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Nasdaq · USD

SIBN

SI-BONE, Inc.

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Tapewire entity
2501
SEC CIK
0001459839
Parsed reports
479

Last 12 months

Inside the activity.

0 purchase rows · 106 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 202504
Jan 202609
Feb 2026024
Mar 202601
Apr 202605
May 2026012
Jun 202601
Jul 202605
Aug 2026016
Sep 202602
Oct 202608

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2023 Filed Jun 20, 2023 22:02 UTC SaleCommon Stock 2,081 $28.74 $59,807.94
Disclosure

SEC source: 0001562180-23-005383 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,430

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

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June 09, 2023 Filed Jun 13, 2023 20:31 UTC GrantCommon Stock 811 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005117 · primarydocument.xml · nonDerivative · entry 1

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,015

F1 · shares: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest 100% upon the earlier of (i) the next annual general meeting of the stockholders of the Company or (ii) the date one year from the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Company's Board of Directors until such date.

F2 · balance_after: Includes 69,941 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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June 09, 2023 Filed Jun 13, 2023 16:29 UTC
Loh HelenDirector
GrantCommon Stock 4,866 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005112 · primarydocument.xml · nonDerivative · entry 1

Loh Helen · CIK 0001852517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,637

F1 · shares: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest 100% upon the earlier of (i) the next annual general meeting of the stockholders of the Company or (ii) the date one year from the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Company's Board of Directors until such date.

F2 · balance_after: Includes 4,866 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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June 09, 2023 Filed Jun 13, 2023 20:25 UTC GrantCommon Stock 4,866 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005108 · primarydocument.xml · nonDerivative · entry 1

Davis Timothy E JR · CIK 0001492082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,261

F1 · shares: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest 100% upon the earlier of (i) the next annual general meeting of the stockholders of the Company or (ii) the date one year from the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Company's Board of Directors until such date.

F2 · balance_after: Includes 4,866 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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June 09, 2023 Filed Jun 13, 2023 20:31 UTC GrantCommon Stock 4,866 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005114 · primarydocument.xml · nonDerivative · entry 1

Valentine Keith · CIK 0001289408 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,209

F1 · shares: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest 100% upon the earlier of (i) the next annual general meeting of the stockholders of the Company or (ii) the date one year from the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Company's Board of Directors until such date.

F2 · balance_after: Includes 4,866 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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June 09, 2023 Filed Jun 13, 2023 20:30 UTC GrantCommon Stock 4,866 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005113 · primarydocument.xml · nonDerivative · entry 1

Nishimura Mika · CIK 0001848327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,850

F1 · shares: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest 100% upon the earlier of (i) the next annual general meeting of the stockholders of the Company or (ii) the date one year from the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Company's Board of Directors until such date.

F2 · balance_after: Includes 4,866 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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June 09, 2023 Filed Jun 13, 2023 20:28 UTC GrantCommon Stock 4,866 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005111 · primarydocument.xml · nonDerivative · entry 1

HINCKLEY GREGORY K · CIK 0001239182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,584

F1 · shares: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest 100% upon the earlier of (i) the next annual general meeting of the stockholders of the Company or (ii) the date one year from the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Company's Board of Directors until such date.

F2 · balance_after: Includes 4,866 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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June 09, 2023 Filed Jun 13, 2023 20:27 UTC GrantCommon Stock 4,866 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005110 · primarydocument.xml · nonDerivative · entry 1

HILLEMAN JERYL L · CIK 0001216628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,511

F1 · shares: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest 100% upon the earlier of (i) the next annual general meeting of the stockholders of the Company or (ii) the date one year from the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Company's Board of Directors until such date.

F2 · balance_after: Includes 4,866 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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June 09, 2023 Filed Jun 13, 2023 20:26 UTC GrantCommon Stock 4,866 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005109 · primarydocument.xml · nonDerivative · entry 1

Freund John Gordon · CIK 0001296771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,835

F1 · shares: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest 100% upon the earlier of (i) the next annual general meeting of the stockholders of the Company or (ii) the date one year from the Vesting Commencement Date, subject to the Reporting Person's continuous service as a member of the Company's Board of Directors until such date.

