated convertible promissory note (the "Amendment") in order to, among other things, extend the maturity date of the note to May 16, 2025, increase the interest rate from 6.0% per annum to 10.0% per annum, effective as of January 1, 2024, and change the common stock conversion price from $15.00 per share to $3.00 per share. The Amendment is effective as of the original maturity date of the note and resulted in the cancellation of the "old" convertible note and the acquisition of a "new" convertible note. The issuer's Board of Directors approved the Amendment.

F3 · reported_value: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

F2 · derivative.exercise_date: Prior to the Amendment, the principal amount, plus any accrued and unpaid interest, was convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00 per share. Following the Amendment, the principal amount, plus any accrued and unpaid interest, is convertible into shares of common stock at any time on or prior to the maturity date at the holder's discretion at the conversion price of $3.00 per share.

F3 · underlyingValue: Represents the principal amount of the convertible note and excludes interest that may accrue. Beginning January 1, 2024, the note accrues interest at a rate of 10.0% per annum, which is payable annually, in cash or common stock, at the holder's discretion. Prior to such date, the note accrued interest at a rate of 6.0% per annum.

SEC source: 0001493152-24-009995 · ownership.xml · nonDerivative · entry 1

SOKOLOW LEONARD J · CIK 0000923890 · Director · Co-Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759,220

F8 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of RSUs by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F6 · balance_after: Includes 10,084 restricted shares granted in consideration for services to be provided to the issuer pursuant to a corporate advisory agreement between the issuer and Newbridge Securities Corporation dated November 9, 2022. The restricted shares vest on the following schedule: one quarter of the shares on each of November 9, 2022 and the six-, 12- and 18-month anniversaries of such date. If the agreement is terminated prior to its expiration, any shares that have not vested as of such date will be forfeited.

F7 · balance_after: Includes 280,000 restricted stock units ("RSUs"), which will vest as follows, subject to continued employment through the vesting date: 250,000 vest in five semi-annual installments of 50,000 beginning on September 12, 2024 and 30,000 vest on March 12, 2027.

SEC source: 0001493152-24-006878 · ownership.xml · nonDerivative · entry 1

BOISSEAU MARC ANDRE · CIK 0001281191 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,970

F1 · shares: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of restricted stock units ("RSUs") by directing the issuer to withhold shares otherwise issuable upon vesting of the grant.

F2 · balance_after: Includes (i) 80,000 RSUs, which will vest in equal annual installments on each of April 5, 2024 and 2025, and (ii) 12,500 RSUs, which will vest on May 15, 2024.

SEC source: 0001493152-24-000182 · ownership.xml · nonDerivative · entry 1

Shiff Dov · CIK 0001630761 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,458,529

F8 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.

F1 · ownership.direct: The reporting person transferred shares of common stock from his personal accounts to entities controlled by the reporting person.

SEC source: 0001493152-24-000181 · ownership.xml · nonDerivative · entry 1

DiMattia Nancy · CIK 0001787810 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,270

F2 · shares: The reporting person has elected to receive shares of the issuer's common stock in lieu of the cash retainer payable for service on the issuer's board of directors, pursuant to the non-employee director compensation program.