Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 12 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2025 Filed Feb 26, 2025 22:51 UTC |
Jenkins AnnalisaDirector
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001516551-25-000016 · wk-form4_1740610301.xml · derivative · entry 1 Jenkins Annalisa · CIK 0001639481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2035-02-25 F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one year period beginning February 21, 2025. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 22:45 UTC |
Smith Karen L.Director
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001516551-25-000012 · wk-form4_1740609908.xml · derivative · entry 1 Smith Karen L. · CIK 0001639637 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2035-02-25 F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one year period beginning February 21, 2025. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 22:41 UTC |
Charych Deborah H.Director
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $2.89 | $0.00 |
DisclosureSEC source: 0001516551-25-000008 · wk-form4_1740609698.xml · derivative · entry 1 Charych Deborah H. · CIK 0001965700 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2035-02-25 F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one year period beginning February 21, 2025. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 21:57 UTC |
ARSENAULT KAITLYNChief Financial Officer
|
SaleCommon Stock | 43,206 | $4.99 | $215,597.94 |
DisclosureSEC source: 0001516551-24-000117 · wk-form4_1732071425.xml · nonDerivative · entry 2 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,342 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of performance-based restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.98 to $5.08, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| November 18, 2024 Filed Nov 19, 2024 21:14 UTC |
Grayson Paul A.Director
|
SaleCommon Stock | 86,244 | $4.99 | $430,357.56 |
DisclosureSEC source: 0001516551-24-000114 · wk-form4_1732068893.xml · nonDerivative · entry 2 Grayson Paul A. · CIK 0001861554 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,701 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax obligations in connection with the vesting and settlement of performance-based restricted stock units. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.98 to $5.08, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 02:20 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
SaleCommon Stock | 82,546 | $4.99 | $411,904.54 |
DisclosureSEC source: 0001516551-24-000116 · wk-form4_1732069239.xml · nonDerivative · entry 2 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,823 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of performance-based restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.98 to $5.08, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 08:23 UTC |
Diep Tuan TuChief Development Officer
|
SaleCommon Stock | 19,489 | $4.99 | $97,250.11 |
DisclosureSEC source: 0001516551-24-000119 · wk-form4_1732109026.xml · nonDerivative · entry 2 Diep Tuan Tu · CIK 0002013809 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,259 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of performance-based restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.98 to $5.08, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| November 18, 2024 Filed Feb 28, 2025 18:54 UTC Amendment |
ARSENAULT KAITLYNChief Financial Officer
|
SaleCommon Stock | 43,026 | $4.99 | $214,699.74 |
DisclosureSEC source: 0001516551-25-000022 · wk-form4a_1740786879.xml · nonDerivative · entry 2 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,522 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of performance-based restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $4.98 to $5.08, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:57 UTC |
ARSENAULT KAITLYNChief Financial Officer
|
SaleCommon Stock | 190 | $5.55 | $1,054.50 |
DisclosureSEC source: 0001516551-24-000117 · wk-form4_1732071425.xml · nonDerivative · entry 1 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,548 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of performance-based restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:14 UTC |
Grayson Paul A.Director
|
SaleCommon Stock | 307 | $5.55 | $1,703.85 |
DisclosureSEC source: 0001516551-24-000114 · wk-form4_1732068893.xml · nonDerivative · entry 1 Grayson Paul A. · CIK 0001861554 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,945 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax obligations in connection with the vesting and settlement of performance-based restricted stock units. Read SEC document |
| November 15, 2024 Filed Nov 20, 2024 02:20 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
SaleCommon Stock | 364 | $5.55 | $2,020.20 |
