Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2017 Filed Aug 23, 2017 20:06 UTC |
Verbrugge Joseph AEVP, Sales and Development
|
Tax withholdingCommon Stock | 5,191 | $5.49 | $28,498.59 |
DisclosureSEC source: 0001225208-17-014294 · doc4.xml · nonDerivative · entry 1 Verbrugge Joseph A · CIK 0001660799 · EVP, Sales and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,380 F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 20:06 UTC |
BARRY THOMAS DSenior VP & Controller
|
Tax withholdingCommon Stock | 8,091 | $5.49 | $44,419.59 |
DisclosureSEC source: 0001225208-17-014293 · doc4.xml · nonDerivative · entry 1 BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,049 F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:02 UTC |
HARTENSTEIN EDDY WDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 400,237 | $0.09 Strike: $0.09 | $36,021.33 |
DisclosureSEC source: 0001225208-17-014135 · doc4.xml · derivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,237 shares Expires 2018-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:02 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock | 393,793 | $5.59 | $2,199,491.42 |
DisclosureSEC source: 0001225208-17-014135 · doc4.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 F2 · price: Represents the weighted average sales price for the price increments ranging from $5.56 to $5.61. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:02 UTC |
HARTENSTEIN EDDY WDirector
|
Tax withholdingCommon Stock | 6,444 | $5.59 | $36,021.96 |
DisclosureSEC source: 0001225208-17-014135 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,891 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 20:02 UTC |
HARTENSTEIN EDDY WDirector
|
Exercise / conversionCommon Stock | 400,237 | $0.09 | $36,021.33 |
DisclosureSEC source: 0001225208-17-014135 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 21:10 UTC |
Zaslav DavidDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 49,059 | $3.52 Strike: $3.52 | $172,442.39 |
DisclosureSEC source: 0001225208-17-013970 · doc4.xml · derivative · entry 6 Zaslav David · CIK 0001318285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,059 shares Expires 2023-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 21:10 UTC |
Zaslav DavidDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 23,113 | $3.16 Strike: $3.16 | $72,921.52 |
DisclosureSEC source: 0001225208-17-013970 · doc4.xml · derivative · entry 5 Zaslav David · CIK 0001318285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,521 Underlying: Common Stock · 23,113 shares Expires 2024-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 21:10 UTC |
Zaslav DavidDirector
|
Tax withholdingCommon Stock | 43,583 | $5.63 | $245,372.29 |
DisclosureSEC source: 0001225208-17-013970 · doc4.xml · nonDerivative · entry 4 Zaslav David · CIK 0001318285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,374 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 21:10 UTC |
Zaslav DavidDirector
|
SaleCommon Stock | 28,589 | $5.62 | $160,670.18 |
DisclosureSEC source: 0001225208-17-013970 · doc4.xml · nonDerivative · entry 3 Zaslav David · CIK 0001318285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,957 Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 21:10 UTC |
Zaslav DavidDirector
|
Exercise / conversionCommon Stock | 23,113 | $3.16 | $72,921.52 |
DisclosureSEC source: 0001225208-17-013970 · doc4.xml · nonDerivative · entry 2 Zaslav David · CIK 0001318285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 21:10 UTC |
Zaslav DavidDirector
|
Exercise / conversionCommon Stock | 49,059 | $3.52 | $172,442.39 |
DisclosureSEC source: 0001225208-17-013970 · doc4.xml · nonDerivative · entry 1 Zaslav David · CIK 0001318285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 20:14 UTC |
HARTENSTEIN EDDY WDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 450,000 | $0.09 Strike: $0.09 | $40,500.00 |
DisclosureSEC source: 0001225208-17-013961 · doc4.xml · derivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,237 Underlying: Common Stock · 450,000 shares Expires 2018-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 20:14 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock | 442,767 | $5.58 | $2,470,684.14 |
DisclosureSEC source: 0001225208-17-013961 · doc4.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 F2 · price: Represents the weighted average sales price for the price increments ranging from $5.56 to $5.5950. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 20:14 UTC |
HARTENSTEIN EDDY WDirector
|
Tax withholdingCommon Stock | 7,233 | $5.60 | $40,504.80 |
DisclosureSEC source: 0001225208-17-013961 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,865 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 20:14 UTC |
HARTENSTEIN EDDY WDirector
|
Exercise / conversionCommon Stock | 450,000 | $0.09 | $40,500.00 |
DisclosureSEC source: 0001225208-17-013961 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 20:14 UTC |
Cady James ArthurEVP, Product and Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 89,565 | $3.37 Strike: $3.37 | $301,825.09 |
DisclosureSEC source: 0001225208-17-013886 · doc4.xml · derivative · entry 4 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,565 Underlying: Common Stock · 89,565 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 20:14 UTC |
Cady James ArthurEVP, Product and Operations
|
Tax withholdingCommon Stock | 72,389 | $5.55 | $401,758.95 |
DisclosureSEC source: 0001225208-17-013886 · doc4.xml · nonDerivative · entry 3 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,176 F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 20:14 UTC |
Cady James ArthurEVP, Product and Operations
|
SaleCommon Stock | 42,467 | $5.50 | $233,755.35 |
DisclosureSEC source: 0001225208-17-013886 · doc4.xml · nonDerivative · entry 2 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,565 F1 · price: Represents the weighted average sales price for the price increments ranging from $5.50 to $5.5150. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 20:14 UTC |
Cady James ArthurEVP, Product and Operations
|
Exercise / conversionCommon Stock | 89,565 | $3.37 | $301,825.09 |
