Last 12 months
Inside the activity.
0 purchase rows · 106 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 19 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 24 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 12 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 8 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 19, 2018 Filed Oct 19, 2018 20:50 UTC |
Bonita David PDirector
|
ConversionSeries 7 Preferred Stock · Derivative | 179,404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055700 · doc4.xml · derivative · entry 5 Bonita David P · CIK 0001572451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By OrbiMed Private Investments V, LP Disclosed balance after: 0 Underlying: Common Stock · 179,404 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F4 · price: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F4 · derivative.exercise_date: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F4 · derivative.expiration_date: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by OrbiMed Private Investments V, LP. ("OPI V"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V and OrbiMed Advisors LLC ("OrbiMed Advisors") is the managing member of GP V. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the shares held by OPI V and as a result may be deemed to have beneficial ownership of such shares. Reporting Person, a member of Issuer's board of directors, is an employee of OrbiMed Advisors. F3 · ownership.nature: Each of GP V, OrbiMed Advisors and the Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:50 UTC |
Bonita David PDirector
|
ConversionSeries 6 Preferred Stock · Derivative | 572,326 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055700 · doc4.xml · derivative · entry 4 Bonita David P · CIK 0001572451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By OrbiMed Private Investments V, LP Disclosed balance after: 0 Underlying: Common Stock · 605,964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by OrbiMed Private Investments V, LP. ("OPI V"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V and OrbiMed Advisors LLC ("OrbiMed Advisors") is the managing member of GP V. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the shares held by OPI V and as a result may be deemed to have beneficial ownership of such shares. Reporting Person, a member of Issuer's board of directors, is an employee of OrbiMed Advisors. F3 · ownership.nature: Each of GP V, OrbiMed Advisors and the Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:50 UTC |
Bonita David PDirector
|
PurchaseCommon Stock | 200,000 | $15.00 | $3,000,000.00 |
DisclosureSEC source: 0001209191-18-055700 · doc4.xml · nonDerivative · entry 3 Bonita David P · CIK 0001572451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By OrbiMed Private Investments V, LP Disclosed balance after: 985,368 F2 · ownership.nature: Shares held by OrbiMed Private Investments V, LP. ("OPI V"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V and OrbiMed Advisors LLC ("OrbiMed Advisors") is the managing member of GP V. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the shares held by OPI V and as a result may be deemed to have beneficial ownership of such shares. Reporting Person, a member of Issuer's board of directors, is an employee of OrbiMed Advisors. F3 · ownership.nature: Each of GP V, OrbiMed Advisors and the Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:50 UTC |
Bonita David PDirector
|
ConversionCommon Stock | 179,404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055700 · doc4.xml · nonDerivative · entry 2 Bonita David P · CIK 0001572451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By OrbiMed Private Investments V, LP Disclosed balance after: 785,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by OrbiMed Private Investments V, LP. ("OPI V"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V and OrbiMed Advisors LLC ("OrbiMed Advisors") is the managing member of GP V. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the shares held by OPI V and as a result may be deemed to have beneficial ownership of such shares. Reporting Person, a member of Issuer's board of directors, is an employee of OrbiMed Advisors. F3 · ownership.nature: Each of GP V, OrbiMed Advisors and the Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:50 UTC |
Bonita David PDirector
|
ConversionCommon Stock | 605,964 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055700 · doc4.xml · nonDerivative · entry 1 Bonita David P · CIK 0001572451 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By OrbiMed Private Investments V, LP Disclosed balance after: 605,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by OrbiMed Private Investments V, LP. ("OPI V"). OrbiMed Capital GP V LLC ("GP V") is the general partner of OPI V and OrbiMed Advisors LLC ("OrbiMed Advisors") is the managing member of GP V. By virtue of such relationships, GP V and OrbiMed Advisors may be deemed to have voting and investment power with respect to the shares held by OPI V and as a result may be deemed to have beneficial ownership of such shares. Reporting Person, a member of Issuer's board of directors, is an employee of OrbiMed Advisors. F3 · ownership.nature: Each of GP V, OrbiMed Advisors and the Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner of such securities for purpose of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 21:01 UTC |
Valentine KeithDirector
|
ConversionSeries 7 Preferred Stock · Derivative | 9,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055708 · doc4.xml · derivative · entry 2 Valentine Keith · CIK 0001289408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 21:01 UTC |
Valentine KeithDirector
|
ConversionCommon Stock | 9,966 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055708 · doc4.xml · nonDerivative · entry 1 Valentine Keith · CIK 0001289408 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:59 UTC |
Reiley Mark ADirector
|
ConversionSeries 3 Preferred Stock · Derivative | 8,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055706 · doc4.xml · derivative · entry 3 Reiley Mark A · CIK 0001754350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 3 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 3 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 3 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 3 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:59 UTC |
Reiley Mark ADirector
|
