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NYSE · USD

SITE

SiteOne Landscape Supply, Inc.

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Tapewire entity
4018
SEC CIK
0001650729
Parsed reports
512

Last 12 months

Inside the activity.

4 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202612
Jun 202600
Jul 202600
Aug 202630
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2020 Filed Oct 9, 2020 20:15 UTC
BLACK DOUGDirector · CEO
Exercise / conversionStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001104659-20-113913 · tm2032882-1_4.xml · derivative · entry 3

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,448

Underlying: Common Stock · 15,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 929,448 options were granted on May 19, 2014, and vest and become exercisable ratably in five installments on each anniversary of December 23, 2013, subject to the Reporting Person's continued employment. Prior to the transactions reported on this Form 4, 627,448 of these options that remain outstanding had vested.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:15 UTC
BLACK DOUGDirector · CEO
SaleCommon Stock 15,000 $128.51 $1,927,650.00
Disclosure

SEC source: 0001104659-20-113913 · tm2032882-1_4.xml · nonDerivative · entry 2

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,065

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on May 20, 2020.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $127.78 to $129.72, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:15 UTC
BLACK DOUGDirector · CEO
Exercise / conversionCommon Stock 15,000 $5.50 $82,500.00
Disclosure

SEC source: 0001104659-20-113913 · tm2032882-1_4.xml · nonDerivative · entry 1

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 20:10 UTC
Diaz Fred MDirector
GrantCommon Shares 185 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-109829 · tm2031981d1_4.xml · nonDerivative · entry 1

Diaz Fred M · CIK 0001712371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,215

F1 · shares: Represents deferred share units granted as director fees. The deferred share units vest in full upon the earlier of (i) the day proceeding the Company's next annual meeting of stockholders and (ii) the first anniversary of September 25, 2020. Settlement is deferred until the earlier of the reporting person's termination of board service and a change in control of the Company.

F2 · balance_after: Includes deferred share units.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:10 UTC
BLACK DOUGDirector · CEO
Exercise / conversionStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001104659-20-106514 · tm2031309-2_4.xml · derivative · entry 3

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,448

Underlying: Common Stock · 15,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 929,448 options were granted on May 19, 2014, and vest and become exercisable ratably in five installments on each anniversary of December 23, 2013, subject to the Reporting Person's continued employment. Prior to the transactions reported on this Form 4, 642,448 of these options that remain outstanding had vested.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:10 UTC
BLACK DOUGDirector · CEO
SaleCommon Stock 15,000 $119.24 $1,788,600.00
Disclosure

SEC source: 0001104659-20-106514 · tm2031309-2_4.xml · nonDerivative · entry 2

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,065

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on May 20, 2020.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $117.16 to $120.97, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 20:10 UTC
BLACK DOUGDirector · CEO
Exercise / conversionCommon Stock 15,000 $5.50 $82,500.00
Disclosure

SEC source: 0001104659-20-106514 · tm2031309-2_4.xml · nonDerivative · entry 1

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2020 Filed Aug 27, 2020 17:16 UTC
Weller GregExecutive VP of Operations
GiftCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-099683 · tm2029730d2_4.xml · nonDerivative · entry 1

Weller Greg · CIK 0001776771 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,554

F1 · price: Charitable gift.

Read SEC document
August 26, 2020 Filed Aug 27, 2020 21:15 UTC
BLACK DOUGDirector · CEO
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-099681 · tm2029730d1_4.xml · nonDerivative · entry 1

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,065

F1 · price: Charitable gift.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:16 UTC
BLACK DOUGDirector · CEO
Exercise / conversionStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001104659-20-097595 · tm2029123-1_4.xml · derivative · entry 3

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,448

Underlying: Common Stock · 15,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 929,448 options were granted on May 19, 2014, and vest and become exercisable ratably in five installments on each anniversary of Dec 23, 2013, subject to the Reporting Person's continued employment. Prior to the transactions reported on this Form 4, 657,448 of these options that remain outstanding had vested.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:16 UTC
BLACK DOUGDirector · CEO
SaleCommon Stock 15,000 $127.23 $1,908,450.00
Disclosure

SEC source: 0001104659-20-097595 · tm2029123-1_4.xml · nonDerivative · entry 2

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,065

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on May 20, 2020.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $124.86 to $129.26, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:16 UTC
BLACK DOUGDirector · CEO
Exercise / conversionCommon Stock 15,000 $5.50 $82,500.00
Disclosure