DisclosureSEC source: 0001225208-17-013886 · doc4.xml · nonDerivative · entry 1 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 20:14 UTC |
Zaslav DavidDirector
|
SaleCommon Stock | 12,724 | $5.52 | $70,259.38 |
DisclosureSEC source: 0001225208-17-013887 · doc4.xml · nonDerivative · entry 1 Zaslav David · CIK 0001318285 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,374 F1 · price: Represents the weighted average sales price for the price increments ranging from $5.50 to $5.550. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 20:03 UTC |
Cady James ArthurEVP, Product and Operations
|
Tax withholdingCommon Stock | 4,779 | $5.56 | $26,571.24 |
DisclosureSEC source: 0001225208-17-013332 · doc4.xml · nonDerivative · entry 1 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,467 F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 20:03 UTC |
Verbrugge Joseph AEVP, Sales and Development
|
Tax withholdingCommon Stock | 12,818 | $5.56 | $71,268.08 |
DisclosureSEC source: 0001225208-17-013331 · doc4.xml · nonDerivative · entry 1 Verbrugge Joseph A · CIK 0001660799 · EVP, Sales and Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,571 F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units. Read SEC document |
| August 07, 2017 Filed Aug 7, 2017 20:03 UTC |
BARRY THOMAS DSenior VP & Controller
|
Tax withholdingCommon Stock | 39,746 | $5.56 | $220,987.76 |
DisclosureSEC source: 0001225208-17-013330 · doc4.xml · nonDerivative · entry 1 BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,140 F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
Thomson Katherine KohlerEVP, Chief Marketing Officer
|
Tax withholdingCommon Stock | 16,428 | $5.81 | $95,446.68 |
DisclosureSEC source: 0001225208-17-013065 · doc4.xml · nonDerivative · entry 1 Thomson Katherine Kohler · CIK 0001592472 · EVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,594 F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
Cady James ArthurEVP, Product and Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,241,749 | $3.95 Strike: $3.95 | $4,904,908.55 |
DisclosureSEC source: 0001225208-17-013064 · doc4.xml · derivative · entry 5 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,874 Underlying: Common Stock · 1,241,749 shares Expires 2025-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
Cady James ArthurEVP, Product and Operations
|
Tax withholdingCommon Stock | 1,044,155 | $5.86 | $6,118,748.30 |
DisclosureSEC source: 0001225208-17-013064 · doc4.xml · nonDerivative · entry 4 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,246 F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
Cady James ArthurEVP, Product and Operations
|
SaleCommon Stock | 197,594 | $5.85 | $1,155,924.90 |
DisclosureSEC source: 0001225208-17-013064 · doc4.xml · nonDerivative · entry 3 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,365,401 Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
Cady James ArthurEVP, Product and Operations
|
Tax withholdingCommon Stock | 21,737 | $5.81 | $126,291.97 |
DisclosureSEC source: 0001225208-17-013064 · doc4.xml · nonDerivative · entry 2 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,562,995 F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
Cady James ArthurEVP, Product and Operations
|
Exercise / conversionCommon Stock | 1,241,749 | $3.95 | $4,904,908.55 |
DisclosureSEC source: 0001225208-17-013064 · doc4.xml · nonDerivative · entry 1 Cady James Arthur · CIK 0001646942 · EVP, Product and Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,584,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
BARRY THOMAS DSenior VP & Controller
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 325,740 | $3.61 Strike: $3.61 | $1,175,921.40 |
DisclosureSEC source: 0001225208-17-013063 · doc4.xml · derivative · entry 9 BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,580 Underlying: Common Stock · 325,740 shares Expires 2023-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
BARRY THOMAS DSenior VP & Controller
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 200,000 | $2.48 Strike: $2.48 | $496,000.00 |
DisclosureSEC source: 0001225208-17-013063 · doc4.xml · derivative · entry 8 BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2022-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
BARRY THOMAS DSenior VP & Controller
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 170,165 | $3.37 Strike: $3.37 | $573,439.03 |
DisclosureSEC source: 0001225208-17-013063 · doc4.xml · derivative · entry 7 BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,495 Underlying: Common Stock · 170,165 shares Expires 2024-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
BARRY THOMAS DSenior VP & Controller
|
Tax withholdingCommon Stock | 540,684 | $5.85 | $3,163,001.40 |
DisclosureSEC source: 0001225208-17-013063 · doc4.xml · nonDerivative · entry 5 BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,886 F1 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
BARRY THOMAS DSenior VP & Controller
|
SaleCommon Stock | 155,221 | $5.85 | $908,042.85 |
DisclosureSEC source: 0001225208-17-013063 · doc4.xml · nonDerivative · entry 4 BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,570 Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
BARRY THOMAS DSenior VP & Controller
|
Exercise / conversionCommon Stock | 170,165 | $3.37 | $573,439.03 |
DisclosureSEC source: 0001225208-17-013063 · doc4.xml · nonDerivative · entry 3 BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
BARRY THOMAS DSenior VP & Controller
|
Exercise / conversionCommon Stock | 200,000 | $2.48 | $496,000.00 |
DisclosureSEC source: 0001225208-17-013063 · doc4.xml · nonDerivative · entry 2 BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:15 UTC |
BARRY THOMAS DSenior VP & Controller
|
Exercise / conversionCommon Stock | 325,740 | $3.61 | $1,175,921.40 |
DisclosureSEC source: 0001225208-17-013063 · doc4.xml · nonDerivative · entry 1 BARRY THOMAS D · CIK 0001182130 · Senior VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 583,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:16 UTC |
DONNELLY PATRICK LEVP, General Counsel & Sec.