F2 · balance_after: Includes 4,866 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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June 07, 2023 Filed Jun 9, 2023 21:11 UTC
Maheshwari AnshulChief Financial Officer
SaleCommon Stock 3,272 $28.00 $91,616.00
Disclosure

SEC source: 0001562180-23-005038 · primarydocument.xml · nonDerivative · entry 1

Maheshwari Anshul · CIK 0001853089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,692

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · balance_after: Includes 130,194 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

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May 17, 2023 Filed May 18, 2023 21:37 UTC
RECUPERO ANTHONY JPresident, Commercial Ops
SaleCommon Stock 2,997 $24.91 $74,643.88
Disclosure

SEC source: 0001562180-23-004252 · primarydocument.xml · nonDerivative · entry 5

RECUPERO ANTHONY J · CIK 0001210230 · President, Commercial Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,250

F5 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F6 · balance_after: Includes 1,891 shares acquired under the SI-BONE, Inc. 2018 Employee Stock Purchase Plan on May 15, 2023.

F7 · balance_after: Includes 156,184 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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May 16, 2023 Filed May 18, 2023 21:35 UTC SaleCommon Stock 1,955 $24.81 $48,497.69
Disclosure

SEC source: 0001562180-23-004250 · primarydocument.xml · nonDerivative · entry 3

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,204

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $24.51 USD to $24.96 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Includes 69,130 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

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May 16, 2023 Filed May 18, 2023 21:35 UTC SaleCommon Stock 1,514 $24.81 $37,557.34
Disclosure

SEC source: 0001562180-23-004250 · primarydocument.xml · nonDerivative · entry 2

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,159

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $24.49 USD to $24.96 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 16, 2023 Filed May 18, 2023 21:35 UTC SaleCommon Stock 4,493 $24.85 $111,652.85
Disclosure

SEC source: 0001562180-23-004250 · primarydocument.xml · nonDerivative · entry 1

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,673

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $24.50 USD to $24.96 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 16, 2023 Filed May 18, 2023 21:34 UTC
Maheshwari AnshulChief Financial Officer
SaleCommon Stock 1,891 $24.39 $46,123.00
Disclosure

SEC source: 0001562180-23-004249 · primarydocument.xml · nonDerivative · entry 3

Maheshwari Anshul · CIK 0001853089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,964

F4 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F5 · balance_after: Included 1,891 shares acquired under the SI-BONE Employee Stock Purchase Plan on May 15, 2023.

F6 · balance_after: Includes 130,194 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer'scommon stock

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May 16, 2023 Filed May 18, 2023 21:34 UTC
Maheshwari AnshulChief Financial Officer
SaleCommon Stock 828 $24.46 $20,250.06
Disclosure

SEC source: 0001562180-23-004249 · primarydocument.xml · nonDerivative · entry 2

Maheshwari Anshul · CIK 0001853089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,964

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $24.02 USD to $24.78 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 16, 2023 Filed May 18, 2023 21:34 UTC
Maheshwari AnshulChief Financial Officer
SaleCommon Stock 905 $24.68 $22,332.32
Disclosure

SEC source: 0001562180-23-004249 · primarydocument.xml · nonDerivative · entry 1

Maheshwari Anshul · CIK 0001853089 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 158,792

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $24.14 USD to $24.83 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:37 UTC
RECUPERO ANTHONY JPresident, Commercial Ops
SaleCommon Stock 1,468 $24.82 $36,432.24
Disclosure

SEC source: 0001562180-23-004252 · primarydocument.xml · nonDerivative · entry 4

RECUPERO ANTHONY J · CIK 0001210230 · President, Commercial Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,356

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $24.22 USD to $24.98 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:37 UTC
RECUPERO ANTHONY JPresident, Commercial Ops
SaleCommon Stock 1,610 $24.80 $39,923.49
Disclosure