ConversionCommon Stock | 8,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055706 · doc4.xml · nonDerivative · entry 1 Reiley Mark A · CIK 0001754350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 3 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:58 UTC |
Petersen TimothyDirector
|
ConversionSeries 7 Preferred Stock · Derivative | 1,495,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055704 · doc4.xml · derivative · entry 3 Petersen Timothy · CIK 0001592730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Arboretum Ventures IV, LP Disclosed balance after: 0 Underlying: Common Stock · 1,495,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Arboretum Ventures IV, LP ("AV IV"). Arboretum Investment Manager IV, LLC ("AIM IV") serves as the general partner of AV IV. Jan Garfinkle, Timothy B. Petersen, a member of the Issuer's board of directors, and Paul McCreadie are managing members of AIM IV and share voting and dispositive power with regard to these shares and therefore each of the foregoing managing members may be deemed to have the same powers with respect to such shares. Mr. Petersen disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:58 UTC |
Petersen TimothyDirector
|
PurchaseCommon Stock | 200,000 | $15.00 | $3,000,000.00 |
DisclosureSEC source: 0001209191-18-055704 · doc4.xml · nonDerivative · entry 2 Petersen Timothy · CIK 0001592730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Arboretum Ventures IV, LP Disclosed balance after: 1,695,036 F2 · ownership.nature: Shares held by Arboretum Ventures IV, LP ("AV IV"). Arboretum Investment Manager IV, LLC ("AIM IV") serves as the general partner of AV IV. Jan Garfinkle, Timothy B. Petersen, a member of the Issuer's board of directors, and Paul McCreadie are managing members of AIM IV and share voting and dispositive power with regard to these shares and therefore each of the foregoing managing members may be deemed to have the same powers with respect to such shares. Mr. Petersen disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:58 UTC |
Petersen TimothyDirector
|
ConversionCommon Stock | 1,495,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055704 · doc4.xml · nonDerivative · entry 1 Petersen Timothy · CIK 0001592730 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Arboretum Ventures IV, LP Disclosed balance after: 1,495,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Arboretum Ventures IV, LP ("AV IV"). Arboretum Investment Manager IV, LLC ("AIM IV") serves as the general partner of AV IV. Jan Garfinkle, Timothy B. Petersen, a member of the Issuer's board of directors, and Paul McCreadie are managing members of AIM IV and share voting and dispositive power with regard to these shares and therefore each of the foregoing managing members may be deemed to have the same powers with respect to such shares. Mr. Petersen disclaims beneficial ownership of such shares except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
ConversionSeries 7 Preferred Stock · Derivative | 398,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · derivative · entry 12 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 398,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
ConversionSeries 6 Preferred Stock · Derivative | 652,347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · derivative · entry 11 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 690,689 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.exercise_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.expiration_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
ConversionSeries 5 Preferred Stock · Derivative | 792,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · derivative · entry 10 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 792,195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
ConversionSeries 4 Preferred Stock · Derivative | 2,213,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · derivative · entry 9 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 2,213,425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
SaleSeries 5 Preferred Stock · Derivative | 23,904 | $14.00 | $334,656.00 |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · derivative · entry 8 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 792,195 Underlying: Common Stock · 23,904 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F5 · kind: Immediately prior to the closing of the Issuer's initial public offering, SVP V exercised a warrant to purchase 39,421 shares of Series 5 Preferred Stock at an exercise price of $9.10 per share. The exercise price was paid on a net exercise cashless basis calculated using the Issuer's initial public offering price of $15.00, resulting in the Issuer withholding 23,904 of the warrant shares to pay the exercise price and issuing SVP V the remaining 15,517 shares. F1 · derivative.exercise_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
OtherSeries 5 Preferred Stock · Derivative | 39,421 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · derivative · entry 7 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 816,099 Underlying: Common Stock · 39,421 shares Expires not disclosed F1 · derivative.exercise_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
OtherWarrant (right to buy) · Derivative | 39,421 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · derivative · entry 6 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 0 Underlying: Series 5 Preferred Stock · 39,421 shares Expires not disclosed F4 · derivative.exercise_date: Shares subject to the warrant are immediately exercisable. The warrant will expire in connection with the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Shares subject to the warrant are immediately exercisable. The warrant will expire in connection with the closing of the Issuer's initial public offering. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
PurchaseCommon Stock | 325,000 | $15.00 | $4,875,000.00 |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · nonDerivative · entry 5 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 4,419,985 F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
ConversionCommon Stock | 398,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · nonDerivative · entry 4 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 4,094,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
ConversionCommon Stock | 690,689 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · nonDerivative · entry 3 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 3,696,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