DisclosureSEC source: 0001516551-24-000116 · wk-form4_1732069239.xml · nonDerivative · entry 1 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,369 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of performance-based restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. Read SEC document |
| November 15, 2024 Filed Nov 20, 2024 08:23 UTC |
Diep Tuan TuChief Development Officer
|
SaleCommon Stock | 85 | $5.55 | $471.75 |
DisclosureSEC source: 0001516551-24-000119 · wk-form4_1732109026.xml · nonDerivative · entry 1 Diep Tuan Tu · CIK 0002013809 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,748 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of performance-based restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. Read SEC document |
| November 15, 2024 Filed Feb 28, 2025 18:54 UTC Amendment |
ARSENAULT KAITLYNChief Financial Officer
|
SaleCommon Stock | 190 | $5.55 | $1,054.50 |
DisclosureSEC source: 0001516551-25-000022 · wk-form4a_1740786879.xml · nonDerivative · entry 1 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,548 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of performance-based restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary transactions by the Reporting Person. Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 20:33 UTC |
Diep Tuan TuChief Development Officer
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001516551-24-000103 · wk-form4_1730334786.xml · derivative · entry 1 Diep Tuan Tu · CIK 0002013809 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2034-10-27 F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the four year period beginning October 28, 2024. Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 20:32 UTC |
ARSENAULT KAITLYNChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001516551-24-000102 · wk-form4_1730334740.xml · derivative · entry 1 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2034-10-27 F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the four year period beginning October 28, 2024. Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 20:29 UTC |
Grayson Paul A.Director
|
GrantStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001516551-24-000099 · wk-form4_1730334553.xml · derivative · entry 1 Grayson Paul A. · CIK 0001861554 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2034-10-27 F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one year period beginning October 28, 2024. Read SEC document |
| October 28, 2024 Filed Oct 31, 2024 00:31 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 650,000 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001516551-24-000101 · wk-form4_1730334676.xml · derivative · entry 1 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 650,000 shares Expires 2034-10-27 F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the four year period beginning October 28, 2024. Read SEC document |
| October 28, 2024 Filed Oct 31, 2024 00:30 UTC |
Schwab Andrew J.Director
|
GrantStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001516551-24-000100 · wk-form4_1730334622.xml · derivative · entry 1 Schwab Andrew J. · CIK 0001598549 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2034-10-27 F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one year period beginning October 28, 2024. Read SEC document |
| October 28, 2024 Filed Oct 31, 2024 00:28 UTC |
Smith Karen L.Director
|
GrantStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001516551-24-000098 · wk-form4_1730334489.xml · derivative · entry 1 Smith Karen L. · CIK 0001639637 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2034-10-27 F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one year period beginning October 28, 2024. Read SEC document |
| October 28, 2024 Filed Oct 31, 2024 00:25 UTC |
Charych Deborah H.Director
|
GrantStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001516551-24-000097 · wk-form4_1730334350.xml · derivative · entry 1 Charych Deborah H. · CIK 0001965700 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2034-10-27 F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one year period beginning October 28, 2024. Read SEC document |
| October 28, 2024 Filed Oct 31, 2024 00:25 UTC |
Jenkins AnnalisaDirector
|
GrantStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $5.15 | $0.00 |
DisclosureSEC source: 0001516551-24-000096 · wk-form4_1730334295.xml · derivative · entry 1 Jenkins Annalisa · CIK 0001639481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2034-10-27 F1 · derivative.exercise_date: The stock option vests in equal monthly installments over the one year period beginning October 28, 2024. Read SEC document |
| September 13, 2024 Filed Sep 13, 2024 22:54 UTC |
5AM Partners VII, LLC10% owner
5AM Ventures VII, L.P.10% owner
5AM Partners II, LLC10% owner
5AM Ventures II LP10% owner
5AM CO-INVESTORS II LP10% owner
DIEKMAN JOHN D10% owner
PARMAR KUSH10% owner
ROCKLAGE SCOTT M10% owner
|
