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SITC

SITE Centers Corp.

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6497
SEC CIK
0000894315
Parsed reports
369

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2018 Filed May 4, 2018 20:06 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 662,341 $7.25 $4,798,991.72
Disclosure

SEC source: 0000899243-18-011502 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,277,640

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $7.16 and $7.29.

Read SEC document
May 01, 2018 Filed May 2, 2018 20:05 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 494,217 $7.30 $3,609,019.64
Disclosure

SEC source: 0000899243-18-011112 · doc4.xml · nonDerivative · entry 2

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,615,299

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $7.20 and $7.38.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:05 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 552,067 $7.30 $4,029,702.65
Disclosure

SEC source: 0000899243-18-011112 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,121,082

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $7.25 and $7.47.

Read SEC document
April 27, 2018 Filed Apr 30, 2018 20:05 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 708,936 $7.44 $5,275,263.67
Disclosure

SEC source: 0000899243-18-010922 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,569,015

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $7.25 and $7.49.

Read SEC document
April 04, 2018 Filed Aug 2, 2018 20:43 UTC
Lukes David RDirector · President & CEO
PurchaseCommon Shares 5,874.022 $7.44 $43,699.79
Disclosure

SEC source: 0001209191-18-044997 · doc4.xml · nonDerivative · entry 1

Lukes David R · CIK 0001434627 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,722.022

F1 · shares: Does not include adjustments in connection with the Company's reverse stock split or spin-off.

F2 · shares: Represents shares acquired through the reinvestment of dividends received on DDR Corp. shares.

F1 · price: Does not include adjustments in connection with the Company's reverse stock split or spin-off.

F3 · price: The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.44 to $7.435, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.

F1 · balance_after: Does not include adjustments in connection with the Company's reverse stock split or spin-off.

Read SEC document
April 03, 2018 Filed Aug 16, 2018 20:16 UTC PurchaseCommon Shares 2,115.1038 $7.32 $15,482.56
Disclosure

SEC source: 0001209191-18-047036 · doc4.xml · nonDerivative · entry 4

MACFARLANE VICTOR B · CIK 0001191852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,354.288

F1 · shares: Does not include adjustments in connection with the Company's reverse stock split.

F2 · shares: Represents shares acquired through the reinvestment of dividends received on DDR Corp. shares.

F1 · price: Does not include adjustments in connection with the Company's reverse stock split.

F2 · price: Represents shares acquired through the reinvestment of dividends received on DDR Corp. shares.

F1 · balance_after: Does not include adjustments in connection with the Company's reverse stock split.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 16:56 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 711,616 $7.31 $5,202,482.25
Disclosure

SEC source: 0000899243-18-009410 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,860,079

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $7.25 and $7.34.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 13:57 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 393,568 $7.34 $2,888,080.70
Disclosure

SEC source: 0000899243-18-009008 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,148,463

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $7.31 and $7.34.

Read SEC document
March 28, 2018 Filed Mar 29, 2018 15:47 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 377,331 $7.24 $2,731,423.64
Disclosure

SEC source: 0000899243-18-008824 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,754,895

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $7.15 and $7.26.

Read SEC document
March 27, 2018 Filed Mar 28, 2018 16:50 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 315,164 $6.98 $2,201,010.83
Disclosure

SEC source: 0000899243-18-008684 · doc4.xml · nonDerivative · entry 2

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,377,564

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $6.90 and $7.00.

Read SEC document
March 26, 2018 Filed Mar 28, 2018 16:50 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 350,933 $6.98 $2,449,442.15
Disclosure

SEC source: 0000899243-18-008684 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,062,400

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $6.93 and $7.00.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 18:04 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 432,557 $6.97 $3,015,744.15
Disclosure

SEC source: 0000899243-18-008478 · doc4.xml · nonDerivative · entry 2

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,711,467

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $6.88 and $7.00.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 18:04 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 557,718 $6.95 $3,876,195.87
Disclosure

SEC source: 0000899243-18-008478 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,278,910

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $6.86 and $7.00.