SEC source: 0001104659-20-097595 · tm2029123-1_4.xml · nonDerivative · entry 1

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 16:16 UTC
Brisendine L Briley JrEVP, General Counsel & Sec.
Exercise / conversionStock Options (right to buy) · Derivative 5,400 $0.00 Strike: $12.84 $0.00
Disclosure

SEC source: 0001104659-20-096902 · tm2028944-1_4.xml · derivative · entry 3

Brisendine L Briley Jr · CIK 0001672098 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,036

Underlying: Common Stock · 5,400 shares

Expires 2025-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 87,136 options were granted on September 8, 2015, and vest and become exercisable ratably in five installments on each anniversary of September 8, 2015, subject to the Reporting Person's continued employment. Prior to the transactions reported on this Form 4, 26,436 of these options that remain outstanding had vested.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 16:16 UTC
Brisendine L Briley JrEVP, General Counsel & Sec.
SaleCommon Stock 5,400 $126.15 $681,210.00
Disclosure

SEC source: 0001104659-20-096902 · tm2028944-1_4.xml · nonDerivative · entry 2

Brisendine L Briley Jr · CIK 0001672098 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,234

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on May 20, 2020.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 16:16 UTC
Brisendine L Briley JrEVP, General Counsel & Sec.
Exercise / conversionCommon Stock 5,400 $12.84 $69,336.00
Disclosure

SEC source: 0001104659-20-096902 · tm2028944-1_4.xml · nonDerivative · entry 1

Brisendine L Briley Jr · CIK 0001672098 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 18:21 UTC
Brisendine L Briley JrEVP, General Counsel & Sec.
Exercise / conversionStock Options (right to buy) · Derivative 5,400 $0.00 Strike: $12.84 $0.00
Disclosure

SEC source: 0001104659-20-083509 · tm2024836d1_form4.xml · derivative · entry 3

Brisendine L Briley Jr · CIK 0001672098 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,436

Underlying: Common Stock · 5,400 shares

Expires 2025-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 87,136 options were granted on September 8, 2015, and vest and become exercisable ratably in five installments on each anniversary of September 8, 2015, subject to the Reporting Person's continued employment. Prior to the transactions reported on this Form 4, 31,836 of these options that remain outstanding had vested.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 18:21 UTC
Brisendine L Briley JrEVP, General Counsel & Sec.
SaleCommon Stock 5,400 $106.02 $572,508.00
Disclosure

SEC source: 0001104659-20-083509 · tm2024836d1_form4.xml · nonDerivative · entry 2

Brisendine L Briley Jr · CIK 0001672098 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,234

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on May 20, 2020.

F2 · balance_after: Reflects an additional 27 shares withheld to satisfy tax withholding obligations in connection with restricted stock units vesting on February 14, 2020. The original Form 4 Report filed on February 19, 2020 incorrectly stated the number of shares withheld to satisfy tax withholding obligations as 113.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 18:21 UTC
Brisendine L Briley JrEVP, General Counsel & Sec.
Exercise / conversionCommon Stock 5,400 $12.84 $69,336.00
Disclosure

SEC source: 0001104659-20-083509 · tm2024836d1_form4.xml · nonDerivative · entry 1

Brisendine L Briley Jr · CIK 0001672098 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:10 UTC
BLACK DOUGDirector · CEO
Exercise / conversionStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001104659-20-082733 · tm2024533-1_4.xml · derivative · entry 3

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,448

Underlying: Common Stock · 15,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 929,448 options were granted on May 19, 2014, and vest and become exercisable ratably in five installments on each anniversary of Dec 23, 2013, subject to the Reporting Person's continued employment. Prior to the transactions reported on this Form 4, 672,448 of these options that remain outstanding had vested.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:10 UTC
BLACK DOUGDirector · CEO
SaleCommon Stock 15,000 $106.80 $1,602,000.00
Disclosure

SEC source: 0001104659-20-082733 · tm2024533-1_4.xml · nonDerivative · entry 2

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,065

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on May 20, 2020.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $104.58 to $108.11, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
July 08, 2020 Filed Jul 10, 2020 20:10 UTC
BLACK DOUGDirector · CEO
Exercise / conversionCommon Stock 15,000 $5.50 $82,500.00
Disclosure

SEC source: 0001104659-20-082733 · tm2024533-1_4.xml · nonDerivative · entry 1

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 30, 2020 20:11 UTC
Diaz Fred MDirector
GrantCommon Shares 210 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-078972 · tm2023841-1_4.xml · nonDerivative · entry 1

Diaz Fred M · CIK 0001712371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,030

F1 · shares: Represents deferred share units granted as director fees. The deferred share units vest in full upon the earlier of (i) the day proceeding the Company's next annual meeting of stockholders and (ii) the first anniversary of June 26, 2020. Settlement is deferred until the earlier of the reporting person's termination of board service and a change in control of the Company.