SaleCommon Stock | 79 | $6.06 | $478.74 |
DisclosureSEC source: 0001415889-24-023399 · form4-09132024_100903.xml · nonDerivative · entry 6 5AM Partners VII, LLC · CIK 0001873545 · 10% owner 5AM Ventures VII, L.P. · CIK 0001844435 · 10% owner 5AM Partners II, LLC · CIK 0001555952 · 10% owner 5AM Ventures II LP · CIK 0001386509 · 10% owner 5AM CO-INVESTORS II LP · CIK 0001390376 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner PARMAR KUSH · CIK 0001664281 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Co-Investors II, L.P. Disclosed balance after: 66,277 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.11 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are directly held by 5AM Co-Investors II, L.P. ("Co-Investors II"). Partners II is the sole general partner of Co-Investors II. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners II and may be deemed to have shared voting and investment power over the securities beneficially owned by Co-Investors II. Each of Partners II, Dr. Diekman and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 13, 2024 Filed Sep 13, 2024 22:54 UTC |
5AM Partners VII, LLC10% owner
5AM Ventures VII, L.P.10% owner
5AM Partners II, LLC10% owner
5AM Ventures II LP10% owner
5AM CO-INVESTORS II LP10% owner
DIEKMAN JOHN D10% owner
PARMAR KUSH10% owner
ROCKLAGE SCOTT M10% owner
|
SaleCommon Stock | 2,000 | $6.06 | $12,120.00 |
DisclosureSEC source: 0001415889-24-023399 · form4-09132024_100903.xml · nonDerivative · entry 5 5AM Partners VII, LLC · CIK 0001873545 · 10% owner 5AM Ventures VII, L.P. · CIK 0001844435 · 10% owner 5AM Partners II, LLC · CIK 0001555952 · 10% owner 5AM Ventures II LP · CIK 0001386509 · 10% owner 5AM CO-INVESTORS II LP · CIK 0001390376 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner PARMAR KUSH · CIK 0001664281 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures II, L.P. Disclosed balance after: 1,679,685 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.11 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities are directly held by 5AM Ventures II, L.P. ("Ventures II"). 5AM Partners II, LLC ("Partners II") is the sole general partner of Ventures II. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners II and may be deemed to have shared voting and investment power over the securities beneficially owned by Ventures II. Each of Partners II, Dr. Diekman and Dr. Rocklage disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 13, 2024 Filed Sep 13, 2024 22:54 UTC |
5AM Partners VII, LLC10% owner
5AM Ventures VII, L.P.10% owner
5AM Partners II, LLC10% owner
5AM Ventures II LP10% owner
5AM CO-INVESTORS II LP10% owner
DIEKMAN JOHN D10% owner
PARMAR KUSH10% owner
ROCKLAGE SCOTT M10% owner
|
SaleCommon Stock | 11,758 | $6.06 | $71,253.48 |
DisclosureSEC source: 0001415889-24-023399 · form4-09132024_100903.xml · nonDerivative · entry 4 5AM Partners VII, LLC · CIK 0001873545 · 10% owner 5AM Ventures VII, L.P. · CIK 0001844435 · 10% owner 5AM Partners II, LLC · CIK 0001555952 · 10% owner 5AM Ventures II LP · CIK 0001386509 · 10% owner 5AM CO-INVESTORS II LP · CIK 0001390376 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner PARMAR KUSH · CIK 0001664281 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures VII, L.P. Disclosed balance after: 8,167,206 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.11 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities are directly held by 5AM Ventures VII, L.P. ("Ventures VII"). 5AM Partners VII, LLC ("Partners VII") is the sole general partner of Ventures VII. Dr. Kush Parmar and Andrew J. Schwab are the managing members of Partners VII and may be deemed to have shared voting and investment power over the securities beneficially owned by Ventures VII. Each of Partners VII and Dr. Parmar disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 13, 2024 Filed Sep 13, 2024 22:56 UTC |
Schwab Andrew J.Director · 10% owner
|
SaleCommon Stock | 79 | $6.06 | $478.74 |
DisclosureSEC source: 0001415889-24-023401 · form4-09132024_100908.xml · nonDerivative · entry 6 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Co-Investors II, L.P. Disclosed balance after: 66,277 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.11 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: The securities are directly held by 5AM Co-Investors II, L.P. ("Co-Investors II"). Partners II is the sole general partner of Co-Investors II. The Reporting Person is a managing member of Partners II and may be deemed to have shared voting and investment power over the shares beneficially owned by Co-Investors II. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2024 Filed Sep 13, 2024 22:56 UTC |
Schwab Andrew J.Director · 10% owner
|
SaleCommon Stock | 2,000 | $6.06 | $12,120.00 |