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 553,750 | $0.62 Strike: $0.62 | $345,263.13 |
DisclosureSEC source: 0001225208-17-013070 · doc4.xml · derivative · entry 6 DONNELLY PATRICK L · CIK 0001233121 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 553,750 shares Expires 2019-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:16 UTC |
DONNELLY PATRICK LEVP, General Counsel & Sec.
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,671,045 | $3.70 Strike: $3.70 | $13,582,866.50 |
DisclosureSEC source: 0001225208-17-013070 · doc4.xml · derivative · entry 5 DONNELLY PATRICK L · CIK 0001233121 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,671,045 shares Expires 2024-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:16 UTC |
DONNELLY PATRICK LEVP, General Counsel & Sec.
|
Tax withholdingCommon Stock | 3,327,859 | $5.87 | $19,534,532.33 |
DisclosureSEC source: 0001225208-17-013070 · doc4.xml · nonDerivative · entry 3 DONNELLY PATRICK L · CIK 0001233121 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651,066 F1 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:16 UTC |
DONNELLY PATRICK LEVP, General Counsel & Sec.
|
Exercise / conversionCommon Stock | 553,750 | $0.62 | $345,263.13 |
DisclosureSEC source: 0001225208-17-013070 · doc4.xml · nonDerivative · entry 2 DONNELLY PATRICK L · CIK 0001233121 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,978,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:16 UTC |
DONNELLY PATRICK LEVP, General Counsel & Sec.
|
Exercise / conversionCommon Stock | 3,671,045 | $3.70 | $13,582,866.50 |
DisclosureSEC source: 0001225208-17-013070 · doc4.xml · nonDerivative · entry 1 DONNELLY PATRICK L · CIK 0001233121 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,425,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:15 UTC |
COOK STEPHENEVP, Sales and Automotive
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 308,000 | $0.62 Strike: $0.62 | $192,038.00 |
DisclosureSEC source: 0001225208-17-013069 · doc4.xml · derivative · entry 5 COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 308,000 shares Expires 2019-08-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:15 UTC |
COOK STEPHENEVP, Sales and Automotive
|
Tax withholdingCommon Stock | 165,432 | $5.81 | $961,159.92 |
DisclosureSEC source: 0001225208-17-013069 · doc4.xml · nonDerivative · entry 3 COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320,833 F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:15 UTC |
COOK STEPHENEVP, Sales and Automotive
|
SaleCommon Stock | 142,568 | $5.80 | $826,894.40 |
DisclosureSEC source: 0001225208-17-013069 · doc4.xml · nonDerivative · entry 2 COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,486,265 F1 · price: Represents the weighted average sales price for the price increments ranging from $5.80 to $5.8050. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:15 UTC |
COOK STEPHENEVP, Sales and Automotive
|
Exercise / conversionCommon Stock | 308,000 | $0.62 | $192,038.00 |
DisclosureSEC source: 0001225208-17-013069 · doc4.xml · nonDerivative · entry 1 COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:15 UTC |
FREAR DAVID JSenior EVP and CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,250,000 | $2.13 Strike: $2.13 | $2,662,500.00 |
DisclosureSEC source: 0001225208-17-013068 · doc4.xml · derivative · entry 6 FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000,000 Underlying: Common Stock · 1,250,000 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:15 UTC |
FREAR DAVID JSenior EVP and CFO
|
Tax withholdingCommon Stock | 862,077 | $5.81 | $5,008,667.37 |
DisclosureSEC source: 0001225208-17-013068 · doc4.xml · nonDerivative · entry 3 FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,371 F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:15 UTC |
FREAR DAVID JSenior EVP and CFO
|
SaleCommon Stock | 387,923 | $5.78 | $2,241,108.76 |
DisclosureSEC source: 0001225208-17-013068 · doc4.xml · nonDerivative · entry 2 FREAR DAVID J · CIK 0001207459 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,448 F1 · price: Represents the weighted average sales price for the price increments ranging from $5.77 to $5.80. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.