F2 · balance_after: Includes deferred share units.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 22:13 UTC
BLACK DOUGDirector · CEO
Exercise / conversionStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001104659-20-076146 · tm2023231d1_4.xml · derivative · entry 3

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,448

Underlying: Common Stock · 15,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 929,448 options were granted on May 19, 2014, and vest and become exercisable ratably in five installments on each anniversary of Dec 23, 2013, subject to the Reporting Person's continued employment. Prior to the transactions reported on this Form 4, 687,448 of these options that remain outstanding had vested.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 22:13 UTC
BLACK DOUGDirector · CEO
SaleCommon Stock 15,000 $110.14 $1,652,100.00
Disclosure

SEC source: 0001104659-20-076146 · tm2023231d1_4.xml · nonDerivative · entry 2

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,065

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 29, 2019, as amended November 21, 2019.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $108.62 to $111.31, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

F3 · balance_after: Reflects an additional 271 shares withheld to satisfy tax withholding obligations in connection with restricted stock units vesting on February 14, 2020. The original Form 4 Report filed on February 19, 2020 incorrectly stated the number of shares withheld to satisfy tax withholding obligations as 572.

Read SEC document
June 19, 2020 Filed Jun 23, 2020 22:13 UTC
BLACK DOUGDirector · CEO
Exercise / conversionCommon Stock 15,000 $5.50 $82,500.00
Disclosure

SEC source: 0001104659-20-076146 · tm2023231d1_4.xml · nonDerivative · entry 1

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Reflects an additional 271 shares withheld to satisfy tax withholding obligations in connection with restricted stock units vesting on February 14, 2020. The original Form 4 Report filed on February 19, 2020 incorrectly stated the number of shares withheld to satisfy tax withholding obligations as 572.

Read SEC document
May 18, 2020 Filed May 21, 2020 16:18 UTC
GUTHRIE JOHN TEVP, CFO and Assistant Sec.
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-064771 · tm2020400-1_4.xml · nonDerivative · entry 1

GUTHRIE JOHN T · CIK 0001672096 · EVP, CFO and Assistant Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,295

F1 · price: Gift.

Read SEC document
May 15, 2020 Filed May 19, 2020 16:15 UTC
Weller GregExecutive VP of Operations
Exercise / conversionRestricted Stock Units · Derivative 243 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-063750 · tm2020205-1_4.xml · derivative · entry 3

Weller Greg · CIK 0001776771 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727

Underlying: Common Stock · 243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Filed to report vesting of Restricted Stock Units ("RSUs"). RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 15, 2019, the Reporting Person was granted 970 RSUs, vesting in four equal annual installments beginning on May 15, 2020, subject to the Reporting Person's continued employment.

F2 · derivative.expiration_date: On May 15, 2019, the Reporting Person was granted 970 RSUs, vesting in four equal annual installments beginning on May 15, 2020, subject to the Reporting Person's continued employment.

Read SEC document
May 15, 2020 Filed May 19, 2020 16:15 UTC
Weller GregExecutive VP of Operations
Tax withholdingCommon Stock 110 $88.75 $9,762.50
Disclosure

SEC source: 0001104659-20-063750 · tm2020205-1_4.xml · nonDerivative · entry 2

Weller Greg · CIK 0001776771 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,717

Read SEC document
May 15, 2020 Filed May 19, 2020 16:15 UTC
Weller GregExecutive VP of Operations
Exercise / conversionCommon Stock 243 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-063750 · tm2020205-1_4.xml · nonDerivative · entry 1

Weller Greg · CIK 0001776771 · Executive VP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Filed to report vesting of Restricted Stock Units ("RSUs"). RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:16 UTC
BLACK DOUGDirector · CEO
Exercise / conversionStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001104659-20-063756 · tm2020205-2_4.xml · derivative · entry 3

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,448

Underlying: Common Stock · 15,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 929,448 options were granted on May 19, 2014, and vest and become exercisable ratably in five installments on each anniversary of Dec 23, 2013, subject to the Reporting Person's continued employment. Prior to the transactions reported on this Form 4, 702,448 of these options that remain outstanding had vested.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:16 UTC
BLACK DOUGDirector · CEO
SaleCommon Stock 15,000 $87.38 $1,310,700.00
Disclosure

SEC source: 0001104659-20-063756 · tm2020205-2_4.xml · nonDerivative · entry 2

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,336

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 29, 2019, as amended November 21, 2019.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $85.31 to $88.72, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:16 UTC
BLACK DOUGDirector · CEO
Exercise / conversionCommon Stock 15,000 $5.50 $82,500.00
Disclosure

SEC source: 0001104659-20-063756 · tm2020205-2_4.xml · nonDerivative · entry 1

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2020 Filed May 15, 2020 23:01 UTC GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-062816 · tm2019969-6_4.xml · nonDerivative · entry 1

WYSZOMIERSKI JACK L · CIK 0001023225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,438

F1 · shares: Represents deferred share units granted as director fees. The deferred share units vest in full upon the earlier of (i) the day proceeding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 13, 2020. Settlement is deferred until the earlier of the reporting person's termination of board service and a change in control of the Company.