DisclosureSEC source: 0001415889-24-023401 · form4-09132024_100908.xml · nonDerivative · entry 5 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures II, L.P. Disclosed balance after: 1,679,685 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.11 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The securities are directly held by 5AM Ventures II, L.P. ("Ventures II"). 5AM Partners II, LLC ("Partners II") is the sole general partner of Ventures II. The Reporting Person is a managing member of Partners II and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures II. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 13, 2024 Filed Sep 13, 2024 22:56 UTC |
Schwab Andrew J.Director · 10% owner
|
SaleCommon Stock | 11,758 | $6.06 | $71,253.48 |
DisclosureSEC source: 0001415889-24-023401 · form4-09132024_100908.xml · nonDerivative · entry 4 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures VII, L.P. Disclosed balance after: 8,167,206 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.11 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The securities are directly held by 5AM Ventures VII, L.P. ("Ventures VII"). 5AM Partners VII, LLC ("Partners VII") is the sole general partner of Ventures VII. The Reporting Person is a managing member of Partners VII and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures VII. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 22:54 UTC |
5AM Partners VII, LLC10% owner
5AM Ventures VII, L.P.10% owner
5AM Partners II, LLC10% owner
5AM Ventures II LP10% owner
5AM CO-INVESTORS II LP10% owner
DIEKMAN JOHN D10% owner
PARMAR KUSH10% owner
ROCKLAGE SCOTT M10% owner
|
SaleCommon Stock | 1,440 | $6.60 | $9,504.00 |
DisclosureSEC source: 0001415889-24-023399 · form4-09132024_100903.xml · nonDerivative · entry 3 5AM Partners VII, LLC · CIK 0001873545 · 10% owner 5AM Ventures VII, L.P. · CIK 0001844435 · 10% owner 5AM Partners II, LLC · CIK 0001555952 · 10% owner 5AM Ventures II LP · CIK 0001386509 · 10% owner 5AM CO-INVESTORS II LP · CIK 0001390376 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner PARMAR KUSH · CIK 0001664281 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Co-Investors II, L.P. Disclosed balance after: 66,356 F3 · ownership.nature: The securities are directly held by 5AM Co-Investors II, L.P. ("Co-Investors II"). Partners II is the sole general partner of Co-Investors II. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners II and may be deemed to have shared voting and investment power over the securities beneficially owned by Co-Investors II. Each of Partners II, Dr. Diekman and Dr. Rocklage disclaims beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 22:54 UTC |
5AM Partners VII, LLC10% owner
5AM Ventures VII, L.P.10% owner
5AM Partners II, LLC10% owner
5AM Ventures II LP10% owner
5AM CO-INVESTORS II LP10% owner
DIEKMAN JOHN D10% owner
PARMAR KUSH10% owner
ROCKLAGE SCOTT M10% owner
|
SaleCommon Stock | 36,504 | $6.60 | $240,926.40 |
DisclosureSEC source: 0001415889-24-023399 · form4-09132024_100903.xml · nonDerivative · entry 2 5AM Partners VII, LLC · CIK 0001873545 · 10% owner 5AM Ventures VII, L.P. · CIK 0001844435 · 10% owner 5AM Partners II, LLC · CIK 0001555952 · 10% owner 5AM Ventures II LP · CIK 0001386509 · 10% owner 5AM CO-INVESTORS II LP · CIK 0001390376 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner PARMAR KUSH · CIK 0001664281 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures II, L.P. Disclosed balance after: 1,681,685 F2 · ownership.nature: The securities are directly held by 5AM Ventures II, L.P. ("Ventures II"). 5AM Partners II, LLC ("Partners II") is the sole general partner of Ventures II. Dr. John Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners II and may be deemed to have shared voting and investment power over the securities beneficially owned by Ventures II. Each of Partners II, Dr. Diekman and Dr. Rocklage disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 22:54 UTC |
5AM Partners VII, LLC10% owner
5AM Ventures VII, L.P.10% owner
5AM Partners II, LLC10% owner
5AM Ventures II LP10% owner
5AM CO-INVESTORS II LP10% owner
DIEKMAN JOHN D10% owner
PARMAR KUSH10% owner
ROCKLAGE SCOTT M10% owner
|
SaleCommon Stock | 214,556 | $6.60 | $1,416,069.60 |
DisclosureSEC source: 0001415889-24-023399 · form4-09132024_100903.xml · nonDerivative · entry 1 5AM Partners VII, LLC · CIK 0001873545 · 10% owner 5AM Ventures VII, L.P. · CIK 0001844435 · 10% owner 5AM Partners II, LLC · CIK 0001555952 · 10% owner 5AM Ventures II LP · CIK 0001386509 · 10% owner 5AM CO-INVESTORS II LP · CIK 0001390376 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner PARMAR KUSH · CIK 0001664281 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures VII, L.P. Disclosed balance after: 8,178,964 F1 · ownership.nature: The securities are directly held by 5AM Ventures VII, L.P. ("Ventures VII"). 5AM Partners VII, LLC ("Partners VII") is the sole general partner of Ventures VII. Dr. Kush Parmar and Andrew J. Schwab are the managing members of Partners VII and may be deemed to have shared voting and investment power over the securities beneficially owned by Ventures VII. Each of Partners VII and Dr. Parmar disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 22:56 UTC |