SEC source: 0001562180-23-004252 · primarydocument.xml · nonDerivative · entry 3

RECUPERO ANTHONY J · CIK 0001210230 · President, Commercial Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,824

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $24.22 USD to $24.98 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:37 UTC
RECUPERO ANTHONY JPresident, Commercial Ops
SaleCommon Stock 306 $24.67 $7,550.40
Disclosure

SEC source: 0001562180-23-004252 · primarydocument.xml · nonDerivative · entry 2

RECUPERO ANTHONY J · CIK 0001210230 · President, Commercial Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,434

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $24.23 USD to $24.80 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:37 UTC
RECUPERO ANTHONY JPresident, Commercial Ops
SaleCommon Stock 2,075 $24.82 $51,498.39
Disclosure

SEC source: 0001562180-23-004252 · primarydocument.xml · nonDerivative · entry 1

RECUPERO ANTHONY J · CIK 0001210230 · President, Commercial Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,740

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $24.23 USD to $24.98 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:36 UTC
FRANCIS LAURADirector · Chief Executive Officer
SaleCommon Stock 1,677 $24.85 $41,666.41
Disclosure

SEC source: 0001562180-23-004251 · primarydocument.xml · nonDerivative · entry 6

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,051

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $24.37 USD to $24.99 USD; the price reported above reflects the weighted average sale price.The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · balance_after: Includes 1,892 shares acquired under the SI-BONE, Inc. 2018 Employee Stock Purchase Plan on May 15, 2023.

F8 · balance_after: Includes 270,283 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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May 16, 2023 Filed May 18, 2023 21:36 UTC
FRANCIS LAURADirector · Chief Executive Officer
SaleCommon Stock 621 $24.73 $15,355.09
Disclosure

SEC source: 0001562180-23-004251 · primarydocument.xml · nonDerivative · entry 5

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,836

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F6 · price: This transaction was executed in multiple trades at prices ranging from $24.37 USD to $24.85 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:36 UTC
FRANCIS LAURADirector · Chief Executive Officer
SaleCommon Stock 1,020 $24.84 $25,333.84
Disclosure

SEC source: 0001562180-23-004251 · primarydocument.xml · nonDerivative · entry 4

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,457

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $24.34 USD to $24.96 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:36 UTC
FRANCIS LAURADirector · Chief Executive Officer
SaleCommon Stock 1,529 $24.85 $37,990.91
Disclosure

SEC source: 0001562180-23-004251 · primarydocument.xml · nonDerivative · entry 3

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,477

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $24.37 USD to $24.99 USD; the price reported above reflects the weighted average sale price.The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 16, 2023 Filed May 18, 2023 21:36 UTC
FRANCIS LAURADirector · Chief Executive Officer
SaleCommon Stock 2,180 $24.85 $54,178.89
Disclosure

SEC source: 0001562180-23-004251 · primarydocument.xml · nonDerivative · entry 2

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,006

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $24.34 USD to $24.95 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 16, 2023 Filed May 18, 2023 21:36 UTC
FRANCIS LAURADirector · Chief Executive Officer
SaleCommon Stock 1,982 $24.85 $49,253.69
Disclosure

SEC source: 0001562180-23-004251 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,186

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $24.34 USD to $24.99 USD; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 09, 2023 Filed May 10, 2023 23:52 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 272,753 $0.00 Strike: $3.42 $0.00
Disclosure

SEC source: 0001562180-23-004050 · primarydocument.xml · derivative · entry 4

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 272,753 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested.

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May 09, 2023 Filed May 10, 2023 23:52 UTC SaleCommon Stock 272,753 $22.00 $6,000,566.00
Disclosure

SEC source: 0001562180-23-004050 · primarydocument.xml · nonDerivative · entry 2

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,166

F1 · kind: The shares were sold in connection with the Issuer's public offering of common stock.