F2 · balance_after: Includes deferred share units.

Read SEC document
May 13, 2020 Filed May 15, 2020 22:59 UTC GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-062814 · tm2019969-4_4.xml · nonDerivative · entry 1

Dunbar Webster Roy · CIK 0001305807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,989

F1 · shares: Represents deferred share units granted as director fees. The deferred share units vest in full upon the earlier of (i) the day proceeding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 13, 2020. Settlement is deferred until the earlier of the reporting person's termination of board service and a change in control of the Company.

F2 · balance_after: Includes deferred share units.

Read SEC document
May 13, 2020 Filed May 15, 2020 22:57 UTC GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-062812 · tm2019969-2_4.xml · nonDerivative · entry 1

Douglas William W III · CIK 0001294156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,438

F1 · shares: Represents deferred share units granted as director fees. The deferred share units vest in full upon the earlier of (i) the day proceeding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 13, 2020. Settlement is deferred until the earlier of the reporting person's termination of board service and a change in control of the Company.

F2 · balance_after: Includes deferred share units.

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May 13, 2020 Filed May 15, 2020 23:00 UTC GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-062815 · tm2019969-5_4.xml · nonDerivative · entry 1

Isbell Jeri L · CIK 0001218799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,946

F1 · shares: Represents deferred share units granted as director fees. The deferred share units vest in full upon the earlier of (i) the day proceeding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 13, 2020. Settlement is deferred until the earlier of the reporting person's termination of board service and a change in control of the Company.

F2 · balance_after: Includes deferred share units.

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May 13, 2020 Filed May 15, 2020 23:59 UTC
Drake LarisaDirector
GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-062830 · tm2019969-3_4.xml · nonDerivative · entry 1

Drake Larisa · CIK 0001574188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817

F1 · shares: Represents deferred share units granted as director fees. The deferred share units vest in full upon the earlier of (i) the day proceeding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 13, 2020. Settlement is deferred until the earlier of the reporting person's termination of board service and a change in control of the Company.

F2 · balance_after: Includes deferred share units.

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May 13, 2020 Filed May 15, 2020 22:56 UTC
Diaz Fred MDirector
GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-062809 · tm2019969-1_4.xml · nonDerivative · entry 1

Diaz Fred M · CIK 0001712371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,820

F1 · shares: Represents deferred share units granted as director fees. The deferred share units vest in full upon the earlier of (i) the day proceeding the Company's next annual meeting of stockholders and (ii) the first anniversary of May 13, 2020. Settlement is deferred until the earlier of the reporting person's termination of board service and a change in control of the Company.

F2 · balance_after: Includes deferred share units.

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May 01, 2020 Filed May 5, 2020 20:16 UTC
BLACK DOUGDirector · CEO
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-056883 · tm2018631d1_4.xml · nonDerivative · entry 1

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,336

F1 · price: Charitable gift.

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April 17, 2020 Filed Apr 21, 2020 20:12 UTC
BLACK DOUGDirector · CEO
Exercise / conversionStock Options (right to buy) · Derivative 15,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001104659-20-049227 · tm2016539-1_4.xml · derivative · entry 3

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702,448

Underlying: Common Stock · 15,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 929,448 options were granted on May 19, 2014, and vest and become exercisable ratably in five installments on each anniversary of Dec 23, 2013, subject to the Reporting Person's continued employment. Prior to the transactions reported on this Form 4, 717,448 of these options that remain outstanding had vested.