Schwab Andrew J.Director · 10% owner
|
SaleCommon Stock | 1,440 | $6.60 | $9,504.00 |
DisclosureSEC source: 0001415889-24-023401 · form4-09132024_100908.xml · nonDerivative · entry 3 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Co-Investors II, L.P. Disclosed balance after: 66,356 F3 · ownership.nature: The securities are directly held by 5AM Co-Investors II, L.P. ("Co-Investors II"). Partners II is the sole general partner of Co-Investors II. The Reporting Person is a managing member of Partners II and may be deemed to have shared voting and investment power over the shares beneficially owned by Co-Investors II. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 22:56 UTC |
Schwab Andrew J.Director · 10% owner
|
SaleCommon Stock | 36,504 | $6.60 | $240,926.40 |
DisclosureSEC source: 0001415889-24-023401 · form4-09132024_100908.xml · nonDerivative · entry 2 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures II, L.P. Disclosed balance after: 1,681,685 F2 · ownership.nature: The securities are directly held by 5AM Ventures II, L.P. ("Ventures II"). 5AM Partners II, LLC ("Partners II") is the sole general partner of Ventures II. The Reporting Person is a managing member of Partners II and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures II. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 11, 2024 Filed Sep 13, 2024 22:56 UTC |
Schwab Andrew J.Director · 10% owner
|
SaleCommon Stock | 214,556 | $6.60 | $1,416,069.60 |
DisclosureSEC source: 0001415889-24-023401 · form4-09132024_100908.xml · nonDerivative · entry 1 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures VII, L.P. Disclosed balance after: 8,178,964 F1 · ownership.nature: The securities are directly held by 5AM Ventures VII, L.P. ("Ventures VII"). 5AM Partners VII, LLC ("Partners VII") is the sole general partner of Ventures VII. The Reporting Person is a managing member of Partners VII and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures VII. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 18:12 UTC |
Arora Puneet S.Chief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 225,000 | $0.00 Strike: $5.89 | $0.00 |
DisclosureSEC source: 0001516551-24-000084 · wk-form4_1725484100.xml · derivative · entry 1 Arora Puneet S. · CIK 0002035933 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2034-09-03 F1 · derivative.exercise_date: The stock option vests 25% on the one year anniversary of the grant date and 1/48th monthly thereafter. Read SEC document |
| August 26, 2024 Filed Aug 27, 2024 21:20 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
OtherCommon Stock | 15,727 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001516551-24-000078 · wk-form4_1724793636.xml · nonDerivative · entry 1 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,733 F1 · kind: Shares received by reporting person in connection with one of Issuer's shareholders pro rata distribution of common stock of Issuer to its shareholders. F1 · price: Shares received by reporting person in connection with one of Issuer's shareholders pro rata distribution of common stock of Issuer to its shareholders. Read SEC document |
| July 02, 2024 Filed Jul 5, 2024 12:59 UTC |
Smith Karen L.Director
|
GrantDirector Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $7.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000068 · wk-form4_1720184343.xml · derivative · entry 1 Smith Karen L. · CIK 0001639637 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2034-07-01 F1 · derivative.exercise_date: The stock option will vest in equal monthly installments over the one year period from the date of grant. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:15 UTC |
5AM Partners VII, LLC10% owner
5AM Ventures VII, L.P.10% owner
5AM Partners II, LLC10% owner
5AM Ventures II LP10% owner
5AM CO-INVESTORS II LP10% owner
DIEKMAN JOHN D10% owner
PARMAR KUSH10% owner
ROCKLAGE SCOTT M10% owner
|
PurchaseCommon Stock | 450,000 | $10.00 | $4,500,000.00 |
DisclosureSEC source: 0001415889-24-008107 · form4-03152024_040305.xml · nonDerivative · entry 1 5AM Partners VII, LLC · CIK 0001873545 · 10% owner 5AM Ventures VII, L.P. · CIK 0001844435 · 10% owner 5AM Partners II, LLC · CIK 0001555952 · 10% owner 5AM Ventures II LP · CIK 0001386509 · 10% owner 5AM CO-INVESTORS II LP · CIK 0001390376 · 10% owner DIEKMAN JOHN D · CIK 0001240357 · 10% owner PARMAR KUSH · CIK 0001664281 · 10% owner ROCKLAGE SCOTT M · CIK 0001219014 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures VII, L.P. Disclosed balance after: 8,393,520 F1 · ownership.nature: The securities are directly held by 5AM Ventures VII, L.P. ("Ventures VII"). 5AM Partners VII, LLC ("Partners VII") is the sole general partner of Ventures VII. Dr. Kush Parmar and Andrew J. Schwab are the managing members of Partners VII and may be deemed to have shared voting and investment power over the securities beneficially owned by Ventures VII. Each of Partners VII and Dr. Parmar disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Mr. Schwab is a director of the Issuer and files separate Section 16 reports. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:15 UTC |