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:48 UTC
Ostrower Matthew LouisEVP, CFO & Treasurer
Tax withholdingCommon Shares 4,743 $7.86 $37,279.98
Disclosure

SEC source: 0001209191-18-016738 · doc4.xml · nonDerivative · entry 1

Ostrower Matthew Louis · CIK 0001465739 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,293

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:47 UTC Tax withholdingCommon Shares 4,743 $7.86 $37,279.98
Disclosure

SEC source: 0001209191-18-016734 · doc4.xml · nonDerivative · entry 1

Makinen Michael · CIK 0001612632 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,618

Read SEC document
March 02, 2018 Filed Mar 5, 2018 22:46 UTC
Lukes David RDirector · President & CEO
Tax withholdingCommon Shares 25,100 $7.86 $197,286.00
Disclosure

SEC source: 0001209191-18-016732 · doc4.xml · nonDerivative · entry 1

Lukes David R · CIK 0001434627 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,848

Read SEC document
February 26, 2018 Filed Feb 27, 2018 21:05 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 757,558 $7.92 $6,001,904.77
Disclosure

SEC source: 0000899243-18-005620 · doc4.xml · nonDerivative · entry 2

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,721,192

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $7.72 to 8.05.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 22:13 UTC Tax withholdingCommon Shares 343 $7.59 $2,603.37
Disclosure

SEC source: 0001209191-18-013431 · doc4.xml · nonDerivative · entry 3

Vesy Christa A · CIK 0001381538 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,583

Read SEC document
February 23, 2018 Filed Feb 27, 2018 21:05 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 594,000 $7.67 $4,556,277.00
Disclosure

SEC source: 0000899243-18-005620 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,963,634

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $7.47 to $7.77.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 16:32 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 736,569 $7.64 $5,628,492.01
Disclosure

SEC source: 0000899243-18-005228 · doc4.xml · nonDerivative · entry 2

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,369,634

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $7.40 to $7.77.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:13 UTC Tax withholdingCommon Shares 2,325 $7.38 $17,158.50
Disclosure

SEC source: 0001209191-18-013431 · doc4.xml · nonDerivative · entry 2

Vesy Christa A · CIK 0001381538 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,926

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:13 UTC GrantCommon Shares 26,880 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013431 · doc4.xml · nonDerivative · entry 1

Vesy Christa A · CIK 0001381538 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,251

Read SEC document
February 21, 2018 Filed Feb 23, 2018 16:32 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 509,373 $7.49 $3,813,319.09
Disclosure

SEC source: 0000899243-18-005228 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,633,065

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $7.40 to $7.56.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:12 UTC GrantCommon Shares 3,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010924 · doc4.xml · nonDerivative · entry 1

MACFARLANE VICTOR B · CIK 0001191852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,532

Read SEC document
February 15, 2018 Filed Feb 20, 2018 16:00 UTC
Otto AlexanderDirector · 10% owner
GrantCommon Stock 1,690 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-004525 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,123,692

F1 · kind: Reflects the issuer's grant to the reporting person of fully-vested shares of the issuer's common stock in accordance with the issuer's director compensation program.

F2 · balance_after: Includes 2,004,109 shares acquired through the issuer's dividend reinvestment plan.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 23:09 UTC GrantCommon Shares 54,259 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002775 · doc4.xml · nonDerivative · entry 1

MACFARLANE VICTOR B · CIK 0001191852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,322

Read SEC document
January 05, 2018 Filed Aug 16, 2018 20:16 UTC PurchaseCommon Shares 327.9582 $9.09 $2,981.14
Disclosure

SEC source: 0001209191-18-047036 · doc4.xml · nonDerivative · entry 3

MACFARLANE VICTOR B · CIK 0001191852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,239.1842

F1 · shares: Does not include adjustments in connection with the Company's reverse stock split.

F2 · shares: Represents shares acquired through the reinvestment of dividends received on DDR Corp. shares.