F2 · balance_after: Represents shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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May 09, 2023 Filed May 10, 2023 23:52 UTC Exercise / conversionCommon Stock 272,753 $3.42 $932,815.26
Disclosure

SEC source: 0001562180-23-004050 · primarydocument.xml · nonDerivative · entry 1

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 03, 2023 Filed May 5, 2023 22:25 UTC GrantCommon Stock 9,795 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003969 · primarydocument.xml · nonDerivative · entry 1

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,166

F1 · shares: Reflects shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The shares subject to the restricted stock unit will vest over three years beginning on May 1, 2023, and will be released in quarterly installments commencing on August 1, 2023, subject to the Reporting Person's continued service through each relevant vesting date.

F2 · balance_after: Represents shares issuable on settlement of restricted stock units granted to the Reporting Person.

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April 26, 2023 Filed May 5, 2023 22:25 UTC GiftStock Options (Right to buy) · Derivative 126,247 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0001562180-23-003969 · primarydocument.xml · derivative · entry 3

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 126,247 shares

Expires 2029-01-15

F5 · kind: The reported transaction involves the Reporting Person's transfer of options to trusts for the benefit of Reporting Person's grandchildren.

F6 · derivative.exercise_date: The shares subject to the option are fully vested.

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April 03, 2023 Filed Apr 5, 2023 22:46 UTC
Maheshwari AnshulChief Financial Officer
SaleCommon Stock 1,229 $19.30 $23,719.09
Disclosure

SEC source: 0001562180-23-003454 · primarydocument.xml · nonDerivative · entry 1

Maheshwari Anshul · CIK 0001853089 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,697

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.15 to $19.53; the price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 135,196 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

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April 03, 2023 Filed Apr 5, 2023 22:45 UTC
RECUPERO ANTHONY JPresident, Commercial Ops
SaleCommon Stock 1,712 $19.28 $33,010.10
Disclosure

SEC source: 0001562180-23-003453 · primarydocument.xml · nonDerivative · entry 1

RECUPERO ANTHONY J · CIK 0001210230 · President, Commercial Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,815

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.14 to $19.40; the price reported above reflects the weighted average sale price.The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 167,638 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

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February 28, 2023 Filed Mar 2, 2023 23:44 UTC
Maheshwari AnshulChief Financial Officer
SaleCommon Stock 1,986 $21.00 $41,706.00
Disclosure

SEC source: 0001562180-23-002188 · primarydocument.xml · nonDerivative · entry 1

Maheshwari Anshul · CIK 0001853089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,926

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · balance_after: Includes 138,788 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer'scommon stock.

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February 28, 2023 Filed Mar 2, 2023 23:45 UTC
FRANCIS LAURADirector · Chief Executive Officer
GiftStock Options (Right to buy) · Derivative 9,863 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0001562180-23-002189 · primarydocument.xml · derivative · entry 4

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,574

Underlying: Common Stock · 9,863 shares

Expires 2029-01-15

F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

F6 · balance_after: The reported transaction involves the Reporting Person's transfer of options to trusts for the benefit of Reporting Person's children.

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February 28, 2023 Filed Mar 2, 2023 23:45 UTC
FRANCIS LAURADirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001562180-23-002189 · primarydocument.xml · derivative · entry 3

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,392

Underlying: Common Stock · 35,000 shares

Expires 2025-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on May 26, 2015, subject to Reporting Person's continued service through each relevant vesting date. The shares subject to this option may be exercised prior to vesting, subject to Issuer's right to repurchase.

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February 28, 2023 Filed Mar 2, 2023 23:45 UTC
FRANCIS LAURADirector · Chief Executive Officer
SaleCommon Stock 35,000 $20.23 $708,172.50
Disclosure

SEC source: 0001562180-23-002189 · primarydocument.xml · nonDerivative · entry 2

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,168

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 288,428 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer'scommon stock.