Schwab Andrew J.Director · 10% owner
|
GrantCommon Stock | 450,000 | $10.00 | $4,500,000.00 |
DisclosureSEC source: 0001415889-24-008106 · form4-03152024_040302.xml · nonDerivative · entry 1 Schwab Andrew J. · CIK 0001598549 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By 5AM Ventures VII, L.P. Disclosed balance after: 8,393,520 F1 · ownership.nature: The securities are directly held by 5AM Ventures VII, L.P. ("Ventures VII"). 5AM Partners VII, LLC ("Partners VII") is the sole general partner of Ventures VII. The Reporting Person is a managing member of Partners VII and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures VII. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 18:42 UTC |
ARSENAULT KAITLYNChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000012 · wk-form4_1709336528.xml · derivative · entry 2 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2034-03-01 F3 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the four year period beginning February 29, 2024. Upon a change in control of the Issuer, 100% of the options will become fully vested. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 18:42 UTC |
ARSENAULT KAITLYNChief Financial Officer
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001516551-24-000012 · wk-form4_1709336528.xml · nonDerivative · entry 1 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,738 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following performance milestones : 25% vests upon achieving a market cap of $750M and a stock price of $20.00 per share, an additional 25% vests upon achieving a market cap of $1B and a stock price of $25.00 per share, an additional 25% vests upon achieving a market cap of $1.25B and a stock price of $30.00 per share, an additional 25% vest at if the Company is acquired for total consideration of $1.5B or greater and a stock price of $35.00 per share; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs. Upon a change in control of the Issuer, 100% of the options will become fully vested. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:24 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000010 · wk-form4_1709335471.xml · derivative · entry 2 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2034-03-01 F3 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the four year period beginning February 29, 2024. Upon a change in control of the Issuer, 100% of the options will become fully vested. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 23:24 UTC |
DHILLON PUNITDirector · Chief Executive Officer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001516551-24-000010 · wk-form4_1709335471.xml · nonDerivative · entry 1 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,006 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following performance milestones : 25% vests upon achieving a market cap of $750M and a stock price of $20.00 per share, an additional 25% vests upon achieving a market cap of $1B and a stock price of $25.00 per share, an additional 25% vests upon achieving a market cap of $1.25B and a stock price of $30.00 per share, an additional 25% vest at if the Company is acquired for total consideration of $1.5B or greater and a stock price of $35.00 per share; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs. Upon a change in control of the Issuer, 100% of the options will become fully vested. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 06:19 UTC |
Diep Tuan TuChief Development Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000020 · wk-form4_1709551139.xml · derivative · entry 2 Diep Tuan Tu · CIK 0002013809 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2034-03-01 F3 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the four year period beginning February 29, 2024. Upon a change in control of the Issuer, 100% of the options will become fully vested. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 06:19 UTC |
Diep Tuan TuChief Development Officer
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001516551-24-000020 · wk-form4_1709551139.xml · nonDerivative · entry 1 Diep Tuan Tu · CIK 0002013809 · Chief Development Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,833 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following milestones: 25% vests upon achieving a market cap of $750M and a stock price of $20.00 per share, an additional 25% vests upon achieving a market cap of $1B and a stock price of $25.00 per share, an additional 25% vests upon achieving a market cap of $1.25B and a stock price of $30.00 per share, an additional 25% vest upon achieving a market cap of $1.5B or greater and a stock price of $35.00 per share; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs. Upon a change in control of the Issuer, 100% of the RSUs will become fully vested. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 06:15 UTC Amendment |