F1 · price: Does not include adjustments in connection with the Company's reverse stock split.

F2 · price: Represents shares acquired through the reinvestment of dividends received on DDR Corp. shares.

F1 · balance_after: Does not include adjustments in connection with the Company's reverse stock split.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 23:17 UTC Tax withholdingCommon Shares 503 $8.96 $4,506.88
Disclosure

SEC source: 0001209191-18-000356 · doc4.xml · nonDerivative · entry 1

Vesy Christa A · CIK 0001381538 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,371

Read SEC document
December 01, 2017 Filed Dec 1, 2017 22:51 UTC Tax withholdingCommon Shares 992 $7.63 $7,568.96
Disclosure

SEC source: 0001209191-17-063277 · doc4.xml · nonDerivative · entry 1

Vesy Christa A · CIK 0001381538 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,874

Read SEC document
October 10, 2017 Filed Aug 16, 2018 20:16 UTC PurchaseCommon Shares 318.158 $9.18 $2,920.69
Disclosure

SEC source: 0001209191-18-047036 · doc4.xml · nonDerivative · entry 2

MACFARLANE VICTOR B · CIK 0001191852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,911.226

F1 · shares: Does not include adjustments in connection with the Company's reverse stock split.

F2 · shares: Represents shares acquired through the reinvestment of dividends received on DDR Corp. shares.

F1 · price: Does not include adjustments in connection with the Company's reverse stock split.

F2 · price: Represents shares acquired through the reinvestment of dividends received on DDR Corp. shares.

F1 · balance_after: Does not include adjustments in connection with the Company's reverse stock split.

Read SEC document
July 06, 2017 Filed Aug 16, 2018 20:16 UTC PurchaseCommon Shares 309.068 $9.26 $2,861.97
Disclosure

SEC source: 0001209191-18-047036 · doc4.xml · nonDerivative · entry 1

MACFARLANE VICTOR B · CIK 0001191852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,593.068

F1 · shares: Does not include adjustments in connection with the Company's reverse stock split.

F2 · shares: Represents shares acquired through the reinvestment of dividends received on DDR Corp. shares.

F1 · price: Does not include adjustments in connection with the Company's reverse stock split.

F2 · price: Represents shares acquired through the reinvestment of dividends received on DDR Corp. shares.

F1 · balance_after: Does not include adjustments in connection with the Company's reverse stock split.

Read SEC document
June 30, 2017 Filed Aug 18, 2017 21:18 UTC Tax withholdingCommon Shares 504 $9.24 $4,656.96
Disclosure

SEC source: 0001209191-17-049648 · doc4.xml · nonDerivative · entry 1

Vesy Christa A · CIK 0001381538 · EVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,866

Read SEC document
June 22, 2017 Filed Jun 23, 2017 15:36 UTC PurchaseCommon Shares 59,000 $8.47 $499,730.00
Disclosure

SEC source: 0001209191-17-041574 · doc4.xml · nonDerivative · entry 1

AHERN TERRANCE R · CIK 0001191824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,060

Read SEC document
June 21, 2017 Filed Jun 22, 2017 14:54 UTC
Lukes David RDirector · President & CEO
PurchaseCommon Shares 60,000 $8.37 $502,200.00
Disclosure

SEC source: 0001209191-17-041284 · doc4.xml · nonDerivative · entry 1

Lukes David R · CIK 0001434627 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,948

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.365 to $8.37, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 21:53 UTC PurchaseCommon Shares 11,325 $8.83 $99,999.75
Disclosure

SEC source: 0001209191-17-037898 · doc4.xml · nonDerivative · entry 1

Makinen Michael · CIK 0001612632 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,361

Read SEC document
June 02, 2017 Filed Jun 5, 2017 21:51 UTC
Finne ThomasDirector
PurchaseCommon Shares 2,000 $8.70 $17,400.00
Disclosure

SEC source: 0001209191-17-037890 · doc4.xml · nonDerivative · entry 1

Finne Thomas · CIK 0001470153 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Read SEC document
June 02, 2017 Filed Jun 6, 2017 21:00 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 600,000 $8.80 $5,280,000.00
Disclosure

SEC source: 0000899243-17-015517 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,117,893

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $8.70 to $8.88.