ConversionCommon Stock | 792,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · nonDerivative · entry 2 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 3,005,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Skyline Venture Partners V LP10% owner
Skyline Venture Management V, LLC10% owner
Freund John GordonDirector · 10% owner
KANEKO YASUNORI10% owner
|
ConversionCommon Stock | 2,213,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055698 · doc4.xml · nonDerivative · entry 1 Skyline Venture Partners V LP · CIK 0001419187 · 10% owner Skyline Venture Management V, LLC · CIK 0001434887 · 10% owner Freund John Gordon · CIK 0001296771 · Director · 10% owner KANEKO YASUNORI · CIK 0001277503 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 2,213,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. John G. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund and Mr. Kaneko disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:57 UTC |
Hinckley Greg KDirector
|
ConversionSeries 7 Preferred Stock · Derivative | 44,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055703 · doc4.xml · derivative · entry 8 HINCKLEY GREGORY K · CIK 0001239182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 4 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 4 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 4 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 4 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · ownership.direct: Shares held by Gregory K. Hinckley and Mary C. Hinckley as Community Property with the Right of Survivorship. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:57 UTC |
Hinckley Greg KDirector
|
ConversionSeries 6 Preferred Stock · Derivative | 9,106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055703 · doc4.xml · derivative · entry 7 HINCKLEY GREGORY K · CIK 0001239182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · derivative.exercise_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · derivative.expiration_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · ownership.direct: Shares held by Gregory K. Hinckley and Mary C. Hinckley as Community Property with the Right of Survivorship. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:57 UTC |
Hinckley Greg KDirector
|
ConversionSeries 6 Preferred Stock · Derivative | 12,141 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055703 · doc4.xml · derivative · entry 6 HINCKLEY GREGORY K · CIK 0001239182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · derivative.exercise_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · derivative.expiration_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:57 UTC |
Hinckley Greg KDirector
|
ConversionSeries 4 Preferred Stock · Derivative | 15,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055703 · doc4.xml · derivative · entry 5 HINCKLEY GREGORY K · CIK 0001239182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 4 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 4 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 4 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 4 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:57 UTC |
Hinckley Greg KDirector
|
ConversionCommon Stock | 44,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055703 · doc4.xml · nonDerivative · entry 4 HINCKLEY GREGORY K · CIK 0001239182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 4 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · ownership.direct: Shares held by Gregory K. Hinckley and Mary C. Hinckley as Community Property with the Right of Survivorship. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:57 UTC |
Hinckley Greg KDirector
|
ConversionCommon Stock | 9,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055703 · doc4.xml · nonDerivative · entry 3 HINCKLEY GREGORY K · CIK 0001239182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · ownership.direct: Shares held by Gregory K. Hinckley and Mary C. Hinckley as Community Property with the Right of Survivorship. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:57 UTC |
Hinckley Greg KDirector
|
ConversionCommon Stock | 12,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055703 · doc4.xml · nonDerivative · entry 2 HINCKLEY GREGORY K · CIK 0001239182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:57 UTC |
Hinckley Greg KDirector
|
ConversionCommon Stock | 15,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055703 · doc4.xml · nonDerivative · entry 1 HINCKLEY GREGORY K · CIK 0001239182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 4 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionSeries 7 Preferred Stock · Derivative | 171,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 15 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates IV, LLC Disclosed balance after: 0 Underlying: Common Stock · 171,929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionSeries 7 Preferred Stock · Derivative | 27,409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 14 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 27,409 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionSeries 6 Preferred Stock · Derivative | 48,950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 13 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates, LLC Disclosed balance after: 0 Underlying: Common Stock · 51,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.exercise_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.expiration_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionSeries 6 Preferred Stock · Derivative | 563,926 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 12 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 597,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.exercise_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.expiration_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionSeries 5 Preferred Stock · Derivative | 78,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 11 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates, LLC Disclosed balance after: 0 Underlying: Common Stock · 78,564 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionSeries 5 Preferred Stock · Derivative | 1,102,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 10 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 0 Underlying: Common Stock · 1,102,915 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