ARSENAULT KAITLYNChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000016 · wk-form4a_1709550894.xml · derivative · entry 2 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2034-03-01 F3 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the four year period beginning February 29, 2024. Upon a change in control of the Issuer, 100% of the options will become fully vested. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 06:15 UTC Amendment |
ARSENAULT KAITLYNChief Financial Officer
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001516551-24-000016 · wk-form4a_1709550894.xml · nonDerivative · entry 1 ARSENAULT KAITLYN · CIK 0001877242 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,738 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following milestones: 25% vests upon achieving a market cap of $750M and a stock price of $20.00 per share, an additional 25% vests upon achieving a market cap of $1B and a stock price of $25.00 per share, an additional 25% vests upon achieving a market cap of $1.25B and a stock price of $30.00 per share, an additional 25% vest upon achieving a market cap of $1.5B or greater and a stock price of $35.00 per share; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs. Upon a change in control of the Issuer, 100% of the RSU's will become fully vested. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 19:53 UTC |
Grayson Paul A.Director
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000043 · wk-form4_1709600012.xml · derivative · entry 2 Grayson Paul A. · CIK 0001861554 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2034-03-01 F3 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the one year period beginning February 29, 2024. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 19:53 UTC |
Grayson Paul A.Director
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001516551-24-000043 · wk-form4_1709600012.xml · nonDerivative · entry 1 Grayson Paul A. · CIK 0001861554 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,252 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following milestones: 25% vests upon achieving a market cap of $750M and a stock price of $20.00 per share, an additional 25% vests upon achieving a market cap of $1B and a stock price of $25.00 per share, an additional 25% vests upon achieving a market cap of $1.25B and a stock price of $30.00 per share, an additional 25% vest upon achieving a market cap of $1.5B or greater and a stock price of $35.00 per share; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs. Upon a change in control of the Issuer, 100% of the RSUs will become fully vested. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 11:13 UTC Amendment |
DHILLON PUNITDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $14.56 | $0.00 |
DisclosureSEC source: 0001516551-24-000014 · wk-form4a_1709550818.xml · derivative · entry 2 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2034-03-01 F3 · derivative.exercise_date: The option grant shall be exercisable for a price of $14.56 per option share for ten years from February 29, 2024 and the options will vest in equal monthly installments over the four year period beginning February 29, 2024. Upon a change in control of the Issuer, 100% of the options will become fully vested. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 11:13 UTC Amendment |
DHILLON PUNITDirector · Chief Executive Officer
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001516551-24-000014 · wk-form4a_1709550818.xml · nonDerivative · entry 1 DHILLON PUNIT · CIK 0001425052 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,006 F1 · shares: Represents a restricted stock unit ("RSU") award that vests on the following milestones: 25% vests upon achieving a market cap of $750M and a stock price of $20.00 per share, an additional 25% vests upon achieving a market cap of $1B and a stock price of $25.00 per share, an additional 25% vests upon achieving a market cap of $1.25B and a stock price of $30.00 per share, an additional 25% vest upon achieving a market cap of $1.5B or greater and a stock price of $35.00 per share; provided, however, that no RSUs shall vest until the compensation committee of the Issuer determines that shares can be sold into the market to cover withholding tax obligations associated with the vesting of the RSUs. Upon a change in control of the Issuer, 100% of the RSUs will become fully vested. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.