Read SEC document
May 18, 2017 Filed May 19, 2017 20:06 UTC GrantCommon Shares 118 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-033916 · doc4.xml · nonDerivative · entry 1

Roulston Scott D · CIK 0001299469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,841

Read SEC document
May 15, 2017 Filed May 17, 2017 13:33 UTC
Finne ThomasDirector
GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032926 · doc4.xml · nonDerivative · entry 1

Finne Thomas · CIK 0001470153 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Read SEC document
May 15, 2017 Filed May 17, 2017 14:23 UTC
Otto AlexanderDirector · 10% owner
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-013447 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,517,893

F1 · kind: Reflects the issuer's grant to the reporting person of fully-vested shares of the issuer's common stock in accordance with the issuer's director compensation program.

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May 15, 2017 Filed May 17, 2017 13:32 UTC GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032925 · doc4.xml · nonDerivative · entry 1

DeFlorio Jane E. · CIK 0001628226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

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May 15, 2017 Filed May 17, 2017 13:35 UTC GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032929 · doc4.xml · nonDerivative · entry 1

Roulston Scott D · CIK 0001299469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,723

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May 15, 2017 Filed May 17, 2017 13:36 UTC GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032930 · doc4.xml · nonDerivative · entry 1

SHOLEM BARRY A · CIK 0001191854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,675

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May 15, 2017 Filed May 17, 2017 13:34 UTC GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032928 · doc4.xml · nonDerivative · entry 1

MACFARLANE VICTOR B · CIK 0001191852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,063

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May 15, 2017 Filed May 17, 2017 13:34 UTC GrantCommon Shares 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032927 · doc4.xml · nonDerivative · entry 1

GIDEL ROBERT H · CIK 0001191827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,153

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May 12, 2017 Filed May 15, 2017 20:51 UTC
Ostrower Matthew LouisEVP, CFO & Treasurer
PurchaseCommon Shares 53,000 $9.46 $501,380.00
Disclosure

SEC source: 0001209191-17-032362 · doc4.xml · nonDerivative · entry 1

Ostrower Matthew Louis · CIK 0001465739 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,036

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May 12, 2017 Filed May 15, 2017 20:50 UTC
Lukes David RDirector · President & CEO
PurchaseCommon Shares 170,000 $9.48 $1,611,600.00
Disclosure

SEC source: 0001209191-17-032359 · doc4.xml · nonDerivative · entry 1

Lukes David R · CIK 0001434627 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,948

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.445 to $9.49, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price within this range.

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May 11, 2017 Filed May 15, 2017 19:27 UTC PurchaseCommon Stock 500,000 $9.40 $4,697,650.00
Disclosure

SEC source: 0000899243-17-013097 · doc4.xml · nonDerivative · entry 1

Otto-Bernstein Katharina · CIK 0001463104 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,255,505

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May 09, 2017 Filed May 11, 2017 19:03 UTC
Finne ThomasDirector
PurchaseCommon Shares 2,000 $9.54 $19,080.00
Disclosure

SEC source: 0001209191-17-031500 · doc4.xml · nonDerivative · entry 1

Finne Thomas · CIK 0001470153 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

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May 09, 2017 Filed May 11, 2017 18:57 UTC
Otto AlexanderDirector · 10% owner
PurchaseCommon Stock 500,000 $9.52 $4,760,000.00
Disclosure

SEC source: 0000899243-17-012777 · doc4.xml · nonDerivative · entry 1

Otto Alexander · CIK 0001462468 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,509,893

F1 · kind: The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a purchase order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · price: Reflects the weighted average purchase price. The range of prices for such transaction is $9.46 to $9.56

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.