SaleSeries 5 Preferred Stock · Derivative | 9,397 | $15.00 | $140,955.00 |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 9 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 1,102,915 Underlying: Common Stock · 9,397 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F5 · kind: Immediately prior to the closing of the Issuer's initial public offering, Montreux Equity Partners IV, L.P. exercised a warrant to purchase 15,496 shares of Series 5 Preferred Stock at an exercise price of $9.10 per share. The exercise price was paid on a net exercise cashless basis calculated using the Issuer's initial public offering price of $15.00, resulting in the Issuer withholding 9,397 of the warrant shares to pay the exercise price and issuing MEP the remaining 6,099 shares. F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
OtherSeries 5 Preferred Stock · Derivative | 15,496 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 8 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 1,112,312 Underlying: Common Stock · 15,496 shares Expires not disclosed F1 · derivative.exercise_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
OtherWarrant (right to buy) · Derivative | 15,496 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · derivative · entry 7 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 0 Underlying: Series 5 Preferred Stock · 15,496 shares Expires not disclosed F4 · derivative.exercise_date: Shares subject to the warrant are immediately exercisable. The warrant will expire in connection with the closing of the Issuer's initial public offering. F4 · derivative.expiration_date: Shares subject to the warrant are immediately exercisable. The warrant will expire in connection with the closing of the Issuer's initial public offering. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionCommon Stock | 171,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 6 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates IV, LLC Disclosed balance after: 171,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionCommon Stock | 51,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 5 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates, LLC Disclosed balance after: 130,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionCommon Stock | 78,564 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 4 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux IV Associates, LLC Disclosed balance after: 78,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionCommon Stock | 27,409 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 3 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 1,727,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionCommon Stock | 597,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 2 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 1,699,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:49 UTC |
Montreux Equity Partners IV, L.P.10% owner
Montreux IV Associates, LLC10% owner
Montreux IV Associates IV, LLC10% owner
Montreux Equity Management IV, LLC10% owner
TURNER DANIEL K III10% owner
|
ConversionCommon Stock | 1,102,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055699 · doc4.xml · nonDerivative · entry 1 Montreux Equity Partners IV, L.P. · CIK 0001456153 · 10% owner Montreux IV Associates, LLC · CIK 0001456152 · 10% owner Montreux IV Associates IV, LLC · CIK 0001676802 · 10% owner Montreux Equity Management IV, LLC · CIK 0001456154 · 10% owner TURNER DANIEL K III · CIK 0001280249 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Montreux Equity Partners IV, L.P. Disclosed balance after: 1,102,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Issuer's Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Montreux Equity Management IV, L.L.C. ("MEM IV LLC") is the general partner of each of Montreux Equity Partners IV, L.P., Montreux IV Associates, L.L.C and Montreux IV Associates IV, L.L.C. Daniel K. Turner III is the managing director of MEM IV LLC and may be deemed to have voting and investment power over the shares held by each of these entities. Mr. Turner disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest, if any. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Freund John GordonDirector · 10% owner
|
ConversionSeries 7 Preferred Stock · Derivative | 398,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055697 · doc4.xml · derivative · entry 12 Freund John Gordon · CIK 0001296771 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 398,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. Dr. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Freund John GordonDirector · 10% owner
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ConversionSeries 6 Preferred Stock · Derivative | 652,347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055697 · doc4.xml · derivative · entry 11 Freund John Gordon · CIK 0001296771 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 690,689 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · price: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.exercise_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F3 · derivative.expiration_date: The Issuer's Series 6 Preferred Stock automatically converted into approximately 1.05878 shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. Dr. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| October 19, 2018 Filed Oct 19, 2018 20:48 UTC |
Freund John GordonDirector · 10% owner
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ConversionSeries 5 Preferred Stock · Derivative | 792,195 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-055697 · doc4.xml · derivative · entry 10 Freund John Gordon · CIK 0001296771 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 0 Underlying: Common Stock · 792,195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The Issuer's Series 4 Preferred Stock, Series 5 Preferred Stock and Series 7 Preferred Stock automatically converted into an equal number of shares of Issuer's common stock immediately upon the closing of the Issuer's initial public offering and has no expiration date. F2 · ownership.nature: Shares held by Skyline Venture Partners V, L.P. ("SVP V"). Skyline Venture Management V, LLC ("LLC") is the general partner of SVP V and as such may be deemed to have voting and investment power with respect to the securities of SVP V. Dr. Freund, a member of the Issuer's board of directors, together with Yasunori Kaneko, are the managing directors of LLC and each may be deemed to have voting and investment power with respect to the securities held by SVP V. Dr. Freund disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.