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February 28, 2023 Filed Mar 2, 2023 23:45 UTC
FRANCIS LAURADirector · Chief Executive Officer
Exercise / conversionCommon Stock 35,000 $4.32 $151,200.00
Disclosure

SEC source: 0001562180-23-002189 · primarydocument.xml · nonDerivative · entry 1

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:29 UTC
RECUPERO ANTHONY JPresident, Commercial Ops
SaleCommon Stock 3,081 $16.46 $50,706.79
Disclosure

SEC source: 0001562180-23-001581 · primarydocument.xml · nonDerivative · entry 2

RECUPERO ANTHONY J · CIK 0001210230 · President, Commercial Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,527

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F3 · balance_after: Includes 171,230 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

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February 16, 2023 Filed Feb 17, 2023 21:08 UTC SaleCommon Stock 3,024 $16.65 $50,341.13
Disclosure

SEC source: 0001562180-23-001495 · primarydocument.xml · nonDerivative · entry 3

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,580

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 75,371 shares issuable on the settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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February 16, 2023 Filed Feb 17, 2023 21:08 UTC SaleCommon Stock 1,042 $16.73 $17,437.24
Disclosure

SEC source: 0001562180-23-001495 · primarydocument.xml · nonDerivative · entry 2

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,604

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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February 16, 2023 Filed Feb 17, 2023 21:08 UTC SaleCommon Stock 1,346 $16.75 $22,540.92
Disclosure

SEC source: 0001562180-23-001495 · primarydocument.xml · nonDerivative · entry 1

DUNN JEFFREY W · CIK 0001035986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,646

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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February 16, 2023 Filed Feb 17, 2023 21:08 UTC
Maheshwari AnshulChief Financial Officer
SaleCommon Stock 1,546 $16.78 $25,948.84
Disclosure

SEC source: 0001562180-23-001492 · primarydocument.xml · nonDerivative · entry 3

Maheshwari Anshul · CIK 0001853089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,912

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 138,788 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

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February 16, 2023 Filed Feb 17, 2023 21:08 UTC
Maheshwari AnshulChief Financial Officer
SaleCommon Stock 870 $16.80 $14,615.39
Disclosure

SEC source: 0001562180-23-001492 · primarydocument.xml · nonDerivative · entry 2

Maheshwari Anshul · CIK 0001853089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,458

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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February 16, 2023 Filed Feb 17, 2023 21:08 UTC
Maheshwari AnshulChief Financial Officer
SaleCommon Stock 796 $16.93 $13,474.37
Disclosure

SEC source: 0001562180-23-001492 · primarydocument.xml · nonDerivative · entry 1

Maheshwari Anshul · CIK 0001853089 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,328

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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February 16, 2023 Filed Feb 17, 2023 21:08 UTC
FRANCIS LAURADirector · Chief Executive Officer
SaleCommon Stock 7,170 $16.78 $120,344.87
Disclosure

SEC source: 0001562180-23-001496 · primarydocument.xml · nonDerivative · entry 7

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,168

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 288,428 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

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February 16, 2023 Filed Feb 17, 2023 21:08 UTC
FRANCIS LAURADirector · Chief Executive Officer
SaleCommon Stock 613 $16.81 $10,302.02
Disclosure

SEC source: 0001562180-23-001496 · primarydocument.xml · nonDerivative · entry 6

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,338

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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February 16, 2023 Filed Feb 17, 2023 21:08 UTC
FRANCIS LAURADirector · Chief Executive Officer
SaleCommon Stock 698 $16.82 $11,740.50
Disclosure

SEC source: 0001562180-23-001496 · primarydocument.xml · nonDerivative · entry 5

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,951

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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February 16, 2023 Filed Feb 17, 2023 21:08 UTC
FRANCIS LAURADirector · Chief Executive Officer
SaleCommon Stock 1,155 $16.82 $19,426.41
Disclosure

SEC source: 0001562180-23-001496 · primarydocument.xml · nonDerivative · entry 4

FRANCIS LAURA · CIK 0001218802 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,649

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.