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April 17, 2020 Filed Apr 21, 2020 20:12 UTC
BLACK DOUGDirector · CEO
SaleCommon Stock 15,000 $75.25 $1,128,750.00
Disclosure

SEC source: 0001104659-20-049227 · tm2016539-1_4.xml · nonDerivative · entry 2

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,336

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 29, 2019, as amended November 21, 2019.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $73.32 to $76.80, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided

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April 17, 2020 Filed Apr 21, 2020 20:12 UTC
BLACK DOUGDirector · CEO
Exercise / conversionCommon Stock 15,000 $5.50 $82,500.00
Disclosure

SEC source: 0001104659-20-049227 · tm2016539-1_4.xml · nonDerivative · entry 1

BLACK DOUG · CIK 0001672083 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 27, 2020 Filed Mar 31, 2020 21:28 UTC
Diaz Fred MDirector
GrantCommon Shares 312 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-041283 · tm2014390-1_form4.xml · nonDerivative · entry 1

Diaz Fred M · CIK 0001712371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

F1 · shares: Represents deferred stock units granted as director fees. The deferred stock units are fully vested on grant, but settlement is deferred until the earlier of Mr. Diaz's termination of board service and a change in control of the Issuer.

F2 · balance_after: Includes deferred stock units.

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March 11, 2020 Filed Mar 12, 2020 19:24 UTC
Brisendine L Briley JrEVP, General Counsel & Sec.
Exercise / conversionStock Options (right to buy) · Derivative 1,800 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001104659-20-032660 · tm2012628-1_form4.xml · derivative · entry 3

Brisendine L Briley Jr · CIK 0001672098 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,836

Underlying: Common Stock · 1,800 shares

Expires 2025-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 87,136 options were granted on September 8, 2015, and vest and become exercisable ratably in five installments on each anniversary of September 8, 2015, subject to the Reporting Person's continued employment. Prior to the transactions reported on this Form 4, 33,636 of these options that remain outstanding had vested.

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March 11, 2020 Filed Mar 12, 2020 19:24 UTC
Brisendine L Briley JrEVP, General Counsel & Sec.
SaleCommon Stock 1,800 $87.97 $158,346.00
Disclosure

SEC source: 0001104659-20-032660 · tm2012628-1_form4.xml · nonDerivative · entry 2

Brisendine L Briley Jr · CIK 0001672098 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,261

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 29, 2019.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $84.81 to $89.88, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

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March 11, 2020 Filed Mar 12, 2020 19:24 UTC
Brisendine L Briley JrEVP, General Counsel & Sec.
Exercise / conversionCommon Stock 1,800 $12.84 $23,112.00
Disclosure

SEC source: 0001104659-20-032660 · tm2012628-1_form4.xml · nonDerivative · entry 1

Brisendine L Briley Jr · CIK 0001672098 · EVP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 11, 2020 Filed Mar 12, 2020 23:25 UTC
Salmon ScottEVP, Strategy & Development
Exercise / conversionRestricted Stock Units · Derivative 1,100 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-032662 · tm2012628-2_form4.xml · derivative · entry 3

Salmon Scott · CIK 0001769274 · EVP, Strategy & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Filed to report vesting of Restricted Stock Units ("RSUs"). RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 11, 2019, the Reporting Person was granted 4,401 restricted stock units, vesting in four equal annual installments beginning on March 11, 2020, subject to the Reporting Person's continued employment.

F2 · derivative.expiration_date: On March 11, 2019, the Reporting Person was granted 4,401 restricted stock units, vesting in four equal annual installments beginning on March 11, 2020, subject to the Reporting Person's continued employment.

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March 11, 2020 Filed Mar 12, 2020 23:25 UTC
Salmon ScottEVP, Strategy & Development
Tax withholdingCommon Stock 332 $86.88 $28,844.16
Disclosure

SEC source: 0001104659-20-032662 · tm2012628-2_form4.xml · nonDerivative · entry 2

Salmon Scott · CIK 0001769274 · EVP, Strategy & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768

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March 11, 2020 Filed Mar 12, 2020 23:25 UTC
Salmon ScottEVP, Strategy & Development
Exercise / conversionCommon Stock 1,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-032662 · tm2012628-2_form4.xml · nonDerivative · entry 1

Salmon Scott · CIK 0001769274 · EVP, Strategy & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Filed to report vesting of Restricted Stock Units ("RSUs"). RSUs convert into common stock on a one-for-one basis.

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February 28, 2020 Filed Mar 3, 2020 18:52 UTC
GUTHRIE JOHN TEVP, CFO and Assistant Sec.
Exercise / conversionStock Options (right to buy) · Derivative 10,000 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001104659-20-028791 · tm2011296-2_4.xml · derivative · entry 3

GUTHRIE JOHN T · CIK 0001672096 · EVP, CFO and Assistant Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 104,562 options were granted on September 30, 2014, and vest and become exercisable ratably in five installments on each anniversary of December 23, 2013 subject to the Reporting Person's continued employment. Prior to the transactions reported on this Form 4, 10,000 of these options that remain outstanding had vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.